www.dfinsolutions.com
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54.83.189.142
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Submitted URL: http://app.comms.dfinsolutions.com/e/er?s=1054571203&lid=3382&elqTrackId=2136023ba1124f30b218e5219b53cd17&elq=a50d31fbebce40558f028...
Effective URL: https://www.dfinsolutions.com/
Submission: On November 24 via manual from CA — Scanned from CA
Effective URL: https://www.dfinsolutions.com/
Submission: On November 24 via manual from CA — Scanned from CA
Form analysis 4 forms found in the DOM
/search-results
<form class="site-search__form" action="/search-results">
<input name="q" placeholder="Keyword Search" autocomplete="off" class="search-autocomplete">
<span class="site-search__clear js-clear"></span>
</form>Name: 2020DFINSolutionsContactusshortform — POST https://s1054571203.t.eloqua.com/e/f2
<form method="post" name="2020DFINSolutionsContactusshortform" action="https://s1054571203.t.eloqua.com/e/f2" id="form1329" class="elq-form js-validate-contact-sticky" novalidate="novalidate">
<input value="2020DFINSolutionsContactusshortform" type="hidden" name="elqFormName">
<input value="1054571203" type="hidden" name="elqSiteId">
<input value="" type="hidden" id="elqFormSubmissionToken" name="elqFormSubmissionToken">
<input name="elqCampaignId" type="hidden">
<div class="layout container-fluid">
<div class="row">
<div class="grid-layout-col">
<div class="layout-col col-sm-12 col-xs-12 p-0">
<div id="formElement0" class="elq-field-style form-element-layout row">
<div style="text-align:left;" class="col-sm-12 col-xs-12">
<label class="elq-label " for="fe14097">First Name </label>
</div>
<div class="col-sm-12 col-xs-12">
<div class="row">
<div class="col-xs-12">
<div class="field-control-wrapper">
<input type="text" placeholder="First Name" class="elq-item-input" name="firstName" id="fe14097" value="" style="width:100%;" required="">
</div>
</div>
</div>
</div>
</div>
</div>
</div>
</div>
<div class="row">
<div class="grid-layout-col">
<div class="layout-col col-sm-12 col-xs-12 p-0">
<div id="formElement1" class="elq-field-style form-element-layout row">
<div style="text-align:left;" class="col-sm-12 col-xs-12">
<label class="elq-label " for="fe14098">Middle Name </label>
</div>
<div class="col-sm-12 col-xs-12">
<div class="row">
<div class="col-xs-12">
<div class="field-control-wrapper">
<input type="text" placeholder="Middle Name" class="elq-item-input" name="mname" id="fe14098" value="" style="width:100%;">
</div>
</div>
</div>
<div class="form-element-instruction">Honeypot Field to Catch Bots </div>
</div>
</div>
</div>
</div>
</div>
<div class="row">
<div class="grid-layout-col">
<div class="layout-col col-sm-12 col-xs-12 p-0">
<div id="formElement2" class="elq-field-style form-element-layout row">
<div style="text-align:left;" class="col-sm-12 col-xs-12">
<label class="elq-label " for="fe14099">Last Name </label>
</div>
<div class="col-sm-12 col-xs-12">
<div class="row">
<div class="col-xs-12">
<div class="field-control-wrapper">
<input type="text" placeholder="Last Name" class="elq-item-input" name="lastName" id="fe14099" value="" style="width:100%;" required="">
</div>
</div>
</div>
</div>
</div>
</div>
</div>
</div>
<div class="row">
<div class="grid-layout-col">
<div class="layout-col col-sm-12 col-xs-12 p-0">
<div id="formElement3" class="elq-field-style form-element-layout row">
<div style="text-align:left;" class="col-sm-12 col-xs-12">
<label class="elq-label " for="fe14100">Email </label>
</div>
<div class="col-sm-12 col-xs-12">
<div class="row">
<div class="col-xs-12">
<div class="field-control-wrapper">
<input type="text" placeholder="Email Address" class="elq-item-input" name="emailAddress" id="fe14100" value="" style="width:100%;" required="">
</div>
</div>
</div>
</div>
</div>
</div>
</div>
</div>
<div class="row">
<div class="grid-layout-col">
<div class="layout-col col-sm-12 col-xs-12 p-0">
<div id="formElement4" class="elq-field-style form-element-layout row">
<div style="text-align:left;" class="col-sm-12 col-xs-12">
<label class="elq-label " for="fe14229">Business Phone </label>
</div>
<div class="col-sm-12 col-xs-12">
<div class="row">
<div class="col-xs-12">
<div class="field-control-wrapper">
<input type="text" placeholder="Business Phone" class="elq-item-input" name="busPhone" id="fe14229" value="" style="width:100%;" required="">
</div>
</div>
</div>
</div>
</div>
</div>
</div>
</div>
<div class="row">
<div class="grid-layout-col">
<div class="layout-col col-sm-12 col-xs-12 p-0">
<div id="formElement5" class="elq-field-style form-element-layout row">
<div style="text-align:left;" class="col-sm-12 col-xs-12">
<label class="elq-label " for="fe14102">Company </label>
</div>
<div class="col-sm-12 col-xs-12">
<div class="row">
<div class="col-xs-12">
<div class="field-control-wrapper">
<input type="text" placeholder="Company" class="elq-item-input" name="company" id="fe14102" value="" style="width:100%;" required="">
</div>
</div>
</div>
</div>
</div>
</div>
</div>
</div>
<div class="row">
<div class="grid-layout-col">
<div class="layout-col col-sm-12 col-xs-12 p-0">
<div id="formElement6" class="elq-field-style form-element-layout row">
<div style="text-align:left;" class="col-sm-12 col-xs-12">
<label class="elq-label " for="fe14104">Country/Region </label>
</div>
<div class="col-sm-12 col-xs-12">
<div class="row">
<div class="col-xs-12">
<div class="field-control-wrapper">
<select class="elq-item-select" id="fe14104" name="country" style="width:100%;" data-value="" required="">
<option value="">Country/Region</option>
<option value="US">United States</option>
<option value="AR">Argentina</option>
<option value="AU">Australia</option>
<option value="BE">Belgium</option>
<option value="BR">Brazil</option>
<option value="KH">Cambodia</option>
<option value="CA">Canada</option>
<option value="CL">Chile</option>
<option value="CN">China</option>
<option value="DK">Denmark</option>
<option value="EG">Egypt</option>
<option value="EE">Estonia</option>
<option value="FI">Finland</option>
<option value="FR">France</option>
<option value="DE">Germany</option>
<option value="GR">Greece</option>
<option value="HK">Hong Kong</option>
<option value="IN">India</option>
<option value="ID">Indonesia</option>
<option value="IE">Ireland</option>
<option value="IL">Israel</option>
<option value="IT">Italy</option>
<option value="JP">Japan</option>
<option value="LU">Luxembourg</option>
<option value="MO">Macao</option>
<option value="MY">Malaysia</option>
<option value="MX">Mexico</option>
<option value="NL">Netherlands</option>
<option value="NO">Norway</option>
<option value="NZ">New Zealand</option>
<option value="PE">Peru</option>
<option value="PH">Philippines</option>
<option value="PL">Poland</option>
<option value="KR">Republic of Korea</option>
<option value="SA">Saudi Arabia</option>
<option value="SG">Singapore</option>
<option value="ES">Spain</option>
<option value="SE">Sweden</option>
<option value="CH">Switzerland</option>
<option value="TW">Taiwan</option>
<option value="TH">Thailand</option>
<option value="TR">Turkey</option>
<option value="AE">United Arab Emirates</option>
<option value="GB">United Kingdom</option>
<option value="VN">Vietnam</option>
</select>
</div>
</div>
</div>
</div>
</div>
</div>
</div>
</div>
<div class="row">
<div class="grid-layout-col">
<div class="layout-col col-sm-12 col-xs-12 p-0">
<div id="formElement8" class="elq-field-style form-element-layout row">
<div style="text-align:left;" class="col-sm-12 col-xs-12">
<label class="elq-label " for="fe14106">How Can We Help You? </label>
</div>
<div class="col-sm-12 col-xs-12">
<div class="row">
<div class="col-xs-12">
<div class="field-control-wrapper">
<select class="elq-item-select" id="fe14106" name="howCanWeHelpYou1" style="width:100%;" data-value="" required="">
<option value="">How can we help you?</option>
<option disabled="">--------------------------</option>
<option value="Support">Customer Support</option>
<option disabled="">--------------------------</option>
<option value="ActiveDisclosure">ActiveDisclosure</option>
<option value="ArcDigital">ArcDigital</option>
<option value="ArcExchange">ArcExchange</option>
<option value="ArcFiling">ArcFiling</option>
<option value="ArcMarketing">ArcMarketing</option>
<option value="ArcPro">ArcPro</option>
<option value="ArcReporting">ArcReporting</option>
<option value="ContractTracker">ContractTracker</option>
<option value="eBrevia">eBrevia</option>
<option value="Edgar Online">Edgar Online</option>
<option value="ESMA">ESMA</option>
<option value="ActiveDisclosure">FERC Pro</option>
<option value="General">General</option>
<option value="IPO">IPO</option>
<option value="M&A">M&A</option>
<option value="Proxy">Proxy</option>
<option value="RBOR">RBOR</option>
<option value="Venue">Venue</option>
</select>
</div>
</div>
</div>
</div>
</div>
</div>
</div>
</div>
<div class="row">
<div class="grid-layout-col">
<div class="layout-col col-sm-12 col-xs-12 p-0">
<div id="formElement7" class="elq-field-style form-element-layout row">
<div style="text-align:left;" class="col-sm-12 col-xs-12">
<label class="elq-label " for="fe14108">Address </label>
</div>
<div class="col-sm-12 col-xs-12">
<div class="row">
<div class="col-xs-12">
<div class="field-control-wrapper">
<input type="text" class="elq-item-input" name="address" id="fe14108" value="" style="width:100%;">
</div>
</div>
</div>
<div class="form-element-instruction">Honeypot Field to Catch Bots </div>
</div>
</div>
</div>
</div>
</div>
<div id="elq-FormLastRow" class="row">
<div class="grid-layout-col">
<div class="layout-col col-sm-12 col-xs-12 p-0">
<div class="elq-field-style form-element-layout row">
<div style="text-align:left;" class="col-sm-12 col-xs-12">
<label class="elq-label">address1 </label>
</div>
<div class="col-sm-12 col-xs-12">
<div class="row">
<div class="col-xs-12">
<div class="field-control-wrapper">
<input type="text" value="" tabindex="-1" autocomplete="off" style="width:100%;" class="elq-item-input" name="address1" id="fe14229">
</div>
</div>
</div>
</div>
</div>
</div>
</div>
</div>
<div class="row">
<div class="grid-layout-col">
<div id="captcha_contact_sticky" class="recaptcha">
<div style="width: 304px; height: 78px;">
<div><iframe title="reCAPTCHA"
src="https://www.google.com/recaptcha/api2/anchor?ar=1&k=6Le6SKAaAAAAAJBMPdNykh24UznYSLOn2JC1DfnF&co=aHR0cHM6Ly93d3cuZGZpbnNvbHV0aW9ucy5jb206NDQz&hl=en&v=_7Co1fh8iT2hcjvquYJ_3zSP&theme=light&size=normal&cb=d1jbxttajgo6"
width="304" height="78" role="presentation" name="a-hlmairr5zpq" frameborder="0" scrolling="no"
sandbox="allow-forms allow-popups allow-same-origin allow-scripts allow-top-navigation allow-modals allow-popups-to-escape-sandbox"></iframe></div><textarea id="g-recaptcha-response" name="g-recaptcha-response"
class="g-recaptcha-response" style="width: 250px; height: 40px; border: 1px solid rgb(193, 193, 193); margin: 10px 25px; padding: 0px; resize: none; display: none;"></textarea>
</div>
</div>
</div>
</div>
<div class="row">
<div class="grid-layout-col">
<div class="layout-col col-sm-12 col-xs-12 p-0">
<div id="formElement9" class="elq-field-style form-element-layout row">
<div class="col-sm-12 col-xs-12">
<div class="row">
<div class="col-xs-12">
<div style="text-align:left;">
<!-- <input type="Submit" class="submit-button-style link-arrow" value="Submit" id="fe14122"> -->
<button type="Submit" class="submit-button-style link-arrow" value="Submit" id="fe14122">Submit</button>
</div>
</div>
</div>
</div>
</div>
</div>
</div>
</div>
<input type="hidden" name="referrer_path" id="fe14179" value="/">
<input type="hidden" name="utm_source" id="fe14109" value="">
<input type="hidden" name="utm_medium" id="fe14110" value="">
<input type="hidden" name="utm_offer" id="fe14111" value="">
<input type="hidden" name="utm_term" id="fe14112" value="">
<input type="hidden" name="utm_content" id="fe14113" value="">
<input type="hidden" name="utm_device" id="fe14114" value="">
<input type="hidden" name="utm_geo" id="fe14115" value="">
<input type="hidden" name="utm_custom1" id="fe14116" value="">
<input type="hidden" name="utm_custom2" id="fe14117" value="">
<input type="hidden" name="utm_campaign" id="fe14118" value="">
<input type="hidden" name="sfcampid" id="fe14120" value="">
<input type="hidden" name="utm_touch" id="fe14121" value="">
</div>
</form>POST
<form method="post" class="js-validate-lang" novalidate="novalidate"><select name="langSelect" id="formLangSelect" class="form-control mb-3" required="">
<option value="en" selected="">English (US)</option>
<option value="en-gb">English (UK)</option>
</select><button type="submit" id="formLangButton" class="btn btn-secondary">Select</button></form>Name: 2018DFINSolutionsbookademoform — POST https://s1054571203.t.eloqua.com/e/f2
<form method="post" name="2018DFINSolutionsbookademoform" action="https://s1054571203.t.eloqua.com/e/f2" onsubmit="return handleFormSubmit(this)" id="form1112" class="elq-form js-validate-book-demo" novalidate="novalidate">
<input value="2018DFINSolutionsbookademoform" type="hidden" name="elqFormName">
<input value="1054571203" type="hidden" name="elqSiteId">
<input type="hidden" id="elqFormSubmissionToken" name="elqFormSubmissionToken"
value="eyJhbGciOiJBMTI4S1ciLCJlbmMiOiJBMTI4Q0JDLUhTMjU2IiwidHlwIjoiSldUIn0.2nRk8NXFHAQx4yHJ2A4shfgt_pReRplrlwrUXxSylMug9tBcv46VmA.0L5O35CRt-qsbcUoS5c7tA.HzZA1ByVIOIjdG201qewmGfXWVecTlVXIymt6vay6oZ0CG97IKRYJutGIuGJT4Hld-hDUnZDgxzywTDdJ2aZ32WXQWsHWiPKEunnVG-0FOiZA0XR7d8HQtYQ6WGMLIDO1VSs1OvqlWV6gCNyBwNq4M_1fsu-pGNDEaYGsJ0kClT4XX9Nr3Vhuk9MRxPicbXdu3onnSWf4mBjf5FdhUlcBppuNYv1A2pDcC9hG_kESjD0nELfy1VNWR1hyueLMg3EEDF2fpAERDpJczejawkw-_fSGcVg1hTkT75Z6cIjhY5e7n31oHwsewwahCqecQkKXv0ZQCrfK0bq78iyNIlTLTXqDiLTJgbzOYaiP0SfjNfcVDCWz39zwKqzV4hiOoEstcAxaLCaELHTvStnRrDZbYRPDUrO2r4SGSy0VdYIPtbVHkoxZtqzOTLIv4pXBwIqU560h5WldIhlxjG0Xxoe4AuD_z2Oi028u3jLgb-P9m7EzHWXaysVxJGVfMS937R_.Vq4jw02pZ5LLwrDX7Kt_ew">
<input name="elqCampaignId" type="hidden">
<div class="row">
<div class="col-12 col-sm-6">
<div id="formElement0" class="form-group">
<label for="field0" class="form-label">First Name</label>
<input id="field0" name="firstName" type="text" value="" class="form-control" required="">
</div>
</div>
<div class="col-12 d-none">
<div id="formElement1" class="form-group">
<label for="field1" class="form-label">Middle Name</label>
<input id="field1" name="mname" type="text" value="" class="form-control">
<label class="instructions default other">Honeypot Field to Catch Bots</label>
</div>
</div>
<div class="col-12 col-sm-6">
<div id="formElement2" class="form-group">
<label for="field2" class="form-label">Last Name</label>
<input id="field2" name="lastName" type="text" value="" class="form-control" required="">
</div>
</div>
<div class="col-12">
<div id="formElement3" class="form-group">
<label for="field3" class="form-label">Email</label>
<input id="field3" name="emailAddress" type="text" value="" class="form-control" required="">
</div>
</div>
<div class="col-12 col-sm-6">
<div id="formElement4" class="form-group">
<label for="field4" class="form-label">Title</label>
<input id="field4" name="title" type="text" value="" class="form-control" required="">
</div>
</div>
<div class="col-12 col-sm-6">
<div id="formElement5" class="form-group">
<label for="field5" class="form-label">Company</label>
<input id="field5" name="company" type="text" value="" class="form-control" required="">
</div>
</div>
<div class="col-12">
<div id="formElement6" class="form-group">
<label for="field6" class="form-label">Business Phone</label>
<input id="field6" name="busPhone" type="text" value="" class="form-control" required="">
</div>
</div>
<div class="col-12 col-sm-6">
<div id="formElement7" class="form-group">
<label for="field7" class="form-label">Country/Region</label>
<select id="field7" name="country" data-value="" class="form-control" required="">
<option value="" selected="selected">Please Select</option>
<option value="US">United States</option>
<option value="AR">Argentina</option>
<option value="AU">Australia</option>
<option value="BE">Belgium</option>
<option value="BR">Brazil</option>
<option value="KH">Cambodia</option>
<option value="CA">Canada</option>
<option value="CL">Chile</option>
<option value="CN">China</option>
<option value="DK">Denmark</option>
<option value="EG">Egypt</option>
<option value="EE">Estonia</option>
<option value="FI">Finland</option>
<option value="FR">France</option>
<option value="DE">Germany</option>
<option value="GR">Greece</option>
<option value="HK">Hong Kong</option>
<option value="IN">India</option>
<option value="ID">Indonesia</option>
<option value="IE">Ireland</option>
<option value="IL">Israel</option>
<option value="IT">Italy</option>
<option value="JP">Japan</option>
<option value="LU">Luxembourg</option>
<option value="MO">Macao</option>
<option value="MY">Malaysia</option>
<option value="MX">Mexico</option>
<option value="NL">Netherlands</option>
<option value="NO">Norway</option>
<option value="NZ">New Zealand</option>
<option value="PE">Peru</option>
<option value="PH">Philippines</option>
<option value="PL">Poland</option>
<option value="KR">Republic of Korea</option>
<option value="SA">Saudi Arabia</option>
<option value="SG">Singapore</option>
<option value="ES">Spain</option>
<option value="SE">Sweden</option>
<option value="CH">Switzerland</option>
<option value="TW">Taiwan</option>
<option value="TH">Thailand</option>
<option value="TR">Turkey</option>
<option value="AE">United Arab Emirates</option>
<option value="GB">United Kingdom</option>
<option value="VN">Vietnam</option>
</select>
</div>
</div>
<div class="col-12 col-sm-6">
<div id="formElement8" class="form-group">
<label for="field8" class="form-label">State or Province</label>
<select id="field8" name="stateProv" data-value="" class="form-control" required="" disabled="">
<option value="" selected="selected">Please Select…</option>
<option value="AK">Alaska</option>
<option value="AL">Alabama</option>
<option value="AR">Arkansas</option>
<option value="AZ">Arizona</option>
<option value="CA">California</option>
<option value="CO">Colorado</option>
<option value="CT">Connecticut</option>
<option value="DC">D.C.</option>
<option value="DE">Delaware</option>
<option value="FL">Florida</option>
<option value="GA">Georgia</option>
<option value="GU">Guam</option>
<option value="HI">Hawaii</option>
<option value="IA">Iowa</option>
<option value="ID">Idaho</option>
<option value="IL">Illinois</option>
<option value="IN">Indiana</option>
<option value="KS">Kansas</option>
<option value="KY">Kentucky</option>
<option value="LA">Louisiana</option>
<option value="MA">Massachusetts</option>
<option value="MD">Maryland</option>
<option value="ME">Maine</option>
<option value="MI">Michigan</option>
<option value="MN">Minnesota</option>
<option value="MO">Missouri</option>
<option value="MS">Mississippi</option>
<option value="MT">Montana</option>
<option value="NC">North Carolina</option>
<option value="ND">North Dakota</option>
<option value="NE">Nebraska</option>
<option value="NH">New Hampshire</option>
<option value="NJ">New Jersey</option>
<option value="NM">New Mexico</option>
<option value="NV">Nevada</option>
<option value="NY">New York</option>
<option value="OH">Ohio</option>
<option value="OK">Oklahoma</option>
<option value="OR">Oregon</option>
<option value="PA">Pennsylvania</option>
<option value="PR">Puerto Rico</option>
<option value="RI">Rhode Island</option>
<option value="SC">South Carolina</option>
<option value="SD">South Dakota</option>
<option value="TN">Tennessee</option>
<option value="TX">Texas</option>
<option value="UT">Utah</option>
<option value="VA">Virginia</option>
<option value="VT">Vermont</option>
<option value="WA">Washington</option>
<option value="WI">Wisconsin</option>
<option value="WV">West Virginia</option>
<option value="WY">Wyoming</option>
<option value="" class="cdn-prov">Please Select…</option>
<option value="AB" class="cdn-prov">Alberta</option>
<option value="MB" class="cdn-prov">Manitoba</option>
<option value="BC" class="cdn-prov">British Columbia</option>
<option value="NB" class="cdn-prov">New Brunswick</option>
<option value="NL" class="cdn-prov">Newfoundland and Labrador</option>
<option value="NS" class="cdn-prov">Nova Scotia</option>
<option value="NT" class="cdn-prov">Northwest Territories</option>
<option value="NU" class="cdn-prov">Nunavut</option>
<option value="ON" class="cdn-prov">Ontario</option>
<option value="PE" class="cdn-prov">Prince Edward Island</option>
<option value="QC" class="cdn-prov">Quebec</option>
<option value="SK" class="cdn-prov">Saskatchewan</option>
<option value="YT" class="cdn-prov">Yukon Territory</option>
</select>
</div>
</div>
<!-- <div class="col-12 col-sm-6">
<div id="formElement9" class="form-group">
<label for="field9" class="form-label">Book a Demo</label>
<select id="field9" name="bookademo" class="form-control">
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Complete contract analysis, due diligence, LIBOR remediation and lease
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Our always-on ecosystem of support simplifies your IPO transaction including S-1
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ArcPro
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ARCPRO
PURPOSE BUILT CONTENT MANAGEMENT.
Automate the process for creating and updating shareholder documents. Use your
own desktop tools and get professional publishing output that’s clean, tagged
and ready on time.
Explore Now
ARCREPORTING
TAKE YOUR SHAREHOLDER REPORTS TO THE NEXT LEVEL.
Intuitive tools that help you manage complex data and content across documents
to create and file high-quality, consistently stylized regulatory documents for
the funds industry.
Explore Now
ARCREGULATORY
ONE PLATFORM. COMPLETE TRANSPARENCY.
Experience DFIN’s innovative global regulatory platform for complete
transparency over your regulatory requirements in Europe including PRIIPs, MiFID
II and PRIIPs KID reporting.
Experience Now
ARCFILING
A MORE EFFICIENT GLOBAL COMPLIANCE PROCESS.
Create and self-file high-quality regulatory documents such as Forms N-MFP,
N-PORT and N-CEN. Less time filing and reporting means more time using insights
from your data to drive the right decisions.
Learn More
ARCDIGITAL
YOUR SINGLE SOURCE OF TRUTH FOR COMPLIANCE MANAGEMENT.
Staying compliant has never been easier. From a centralized document repository,
to compliance material tracking and digital asset management, ArcDigital is your
one-stop shop for compliance management.
Experience Now
ArcPro
ArcReporting
ArcRegulatory
ArcFiling
ArcDigital
ARCPRO
PURPOSE BUILT CONTENT MANAGEMENT.
Automate the process for creating and updating shareholder documents. Use your
own desktop tools and get professional publishing output that’s clean, tagged
and ready on time.
Explore Now
ARCREPORTING
TAKE YOUR SHAREHOLDER REPORTS TO THE NEXT LEVEL.
Intuitive tools that help you manage complex data and content across documents
to create and file high-quality, consistently stylized regulatory documents for
the funds industry.
Explore Now
ARCREGULATORY
ONE PLATFORM. COMPLETE TRANSPARENCY.
Experience DFIN’s innovative global regulatory platform for complete
transparency over your regulatory requirements in Europe including PRIIPs, MiFID
II and PRIIPs KID reporting.
Experience Now
ARCFILING
A MORE EFFICIENT GLOBAL COMPLIANCE PROCESS.
Create and self-file high-quality regulatory documents such as Forms N-MFP,
N-PORT and N-CEN. Less time filing and reporting means more time using insights
from your data to drive the right decisions.
Learn More
ARCDIGITAL
YOUR SINGLE SOURCE OF TRUTH FOR COMPLIANCE MANAGEMENT.
Staying compliant has never been easier. From a centralized document repository,
to compliance material tracking and digital asset management, ArcDigital is your
one-stop shop for compliance management.
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PRODUCT SPOTLIGHT
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Empowering your enterprise
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ENSURE COMPLIANCE WITHOUT SACRIFICING SPEED OR ACCURACY, TO THE TUNE OF 250,000
CONTRACTS ANALYZED IN MINUTES
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ACCELERATE BUSINESS DEALS WITH THE SAME SECURE PLATFORMS FOR COLLABORATION AND
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OPTIMIZE EFFICIENCIES SO YOU NEVER MISS OUT ON OPPORTUNITY – LIKE A $230M AUTO
SECTOR SPAC FORMATION
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CLIENT SUCCESS STORIES
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KNOWLEDGE HUB
Join DFIN President of Global Capital Markets Craig Clay as he sits down with
industry leaders to discuss today’s leading issues for The Insider, a series of
conversations with DFIN.
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THE DEAL MAKING LANDSCAPE
EXPLORE THE LATEST IPO & PUBLIC LISTING REPORT
It was a SPACTOBER...The busiest month for SPACs since March and busiest October
for traditional IPO filings in over a decade. Exchange bells are ringing, and
records are breaking, as we close in on the new year.
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MORE FINDINGS, RIGHT THIS WAY
The latest thinking, at your fingertips. Explore news, blogs, white papers and
more.
Video
SPAC IPO CONSIDERATIONS AND COMPLEXITIES – KEY TAKEAWAYS FROM THE SPAC ASIA
SUMMIT 2021
November 2021
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Blog
REFLECTIONS ON DFIN Q3 EARNINGS
November 2021 | Craig Clay
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Blog
SEC BEGINS BETA PROGRAM FOR PROPOSED EDGAR MODERNIZATION
November 2021 | Marcie Clark
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Report
DFIN'S IPO & PUBLIC LISTING REPORT - OCTOBER 2021 EDITION
November 2021
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Guide
ANATOMY OF A PROXY: PRACTICE TIPS FROM THE EXPERTS
November 2021 | Ron Schneider
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Calendar
2022 CAPITAL MARKETS SEC FILING CALENDAR
November 2021
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Blog
LEGAL PARTNERSHIPS: PROMOTING STRONG DEBUTS IN THE CAPITAL MARKETS
November 2021 | Craig Clay
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Press Release
DFIN PARTNERS WITH HONG KONG FINTECH WEEK 2021 GLOBAL FAST TRACK; SPOTLIGHTS
INNOVATIVE FINTECH ENTERPRISES
October 2021
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Knowledge Resources
HONG KONG FINTECH WEEK 2021 GLOBAL FAST TRACK - WINNING FUNDRAISING IN 2021 AND
BEYOND | THE INSIDER
October 2021 | Peter McMillan
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Blog
DFIN SUPPORTS THE FINANCIAL TRANSPARENCY ACT (H.R. 2989)
October 2021 | Craig Clay
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Press Release
DFIN PARTNERS WITH TIPALTI TO DELIVER COMPLETE END-TO-END IPO SOLUTION;
PARTNERSHIP HELPS COMPANIES SCALE, AUTOMATE AND REDUCE RISK PRE AND POST PUBLIC
OFFERING
October 2021 | Craig Clay
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Article
THE FUTURE OF DEALMAKING: HOW TO LEVERAGE AI AND TECHNOLOGY TO SAVE TIME, COSTS,
MITIGATE RISKS AND SEAL THE DEAL
October 2021 | Stephanie Siu
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