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RISK EMEA 2023
* Overview
* Agenda
* Speakers
* Why Attend
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OverviewAgendaSpeakersWhy AttendInsights2023 SponsorsVenue &
FAQsRegisterBrochure
12TH ANNUAL RISK EMEA 2023
13-14 June, 2023 | London
GEOPOLITICAL RISK
Managing the operational challenges influenced by global geopolitical
uncertainty
FUTURE PROOFING
Overcoming challenges from transformation and digitalization programs needed to
future proof businesses
ENTERPRISE RISK MANAGEMNT
Leveraging technology to better manage enterprise risk management frameworks
ECONOMIC RISK
Effectively managing economic risks to understand long term impacts of global
crisis
Market Volatility | Interest Rate Risk | Inflation | Central Bank Changes |
Macro Economic Risk | Liquidity | Basel 4 | Credit Risk
Third Party Risk | Supply Chain Risk | ESG | Climate Risk | Cyber Security |
Financial Crime | Resilience | People Risk | Risk Culture
Digital Transformation | Data | Digital Assets | Systemic Design | Artificial
Intelligence & Machine Learning | Model Risk | Model Volatility
Thomas Wallace
Chief Risk Officer – Revolut UK
Revolut
Michael Sparks
Chief Risk and Compliance Officer, Issuer Services
BNY Mellon
Sophie Dupre-Echeverria
Chief Risk and Compliance Officer
GIB Asset Management
Hanna Sarraf
Chief Risk Officer
Starling International
Farooq Gulzar
UK Chief Risk Officer
UBS AM
Jeff Simmons
Chief Risk Officer
MUFG Securities (Europe) N.V
Cecilia Gejke
Chief Risk Officer
Private Banking Institution
Imtiaz Hussain
Managing Director and Deputy Chief Auditor
BNY Mellon
Emma Hagan
Chief Risk and Compliance Officer
ClearBank®
Ben Davis
Global Head of Resilience Risk, Managing Director
Barclays
8:00 Registration and breakfast | 8:50 Chair’s opening remarks
GEOPOLITICAL RISK – PANEL DISCUSSION
9:00 Managing and operating amidst global geopolitical uncertainty
Session details
* Driving supplier diversification
* Reviewing escalations outside of Europe
* Interconnectedness of global economies
* Ripple effect of direct and indirect exposures
* Preparation for known unknowns
* Controls and capabilities to manage risk
* Managing supply chain disruptions
* Reviewing energy crisis impact on economy
* Long term implications on business model
Michael Sparks, Chief Risk and Compliance Officer, Issuer Services, BNY Mellon
Cecilia Gejke, Chief Risk Officer, Private Banking Institution
FUTURE PROOFING
9:45 Developing transformation and digitalization programs to future proof
businesses
Session details
* Aligning compliance programs with transformation
* Improving existing programs
* Reviewing organizational structure and governance
* Business model viability as expectations evolve
* Challenges for traditional banks in a digital environment
* Business model viability and sustainability
.
10:20 Morning refreshment break and networking
MARKET VOLATILITY
10:50 Treatment of volatility in markets and continued economic risks
Session details
* Volatility in energy commodities
* Reviewing reliability of margin models in light of volatility
* Preparing for future economic environment
* Managing pressure on highly leveraged businesses
* Managing short term volatility
* Managing credit losses as a result of volatility
* Supporting customers through difficult financial periods
*
Sreekar Periketi, Executive Director, Morgan Stanley
THIRD PARTY RISK
10:50 Exposure of confidential data to certain entities with increased
outsourcing and offshoring
Session details
* Risks outsourcing technology and data
* Managing client and bank data exposure
* Ensuring security of third party platforms
* Demonstrating oversight policies and procedures internally
* Regulatory view on internal outsourcing
* Incorporating ESG into framework without overburdening questionnaires
Maya Goethals, Director, Compliance and Risk Management, Bank of America Merill
Lynch
DATA
10:50 Enhancing data capabilities to enable technology and advanced analytics
Session details
* Reviewing the evolution of data architecture patterns, working towards a
regulated data centric hybrid model
* Assessing advanced data product’s
* combination between data, platform and expertise
* Using ESG criteria as a good example of a data challenge
Philippe Coué, Head of CACIB Data Office, Credit Agricole CIB
Romaric Rollet, Head of Innovation and Digital Transformation, Chief Data
Officer, Credit Agricole
CENTRAL BANK CHANGES
11:25 Anticipating future central bank changes and impact to organizations
Session details
* Managing change from central banks
* Impact of interest rate changes
* Managing phase out of stimulation measures
* Managing P&L changes
* Operational costs of rising interest rates
* Remortgaging and refinancing with volatile interest rates
*
SUPPLY CHAIN RISK
11:25 Managing continued supply chain disruptions and impacts across
organizations
Session details
* Ripple effects of supply chain disruptions
* Long term impact of Ukraine/Russia conflict
* ESG considerations
* Modern slavery considerations within supply chains
DATA & TECHNOLOGY
11:25 Reviewing how to monetize data, maximise productivity and modernise
technology
Session details
* Assessing the data and underlying technology strategy to help monetize your
data more.
* Application of technology transformation strategy in today’s economy
* Maximising potential from legacy systems and tech debt to stay competitive.
* Increasing & enabling the productivity of the workforce to focus on priority
revenue streams.
* Anticipating the future state of technology strategy
Amanda Whiteley, Account Executive, Sales, Redis
INFLATION – PANEL DISCUSSION
12:00 Adapting strategy for a high inflation environment
Session details
* Managing recessionary environment
* Impact on government bonds linked to inflation
* Hedging inflation exposure moving forward
* Reviewing impact to business and investment activity
Valeriu Bajenaru, Global Head of Enterprise Risk Management, Credit Suisse
Jacek Rzeznik, Vice Director, ALM Risk, mBank
Borislav Vladimirov, Managing Director, Goldman Sachs (tbc)
ESG – PANEL DISCUSSION
12:00 Inclusion and integration of ESG within decision making across risk silos
Session details
* Managing mismatch in external data sources
* Modelling challenges with limited historical data
* Reviewing SFDR requirements
* Reviewing disparities across global benchmarks
* Embedding ESG into existing control frameworks
* Managing risks with limited regulation and data
* Reviewing reporting requirements
* Measuring and integrating ESG risk
* Capturing good data on climate and emissions
Jeff Simmons, Chief Risk Officer, MUFG Securities (Europe) N.V.
Sophie Dupre-Echeverria, Chief Risk and Compliance Officer, GIB Asset Management
Imtiaz Hussain, Managing Director and Deputy Chief Auditor, BNY Mellon
DIGITAL TRANSFORMATION – PANEL DISCUSSION
12:00 Balancing digital transformation with security
Session details
* Preparing end users for digital change
* Handling and utilizing data
* Improving data capabilities to drive digitalization
* Managing increased demand for customization
* Balancing multiple objectives
* Strengthening cyber practices to advance transformation
Carlos Martin, Executive Director – CIB Markets Operational Risk Management,
JPMorgan Chase & Co.
Vivek Jain, Head of Audit – Insurance, Pensions & Investments, Lloyds Banking
Group
.
12:45 Lunch break and networking
INTEREST RATE RISK
1:45 Developing scenarios for a high interest rate environment and managing
uncertainty
Session details
* Hedging risk in a high interest rate environment
* Capturing margin in a high-rate environment
* Forecasting and positioning for future changes
* Generating deposits and retaining attractiveness of loans
* Modeling interest rate changes
ESG
1:45 Enhancing oversight of social programs and mitigating reputation risks with
potential greenwashing
Session details
* Investments in communities
* Inclusion of ESG considerations within third party risk
* Navigating social challenges across borders
* Aligning E, S & G for a holistic score
* Diversity, equity and inclusion disclosure requirements
* Reviewing FCA greenwashing consultation paperx
* Managing risks of perceived greenwashing
TECHNOLOGY
1:45 Developing internal infrastructure to streamline processes and leverage
technology
Session details
* Strategic migration to new technology platforms
* Enhancing speed and scalability
* Leveraging quantum computing as a risk management tool
* Computation challenges and capabilities
* Developing automation models
* Optimizing validation end to end
BALANCE SHEET MANAGEMENT
2:20 Effective balance sheet management for long term strategy with short term
volatility
Session details
* Managing constraints to liquidity, capital and interest rate risk
* Managing interconnected nature of treasury risks
* Balancing economic conditions to minimize capital impact
* Stress testing economic conditions
* Managing changing customer behaviors
* Pricing deposits to remain effective
* Setting up balance sheets to withstand market volatility
CLIMATE RISK
2:20 Building climate risk into day-to-day operations including nature and
biodiversity
Session details
* Reviewing the exploratory phase of climate regulatory stress testing
* Embedding climate risk into the prudential capital framework
* Assessing the future of climate risk and moving towards nature based solution
Federica De Vincenzi, Head of Climate Risk, Scenario Expansion and RST
Validation, Barclays
SYTEMIC DESIGN
2:20 Reviewing how technology continues to change markets and how a systemic
design approach could create new solutions for stability
Session details
* How does technology impact behaviour and stability of the global market
system?
* How do constraints for systemic stability evolve, for firms and regulators?
* What conceptual systemic design can deliver sustainable systemic stability?
* What migration paths from here to there – what are the initial steps?
* Where will it be better to cooperate that to compete?
Francis Gross, Senior Adviser, European Central Bank
MACRO ECONOMIC RISK – PANEL DISCUSSION
2:55 Impact of macro factor variables on risk management
Session details
* Reviewing how macroeconomic factors impact risk
* Cross industry impact of inflation
* Impact on growth and business objectives
* Ripple effect of high inflation
* Scrutinizing macro factors to maintain business viability
* Impact of gilt market volatility on stress testing
John East, Head of Prudential Risk, SMBC
Jerome Henry, Principle Adviser, ECB
Joao Figueiredo, Head of Credit Risk Modelling, Metro Bank
BOARD REPORTING – PANEL DISCUSSION
2:55 Understanding the role and responsibility of the board to better report
Session details
* Identifying top risks within an organization
* Distinguishing between board reporting and assurance
* Developing clear reporting to establish risk status
* Setting a risk appetite framework for key risks
* Identifying risk indicators to aggregate results
* Responsibility of director vs non-director board members
* Contribution of board reporting to board effectiveness
* Best practice observed in board reporting
Uwe Klapproth, Head of Group Risk Management, Euroclear
Lorraine Solway, Director of Risk, Nest Corporation
Germar Knochlein, Head of Division, ECB
DIGITAL ASSETS – PANEL DISCUSSION
2:55 Reviewing how digital assets fit within a business and developing risk
appetite
Session details
* Adapting existing policies to include digital assets/cryptocurrency
* Reviewing prudential frameworks for crypto assets
* Treatment of assets on books and capitalization strategies
* Building governance framework to manage crypto assets and currencies
* Treatment of crypto exposures from a capital perspective
* Reviewing the risk and compliance frameworks of digital assets
Farooq Gulzar, UK Chief Risk Officer, UBS AM
Basima Khuram, Director, International Lead, Digital Assets FCC Advisory, BNY
Mellon
Marion Laboure, Senior Economist, Deutsche Bank
.
3:40 Afternoon refreshment break and networking
CREDIT RISK
4:10 Impact of global events on credit risk and predictive power of models
Session details
* Reviewing the impact of volatility on expected loss models
* Increased default and non-performing loan risk
* Impact of ESG on credit risk
* Impact of interest rates on credit risk assessment
* Updating and challenging models
* Long term impact of phase out of Covid-19 support measures
CYBER SECURITY
4:10 Protecting the organization and customers from increased cyber risk
Session details
* Systemic potential of cyber risk
* Increased risk with complexity of technology and supply chains
* Impact of geopolitical tensions on threat landscape Managing state actor led
threats
* developing proportionate balance of preventative and detective controls
* Combination of technical defenses and education
* Reviewing impact of ransomware on organizations
Nitesh Kumar, Managing Director, Global Head of Cyber, Payment Systems Risk and
Strategic Projects, BNP Paribas
CBDC
4:10 The future of central bank digital currencies
Session details
* Reviewing Bank of England digital currency release
* Mechanics of how CBDC works
* Treatment to manage risk
* Inclusion of the digital Euro
Aleksi Grym, Head of Fintech, Bank of Finland
LIQUIDITY
4:45 Managing liquidity risks and regulatory expectations
Session details
* Impact of liquidity on non-banks
* Access to funding
* Managing liquidity in markets
* Impact of future quantitative tightening
* Impact of central bank stimulus drawback
* Staying on top of regulatory expectations
Haitian Li, Managing Director, Head of Liquidity and Funding Risk Control, UBS
CONSUMER DUTY
4:45 Reviewing impact of consumer duty regulation and key principles to be
delivered
Session details
* Fair pricing around interest rates
* Introduction of consumer duty rules
* Balancing care for originators and distributors
* Scenario planning for future stress events
* Ensuring customers understanding messaging and communication
AI & MACHINE LEARNING
4:45 Leveraging AI and machine learning to increase efficiency across silos
Session details
* Reviewing The Artificial Intelligence Act
* Model risk associated with the use of AI and machine learning
* Complexity of validation requirements
* Documentation and control requirements
* Regulatory approaches to AI and machine learning
* Automating manual tasks and processes
.
5:20 Chair’s closing remarks | 5:30 End of day 1 and networking drinks reception
8:00 Registration and breakfast | 8:50 Chair’s opening remarks
ECONOMIC RISK – PANEL DISCUSSION
09:00 Managing economic risks and long term impacts of global crisis
Session details
* Managing regional and global crises
* Implications of a recession on financial institutions
* Deterioration in asset quality as a result of economic downturn
* Solvency of banks with impacts to revenue, costs and capital lines
* Managing inflationary environment
Jeff Simmons, Chief Risk Officer, MUFG Securities (Europe) N.V
Hanna Sarraf, Chief Risk Officer, Starling International
ENTERPRISE RISK MANAGEMENT
9:45 Leveraging technology to better manage enterprise risk management
frameworks
Session details
* Use of technology to improve connectivity of different risk silos
* Reviewing enterprise risks and re-allocating resources accordingly
* How different silo frameworks should be communicating with one another
* What does the future of technology hold for enterprise risk management
* Leveraging cross-border data
* Integrating different risk silos to manage risk more holistically
Thomas Wallace, Chief Risk Officer – Revolut UK, Revolut
.
10:20 Morning refreshment break and networking
BASEL 4
10:50 Reviewing finalization of Basel requirements and implementation approaches
Session details
* Overview of the latest Basel Standard
* Basel implementation status and timelines across jurisdictions
* New internal model and sensitivity based approaches
* Other changes to the capital framework
* Implementation decisions and capital impacts
* Regulatory approval requirements
* Operational challenges of the new framework
* Potential for reduced use of internal models across the industry
Neels Vosloo, Director, EMEA Capital Policy and Advocacy, Bank of America Merill
Lynch
FINANCIAL CRIME
10:50 Developing holistic financial crime control frameworks and managing global
regulatory disparities
Session details
* Managing regulatory tension
* Managing inclusion of AI and automation technology
* Efficient and effective risk mitigation techniques
* Leveraging and automating third party data
* Proactively identifying risk
* Aligning financial crime control practices
* Reviewing financial crime control frameworks
Alia Cooper, Wholesale Head of CDD, HSBC
AI AND MODEL RISK
10:50 Pragmatically viewing model risks in AI applications
Session details
* Credit risk fairness and explainability
* Market risks role of noise and overfitting
* Use cases of internal successes
* Developing a challenger model
* Building a roadmap for validation
Peter Quell, Head of Portfolio Analytics, DZ Bank AG
FRTB – PANEL DISCUSSION
11:25 Implementation of FRTB: Reviewing impacts of approaches
Session details
* Reviewing internal vs. standard model approaches
* Managing treasury trade flows post FRTB
* Externalization requirements for managing future risk
* Adaptation and readiness across the organization
* Progress towards internal model for CVA
* Cost of non-modelable risk factors
Katie Wolicki, Head of Financial and Model Risk Regulatory Policy and
Engagement, HSBC
Nicolae Mera, Head of EMEA Market Risk Analytics,
Morgan Stanley
FRAUD – PANEL DISCUSSION
11:25 Developing fraud detection and prevention techniques and keeping up with
the pace of change
Session details
* Managing digital advances and changes in customer behavior
* Cross industry collaboration
* Challenges identifying money mules
* Evolution of fraud tactics post pandemic
* Leveraging data and insights across sectors
* Managing increased proliferation of scams
* Education strategies to protect potential victims
* Reviewing the responsibility of online scams
* Use case scenarios of fraud emerging across different business’
Zara Culican, Global Head Anti Bribery, Corruption and Fraud, UBS
Peter May, Group Head of Wholesale, Markets and Internal Fraud, HSBC
Allen Anthony, Head of Financial Crime & Compliance Management, Nest Corporation
MODEL RISK – PANEL DISCUSSION
11:25 Reviewing evolving definition of models and expansion of the scope
Session details
* Developing broader model governance processes
* Developing an integrated model risk structure
* Governance of AI & machine learning outputs
* Opportunities to automate validation
* Integrating new techniques within risk modeling
* Bank of England assessment on model risk
* Identifying potential model failures
* Engaging model risk with the strategy of the bank
Catarina Souza, Head of Division, Model Development & Review, Bank of England
Yingbo Bai, MD, Head of Model Risk for Valuation Models and Methodologies, UBS
Gilles Artaud, Head of Group Model Risk Audit,
Credit Agricole Group
ESG
12:10 Inclusion of ESG risk into investment risk framework
Session details
* Reviewing impact to counterparty and credit risks
* Identifying exposure to ESG related risks across channels
* Impact of climate related fiscal expenses on sovereign risk
* Integrating ESG into sovereign rating model
* Understanding performance implications of certain exposures
* Understanding environmental impact on bottom line
Dirk Effenberger, Head of Investment Risk, UBS Chief Investment Office, UBS AG
INTERNAL FRAUD
12:10 Identifying internal fraud as economic conditions heighten risk
Session details
* Impact of economic conditions on propensity for internal fraud
* Internal pressures with staff attrition
* Managing structural business changes
* Monitoring financial health of teams
* Internal and external fraud risks with increased digitization
John Keogan, Head Fraud Risk, Internal Fraud Prevention, Standard Chartered Bank
AGENT BASED MODELING
12:10 Reviewing the agent based modelling (ABM) approach for credit and
transition risks
* Assessing the definition of agent based models
* Comparing agent based models to traditional statistical and machine learning
models
* Reviewing the concept of agent based models
* Examples of how ABM’s can be applied to model, credit and risks
* Factors that ABM’s incorporate
* Challenges associated with using agent based modeling approach
Jodie Humphreys, Head of Innovation Solutions Group, Bank of America
.
12:45 Lunch break and networking
CLIMATE RISK
1:45 Managing climate financial risks and reflecting climate risk into capital
frameworks
Session details
* Inclusion of climate risks within ECB stress test
* Building climate within credit models
* Quantifying potential financial impacts of nature and biodiversity
* Incorporating EU taxonomy within loans process
* Steering transition of balance sheet towards low carbon economy
* Data to measure and calculate capitalization for climate risk
* Reviewing future of regulation for managing climate risk and capital
Julius Herfel, Head of Audit, BNY Mellon
PEOPLE RISK
1:45 Managing people risk in an environment of increased risk drivers
Session details
* Medium and long term repercussions of the great resignation
* Managing increased salary expectations
* Hiring and retention of talent
* Impact of remote and hybrid working on recruitment
* The influence that cost of living crisis will have on people risk
* Factoring diversity and inclusion into people risk
* Challenges of recruiting and retaining talent
MODEL INVENTORY
1:45 Effectively managing expanded model inventories
Session details
* Challenge of validating new models
* Reviewing inventory consolidation
* Leveraging technologies to streamline model inventory processes
* Assessing maturity of your model inventory
* Understanding how your model inventory can support different functions
* Steps from an inventory to a model risk management system
* Flexible reporting that meets your stakeholders’ needs
* Regulatory compliance
* Managing model risk in the aggregate
Konstantina Armata, Senior Modelling expert, former Group Head of Model Risk
Management, Barclays
STRESS TESTING – PANEL DISCUSSION
2:20 Advancing stress testing programs and reviewing changing regulatory
requirements
Session details
* Aligning capital and liquidity stress testing
* Balancing regulatory and internal scenarios
* Inclusion of ESG within ICAP & IMAP
* Stress testing a recession
* Reviewing scenarios with a big impact on health of a portfolio
* Reversing models to identify risk aggregate
Chaoxin Zheng, EMEA Head of Scenario Analytics, Morgan Stanley
Michalis Ioannides, Director of Credit and Market Risk, Europe, Canada Life
Nigel Milbank, Climate Programme Senior Lead,
NatWest Group
RESILIENCE – PANEL DISCUSSION
2:20 Developing IT and operational resilience and reviewing progress towards
implementation
Session details
* Technology recovery programs
* Reviewing progress towards 2025 deadline
* Investment in outdated IT infrastructure
* Building and reporting resilience concepts
* Coordinating efforts across departments for a holistic view
* Impact of work from home and hybrid working on resilience plans
* DORA: Practices to monitor third party risk
*
Ben Davis, Global Head of Resilience Risk, Managing Director, Barclays
Benjamin Brundell, Head of Operational and Technology Resilience Risk, Lloyds
banking Group
Sean Titley, Director of Enterprise and Operational Risk,
Metro Bank
BLACK BOX MODELS – PANEL DISCUSSION
2:20 Reviewing expectations and management of vendor/black box models with
limited control and visibility
Session details
* Vendor compliance with model risk regulations
* Governance and oversight of vendor models
* Transparency of AI models
* Documentation for effective validation
* Visibility and transparency challenges
* Explainability of black box models
* Determining assurance and control processes
* Identifying use cases for black box models
Emma Hagan, Chief Risk and Compliance Officer, ClearBank®
Ying Poikonen, Head of Modelling Group for EMEA Region, Sumitomo Mitsui Banking
Corporation
Stuart Burns, Senior IRB Expert, Barclays (tbc)
.
3:05 Afternoon refreshment break and networking
REVERSE STRESS TESTING
3:35 Reviewing new developments of the financial quantitative reverse stress
test (FQRST)
Session details
* Introduction to FQRST, frameworks and examples
* Practical challenges of implementation
* Assessing uncertainty vs randomness or Including qualitative information in
the framework
* Application of reverse stress test in portfolio risk management, model risk
management and regulatory surveillance
* Anticipating the future of reverse stress testing
* Generating ‘realist’ scenarios with machine learning software
* Identifying important variables or parameters using AAD
Assad Bouayoun, Director, Quantitative Research Department, Daiwa Capital
Markets
RISK CULTURE
3:35 Understanding the importance of getting risk culture right and challenges
with practical implementation
Session details
* Distinguishing the difference between risk culture and culture risk
* Identifying the key elements that factor into risk culture
* Reviewing the challenges of practical implementation
* Assessing the critical success factors of an effective risk culture
Nino Gordeladze, former Head of Enterprise Risk Management, Deputy CRO, Bank of
Georgia
REGULATION
3:35 Approaching regulatory changes from a technological perspective
Session details
* Unintentional consequences of regulation
* Impact of climate change regulations on local economies
* Changes to unemployment as banks move away from industries
* Impact of sanctions regimes
Madison Gray, Director, Global Head of Regulatory Change Management,
Compliance, BNY Mellon
RISK ANALYTICS
4:10 Understanding the importance of developing risk factor analytics to create
holistic scenario development
Session details
* Reviewing the process and use of a ‘Block and Pin’ approach
* Assessing weighted flex and impacts
* Managing the process in order for risk and business buy-in
* Leveraging machine learning to study patterns
* Best practice case study
Sunil Verma, Director, Head of EMEA FO Risk Appetite Quantitative Analytics,
Citi
BEHAVIOURAL RISK
4:10 Reviewing behavioural risk and understanding how it can impact performance
and integrity
Session details
* Importance of creating the correct behaviour within an institution
* Understanding the relationship between behavioural and people risk
* Reviewing best practice to apply behavioural risk management
* Identifying behavioural risk
* Assessing what firms can do to mitigate behavioural risk
Mirea Raaijmakers, former Global Head, Behavioural Risk Management, ING
MODELING VOLATILITY
4:10 Modeling for macro-economic risks and capturing emerging risks
Session details
* Ensuring accuracy to make informed decisions
* Predicting future customer behavior
* Management overlays on models
* Challenges predicting based on historical data
* Quantifying risk with limited historical information
* Impact of Covid-19 and government stimulus on predictive modeling
Frederico Diniz, Head of Organic Lending Impairment,
Starling Bank
.
4:45 Chair’s closing remarks | 4:55 End of Risk EMEA 2023
Sophie Dupre-Echeverria
Chief Risk and Compliance Officer
GIB Asset Management
Farooq Gulzar
UK Chief Risk Officer
UBS AM
Cecilia Gejke
Chief Risk Officer
Private Banking Institution
Emma Hagan
Chief Risk and Compliance Officer
ClearBank®
Biography
Sophie is the Chief Risk and Compliance Officer of Gulf International Bank (UK)
Limited. She is responsible for driving an effective risk culture throughout the
company, designing the risk and compliance frameworks and overseeing risk
management and regulatory compliance practices. Sophie joined GIB UK with
extensive experience in the field, having previously served as Executive
Director for Compliance and Operational Risk Control at UBS Asset Management.
Before this, she was Global Head of Operational Risk at Barings, and
non-Executive Director of the Baring-Coller Secondaries Fund. Sophie was also an
Operational Risk Manager and the Group Head of Investment Risk Framework at
Schroders.
Biography
Farooq has been with UBS since June 2020. He previously held various senior
positions in Investment Risk at Fidelity International and Royal London Asset
Management. He spent close to a decade in managing hedge fund Investment Risk at
Tudor Investment Corporation and City Financial. He started his risk career in
the Investment Banking space, at Royal Bank of Scotland, Lehman Brothers and
finally Nomura before transitioning to the alternative’s arena.
Biography
Cecilia Gejke has a background in Material Physics and renewable energy sources
prior to joining the world of Finance. Cecilia has held various leadership roles
within Risk Management and capital & liquidity management at financial
institutions both in London and Europe, gaining a broad experience across
investment, retail and private banking products and cultures. Cecilia has a
proven track record of designing and delivering efficient risk management
frameworks to drive business performance.
Biography
Emma Hagan is Chief Risk and Compliance Officer at ClearBank, responsible for
all risk and compliance-related activities. She has over 18 years’ experience in
commercial and corporate banking in both first and second lines of defence.
Emma joined ClearBank from Silicon Valley Bank (SVB), where she was Chief Risk
Officer for EMEA, serving as part of the EMEA leadership and global risk
leadership teams. Prior to SVB, she worked at Lloyds HBOS in a variety of roles.
Hanna Sarraf
Chief Risk Officer
Starling International
Jeff Simmons
Chief Risk Officer
MUFG Securities (Europe) N.V.
Michael Sparks
Chief Risk and Compliance Officer, Issuer Services
BNY Mellon
Thomas Wallace
Chief Risk Officer – Revolut UK
Revolut
Biography
Hanna Sarraf is a seasoned risk executive, with over twenty years’ experience in
leading and implementing risk management frameworks that deliver effective
results in the financial services industry. He is currently the Chief Risk
Officer at Starling International and was previously the Group Chief Risk
Officer at Bankmed, a regional corporate, retail and private banking
organisation with operations across the EMEA region. Prior to joining Bankmed,
Hanna was the Head of Risk Strategy at Bank of Ireland Group and previously held
senior risk and regulatory management consulting roles at KPMG, Accenture and
Ernst & Young in the UK and globally.
Hanna holds a Specialised Master’s degree in Financial Engineering from the
École Supérieure des Sciences Économiques et Commerciales (ESSEC) and an MSc in
Finance from Dauphine University in France. He has authored many articles on
financial risk management and is a frequent speaker at leading UK and
international conferences.
Biography
Jeff Simmons joined MUFG Bank in June 2014 as the Head of Enterprise Risk,
tasked with creating the function. He has been involved intensively with the
enhancement of the Risk Management framework in MUFG Bank (Europe). This has
involved him in the formation of an Enterprise Risk function in Amsterdam tasked
with delivering the full range of regulatory submissions. In April 2018 he
transitioned to MUFG Securities to become involved in the Brexit project. In
this capacity he is the CRO for MUFG Securities (Europe) N.V. the Dutch
subsidiary of MUFG Securities (EMEA).
Prior to joining the bank he spent some 20 years specializing in best practice
Risk Management including Market Risk, Credit Risk, Risk Model Validation and
Regulatory Risk consulting. As well as have line management responsibilities in
various institutions he has also gained extensive experience in implementing
Risk Management frameworks from both a technical and operating model based
perspective.
Biography
Michael Sparks is the Chief Risk and Compliance Officer responsible for risk
management and compliance oversight of the Issuer Services businesses at BNY
Mellon.
With over 20 years of experience in financial services, Michael has risk
management and first line business experience covering global custody
operations, on exchange and OTC clearing and settlement, debt and equity capital
markets servicing, equity and FX trading, transaction banking and private client
stockbroking.
Michael began his career at Abbey Stockbrokers (part of the Santander Group),
going on to join BNY Mellon in 2000. In that time, Michael has held first line
management roles in Pershing’s Retail Brokerage Middle Office and Risk
Management roles aligned to Pershing, Securities Operations, Global Collateral
Management, ABN Amro Mellon, Corporate Trust, Depositary Receipts and Treasury
Services.
Biography
Thomas Wallace is CRO of Revolut UK, having led the Group Financial Risk
function since 2021. He has nearly 20 years of experience in risk management
within industry and consultancy.
Before joining Revolut, Tom was a partner in the risk function at McKinsey,
where he helped build the Risk Dynamics team focusing on risk analytics and
model governance as well as serving top-tier clients on sustainability and
climate risk topics. Prior to this he provided quantitative advisory services to
banks and insurance firms as part of the PwC actuarial practice.
Tom is a Fellow of the Institute and Faculty of Actuaries and holds an MA in
Mathematics from the University of Cambridge.
Valeriu Bajenaru
Global Head of Enterprise Risk Management
Credit Suisse
Assad Bouayoun
Director in Quantitative Research Department
Daiwa Capital Markets
John East
Head of Prudential Risk
SMBC
Dirk Effenberger
Head of Investment Risk, UBS Chief Investment Office
UBS AG
Biography
Valeriu Bajenaru is an established Managing Director who has led large global
teams to deliver transformational change in the bank industry. He held a number
of roles leading enterprise risk, stress testing and other strategic-change
initiatives. Prior to banking, Valeriu worked in consulting on a diverse set of
engagement across many financial institutions. Valeriu has an MBA from The
University of Chicago Booth School of Business.
Biography
Assad Bouayoun has over 15 years of quantitative analysis experience in
investment banking. He is a quantitative finance specialist focusing on total
valuation including funding and capital cost, xVA, risk, stress and reverse
stress testing. He was responsible for designing industry standard hedging and
pricing systems in equity derivatives during his time in Commerzbank, and had
the same responsibility in credit derivatives while working for Credit Agricole,
and also in xVA in institutions like Lloyds, RBS and Scotiabank. He lead the
modelling team responsible for the research and development of the simulation
engines used for exposure computation within HSBC in London. Now he is XVA and
Credit Derivative quantitative analyst at Daiwa Capital Market.
During the different projects Assad has undertaken in quantitative finance, he
integrated new technologies such as Cloud, GPU and QPU; new design
(parallelization using graphs) as well as new numerical methods such as AAD. He
also participated to the firmwide data standardization and integration that are
essential aspects of the success of these projects. He is also leading an effort
to leverage quantum annealing for financial quantitative reverse stress testing.
He holds a MSc in Mathematical Trading and Finance from Cass Business School and
an MSc in Applied Mathematics and Computer Science from UTC (University of
Technology of Compiegne, France).
Biography
John has an academic background in economics and over 25 years of experience in
financial markets. John spent ten years in financial markets as a futures trader
before taking on a role at the UK regulator in the aftermath of the Global
Financial Crisis, supervising a range of global investment banks. John then
moved into risk advisory with PwC supporting a range of retail and wholesale
banks on ICAAP, ILAAP, Recovery Planning and general regulatory engagement. John
is currently Head of Prudential Risk at SMBC BI and oversees the Bank’s ICAAP,
Recovery Plan and Sustainability Risk Management processes.
Biography
Dirk Effenberger is Head Investment Risk at UBS CIO. His team monitors key
financial market risks and assesses their impact on asset classes. In addition,
his team publishes the UBS Global Risk Radar – an investor’s guide to key
investment risks. Dirk joined UBS in 2007. Previously, he was an economist at
Deutsche Bank Research (Frankfurt and Toronto) and Swiss Re (Zurich). Dirk is a
regular speaker at UBS client events and a guest lecturer to Coursera and
University of St. Gallen. Dirk holds a master’s degree and a PhD in Economics
from the University of Muenster (Germany) and studied at the University of
California (USA).
Joao Figueiredo
Head of Credit Risk Modelling
Metro Bank
Jerome Henry
Principle Adviser
ECB
Julius Herfel
Head of Audit
BNY Mellon
Michalis Ioannides
Director of Credit and Market Risk, Europe
Canada Life
Biography
I am an experienced credit risk practitioner with 20 years’ experience as a
Credit Risk Modeller and Model Risk Manager, developing and validating IRB, IFRS
9, CCAR and AML models for a variety of asset classes including Large
Corporates, Wealth Management, and Retail Mortgages. I also developed new skills
when working in the US, namely CCAR and AML compliance models.
Having worked in two Big 4 consulting firms and three large international banks,
I have supported and led international projects, led global teams, and managed
and delivered a variety of regulatory projects.
Biography
Jérôme Henry is Principal Adviser at the ECB, in the financial stability area.
He led Quality Assurance for SSM stress tests and was a BIS fellow. Originally
from the Banque de France, Mr Henry started at the ECB leading its modelling
team and thereafter its projection exercise.
Mr Henry has a number of research publications, eg the ECB STAMP€ e-book. An
ENSAE graduate, he holds an Economics PhD and a History BA from Paris Sorbonne.
Biography
Julius is Head of Audit at the Bank of New York Mellon (BNY Mellon) in London
and in that role responsible for covering Risk Management, Treasury, Capital
Adequacy and Finance in the EMEA region, and Client Asset Safety globally.
Before joining BNY Mellon in 2015 he worked at PwC in Luxembourg as Risk and
Regulatory Consultant, specialised in Prudential Risk/ Basel III. Julius has a
Master in Economics and Political Sciences, and holds both the Financial Risk
Manager (FRM) as well as the Sustainability and Climate Risk (SCR) Certificate.
Biography
Michalis Ioannides will be speaking at Risk EMEA 2023
Haitian Li
Managing Director, Head of Liquidity and Funding Risk Control
UBS
Nicolae Mera
Head of EMEA Market Risk Analytics
Morgan Stanley
Nigel Milbank
Climate Programme Senior Lead
NatWest Group
Sreekar Periketi
Executive Director
Morgan Stanley
Biography
Haitian works in UBS Treasury Risk Control. She is a Managing Director heading
Liquidity and Funding Risk Control team globally. Haitian also had extensive
experience in Market Risk covering products across Fixed Income, Secured
Funding, and Equity Financing.
Biography
Nicolae is the EMEA Head of Market Risk Analytics at Morgan Stanley, leading
model development for regulatory and risk management models for market risk.
Prior to joining Morgan Stanley in 2018 Nicolae has led the Quantitative Risk &
Capital Strategies team within the risk methodology team at Credit Suisse and
has held positions in proprietary trading (systematic trading) and academia
(computational fluid dynamics research). Nicolae holds a PhD in applied
mathematics and has over 15 years’ experience in quantitative modelling as
applied to market risk, systematic trading, applied mathematics and engineering.
Biography
Nigel Milbank is a Cambridge University graduate and Chartered Accountant having
trained with Arthur Andersen and Deloitte. Nigel has held audit positions in
Schroders and Credit Suisse as an Audit Director, following which he helped set
up the Operational risk function and Product Control global assurance at Credit
Suisse.
Nigel was Director of Enterprise and Operational Risk at Santander UK from 2006
to 2011 and joined RBS in 2012 to run the Group ICAAP function. He has held
various stress testing delivery and improvement roles at RBS/ Natwest Group and
since 2020 has been Programme Manager on the Climate Programme building climate
stress capability and embedding climate financial risk management.
Biography
Sreekar Periketi will be speaking at Risk EMEA 2023
Jacek Rzeznik
Vice Director, ALM Risk
mBank
Sunil Verma
Head of EMEA FO Risk Appetite Quantitative Analytics
Citi
Borislav Vladimirov
Managing Director
Goldman Sachs (TBC)
Neels Vosloo
Director, EMEA Capital Policy and Advocacy
Bank of America Merill Lynch
Biography
Jacek is a Vice-Director of ALM Risk of mBank Group (#4 Bank in Poland, part of
Commerzbank Group). He is a member of the Risk Committee, CALCO and ALM
Committees. He is involved in risk monitoring, governance, stress testing,
contingency planning, ALM, FTP and regulatory topics.
Previously, he held Vice President role at JP Morgan Chase in London. He was
responsible for credit risk of portfolio of Emerging Markets FI & Sovereigns.
Jacek holds a MSc. in Management and Regulation of Risk from LSE and a BSc. in
International Business Administration from RSM Erasmus University.
Jacek regularly presents at conferences in London, Prague, Vienna and Warsaw.
Privately, father of two boys, whom he infects with passion to skiing and
sailing.
Biography
Sunil heads the market risk stress testing methodology at UBS. He is responsible
for developing models used globally across UBS. He is closely engaged in various
regulatory projects such as CCAR, EBA Stress Testing, IWST, FINMA Stress Testing
etc. He runs a small team based out of London, Krakow and Mumbai.
Sunil is an engineer (undergrad) and MBA. During his career, prior to UBS, he
has worked at banks such as ING, RBS, Lloyds and Northern Trust. He enjoys
maths, machine learning, watching documentaries on diverse subjects and
experimenting with cuisines for Sunday family meals.
Biography
Borislav Vladimirov will be speaking at Risk EMEA 2023
Biography
Neels Vosloo covers Regulatory Capital Policy and Advocacy for EMEA within
Enterprise Capital Management at Bank of America. Before joining BofA, Neels
headed up the Traded Risk Modelling team in Deloitte’s Risk Advisory practice in
London; he has held risk modelling roles across market and counterparty risk,
including as Senior Risk Specialist in the Traded Risk Department at the UK FSA
and PRA. Neels holds degrees in Mathematics, Philosophy, and Actuarial Science
from the University of Pretoria.
Katie Wolicki
Head of Financial and Model Risk Regulatory Policy and Engagement
HSBC
Chaoxin Zheng
EMEA Head of Stress Testing Analytics
Morgan Stanley
Biography
Katherine leads the Global Financial and Model Risk Regulatory Policy and
Engagement team for Risk at HSBC. The team acts as the external regulatory
interface for the Wholesale Credit, Traded Risk, Treasury Risk Management and
Global Risk Analytics functions and includes the provision of guidance on
regulatory risk matters, regulatory policy interpretation and industry
engagement. She has been with HSBC for eight and a half years. Prior to this
she was based in Brussels as a Public Affairs consultant specialising in
financial services regulation. Katherine has an MA in International Economic
Relations from American University and a Maîtrise in European and International
Law from the University of La Reunion. She is a fluent French speaker.
Biography
Chaoxin Zheng will be speaking at Risk EMEA 2023
Allen Anthony
Head of Financial Crime & Compliance Management
Nest Corporation
Benjamin Brundell
Head of Operational and Technology Resilience Risk
Lloyds banking Group
Alia Cooper
Wholesale Head of CDD
HSBC
Zara Culican
Global Head Anti Bribery, Corruption and Fraud
UBS
Biography
Allen is the Head of Financial Crime and Compliance Management at Nest. His
background is Audit with EY and then Engineering Consultancy including working
on the London Olympics. He joined Nest when it was a start up to support the
introduction of Automatic Enrolment legislation in the UK and worked in a
variety of roles during its development. The Scheme currently stands as one of
the biggest in the UK by membership with over 11 million members and circa £25
bn AUM.
Biography
Ben leads LBG’s oversight of operational resilience and technology resilience
risks. Ben enjoys building functions that anticipate new risk challenges,
develop innovative ways of optimising the treatment of risk, and help our
business succeed. He has a passion for coaching, enhancing capability and
bringing executives and regulators on the journey. As LBG embarks on it’s
biggest transformation yet, Operational and Technology Resilience remains at the
forefront of our mission to Help Britain Prosper.
Biography
Alia Cooper has worked for HSBC for 10 years in a variety of Financial Crime
Risk focussed roles. She was heavily involved in the deployment of HSBC’s Global
Standard FCR framework in the Europe region and has held roles in KYC
Operations, Business and Compliance. In her current role Alia is focussed on the
future of CDD, with an emphasis on efficient and effective compliance with the
global regulatory environment in which HSBC operates.
Biography
Zara Culican will be speaking at Risk EMEA 2023
Ben Davis
Global Head of Resilience Risk, Managing Director
Barclays
Federica De Vincenzi
Head of Climate Risk, Scenario Expansion and RST Validation
Barclays
Sophie Dupre-Echeverria
Chief Risk and Compliance Officer
GIB Asset Management
Maya Goethals
Director, Compliance and Risk Management
Bank of America Merill Lynch
Biography
Ben Davis currently leads the Global Operational Resilience function within
Barclays Bank whilst also performing wider Operational Risk responsibilities as
part of the Managing Director leadership team. Prior to his time in Barclays,
Ben led the Operational Risk and Resilience division within Sainsburys Bank
where he was accountable for all aspects of the Operational Risk Framework
together with Control Assurance and Crisis & Incident Management. Ben has also
held a number of senior roles both within, and outside of, Risk across the
Financial and Professionals sector.
Biography
Federica joined Barclays in 2017 as Lead Developer for Stress Testing on the
Retail portfolio after eight years spent in financial services across Italy and
UK and a double Master in Economics and Finance.
In 2019 she transitioned to the validation space where was appointed Head of
Scenario Expansion and Reverse Stress; thanks to this role she gained great
insight of large model frameworks critical for the Bank as well as exposure to
Senior stakeholders.
In 2021 her scope expanded to the validation of Climate risk models used for
regulatory Stress Test or adopted to monitor Barclays carbon emissions as part
of the 2050 net-zero commitment.
Being keen on transformative processes, she is leading an initiative that brings
together all the skills – consolidating academia and business practices – to
formulate responses to challenges arising from the evolution of climate risk
management and modelling.
In 2022, she has been nominated Diversity & Inclusion champion; whilst advising
Senior Management across the board on the agenda implementation, she maintains a
strong focus on Gender and Inspire pillars.
Biography
Sophie is the Chief Risk and Compliance Officer of Gulf International Bank (UK)
Limited. She is responsible for driving an effective risk culture throughout the
company, designing the risk and compliance frameworks and overseeing risk
management and regulatory compliance practices. Sophie joined GIB UK with
extensive experience in the field, having previously served as Executive
Director for Compliance and Operational Risk Control at UBS Asset Management.
Before this, she was Global Head of Operational Risk at Barings, and
non-Executive Director of the Baring-Coller Secondaries Fund. Sophie was also an
Operational Risk Manager and the Group Head of Investment Risk Framework at
Schroders.
Biography
Maya is an experienced professional focusing on Data Protection, Privacy
Regulation and Regulatory Change. In her role as a Risk Manager in EPCOR
Privacy, she works with the EMEA teams to manage the risk of regulatory changes
and rulings and ensure risk management and compliance are across the forefront
of BAC’s business operations.
Maya has over 10 years’ experience delivering security, regulatory and data
protection projects across various industries including Investment Management
and Retail Banking. She has acquired the skillset to effectively enable
transformation within challenging business and IT environments, working with a
multitude of technical, organisational and C-suite stakeholders.
Maya is a certified privacy professional and holds CIPP/E, CIPM, CIPT, CIPP/US,
CIPP/A and CISSP certification. She holds a BSc in Business Economics and an MSc
in Information management from Tilburg Business School.
Nino Gordeladze
former Head of Enterprise Risk Management, Deputy CRO
Bank of Georgia
Imtiaz Hussain
Managing Director and Deputy Chief Auditor
BNY Mellon
John Keogan
Head, Fraud Risk – Internal Fraud Prevention
Standard Chartered Bank
Uwe Klapproth
Head of Group Risk Management
Euroclear
Biography
Nino’s 18 years career in risk management spans across systemically important
listed banks both in emerging and developed markets, the Big Four Consulting
(EY, KPMG) and listed multinational companies in Australia. Nino accumulated
unique experience in each of the Three Lines [of Defence] as well as external
assurance providers/advisors granting her a broad perspective on important risk
management matters.
Most recently, Nino led the creation of the first Enterprise Risk Management
(ERM) function at Bank of Georgia, the London Stock Exchange listed systemically
important bank in Georgia. This entailed strengthening the Risk Culture and the
effectiveness of the Three Lines [of Defense – LOD] Model across the
organization. In her previous role as the Chief Auditor at the company, Nino
modernized the Internal Audit function and influenced the introduction of many
innovative, advanced risk management frameworks throughout the Group.
Prior to relocating from Australia, Nino held senior risk management roles in
both 1LOD and 2LOD at Westpac Banking Corporation (the second largest bank in
Australia) based in Sydney.
Biography
Imtiaz Hussain is the Deputy Chief Auditor at BNY Mellon responsible for
Investment Management and Wealth Management, Human Resources and ESG, Global
Compliance, and Audit Innovation & Analytics. His primary responsibilities
include creation of Internal Audit strategy, and risk based annual audit plan;
delivery of audit projects in a timely manner and within budget; and seamless
operations of the Audit Function. Imtiaz is responsible for driving Audit’s
Agile Transformation initiative, and sponsoring strategy for auditing ESG.
Imtiaz received his Bachelor of Science degree in Business Administration from
Slippery Rock University and completed his MBA in International Finance and
Strategy from George Washington University. Imtiaz is a Certified Public
Accountant and holds several certifications in the field of Banking and Project
Management.
Biography
John has spent his career fighting fraud across multiple sectors, working within
both Fraud Investigations and Fraud Risk Advisory. An active member of the
Anti-Fraud community, John supports Fraud Risk Reduction via his drive for
greater collaboration between risk professionals, enhanced awareness of emerging
risks, and the blended use of digital and analogue tools. John is currently the
Head of Internal Fraud Risk Prevention at Standard Chartered Bank.
Biography
Dr. Uwe Klapproth is serving as a Head of Group Risk and a Non-Executive
Director / Board member in the banking sector. He studied Business Management
and Criminal Science..
Germar Knochlein
Head of Division
ECB
Nitesh Kumar
Managing Director, Global Head of Cyber, Payment Systems Risk and Strategic
Projects
BNP Paribas
Peter May
Group Head of Wholesale, Markets and Internal Fraud
HSBC
Mirea Raaijmakers
former Global Head, Behavioural Risk Management
ING
Biography
Germar is Head of Division in ECB’s Directorate General Systemic and
International Banks, which is in charge of the line supervision of G-SIBs. He is
overseeing several Joint Supervisory Teams as well as project work related to
the implementation of new regulatory approaches. Before joining ECB in 2014 from
the German Federal Agency for Financial Market Stabilisation, he was responsible
for the oversight over German public banks that benefitted from state support as
well as the development of resolution plans. Following university studies in
physics and business administration, Germar has worked in commercial banks since
1997, mainly in risk controlling and portfolio management roles
Biography
Nitesh Kumar is the Global Head of Cyber and Payment Systems Risk for BNP
Paribas Group. He is an internationally recognized executive with a background
in Payment Systems Risk Management, Cyber Security Resilience, Data Privacy, and
Operational & Technology Risk Management. He has extensive global experience in
the Financial Services in the United States, United Kingdom and India. He has
successfully created a sustainable Risk and Audit teams where pragmatic and
collaborative risk management is a daily part of corporate decision-making
supporting the Cyber Resilience, Digital Transformation, Secure Cloud adoption
and innovation strategies.
Biography
Peter joined HSBC in 1997 and was worked across various businesses in front-line
and risk, control roles. Since 2020, Peter has lead Risk Stewardship (2LOD)
oversight activities across the Wholesale and Markets businesses as well as
leading on enterprise-wide internal fraud. With deep SME knowledge gleaned from
various international assignments, Peter leads on the policies and controls
which underpin HSBC’s fraud defences and he works closely with Financial Crime
and Risk teams across the firm to deliver targeted anti-fraud frameworks. Key
priorities for Peter include the transition to digital and greenwashing risks.
Biography
First psychologist ever appointed by a central bank – The Dutch Central Bank –
to use her specific skillset in supervision. First behavioural scientist
appointed as Global Head Behavioural Risk Management at a global bank with a
direct reporting line to the ExCo. Editor and lead author of the highly
influential book – Supervision of Behaviour & Culture. Worked with regulators
across the globe including the ECB, NY FED, MAS and APRA in embedding
behavioural insights. Key-note speaker and advisor across the globe. Unique
experience in execution of behavioural risk reviews and reveal blind spots and
unknown behavioural risks. Broad experience with applying behavioural insights
and realising behavioural change in renown profit and governmental organisations
Jeff Simmons
Chief Risk Officer
MUFG Securities (Europe) N.V.
Lorraine Solway
Director of Risk
Nest Corporation
Sean Titley
Director of Enterprise and Operational Risk
Metro Bank
Biography
Jeff Simmons joined MUFG Bank in June 2014 as the Head of Enterprise Risk,
tasked with creating the function. He has been involved intensively with the
enhancement of the Risk Management framework in MUFG Bank (Europe). This has
involved him in the formation of an Enterprise Risk function in Amsterdam tasked
with delivering the full range of regulatory submissions. In April 2018 he
transitioned to MUFG Securities to become involved in the Brexit project. In
this capacity he is the CRO for MUFG Securities (Europe) N.V. the Dutch
subsidiary of MUFG Securities (EMEA).
Prior to joining the bank he spent some 20 years specializing in best practice
Risk Management including Market Risk, Credit Risk, Risk Model Validation and
Regulatory Risk consulting. As well as have line management responsibilities in
various institutions he has also gained extensive experience in implementing
Risk Management frameworks from both a technical and operating model based
perspective.
Biography
Lorraine joined Nest as Head of Risk in 2021. She has worked across various
sectors but is strongly established in Financial Services, having worked in a
global risk role for Zurich and, prior to that, in similar roles for Nationwide
Buidling Society. Before joining Nationwide Lorraine worked for KPMG in their
IARCS (Internal Audit, Risk and Compliance Services) team.
Lorraine has nearly 20 years experience of risk and controls alongside a Masters
degree in Risk Management and post graduate qualifications in audit and
accounting. She has presented on a number of topics for the Chartered Institute
of Internal Auditors, sharing her passion with both peers and the next
generation of risk, compliance and audit professionals.
Biography
Sean has over 25 years of experience in Risk Management across disciplines,
including Enterprise Risk, Operational Risk, Credit Risk, Strategic Risk and
Front Office Supervision. He is a passionate advocate for the furtherance of
Operational Risk as a discipline, co-authoring papers and acting as a speaker
and panellist at many external events.
Sean has held Director level roles at a number of organisations, both on a
consultancy and permanent basis. He is currently Director of Enterprise and
Operational Risk at Metro Bank, running a growing team responsible for the
Bank’s overall risk management framework and approach to Operational Risk from a
second line perspective. This includes liaison with the PRA and FCA and making
ongoing enhancements to the Bank’s approach to risk appetite, governance and
embedding a strong risk culture across the three lines of defence. Sean has been
integral to a transformation in the Bank’s approach, including putting in place
a new Risk Taxonomy, Bank Risk Report, approach to RCSA, Control Testing,
Operational Risk losses and Scenario Analysis as well as setting up a new
Operational Risk Oversight Committee, which he chairs. His team is working
closely with the first line on approaches to Operational Resilience, Third Party
Risk Management and the management of People, Change, Data, Information Security
and Technology Risks.
Sean is a member of the Institute of Operational Risk/IRM Operational Risk
Committee, providing advice on its approach to Operational Risk and running the
IOR’s Chapters across the globe.
Konstantina Armata
Senior Modelling expert, former Group Head of Model Risk Management
Barclays
Gilles Artaud
Head of Group Model Risk Audit
Credit Agricole Group
Yingbo Bai
MD, Head of Model Risk for Valuation Models and Methodologies
UBS
Stuart Burns
Senior IRB Expert
Barclays (TBC)
Biography
Konstantina is a highly experienced Financial Risk professional with over 20
years career in Banking in various Quantitative Modelling roles, most recently
as the Group Head of Model Risk Management at Barclays. Prior to that, she
worked at Deutsche Bank where she built and led the Bank’s Model Risk Management
function and before that at UBS in various quantitative roles in both the Front
Office and Risk. Konstantina has extensive experience in developing Model Risk
Management frameworks including methodologies to assess and quantify Model
Uncertainties and their impact on the output of the framework they are used for
(e.g. Capital in stress, IFRS9 etc). Konstantina’s most recent work involves
Climate Transition modelling. She holds a PhD in Mathematics from Imperial
College, London and an MSc and BSc in Mathematics from ENSIMAG, Grenoble, France
and the University of Patras, Greece respectively.
Biography
Gilles Artaud has been working in investment banking since last century, where
he held various positions within Quant, Front Office, IT and Risk Department,
working all along on many models, quant developing, managing, validating them,
making sure their risks are adequately managed. He’s now in charge for the 3rd
line of defence of Model Risk Audit for Group Inspection in Group Crédit
Agricole SA, dealing with transformation of risk induced by new models,
framework, market and business evolutions, new fields of modelisation and
compliance with ever-increasing regulations.
Biography
Yingbo joined UBS in 2010 and is currently co-head of the Model Risk Management
and Control function with focus on valuation models and methodologies. Prior to
UBS, he worked in various roles across quant and model risk control at CICC, JP
Morgan and Morgan Stanley.
Biography
Stuart Burns will be speaking at Risk EMEA 2023
Philippe Coué
Head of CACIB Data Office
Credit Agricole CIB
Frederico Diniz
Head of Organic Lending Impairment
Starling Bank
Madison Gray
Global Head of Regulatory Change Management
BNY Mellon
Francis Gross
Senior Adviser
European Central Bank
Biography
Philippe joined Crédit Agricole CIB in 2016 as Managing Director to follow ECB
review of BCBS 239. Prior to that, Philippe held several risk and IT positions
within HSBC Global Banking & Market and Société Générale CIB in Paris where he
managed IS strategy and transformation program for equity derivatives, market
risk and corporate banking activities.
He is expert in architecture, advanced analytics and digital transformation,
graduated with a master’s degree in mathematics applied to finance.
Biography
Currently heading the IFRS 9 Organic Impairment team for Starling Bank. With
over eleven years of experience in managing projects and delivering statistical
analysis, financial risk programs on Regulatory Risk, IRB Applications, IFRS9
development and Stress Testing Modelling. Academic from the University of
Warwick focusing on Global Banking Regulation.
Biography
Madison joined BNY Mellon’s Risk and Compliance team in 2017 and has held a
variety of roles across EMEA and Global Regulatory Change Management. She has a
Legal background, and her early career was spent in Legal team at Abrdn and
Aegon Asset Management, as well as a 1st Line Regulatory Risk role with Natwest.
Madison is currently repsonsible Global Regulatory Change Management. This
involves supporting the identification, allocation and assessment of new
regulations to BNY Mellon’s entities and LOBs, across APAC, EMEA and Americas.
Biography
Francis Gross is Senior Adviser in the Directorate General Statistics of the
European Central Bank.
Francis’ main interest lies in developing vision, conceptual design and strategy
for sustainable digitalisation of the economy, with a focus on effective
measurement. His immediate aim is to design and drive concrete, feasible
measures with transformational power, e.g. global, public-good digital
infrastructure to make the system adequately measurable and more efficient.
Starting in 2006 he initiated the movement that led to the G20-backed Global
Legal Entity Identifier System, where he serves on the Regulatory Oversight
Committee.
Before joining the ECB in 2001, Francis spent fifteen years in automotive, eight
at Mercedes, working on globalisation.
He holds an engineering degree from École Centrale, Paris, and an MBA from
Henley Management College, UK
In his free time, Francis coaches athletes for javelin throwing, including the
current decathlon world champion.
Aleksi Grym
Head of Fintech
Bank of Finland
Farooq Gulzar
UK Chief Risk Officer
UBS AM
Emma Hagan
Chief Risk and Compliance Officer
ClearBank®
Jodie Humphreys
Head of Innovation Solutions Group
Bank of America
Biography
Aleksi Grym is Head of Fintech at the Bank of Finland. His team manages a
portfolio of projects covering financial technology, new payment systems and
digital currencies. He is a member of the ECB’s digital euro project steering
group and has been a member in several other international working groups.
Before joining the Finnish central bank Aleksi worked in the consulting and
technology industry for over fifteen years in London and Helsinki, advising
organisations ranging from SME’s to leading global corporations.
Biography
Farooq has been with UBS since June 2020. He previously held various senior
positions in Investment Risk at Fidelity International and Royal London Asset
Management. He spent close to a decade in managing hedge fund Investment Risk at
Tudor Investment Corporation and City Financial. He started his risk career in
the Investment Banking space, at Royal Bank of Scotland, Lehman Brothers and
finally Nomura before transitioning to the alternative’s arena.
Biography
Emma Hagan is Chief Risk and Compliance Officer at ClearBank, responsible for
all risk and compliance-related activities. She has over 18 years’ experience in
commercial and corporate banking in both first and second lines of defence.
Emma joined ClearBank from Silicon Valley Bank (SVB), where she was Chief Risk
Officer for EMEA, serving as part of the EMEA leadership and global risk
leadership teams. Prior to SVB, she worked at Lloyds HBOS in a variety of roles.
Biography
I am a quant and data scientist with more than 15 years’ experience working in
Finance in London during which time I have developed specialist knowledge in
derivative pricing, numerical methods, statistics and machine learning. Today I
work in a global risk function and lead a range of initiatives from synthetic
data to behavioural finance, seeking to solve complex problems with robust and
modern computational techniques.
Vivek Jain
Head of Audit – Insurance, Pensions & Investments
Lloyds Banking Group
Basima Khuram
Director, International Lead, Digital Assets FCC Advisory
BNY Mellon
Marion Laboure
Senior Economist
Deutsche Bank
Carlos Martin
Executive Director – CIB Markets Operational Risk Management
JPMorgan Chase & Co.
Biography
Senior Audit Leader with multi-disciplinary experience of over 22 years in the
area of business and integrated technology auditing. Expertise in products
(retail, markets, insurance and investments), digital, technology, cyber,
resilience, emerging technologies, data and sourcing. Building collaboration and
engagement across senior leaders, regulators and control functions. Firm
believer in coaching and supporting a diverse team to help fulfill their
potential. Currently, Head of Audit with Lloyds Banking Group covering
Insurance, Stockbroking and strategic technology platforms, security,
resilience, digital transformation, data management and migration. Previously,
worked with Deutsche Bank, Bank of Africa UK, Credit Suisse, KPMG and Oracle.
Biography
Basima Khuram will be speaking at Risk EMEA 2023
Biography
Marion Laboure is a Senior Economist at Deutsche Bank in London and Lecturer at
Harvard University. She has extensive private sector, public policy, and
monetary policy experience, including at the European Commission, the IMF, the
Luxembourg Central Bank, and Barclays. She received first prize from the
American Society of Actuaries, Revue Banque nominated her as a rising star in
finance, she is part of the 45 standout women in fintech, and Business Insider
named her a cryptocurrency mastermind. She is the author of Democratising
Finance published by Harvard University Press
Biography
Carlos Martin FRM Msc BBA is an Executive Director at JPMorgan Chase & Co. and
Global Head of CIB Markets Fixed Income, Currencies & Commodities Operatonal
Risk Management. He has 25 years’ industry experience having previously worked
at Morgan Stanley, CIBC, BNP Paribas, UBS, RBS NatWest Markets and EY in roles
across Trading, Technology, Finance, Market Risk, Operational Risk and Audit.
Carlos collaborates with the Council for International Securities and Investment
(CISI), the Professional Risk Managers International Association (PRMIA) and the
Global Association of Risk Professionals (GARP). He is a certified Financial
Risk Manager, holds a Master of Science in Finance by the University of
Syracuse, New York, a Bachelor of Business Administration by the Universidad
Autónoma, Madrid, and Academic Qualifications in Economics, Computer
Programming, Market Risk and Operational Risk.
Ying Poikonen
Head of Modelling Group for EMEA Region
Sumitomo Mitsui Banking Corporation
Peter Quell
Head of Portfolio Analytics
DZ Bank AG
Romaric Rollet
Head of Innovation and Digital Transformation, Chief Data Officer
Credit Agricole
Catarina Souza
Head of Division, Model Development & Review,
Bank of England
Biography
Dr. Ying Poikonen is currently the Head of Modelling Group for EMEA region in
SMBC. She is responsible for the quantification of Credit, Market, Liquidity,
Operational and Climate Change related financial risks for both internal and
regulatory purpose, as well as the development of Model Risk Management and
Stress Testing for EMEA region. Prior to joining SMBC, Ying worked in Deutsche
bank. She holds a PhD degree in Engineering from Warwick University.
Biography
Peter Quell is Head of the Portfolio Analytics Team for Market and Credit Risk
in the Risk Controlling Unit of DZ BANK AG in Frankfurt. He is responsible for
methodological aspects of Internal Risk Models, Economic Capital and Model Risk.
Prior to joining DZ BANK AG Peter was Manager at d-fine GmbH where he dealt with
various aspects of Risk Management Systems in the Banking Industry. He holds a
MSc. in Mathematical Finance from Oxford University and a PhD in Mathematics.
Peter is member of the editorial board of the Journal of Risk Model Validation
and a founding board member of the Model Risk Management International
Association (mrmia.org).
Biography
Romaric Rollet will be speaking at Risk EMEA 2023
Biography
Catarina Souza is the Head of Model Development and Review Division at the Bank
of England, Prudential Regulation Authority (PRA). Prior to joining the PRA,
Catarina was a Senior Expert for Model Risk Management at ING, where she led the
implementation of the model risk management framework globally for the bank,
with a significant focus on the adoption of Artificial Intelligence (AI)
technology. Catarina has over 16 years of working experience, including leading
multicultural international teams successfully delivering cross-border projects
in the areas of credit risk and model risk management. Prior to joining ING,
Catarina worked with S&P Global Market Intelligence, overseeing numerous clients
across EMEA and the Americas, managing the development, implementation,
maintenance, and validation of credit risk models.
Amanda Whiteley
Account Executive, Sales
Redis
Biography
Amanda Whitley will be speaking at CeFPro’s upcoming Risk EMEA Convention
What Will Be Gained By Attending Risk EMEA 2023?
Unparalleled thought-leadership, delivered a diverse array of industry leaders
Keynote plenary panels, with three simultaneous streams to move freely between
A choice of more than 50 individual presentations and panels
Access to all available presentations and videos post-event
Outstanding networking opportunities
Cocktail reception at the end of day one to meet the speakers and your peers
Breakfast, lunch and refreshments throughout the two days
Meet key industry vendors and solution providers
Advance your knowledge, career and profession by being part of Europe’s premier
event
Complimentary CeFPro access to the Fintech Leaders and NFR Leaders industry
reports
Free copy of iNFRont magazine, written by professionals, for the profession
Access at registration rate which is reasonable and within budget!
Don’t forget, to really gain from Risk EMEA, bring a team of at least 2 or 3
colleagues, to move between streams, take insight from more sessions, meet our
partners and the attendees.
PANEL DISCUSSIONS
Interactive panel discussions are designed to increase attendee interaction by
running a live Q&A throughout the session.
PRESENTATIONS
Hear industry experts provide detailed insight on a range of topics, engage one
on one with the presenter during the Q&A.
NETWORKING BREAKS
Networking opportunities including breakfast, lunch and refreshment breaks on
both days, access to all streams and sessions.
MEET THE SPEAKERS
Continue discussions beyond the auditorium and interact with speakers and
attendees after their session.
March 9, 2023
TOP OF MIND FOR A CRO: A HOLISTIC VIEW OF RISK
The views and opinions expressed in this article are those of the thought leader
as an individual, and are not attributed to CeFPro or any particular […]
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March 9, 2023
COLLABORATION OF THREE LINES OF DEFENSE FOR EFFECTIVE OVERSIGHT AND VALIDATION
OF MODEL RISK
The views and opinions expressed in this article are those of the thought leader
as an individual, and are not attributed to CeFPro or any particular […]
Do you like it?0
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March 9, 2023
MANAGING IMPLEMENTATION AND DATA CHALLENGES WITHIN SCOPE 3 CALCULATIONS
The views and opinions expressed in this article are those of the thought leader
as an individual, and are not attributed to CeFPro or any particular […]
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March 8, 2023
ASSESSING CYBER RISK AND EFFECTIVENESS OF CONTROLS AS TECHNIQUES AND THREATS
EVOLVE
The views and opinions expressed in this article are those of the thought leader
as an individual, and are not attributed to CeFPro or any particular […]
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February 28, 2023
SETTING THE SCENE: REVIEWING THE FRAUD AND FINANCIAL CRIME LANDSCAPE AND
EVOLUTION OF RISKS IN A POST PANDEMIC ENVIRONMENT
The views and opinions expressed in this article are those of the thought leader
as an individual, and are not attributed to CeFPro or any particular […]
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February 23, 2023
COLLABORATION OF THREE LINES OF DEFENSE FOR EFFECTIVE OVERSIGHT AND VALIDATION
OF MODEL RISK
The views and opinions expressed in this article are those of the thought leader
as an individual, and are not attributed to CeFPro or any particular […]
Do you like it?0
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February 22, 2023
ADJUSTING MODELS IN A FAST CHANGING ECONOMIC ENVIRONMENT
The views and opinions expressed in this article are those of the thought leader
as an individual, and are not attributed to CeFPro or any particular […]
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February 22, 2023
REVIEWING TRANSITION PROGRESS AND BENCH MARKING INDUSTRY PROGRESS
The views and opinions expressed in this article are those of the thought leader
as an individual, and are not attributed to CeFPro or any particular […]
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February 15, 2023
EXPLORING EU DORA IN THE CONTEXT OF BROAD CYBER RESILIENCE
The views and opinions expressed in this article are those of the thought leader
as an individual, and are not attributed to CeFPro or any particular […]
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February 13, 2023
REVIEWING THE INCREASED FOCUS ON CLIMATE CHANGE AND REFLECTING WITHIN
OPERATIONAL RISK
The views and opinions expressed in this article are those of the thought leader
as an individual, and are not attributed to CeFPro or any particular […]
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February 13, 2023
ENHANCING STRATEGIC CHANGE MANAGEMENT PRACTICES TO STAY AHEAD OF EXTERNAL EVENTS
The views and opinions expressed in this article are those of the thought leader
as an individual, and are not attributed to CeFPro or any particular […]
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February 2, 2023
INCLUSION OF OPERATIONAL RISKS UNDER MODEL RISK INCLUDING CYBER RISK AND FRAUD
MODELS
The views and opinions expressed in this article are those of the thought leader
as an individual, and are not attributed to CeFPro or any particular […]
Do you like it?0
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Biography
Corporater is a global software company that enables medium and large
organizations worldwide to manage their business with integrated software
solutions for Governance, Performance, Risk and Compliance (GPRC) built on a
single platform.
Our signature solutions include Business Continuity, Operational Resilience &
Third-Party Risk Management, Compliance Management, Enterprise & Operational
Risk Management, Individual Accountability Regimes (e.g. IAF & SMCR), Internal
Audit Management, Performance & Strategy Management. All Corporater software can
be used out of the box as point solutions or implemented as a seamlessly
integrated holistic GRC framework.
Corporater solutions are used by public and private organizations in highly
regulated industries, including banking and financial services, healthcare,
local and state government, logistics, telecommunications, utilities, and
others. Corporater solutions are intuitive to use, secure, scalable, and highly
configurable – enabling organizations to have their solution set up their way,
today and in the future.
Learn more at: corporater.com/fs
Biography
Fintegral is a specialist quantitative risk consultancy focusing solely on the
finance sector. We help our banking clients develop, enhance, and validate their
most sophisticated risk models and analytical frameworks, to provide them with a
competitive edge.
Our consultants combine exceptional quantitative skills with a
deep understanding of financial risk management, and have a
business-oriented mindset, allowing us to successfully deliver complex
analytical projects. We have a corporate culture with flat hierarchies, where
entrepreneurship is encouraged from all members of our collaborative teams,
across our offices in London, Frankfurt and Zurich.
We have a corporate culture with flat hierarchies, where entrepreneurship is
encouraged from all members of our collaborative teams, across our offices in
London, Frankfurt and Zurich.
Biography
MAT is a new generation ALM tool that leans on state-of-the-art technologies
with the goal of evolving the balance sheet management to a new paradigm. MAT is
not just a calculation engine, it engloves the three components of a traditional
architecture – Data loading, calculation engine and advanced reporting –
allowing the user to devote more time in analyzing the data instead of its
generation. MAT is not just a management tool, it has been developed in order to
cover both the management and regulatory requirements for interest rate risk and
liquidity risk.
Because of the technologies involved, MAT is able to load and compute the data
at the contract level. It incorporates an advanced set of dynamic reports ready
for use as Repricing Gap, Sensitivity Analysis for NII and MVE, Survival Horizon
and Liquidity Gap, LCR, NSFR among others but also to create as many reports as
the user wants through a powerful web reporting design. MAT is a tool that
offers some innovative functionalities such as: ALCO simulations,
self-calibrated new business, manual entries module, MAT is available on mobile
devices, cloud solution, data analytics module, etc.
MAT, rethinking the ALM.
Biography
Biography – Coming Soon
Biography
Climate X’s climate risk data and analytics platform, Spectra, is a
multi-award-winning SaaS solution that helps organisations become more resilient
to the impacts of climate change by quantifying the probability and severity of
weather events decades before they happen. With the latest regulatory
requirements in mind, firms around the world trust Spectra to provide
explainable and understandable data to strengthen their climate financial risk
disclosures and plans for ICAAP, stress testing, origination and TCFD reporting.
Spectra delivers location-specific risk ratings, EPC ratings for transition risk
and climate-adjusted loss estimates between now and 2100 under multiple climate
emission pathways via an easy-to-use SaaS platform or integrated API.
To learn more about Climate X and the work we do, visit our website for a
personalised demonstration: https://www.climate-x.com
SHARE YOUR THOUGHT LEADERSHIP
SHARE YOUR EXPERTISE…
GET YOUR BRAND SEEN…
CONNECT WITH SENIOR LEADERS…
CAN YOUR ORGANIZATION CONTRIBUTE?
Please contact the Center for Financial Professionals today to discuss how we
can deliver your thought-leadership at the event, help you generate leads, and
provide you with unique networking and branding opportunities. For more
information on what we can offer, please contact sales@cefpro.com or call us on
+44 (0) 20 7164 6582 where a member of the team will be happy to tailor the
right package for you.
ORX is the largest operational risk association in the financial services
sector. Since 2002, we’ve been developing a global community of financial
institutions committed to improving the management and measurement of
operational risk. We currently have over 100 member organisation based all over
the globe.
Owned and driven by our member institutions, we bring together hundreds of
operational risk professionals to share their knowledge, expertise and
experience of the financial services industry. We are a not-for-profit industry
association incorporated in Geneva, Switzerland.
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LEONARDO ROYAL HOTEL LONDON
TOWER BRIDGE
45 PRESCOT STREET
LONDON
E1 8GP
We have secured a preferential rate at the venue from £213.00 inc VAT, based on
single occupancy room only, double occupancy will be charged with £20.00
supplement fee. To book a room please go to the webpage Leonardo Royal Tower
Bridge or phone (+44 (0) 870 4100 800) for the Reservations team quoting the
block code LHCFPA140623
Can I present at the Risk EMEA Summit?
Yes, the Center for Financial Professionals are happy to discuss speaking
opportunities at the Risk EMEA Summit. For further information on this please
contact alice.kelly@cefpro.com or call us on +44 (0) 20 7164 6582.
Are there any rules on the dress code?
Business attire is requested. The Summit is a formal opportunity to network with
like-minded professionals and to gain knowledge from the industry’s finest risk
management experts.
What is the cost and what is included in the registration fee?
We offer incentives for ‘early bird’ registrants of the Summit, as outlined on
our pricing structure. Registration includes breakfast, refreshment breaks,
lunches, the cocktail reception at the end of the day, full access to
the sessions and exhibition area. Presentations from sessions are also
available, subject to speaker approval.
Where can I find the Summit documentation and speaker presentations?
All registered attendees will receive an email with access to documentation and
speaker presentations after the Summit* We will work with our presenters to
include as many presentations as possible on our App during the Summit. *Please
note that our speakers often have to gain permission from their relevant
compliance departments to release their presentations. On rare occasions
compliance may not allow presentations to be distributed.
Will breakfast, lunch and refreshment be provided?
Yes. As with all of our events the Center for Financial Professionals will be
providing brilliant coffee, breakfast, lunch, refreshments, and smaller bites
during the networking breaks.
Will there be opportunities to network with other attendees?
There are ample opportunities for networking and interaction throughout the
Summit, such as
* Breakfast, lunch and refreshment breaks
* Cocktail reception at the end of the day (Subject to confirmation)
* Q&A, panel discussions and audience participation technology available
through the App
Are there opportunities to share my thought-leadership at the Risk EMEA Summit?
Yes there are plenty of opportunities for the Center for Financial Professionals
to share thought-leadership to the attendees of the Risk EMEA Summit and our
wider risk professionals community. At the event we can distribute your material
to the attendees, offer you an exhibition booth, and provide speaking
opportunities so that you may enjoy a more prominent presence at the Summit.
Visit the Sponsor tab for further information or contact sales@cefpro.com / +44
(0) 207 164 6582.
Are media partnerships available for the Risk EMEA Summit?
Yes. As part of a media partnership we can offer a variety of options to
increase the branding and awareness of your association, company, certificate,
publication or media. We are flexible with what we can offer however we usually:
* Provide a discounted rate to attend
* Place your logo and profile on the Summit website
* Place your logo on promotional content where applicable
* Distribute your media/marketing at the Summit
* Promote through social media channels
To discuss this further please contact marketing@cefpro.com or call +44 (0)20
7164 6582
What can I do if I can't attend the event due to COVID-19?
If you are unable to attend the Summit due to national/COVID restrictions,
CeFPro would be more than happy to offer you a refund, credit note or the option
to transfer the ticket to a colleague who is able to attend.
Are CPE Credits Available
Yes, CPE Credits are available for the Risk Americas Convention and the
Masterclasses.
REPRESENTING A FINANCIAL INSTITUTION OR GOVERNMENT BODY – (E.G. BANK, INSURANCE
COMPANY, ASSET MANAGER, REGULATOR)
SUPER EARLY
BIRD RATE
£499
SAVE £500
Registrations before March 24th
EARLY BIRD
RATE
£599
SAVE £400
Registrations before April 28th
SUMMER SPECIAL RATE
£699
SAVE £300
Registrations before 2nd June
STANDARD
RATE
£999
Registrations after June 2nd
REPRESENTING AN INFORMATION/SERVICE PROVIDER (E.G. CONSULTANT, VENDOR, EXECUTIVE
SEARCH FIRM, LAW FIRM)
SUPER EARLY
BIRD RATE
£1,099
SAVE £900
Registrations before March 24th
EARLY BIRD
RATE
£1,199
SAVE £800
Registrations before April 28th
SUMMER SPECIAL RATE
£1,399
SAVE £600
Registrations before June 2nd
STANDARD
RATE
£1,999
Registrations after June 2nd
* To qualify for the preferential ‘early bird’ rates, registration must be
received by the close of the ‘early bird’ working day, and payment can be made
at the time of registering, or up to a week after registration is made an
invoice sent. CeFPro reserves the right to increase rates should payment be
delayed significantly. Should a delegate register at a rate that is inaccurate,
CeFPro reserves the right to issue an additional invoice for the outstanding
amount. All prices are subject to UK VAT, currently at 20%
Covid Assurance Policy
If you are unable to attend the Summit due to national/Covid restrictions,
CeFPro would be more than happy to offer you a refund, credit note or the option
to transfer the ticket to a colleague who is able to attend.
REGISTER BY EMAIL
Simply email us with your
Full name
Job title
Company & address
Contact number
Email: Joseph.taylor@cfp-events.com
CONTACT US DIRECTLY
Call us on +44 (0) 20 7164 6582
DOWNLOAD PDF REGISTRATION FORM
Click here to complete the form and submit by email
CAN YOUR ORGANIZATION CONTRIBUTE?
Please contact the Center for Financial Professionals today to discuss how we
can deliver your thought-leadership at the event, help you generate leads, and
provide you with unique networking and branding opportunities. For more
information on what we can offer, please contact Sales@cefpro.com or call us on
+44 (0) 20 7164 6582 where a member of the team will be happy to tailor the
right package for you.
ABOUT
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UPCOMING EVENTS
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FLAGSHIP EVENTS
* Risk Americas 2023
* Risk EMEA 2023
UPCOMING WEBINARS
View our webinar library here
CONTACT US
info@cefpro.com
+1 888 677 7007
+44 (0)207 164 6582
RECENT POSTS
* Top of mind for a CRO: A holistic view of risk
* Collaboration of three lines of defense for effective oversight and
validation of model risk
* Managing implementation and data challenges within Scope 3 calculations
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