www.iiroc.ca
Open in
urlscan Pro
2606:4700::6812:113b
Public Scan
URL:
https://www.iiroc.ca/
Submission: On January 25 via api from US — Scanned from CA
Submission: On January 25 via api from US — Scanned from CA
Form analysis
1 forms found in the DOMGET https://www.iiroc.ca/search
<form action="https://www.iiroc.ca/search" method="get" id="views-exposed-form-search-page-1" accept-charset="UTF-8" data-once="form-updated" data-drupal-form-fields="edit-query">
<div class="form--inline clearfix">
<div class="js-form-item form-item js-form-type-textfield form-type-textfield js-form-item-query form-item-query">
<label for="edit-query">Search</label>
<input data-drupal-selector="edit-query" type="text" id="edit-query" name="query" value="" maxlength="128" class="form-text" autocomplete="off">
</div>
<div data-drupal-selector="edit-actions" class="form-actions js-form-wrapper form-wrapper" id="edit-actions"><input data-drupal-selector="edit-submit-search" type="submit" id="edit-submit-search" value="Search"
class="button js-form-submit form-submit">
</div>
</div>
</form>
Text Content
Skip to main content Alert: CIRO has introduced a new @ciro.ca email for all CIRO employees More Info * English * Français * CIRO * Contact Us * Ask a question or make a complaint * INVESTORS Find the right advisor, make a complaint, or learn investment basics. Back INVESTORS Find the right advisor, make a complaint, or learn investment basics. close * Complaints and Inquiries Statistics * MARKETS How we protect investors and ensure the integrity of markets in Canada. Back MARKETS How we protect investors and ensure the integrity of markets in Canada. close * Equity Markets We Regulate * Trade Surveillance * Canadian Bankers’ Acceptance Rates * Corporate and Government Bond Information * Reports, Statistics and Other Information * RULES AND ENFORCEMENT Find information about policy, rules for our member community and enforcement. Back RULES AND ENFORCEMENT Find information about policy, rules for our member community and enforcement. close * IIROC Rules * UMIR * Enforcement * Hearings * Whistleblower Service * MEMBERS Resources for our Dealer Members and Marketplace Members. Back MEMBERS Resources for our Dealer Members and Marketplace Members. close * Becoming a Dealer Member * Dealer Members – Material Changes * Becoming a Registered Individual at an Investment Dealer * Registration Review Hearings * Becoming a Regulated Marketplace * Continuing Education * Fee Models * Proficiency Initiative * Dealer Member Compliance * Cybersecurity & Technology * Client Identifiers * Forms and Templates * NEWS ROOM Discover the latest notices, publications, media releases, and halts and resumptions issued by IIROC. Back NEWS ROOM Discover the latest notices, publications, media releases, and halts and resumptions issued by IIROC. close * News Releases * Notices and Guidance Search Search Menu WELCOME TO IIROC The Investment Industry Regulatory Organization of Canada is the pan‑Canadian self‑regulatory organization that oversees all investment dealers and trading activity on Canada’s debt and equity marketplaces. IIROC is committed to protecting investors, protecting market integrity, and building Canadians’ trust in financial regulation and the people managing their investments. New to IIROC? Learn about how we protect investors and support healthy Canadian capital markets. RECENT NOTICES AND NEWS RELEASES View all Notices and News Releases January 12, 2024 CIRO Hearing Panel issues Reasons for Decision in the matter of Robert Weston Crocker Decision January 12, 2024 CIRO Hearing Panel issues Reasons for Decision in the matter of HSBC Securities (Canada) Inc. Decision January 9, 2024 CIRO to Hold a Settlement Hearing for Michel Bédard Hearing January 9, 2024 CIRO to Hold a Disciplinary Hearing for Joseph Debus Hearing January 4, 2024 CIRO Sanctions HSBC Securities (Canada) Inc. Decision January 3, 2024 CIRO Sanctions Robert Weston Crocker Decision QUICK LINKS * Canadian Investment Regulatory Organization (CIRO) * Halts and Resumptions * Cease Trade Orders * Dealers We Regulate * UMIR * IIROC Rulebook * AdvisorReport * Consultations * Enforcement Proceedings * Hearings * Continuing Education and Webcasts SPECIAL TOPICS * CIRO Interim Rules – Frequently Asked Questions * Cybersecurity * Clients Identifiers MARKET RATES Trade date: 2024/01/23 CANADA BANKERS' ACCEPTANCE (BA) RATE 1 MONTH * 5.15848% 1 month BA Rate * 376,297,237 1 month Total Quantity * 31 1 month Total Trades -------------------------------------------------------------------------------- 3 MONTH * 5.17967% 3 month BA Rate * 83,816,000 3 month Total Quantity * 11 3 month Total Trades BA Rate additional data * BA Rate Historical Data (xls) * BA Rate Historical Data (Interactive version) * BA Rate Methodology (pdf) CORPORATE AND GOVERNMENT DEBT TRADE INFORMATION Providing greater transparency on Canadian Corporate and Government debt trading activity. * Corporate and Government Debt Trade Information * Bond Trade Data (pdf) NOTABLE Investor Alert: noura-benimners -------------------------------------------------------------------------------- Investor Alert: VenDigital Platform (formerly IB Platform) -------------------------------------------------------------------------------- × Welcome to CIRO.ca! You can find the Canadian Investment Regulatory Organization (CIRO) at CIRO.ca with our fresh look and feel. The following sections of the legacy mfda.ca and iiroc.ca sites have been migrated to ciro.ca: * Enforcement * Hearings * Consultations * A unified member directory (Dealers We Regulate) * Advisor Report We will continue moving items off MFDA and IIROC in 2024. Stay tuned for future updates. Close this popupVisit the Canadian Investment Regulatory Organization website Other IIROC Sites: * Corporate and Government Debt Trade Information * IIROC Services * Notice of Basis Order * Website Terms of Use * Privacy * Social Media Terms of Use * Accessibility (pdf) * * * * * Investors * Complaints and Inquiries Statistics * Markets * Equity Markets We Regulate * Trade Surveillance * Surveillance Contacts * News Release Vetting Request * Trading Halts & Timely Disclosure * Cease Trade Orders * SMARTS Platform * Canadian Bankers’ Acceptance Rates * Corporate and Government Bond Information * Reports, Statistics and Other Information * Bond and Money Market Secondary Trading Statistics * Monthly Client Debt Margin * Reports of Market Share by Marketplace * Short Sale Trading Statistics and Reports * Rules and Enforcement * IIROC Rules * UMIR * Enforcement * Enforcement Statistics * Hearings * Whistleblower Service * Members * Becoming a Dealer Member * Dealer Members – Material Changes * Becoming a Registered Individual at an Investment Dealer * Registration Review Hearings * Becoming a Regulated Marketplace * Frequently Asked Questions about the National Registration Database (NRD) * Continuing Education * Webcast Catalogue * Fee Models * Proficiency Initiative * Frequently Asked Questions (FAQ) * Dealer Member Compliance * Compliance Reviews and Reports * Sanctions Reporting * Time Periods and Supporting Documentation for ComSet Filings * OEO Trailer Ban * 2021 INDUSTRY BUSINESS CONTINUITY PLANNING (BCP) TEST FAQ * Bare Trustee Agreements * Business Continuity * Membership Disclosure, Brochures, and IIROC Logo * Cybersecurity & Technology * Cybersecurity News Releases * Cybersecurity Webinars * Guides and Resources * Helpful Links * Incident Reporting Summary * Self-assessment Surveys * Site Visits * Table-top Exercises * Client Identifiers * Frequently Asked Questions * Glossary of Terms * Legal Entity Identifiers * Technical Specifications * Timelines and Implementation Milestones * Forms and Templates * News Room * News Releases * Notices and Guidance