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Text Content

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Alert:

CIRO has introduced a new @ciro.ca email for all CIRO employees

More Info

 * English
 * Français

 * CIRO
 * Contact Us
 * Ask a question or make a complaint


 * INVESTORS
   
   Find the right advisor, make a complaint, or learn investment basics.
   
   Back
   
   
   INVESTORS‌
   
   Find the right advisor, make a complaint, or learn investment basics.
   
   close
    * Complaints and Inquiries Statistics


 * MARKETS
   
   How we protect investors and ensure the integrity of markets in Canada.
   
   Back
   
   
   MARKETS‌
   
   How we protect investors and ensure the integrity of markets in Canada.
   
   close
    * Equity Markets We Regulate
    * Trade Surveillance
    * Canadian Bankers’ Acceptance Rates
    * Corporate and Government Bond Information
    * Reports, Statistics and Other Information


 * RULES AND ENFORCEMENT
   
   Find information about policy, rules for our member community and
   enforcement.
   
   Back
   
   
   RULES AND ENFORCEMENT‌
   
   Find information about policy, rules for our member community and
   enforcement.
   
   close
    * IIROC Rules
    * UMIR
    * Enforcement
    * Hearings
    * Whistleblower Service


 * MEMBERS
   
   Resources for our Dealer Members and Marketplace Members.
   
   Back
   
   
   MEMBERS‌
   
   Resources for our Dealer Members and Marketplace Members.
   
   close
    * Becoming a Dealer Member
    * Dealer Members – Material Changes
    * Becoming a Registered Individual at an Investment Dealer
    * Registration Review Hearings
    * Becoming a Regulated Marketplace
    * Continuing Education
    * Fee Models
    * Proficiency Initiative
    * Dealer Member Compliance
    * Cybersecurity & Technology
    * Client Identifiers
    * Forms and Templates


 * NEWS ROOM
   
   Discover the latest notices, publications, media releases, and halts and
   resumptions issued by IIROC.
   
   Back
   
   
   NEWS ROOM‌
   
   Discover the latest notices, publications, media releases, and halts and
   resumptions issued by IIROC.
   
   close
    * News Releases
    * Notices and Guidance

Search

Search
Menu


WELCOME TO IIROC

The Investment Industry Regulatory Organization of Canada is the pan‑Canadian
self‑regulatory organization that oversees all investment dealers and trading
activity on Canada’s debt and equity marketplaces.

IIROC is committed to protecting investors, protecting market integrity, and
building Canadians’ trust in financial regulation and the people managing their
investments.

New to IIROC?
Learn about how we protect investors and support healthy Canadian capital
markets.


RECENT NOTICES AND NEWS RELEASES

View all Notices and News Releases
January 12, 2024
CIRO Hearing Panel issues Reasons for Decision in the matter of Robert Weston
Crocker
Decision
January 12, 2024
CIRO Hearing Panel issues Reasons for Decision in the matter of HSBC Securities
(Canada) Inc.
Decision
January 9, 2024
CIRO to Hold a Settlement Hearing for Michel Bédard
Hearing
January 9, 2024
CIRO to Hold a Disciplinary Hearing for Joseph Debus
Hearing
January 4, 2024
CIRO Sanctions HSBC Securities (Canada) Inc.
Decision
January 3, 2024
CIRO Sanctions Robert Weston Crocker
Decision


QUICK LINKS

 * Canadian Investment Regulatory Organization (CIRO)
 * Halts and Resumptions
 * Cease Trade Orders
 * Dealers We Regulate
 * UMIR
 * IIROC Rulebook
 * AdvisorReport
 * Consultations
 * Enforcement Proceedings
 * Hearings
 * Continuing Education and Webcasts


SPECIAL TOPICS

 * CIRO Interim Rules – Frequently Asked Questions
 * Cybersecurity
 * Clients Identifiers


MARKET RATES

Trade date: 2024/01/23


CANADA BANKERS' ACCEPTANCE (BA) RATE

1 MONTH

 * 5.15848%
   
   1 month BA Rate

 * 376,297,237
   
   1 month Total Quantity

 * 31
   
   1 month Total Trades

--------------------------------------------------------------------------------

3 MONTH

 * 5.17967%
   
   3 month BA Rate

 * 83,816,000
   
   3 month Total Quantity

 * 11
   
   3 month Total Trades

BA Rate additional data

 * BA Rate Historical Data (xls)
 * BA Rate Historical Data (Interactive version)
 * BA Rate Methodology (pdf)


CORPORATE AND GOVERNMENT DEBT TRADE INFORMATION

Providing greater transparency on Canadian Corporate and Government debt trading
activity.

 * Corporate and Government Debt Trade Information
 * Bond Trade Data (pdf)


NOTABLE



Investor Alert: noura-benimners

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Investor Alert: VenDigital Platform (formerly IB Platform)

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×

Welcome to CIRO.ca!

You can find the Canadian Investment Regulatory Organization (CIRO) at CIRO.ca
with our fresh look and feel.

The following sections of the legacy mfda.ca and iiroc.ca sites have been
migrated to ciro.ca:

 * Enforcement
 * Hearings
 * Consultations
 * A unified member directory (Dealers We Regulate)
 * Advisor Report

We will continue moving items off MFDA and IIROC in 2024. Stay tuned for future
updates.

Close this popupVisit the Canadian Investment Regulatory Organization website

Other IIROC Sites:

 * Corporate and Government Debt Trade Information
 * IIROC Services
 * Notice of Basis Order

 * Website Terms of Use
 * Privacy
 * Social Media Terms of Use
 * Accessibility (pdf)

 * 
 * 
 * 
 * 


 * Investors
   * Complaints and Inquiries Statistics
 * Markets
   * Equity Markets We Regulate
   * Trade Surveillance
     * Surveillance Contacts
       * News Release Vetting Request
     * Trading Halts & Timely Disclosure
     * Cease Trade Orders
     * SMARTS Platform
   * Canadian Bankers’ Acceptance Rates
   * Corporate and Government Bond Information
   * Reports, Statistics and Other Information
     * Bond and Money Market Secondary Trading Statistics
     * Monthly Client Debt Margin
     * Reports of Market Share by Marketplace
     * Short Sale Trading Statistics and Reports
 * Rules and Enforcement
   * IIROC Rules
   * UMIR
   * Enforcement
     * Enforcement Statistics
   * Hearings
   * Whistleblower Service
 * Members
   * Becoming a Dealer Member
   * Dealer Members – Material Changes
   * Becoming a Registered Individual at an Investment Dealer
   * Registration Review Hearings
   * Becoming a Regulated Marketplace
     * Frequently Asked Questions about the National Registration Database (NRD)
   * Continuing Education
     * Webcast Catalogue
   * Fee Models
   * Proficiency Initiative
     * Frequently Asked Questions (FAQ)
   * Dealer Member Compliance
     * Compliance Reviews and Reports
     * Sanctions Reporting
     * Time Periods and Supporting Documentation for ComSet Filings
     * OEO Trailer Ban
     * 2021 INDUSTRY BUSINESS CONTINUITY PLANNING (BCP) TEST FAQ
     * Bare Trustee Agreements
     * Business Continuity
     * Membership Disclosure, Brochures, and IIROC Logo
   * Cybersecurity & Technology
     * Cybersecurity News Releases
     * Cybersecurity Webinars
     * Guides and Resources
     * Helpful Links
     * Incident Reporting Summary
     * Self-assessment Surveys
     * Site Visits
     * Table-top Exercises
   * Client Identifiers
     * Frequently Asked Questions
     * Glossary of Terms
     * Legal Entity Identifiers
     * Technical Specifications
     * Timelines and Implementation Milestones
   * Forms and Templates
 * News Room
   * News Releases
   * Notices and Guidance