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Submitted URL: https://survey.tolunastart.com/wix/p836033029633.aspx?sname=2710769-US&src=98&surveytype=1&l=9
Effective URL: https://survey.tolunastart.com/wix/3/p836033029633.aspx
Submission: On November 21 via manual from US — Scanned from GB

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Text Content

Survey progress: 18%


This privacy disclaimer is issued by UBS Securities LLC ("UBS", "We").

In the context of the survey, we collect and process the following personal
information: Personal details and Identification (e.g., name), electronic
address data (e.g., email), Professional Profile (e.g., company name, job title)
("Personal Data").

We collect and process your Personal Data for the purpose of collating and
analyzing responses to this survey or any future surveys with a similar subject
matter, informing Research Analysts' investment conclusions or to inform
products and services of other UBS business areas. We equally may publish your
responses without identifiers (by themselves or aggregated with the responses of
others) in products, services, or promotional materials and may distribute it in
this form to our clients or other third parties (the "Purpose").

Your Personal Data may be shared with and processed by UBS Group companies,
third parties, or service providers globally to carry out the Purposes. If Data
is transferred abroad, it may no longer be protected by your local laws and may
fall under foreign regulations that allow the Data to be passed to relevant
local authorities or other third parties.

We will retain your Personal Data for as long as necessary to fulfil the
Purpose.

For more information about how UBS processes your data, including how we protect
your data, your rights in respect of your data, and contact details of the Group
DP Office, please refer to our Privacy Notice here. If you are in a country that
does not have a dedicated privacy notice on the pages linked above, by accepting
the terms set out in this disclaimer, you consent to the processing of your
Personal Data as set out above.

If you have any administrative questions, please contact
sh-evidence_lab_internal_surveys@ubs.com. If you have data protection specific
questions, contact dpo-ch@ubs.com.

By choosing to participate in the survey, you consent to the processing of your
Personal Data as outlined above.

By participating, you also confirm that your responses do not pose a conflict of
interest with any of your activities away from UBS or violate any law or
employment policy or contractual obligation or any duty of confidentiality you
may have to your employer or to any other party. Additionally, you must not
provide UBS employees with any confidential information or information that may
constitute "material, non-public information" as that term is generally
understood. You agree to notify UBS in the event you become aware of any issue
with your responses or any disclosure you make raises questions under these
requirements.

Please affirm that you have read and agreed to the above disclaimer:

(Select one answer.)

Yes
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