www.tdsecurities.com Open in urlscan Pro
2.17.100.234  Public Scan

Submitted URL: https://www.tdsecurities.com/tds/content/AU_Privacy_EandAP?language=en_CA
Effective URL: https://www.tdsecurities.com/ca/en/privacy-security
Submission: On December 06 via api from UA — Scanned from PL

Form analysis 2 forms found in the DOM

<form id="searchDesktopForm" class="td-search-box">
  <input type="text" name="search" class="td-search-input" placeholder="Search" aria-label="Search">
  <button type="submit" name="searchBtn" class="searchGreenBoxButton">
    <span class="td-search-icon" aria-hidden="true"><span class="td-icon"></span></span>
  </button>
</form>

<form id="searchMobileForm" class="td-search-box">
  <input type="text" name="search" class="td-search-input" placeholder="Search" aria-label="Search">
  <span class="td-search-icon"><span class="td-icon" aria-hidden="true"></span></span>
  <button type="submit" name="searchBtn" class="td-search-submit" value="search">
  </button>
</form>

Text Content

Skip to main content
 * Other TD Sites Other TD Sites
   * TD Canadian Retail
   * TD U.S. Retail
   * TD Cowen

 * Our Offices
 * Careers

 * English
   * English
   * Français

 * About Us
   * Overview
   * Awards
   * Deals
   * Diversity & Inclusion
   * Leadership
   * History
   * Newsroom
 * Insights
   * All Insights
   * Viewpoint Podcast
   * Buyside Views
   * Bid Out Podcast
   * Geopolitics Podcast
   * TD Cowen Insights Podcast
 * Services
   * Corporate & Investment Banking
   * Global Markets
   * Global Transaction Banking
   * Research & Strategy
   * ESG Solutions
 * Industries
   * All Industries
   * Communications & Media
   * Consumer & Retail
   * Energy & Energy Transition
   * Financial Institutions
   * Financial Sponsors
   * Health Care
   * Industrials
   * Mining & Metals
   * Real Estate
   * Technology
 * Community
   * Our Commitment
   * Underwriting Hope
   * Employee Giving

 * Search
 * Login
    * Global Strategy
    * Equity Research
    * TD Liquidity Manager
    * CorrespondentWeb
    * Prime Brokerage
    * Structured Notes
    * TDfacilitrade
    * TDFX
    * WebBroker
    * TD Prime Services


Login
 * Other TD Sites
   * TD Canadian Retail
   * TD U.S. Retail
   * TD Cowen
 * Our Offices
 * Careers
 * Home
 * About Us
   * Overview
   * Awards
   * Deals
   * Diversity & Inclusion
   * Leadership
   * History
   * Newsroom
 * Insights
   * All Insights
   * Viewpoint Podcast
   * Buyside Views
   * Bid Out Podcast
   * Geopolitics Podcast
   * TD Cowen Insights Podcast
 * Services
   * Corporate & Investment Banking
   * Global Markets
   * Global Transaction Banking
   * Research & Strategy
   * ESG Solutions
 * Industries
   * All Industries
   * Communications & Media
   * Consumer & Retail
   * Energy & Energy Transition
   * Financial Institutions
   * Financial Sponsors
   * Health Care
   * Industrials
   * Mining & Metals
   * Real Estate
   * Technology
 * Community
   * Our Commitment
   * Underwriting Hope
   * Employee Giving
 * Language: English
   * English
   * Français

Login
 * Global Strategy
 * Equity Research
 * TD Liquidity Manager
 * CorrespondentWeb
 * Prime Brokerage
 * Structured Notes
 * TDfacilitrade
 * TDFX
 * WebBroker
 * TD Prime Services





PRIVACY AND SECURITY

TD Securities is committed to protecting your privacy and safeguarding your
personal, business and financial information. TD Securities adheres to the
codes, regulations and laws that govern the collection, use and protection of
your Personal Information.


INTERNET SECURITY

Internet Security Policy




TD SECURITIES’ REGIONAL PRIVACY POLICIES


CANADA & THE U.S.

TD Privacy Highlights

--------------------------------------------------------------------------------


EUROPE & ASIA-PACIFIC

The Privacy Notice applies to all individuals, including Directors, Trustees,
Board Members, Beneficial Owners, Corporate, or Client/Counterparty Employees
whose data is protected by TD Securities, Europe and Asia-Pacific. This includes
the following legal entities:

United Kingdom

The Toronto-Dominion Bank, London Branch, 60 Threadneedle Street, London, EC2R
8AP
TD Bank Europe Limited, 60 Threadneedle Street, London, EC2R 8AP

Ireland

TD Global Finance, unlimited company, One Molesworth Street, Dublin 2, D02 RF29,
Ireland

Singapore

The Toronto-Dominion Bank, Singapore Branch, 1 Temasek Avenue, #15-02 Millenia
Tower, Singapore, 039192
Toronto Dominion (South East Asia) Limited, 1 Temasek Avenue, #15-02 Millenia
Tower, Singapore, 039192

Mainland China

The Toronto-Dominion Bank Shanghai Representative Office, Room 2505, 25th Floor,
Office Building, Plaza 66, No. 1266 West Nanjing Road, Shanghai, China

Hong Kong (SAR)

The Toronto-Dominion Bank, Hong Kong Branch, Suite 1211, Two Pacific Place, 88
Queensway, Hong Kong, China

Australia

Toronto-Dominion Australia Limited, Tower One International Towers, Level 17,
100 Barangaroo Avenue, Barangaroo NSW 2000

In this Policy, the words “you” and “your” mean any data subject or individual
described above. Any reference to “we”, “us”, “our”, or "they" includes each of
the entities listed above.


We have always regarded the need for the protection, privacy, and
confidentiality of the Personal Information (as defined in section 2 below) of
our client and counterparty representatives as an important and fundamental
operating requirement. This Privacy Notice provides descriptions that support
our obligations and your rights under the applicable jurisdiction, by explaining
when and why we collect Personal Information about those individuals, how we use
it, the conditions under which we may disclose it to others, and how we keep it
secure.


We have appointed a Data Protection Officer (DPO) to oversee compliance with
this Privacy Notice, the General Data Protection Regulation (GDPR), and
applicable global data privacy legislations more generally. If you have any
questions about this Privacy Notice or how we handle your Personal Information,
please contact:

Data Protection Officer
60, Threadneedle Street, London EC2R 8APH3
Privacy.EAP@tdsecurities.com

You have the right to make a complaint at any time if you feel the processing of
your Personal Information infringes the local legislature. Please see the
section 'Collection methods and legal ground for using Personal Information' for
the relevant regulators.

Key Definitions

"Personal Information” or "Information" means any personal data or details from
which a living individual may be directly or indirectly identified whether on
its own or in conjunction with any other information we may have or be able to
access (e.g., from you directly and/or obtained from others within or outside
the Bank).

Examples of the categories of Personal Information we may process include:

 * Demographic information (e.g., name, address, telephone number(s), email
   address, age/date of birth, country of domicile, employer name, employer
   address, other employee contact information, and any other information that
   may be required for anti-money laundering documents such as Know Your
   Customer ("KYC") information);
 * CCTV footage;
 * Calls and communications recordings;
 * Personal Identification Numbers (e.g., Government-issued ID);
 * Online services related information (e.g., IP address):
 * Research and marketing subscriber preferences.

We may also process the following “special categories” of more sensitive
Personal Information:

 * Information about your health (e.g., dietary restrictions, special access
   requirements);
 * Information about criminal convictions and offences

“Process” or “processing” means any operation or set of operations which is
performed on Personal Information (or sets of Personal Information), whether or
not by automated means, such as collection, recording, organisation,
structuring, storage, adaptation or alteration, obtaining, retrieval,
consultation, use, disclosure by transmission, dissemination or otherwise making
available, alignment or combination, restriction, erasure, or destruction.

Data Controllers

"Data controller" refers to where we make decisions on how Personal Information
is used in relation to our business.

This Privacy Notice applies to the processing carried out by us in:

 * Australia: Toronto Dominion Australia Limited, regulated by the Office of the
   Australian Information Commissioner
 * Mainland China: The Toronto-Dominion Bank Shanghai Representative Office,
   regulated by the Cyberspace Administration of China
 * Hong Kong SAR (China): The Toronto-Dominion Bank, Hong Kong Branch, regulated
   by the Privacy Commissioner for Personal Data;
 * Ireland: TD Global Finance, unlimited company, regulated by the Data
   Protection Commissioner;
 * Singapore: The Toronto-Dominion Bank, Singapore Branch, and TD (South East
   Asia) Limited; regulated by the Personal Data Protection Commissioner;
 * UK: The Toronto-Dominion Bank London Branch and, TD Bank Europe Limited;
   regulated by the UK Information Commissioner’s Office.

Each of these is a data controller in respect to the relationship between
themselves and you, as an individual whose Personal Information they are
processing and is responsible for deciding how it holds and uses that
Information.

As data controllers, each is accountable and has an obligation to process your
Personal Information in compliance with the applicable data protection law. This
means that your Personal Information must be:

 * Processed fairly, lawfully and in a transparent way;
 * Collected only for specified, explicit and legitimate purposes that are
   clearly explained to you and not used in any way that is incompatible with
   those purposes;
 * Adequate, relevant and limited to what is necessary for the purposes for
   which they are processed;
 * Accurate and up to date;
 * Not kept for longer than is necessary for the purposes explained to you;
 * Processed in line with your rights;
 * Kept securely; and
 * Not transferred to other countries or regions outside the country of origin
   without adequate safeguards.

The relationships between TD Securities ("TDS") and its corporate third parties
include the processing of your Personal Information for our primary business
functions and activities, including Know Your Customer ("KYC"), Anti-Money
Laundering ("AML") and Sales. It encompasses the working relationship between
you and TDS. It includes the administration of legislative programs such as
fulfilling regulatory requirements, and tax and other statutory regulations.

Collection methods and legal grounds for using Personal Information

During your relationship with us, we will collect and process your Personal
Information as outlined in this Privacy Notice or as otherwise notified to you
from time to time.

You will be the primary source for your Personal Information, but it may also be
necessary to collect Information from third parties, elsewhere such as third
party verification services, publicly available registries or records and public
sources such as social media to the extent that you choose to make your profile
publicly visible (e.g., LinkedIn).

In providing services or products to you, we may receive Personal Information
about a range of individuals connected to you. This may include your authorized
signatories, beneficial owners, directors, officers, employees or staff members.
Whenever you or a corporate representative within your organisation provide us
with Personal Information about those individuals, you warrant that (i) those
individuals have been informed and understand that their Personal Information is
being provided to us or our affiliates; (ii) those individuals have been
provided with information regarding the collection, use, processing, disclosure
and cross-border transfer of their personal information; (iii) you have obtained
any necessary consents or are otherwise entitled to provide this information to
us and for it to be processed by us as described in this Privacy Notice; and
(iv) those individuals are aware of their data protection rights and how to
exercise them. It is your responsibility to ensure that the Personal Information
provided to us is accurate and to inform us of any change.

While you are not required to supply any of the aforementioned Personal
Information to us, please know that failure to do so may result in us being
unable to open, maintain or provide service to you.

We use cookies and other technologies to deliver personalized content on our
websites and relevant advertising on other websites. Unless you change your
preferences these technologies allow TD Securities and our ad partners to better
align ads with your banking goals. However, for visitors from the EEA and the
UK, only strictly necessary cookies are used on this site. These cookies are
necessary for the website to function and cannot be switched off. For more
information about cookies please visit here.

At or before the time of collection of your Personal Information, and in line
with this Privacy Notice, we explain how we intend to use your Personal
Information and the legal ground for processing (e.g., legal obligation we are
subject to, the legitimate interest we have or consent). For each type of
processing where we are relying on TDS’ legitimate interests, we list out such
interests. For processing requiring your consent, we provide you with details of
the Personal Information we would like and the reason for collecting it at the
point of the collection of the data, so that you can carefully consider whether
you wish to give that consent.

In the limited circumstances where you may have provided your consent to the
collection, processing and transfer of your Personal Information for a specific
purpose, you have the right to withdraw your consent for that specific
processing at any time. To withdraw your consent, please contact
TDSClientOnboarding@tdsecurities.com. Once we have received notification that
you have withdrawn your consent, we will no longer process your Personal
Information for the purpose, or purposes, you originally agreed to, unless we
have another legitimate basis for doing so in law in which case, we will inform
you accordingly.

In limited circumstances, where permitted under applicable laws, we may process
your Personal Information on other grounds and occasionally, without your
knowledge or consent. This may be:

 * Where we need to protect your interests (or someone else’s interests);
 * Where it is needed in the public interest or for official purposes;
 * For an emergency that threatens an individual's life, health or security,
   including your own;
 * If knowledge of the processing would compromise the availability or accuracy
   of the Information and collection is required to investigate a breach of the
   Guidelines of Conduct or contravention of a European law or other applicable
   law;
 * If it is publicly available (such as name, address and telephone number of a
   subscriber in a telephone directory);
 * If we have reasonable grounds to believe the Information could be useful when
   investigating a contravention of a European or other applicable law and the
   Information is used for that investigation.

Collection methods and legal grounds for 'special category' Personal Information

We may process special categories of Personal Information in the following
circumstances:

 1. In some circumstances, with your explicit written consent (for example in
    response to an event invitation where we need to know dietary requirements,
    or where applicable local laws require explicit consent to be sought).
 2. Where we need to carry out our legal obligations of the relevant European
    jurisdictions in which we are operating and in line with our policies.
 3. Where it is needed in the substantial public interest and in line with our
    policies.

Less commonly, where permitted under applicable laws, we may process this type
of Personal Information where it is needed in relation to legal claims, or where
it is needed to protect your interests (or someone else’s interests) and you are
not capable of giving your consent, or where you have already made the Personal
Information public.

Purposes of processing your Personal Information

We will process your Personal Information, including disclosure to third parties
or other entities within our Bank, for any of the following legitimate business
and necessary purposes:

TODO Text for Caption needed
Purpose
Legal Ground

Prospect and client administration, relationship management, to manage and
administer the account/product or services

To fulfil our contractual obligations; and Legitimate Interest – in order to
manage our accounts effectively so we can provide a high level of service to our
clients. And building and maintaining relationships with TDS’ corporate clients
and prospects; and Consent – for processing related to gifts and entertainment.

Conducting Client Engagement/Outreach

Legitimate interest – relationship building during onboarding and forwards.

To meet compliance with regulatory obligations, and prevent and detect crime
including, e.g. fraud, terrorist financing and money laundering: conducting
checks on you as part of checking on your employer, the corporate third party,
such as know your customer (KYC) checks, anti-money laundering due diligence
(AML DD) checks, and anti-fraud checks before we establish a relationship with
that third party, and where required, during our relationship with that third
party for ongoing verification in accordance with regulatory requirements
regarding anti-money laundering, anti-terrorist financing, financial and market
abuse, fraud and any other criminal activity, including cooperating with
regulators, participating in internal and external investigations if any of
these or any other suspicious activities are suspected. Compliance with these
obligations may involve monitoring and recording calls and electronic
communications.

Where the law requires this, and TDS’ legitimate interest - to operate our
business in a prudent manner in accordance with industry standards and
applicable laws, and In the public interest in ensuring the integrity and
security of the financial sector.

Recording and monitoring calls and other electronic communications for quality,
business analysis, training and other similar purposes.

Consent

Fixed Income Account Maintenance

Legitimate interest – in order to successfully complete trades by updating
third-party clients' or counterparties’ representatives’ information.

Counterparty Maintenance in Source Systems

Legitimate interest – to send out trade confirmation messages and referral form
agreement.

Client Relationship Management through the Individual Representatives

Legitimate interest – communication with third-party representatives to validate
that confirmations are correct and trade settlement is successful.

Confirmations & Settlements Processes

Legitimate interest – communication with third-party representatives to ensure
confirmations are correct and trade settlement is successful.

Portfolio Reconciliation and Client Reporting Processes under Regulatory
Services

Legitimate interest – to reconcile client's portfolio and create client reports
for regulatory reporting.

Marketing - Sending you electronic direct marketing communications. To provide
you with industry and research insights, to make suggestions and recommendations
to you about TDS services and products or invite you to TDS events.

Legitimate interest – to promote TDS brand awareness in the marketplace and or
financial services and products to grow our business.

Consent - We will use consent where required by law.

You can choose to stop receiving electronic marketing communications at any
time. To make that change, contact us in the usual way (i.e., via your
Relationship Manager and also as indicated on each marketing communication).

Marketing – Analysing how TDS electronic marketing communications are used by
you (including whether you open them and click through to access their contents)

Consent - We will use consent where required by law.

Legitimate interest – to operate our business in a sensible manner and to assist
with providing you with information that you are interested in. You can choose
to stop receiving electronic marketing communications at any time. To make that
change, contact us in the usual way (i.e., via your Relationship Manager and
also as indicated on each marketing communication).

Banking operations support: for undertaking business management and planning
(including change of our business structure), including accounting and auditing
and for assisting with, managing and improving the operations, including
security, of TDS and TD Bank Group enterprise-wide. For the lawful bases for
criminal personal data, please refer to paragraph 4 above.

Legitimate interests – business efficiency and data security to protect all data
and information.

Engaging service providers, contractors or suppliers relating to the operation
of our business.

Legitimate interest – to enable us to provide our services as efficiently as
possible.

To assist with supporting network and information security, including preventing
unauthorised access to our computer and electronic communications systems,
preventing malicious software distribution, fraud and other security breaches,
for the purposes of prevention of crime and fraud to help with ensuring the
security of TDS systems and further improve its service.

Legitimate interests – to operate our business in a prudent manner and to enable
us to implement data security to protect all data and information.

To evaluate or conduct a merger, divestiture, restructuring, reorganization,
dissolution, or other sale or transfer of some or all our assets, whether as an
ongoing concern or as part of bankruptcy, liquidation, or similar proceeding, in
which your information held by TDS is among the assets transferred.

Legitimate interests – to enable to us to manage our business

To administer and protect this website and for internal operations, including to
keep our website safe and secure, data analysis, troubleshooting, testing,
system maintenance, support, reporting and hosting of data, research,
statistical and survey purposes.

Legitimate interests – to enable to us to manage our website and keep it secure.

To use data analytics to manage and improve our website, products/services,
marketing, customer relationships and experiences, including to ensure that
content from our website is presented in the most effective manner for you and
for your device. However, for visitors from the EU and the UK, only strictly
necessary cookies are used on this site. These cookies are necessary for the
website to function and cannot be switched off. Please see our Ad Choices and
Personalisation (information to understand how TDS uses cookies or other similar
technologies and how you can change your preferences.

Consent – where applicable to enable to keep our website relevant and tailor the
content to you. Legitimate interests – where strictly necessary cookies are
used.

Some of the above purposes for processing will overlap and there may be several
reasons to justify our use of your Personal Information.

We will only use your Information for the purposes for which it was collected,
unless we reasonably consider that we need to use it for another purpose and
that purpose is compatible with the original purpose.

If we subsequently find that we need to use your Personal Information for a new,
unrelated purpose, we will notify you and explain the legal basis which we will
be relying upon.

Purposes of processing Special Personal Information

To the extent that we have your special Personal Information; we will use it in
the following ways:

 * Information about your health, or disability status, for the purposes of
   ensuring your health and safety (in particular for the purposes of event
   management) and with your explicit written consent.
 * Information about criminal convictions and offences, for the purposes of
   preventing and detecting crime including, e.g., fraud, terrorist financing
   and money laundering.

Sharing your Personal Information

We may share your Personal Information within the Bank (as many of our processes
are centralised) and with third parties, where it is necessary for the purpose
for which it was collected or where we have another legitimate interest in doing
so.

Details of Third Parties with whom your personal data may be shared:

TODO Text for Caption needed
Categories of recipient (Third party service providers)
Purpose(s)

Financial data platform

Monitoring and analysing financial and market information and discussing with
other financial professionals.

Trading platform

Monitoring and analysing financial and market information and discussing with
other financial professionals.

Event Management

Appropriate managing of attendees at events.

Record Management (documents, tapes)

Technological back up and restoration services for wholesale banking support.

Data storage and backup

Technological back up and restoration services for wholesale banking support.

Business Continuity Management

Back up, recovery and data centre services for wholesale banking support for
London.

Execution and information service (broker)

Sharing of broker data.

Backup Data centre for UK

Storage and use of personal data at an EU Production Data Centre.

Sales & Trading Efficiency tools

Personal data sharing across trading platform.

Investment Research

Tool for writing and distributing research.

Trade Confirmation platform

Personal data sharing across trade processing platform.

Correspondent Banks

Responding to valid and authorized information request to comply with regulatory
obligations

Settlement Agents, Overseas Banks, Exchange or Clearing Houses

In the course of providing products and services to our clients

Anti-fraud, AML, KYC and sanction service providers

To support compliance with the applicable regulatory and legal requirements

Marketing platforms

To market our products and services to our prospects and clients

We will only share such Personal Information as needed to meet specified and
lawful purpose for processing.

We may also be required by law to share your Personal Information with
regulators or other government agencies and law enforcement authorities, either
in Europe or in any jurisdiction in which we operate due to the nature of our
specific business in that regulator’s jurisdiction. Where reasonable to do so,
and subject to the exceptions set out in this Policy, we will use all reasonable
endeavours to notify you prior to sharing your Information with third parties
and to explain why we are doing so.

Please note:

 * We require third parties to respect the security of your Personal Information
   and to treat it in accordance with the law.
 * We do not allow our third-party service providers to use your Personal
   Information for their own purposes. We only permit them to process your
   Information for specified purposes and in accordance with our instructions.
 * Other than regulators, external third parties requiring access to any
   Personal Information within our control will have signed a confidentiality
   agreement and/or contract containing confidentiality and privacy wording with
   us. In these documents, the third party agrees to keep confidential all
   Personal Information they receive. They also agree not to collect, use or
   disclose it to any party other than as necessary to deliver the service in
   question to us.
 * We will never rent or sell your Personal Information.

Location of your Personal Information

Your Personal Information may be stored, processed, and transferred outside of
the country you reside (and outside of the EEA and UK) for the purposes
described in this Privacy Notice, including in countries that may not guarantee
the same level of protection for personal information as the country in which
you reside. We will endeavour to make sure that any transfers of your personal
information from one country to another comply with those data protection and
privacy laws which apply to us. In particular, European data protection laws
include specific rules on transferring personal information outside the EEA or
UK. As we operate in various jurisdictions, the EEA and UK operations regularly
share data with central groups in Toronto, Canada under the European
Commission’s 2002 Adequacy Finding. If the data is going to other jurisdictions,
other measures are used to protect your Personal Information to the same level,
such as the European Commission’s Standard Contractual Clauses (EC SCCs) and the
UK International Data Transfer Agreement/UK Addendum to the EC SCCs.

Where applicable, we may transfer your Personal Information to countries/regions
outside your country of origin , where measures are used to protect your
Personal Information in accordance the data protection laws in such other
countries/regions compatible to the requirements under the applicable data
protection laws.

By providing your Personal Information, you are acknowledging that this
transfer, storing or processing may take place. If we transfer your Information
outside of the country where your Personal Information originates from, we will
take steps to implement appropriate measures to protect your privacy rights, as
outlined in this Privacy Notice. You can request more details about any such
measures taken from the DPO.

Automated Decision Making

You will not be subject to decisions that will have a significant impact on you
based solely on automated decision-making, unless we have a lawful basis for
doing so and we have notified you.

We do not envisage that any decisions will be taken about you using automated
means, however we will notify you in writing if this position changes.

Protection of your Personal Information

We have a number of technical and organization measures in place to protect our
systems and your Personal Information. These include but are not limited to:

 * Personal Information is only accessible by a limited number of relevant staff
   bound by duties of confidentiality;
 * All electronic information is held on systems that incorporate firewalls,
   password- controlled access and virus protection procedures; and
 * We audit our procedures and security measures regularly to help demonstrate
   that they are being properly administered and that they remain effective and
   appropriate to the sensitivity of the information.

Every employee is responsible for protecting Personal Information to which they
have access in their role. All employees who have access to Personal Information
are required, as a condition of employment, to comply with their applicable HR
Privacy Policy and to protect the integrity and confidentiality of the Personal
Information to which they have access in accordance with TDS’s internal
Technology Standards. Failure to do so will be grounds for disciplinary action,
which may include termination of employment.

We keep your Personal Information for no longer than is necessary for the
purpose(s) for which it was collected (including for the purposes of satisfying
any legal, accounting or reporting requirements). When we no longer require your
Personal Information, we will securely destroy and/or delete it from our systems
as far as is reasonably and technically possible.

In some circumstances we may anonymise your Personal Information so that it can
no longer be associated with you, in which case we may use such information
without further notice to you.

It is important that the Personal Information we hold about you is accurate and
current. Please keep us informed if your Information changes during your
relationship with us, whether by informing your relationship manager or other
key contact here. For your protection, you should not send confidential or
Personal Information to us over the internet (e.g., email) or through any
unsecured channel.

We have put in place procedures to manage any suspected data security breach and
will notify you, and any applicable regulator, where we are legally required to
do so.

Your Rights in Connection with Personal Information

Under certain circumstances, and subject to local law you may have the right to:

 * Request access to your Personal Information (commonly known as a “data
   subject access request”). This enables you to receive a set of the Personal
   Information we hold about you and to check that we are lawfully processing
   that Information.
 * Request correction of the Personal Information that we hold about you. This
   enables you to have any incomplete or inaccurate Information we hold about
   you corrected.
 * Request erasure of your Personal Information. This enables you to ask us to
   delete or remove Information where there is no longer a purpose for us
   continuing to process it. You also have the right to ask us to delete or
   remove your Information where you have exercised your right to object to
   processing (see below).
 * Object to processing of your Personal Information where we are relying on a
   legitimate interest (or those of a third party) and there is something about
   your particular situation which may lead to you objecting to processing on
   this ground.
 * Object where we are processing your Personal Information for direct marketing
   purposes.
 * Request the restriction of processing of your Personal Information in
   specific circumstances. This enables you to ask us to suspend the processing
   of Information about you, for example if you want us to establish its
   accuracy or the reason for processing it.
 * Request the transfer of your Personal Information to another party in certain
   circumstances.

If you want to review, verify, correct or request erasure of your Personal
Information, object to the processing of your Information, or request that we
transfer a copy of your Personal Information to another party, please contact
the DPO.

You will not have to pay a fee to access your Personal Information or to
exercise any of the other rights, however, we may charge a reasonable fee if we
consider your request for access to be manifestly unfounded or excessive, or if
you request further copies of your data.

We may need to request additional details from you to confirm your identity and
assist you with the exercise of your right to access your Personal Information
or to exercise any of your other rights. This is another appropriate security
measure to protect your Personal Information so that this is not disclosed to
any person who has no right to receive it.

Privacy Breaches and Complaints

If you are aware of, or are the victim of, a suspected privacy breach in
connection to your relationship with us, you should immediately contact the DPO.
All suspected privacy breaches are appropriately investigated, and applicable
corrective action is taken.

In addition, as set out above, you have the right to make a complaint at any
time to your applicable data protection regulator, as listed above, if you
believe there has been any breach of data protection law.

TD Securities Europe & Asia Pacific Privacy Policy (Chinese Version) -
??????????????? (???)

TD Securities (Japan) Co., Ltd. Privacy Policy

TD Securities (Japan) Co., Ltd. Privacy Policy, Bilingual Version
(?????????????? ?????????? ????)

--------------------------------------------------------------------------------

back to top Top

Contact us

Connect with TD Securities

 * Logo of Linkedin

Privacy & Security Legal Accessibility
Site Index Manage online experience



"TD Securities” is a trademark of The Toronto-Dominion Bank and represents TD
Securities Inc., TD Securities (USA) LLC, TD Bank Europe Limited, TD Global
Finance unlimited company, TD Securities Automated Trading LLC, TD Prime
Services LLC, Toronto Dominion (South East Asia) Limited and certain other
subsidiaries and branches of TD engaged in investment banking, capital markets
and wholesale banking activities.

TD Securities (USA) LLC, TD Prime Services LLC, and TD Securities Automated
Trading LLC are members of SIPC and FINRA (see FINRA BrokerCheck). Visit our
legal page for more information.

© Copyright 2024 The Toronto-Dominion Bank. All rights reserved.


SITE INDEX

Close
About Us
 * Overview
 * Awards
 * Deals
 * Diversity & Inclusion
 * Leadership
 * History
 * Newsroom

Other
 * Our Offices
 * Careers

Services
 * Corporate & Investment Banking
 * Global Markets
 *       TDFX
 *       Dual Currency Deposit
 * Global Transaction Banking
 *       TDfacilitrade
 * Research & Strategy
 * ESG Solutions

Community
 * Our Commitment
 * Underwriting Hope
 * Employee Giving

Industries
 * Communications & Media
 * Consumer & Retail
 * Energy & Energy Transition
 * Financial Institutions
 * Financial Sponsors
 * Health Care
 * Industrials
 * Mining & Metals
 * Real Estate
 *       Property Brokerage
 * Technology

Other TD Sites
 * TD Canadian Retail
 * TD U.S. Retail



Close



 


Close



 


Close



 



We and third parties that we select, use technologies and tracking tools to
collect certain information about your device and usage of our apps and
websites. We do this to deliver our service, improve your experience, and
prevent fraud. Your activity on our apps and sites will be collected to enhance
your experience, contact you and present you with relevant ads and offers on our
apps and sites and on third party apps and websites. The information may also be
used by these third parties in accordance with their privacy policies. You have
control over the collection of this information. To learn more about the
information we collect on our apps and websites visit: TD Privacy Policy:
Interacting with TD Online
Manage online experience Accept all



MANAGE PREFERENCES

We and third parties that we select, use technologies and tracking tools to
collect certain information about your device and usage of our apps and
websites. We do this to deliver our service, prevent fraud, improve your
experience, contact you and present you with relevant ads or offers on our apps
and sites and those of third parties. The information may be used by the third
parties in accordance with their privacy policies. You can manage your
preferences here at any time.  To learn more about the information we collect on
our apps and websites visit:
TD Privacy Policy: Interacting with TD Online


MANAGE CONSENT PREFERENCES

ESSENTIAL

Always On

We use these tools to provide the functionality and security of your online
experience. For example, this allows us to provide a secure connection and
remember your language preferences. You can set your browser to block or alert
you about these tools, but without this data certain services cannot be
provided.

See our third party list‎

PERFORMANCE

Performance

Performance technologies tell us, and third party companies that we select,
about how you use our apps or websites. For instance, which pages you go to most
often, and if you encounter errors or issues. They help measure and analyze the
traffic on our online services by establishing statistics and traffic volumes
(e.g. pages visited or features used). You may withdraw your consent for the use
of these technologies that collect your data at any time. If you do not allow
these technologies, then some or all these services may not function properly.

See our third party list‎

TARGETING

Targeting

Your browsing activity on our apps and websites will be collected by us and by
third party companies that we select. This may include information about the
products or services you are applying for. This allows us to better understand
your interests and provide you with personalized content and offers. This
information may also be used by those third party companies in accordance with
their respective privacy policies. This information may also be used to build a
profile of your interests, to personalize your content, contact you and present
you with relevant offers including on third party sites. If you do not allow
these technologies, you will experience less personalized content and offers.

See our third party list‎
Back Button


VENDORS LIST



Search Icon
Filter Icon

Clear
checkbox label label
Apply Cancel
Consent Leg.Interest
checkbox label label
checkbox label label
checkbox label label

Confirm My Choices