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Submission: On January 05 via manual from IE — Scanned from DE
Effective URL: https://www.1lod.com/knowledge-hub/solving-surveillance-detecting-market-abuse-conduct-risk-modern-communication-chan...
Submission: On January 05 via manual from IE — Scanned from DE
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This website stores cookies on your computer. These cookies are used to improve your website experience and provide more personalized services to you, both on this website and through other media. To find out more about the cookies we use, see our Privacy Policy. We won't track your information when you visit our site. But in order to comply with your preferences, we'll have to use just one tiny cookie so that you're not asked to make this choice again. Accept Decline * Home * Video & Voice Surveillance (virtual) * Speakers * Financial Crime Summit New York (in-person) * Agenda * Speakers * Culture & Conduct (virtual) * Trade Surveillance (virtual) * XLoD Global New York (in-person) * 1st Line Risk & Control (virtual) * ESG Risk (virtual) * Financial Crime Summit London (in-person) * Agenda 2022 * Speakers 2022 * Interviews * Past Conferences * XLoD Global London (in-person) * Agenda * Interviews * Speakers * Sponsors * 1LoD * The 1LoD Asia Summit 2020 * The 1LoD Summit London 2019 * The 1LoD Asia Summit 2019 * The 1LoD Summit New York 2018 * The 1LoD Summit London 2017 * Surveillance * Energy Trading Surveillance - Europe (virtual) * Agenda * Surveillance Summit New York 2019 * LIBOR Transition * The LIBOR Transition Conduct Risk Symposium 2020 * Buy Side * The Buy Side Risk & Control Summit 2019 * Audit * The 3LoD Summit 2019 * Knowledge Hub * Surveillance Blog * About * Contact * Subscribe Now * Home * Video & Voice Surveillance (virtual) * Speakers * Financial Crime Summit New York (in-person) * Agenda * Speakers * Culture & Conduct (virtual) * Trade Surveillance (virtual) * XLoD Global New York (in-person) * 1st Line Risk & Control (virtual) * ESG Risk (virtual) * Financial Crime Summit London (in-person) * Agenda 2022 * Speakers 2022 * Interviews * Past Conferences * XLoD Global London (in-person) * Agenda * Interviews * Speakers * Sponsors * 1LoD * The 1LoD Asia Summit 2020 * The 1LoD Summit London 2019 * The 1LoD Asia Summit 2019 * The 1LoD Summit New York 2018 * The 1LoD Summit London 2017 * Surveillance * Energy Trading Surveillance - Europe (virtual) * Agenda * Surveillance Summit New York 2019 * LIBOR Transition * The LIBOR Transition Conduct Risk Symposium 2020 * Buy Side * The Buy Side Risk & Control Summit 2019 * Audit * The 3LoD Summit 2019 * Knowledge Hub * Surveillance Blog * About * Contact * Subscribe Now KNOWLEDGE HUB 04 Jan 2023 SOLVING SURVEILLANCE: DETECTING MARKET ABUSE & CONDUCT RISK ACROSS MODERN COMMUNICATION CHANNELS In the past 10 months alone, 12 major financial services institutions have been fined a total of $2 billion for failing to keep records and monitor staff adequately. This should be a game-changer for those working in the 3 lines of defence and their senior managers. The fines exceed punishments for similar lapses in the past, much to the surprise of the banks which admitted publicly that they had not expected this level of enforcement. Read the full report. * Twitter * Facebook * LinkedIn * WhatsApp * Email Back to Knowledge Hub * Surveillance challenges add up Loading SUBSCRIBE HERE Tel: +44 (0) 207112 4930 30 Churchill Pl, Canary Wharf, London E14 5RE * Contact us * About * Terms and Conditions * Privacy Policy * © Copyright 2020 Exhibition Website by ASP Search Search Username * Password * Login