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 * Who We Are
   * Firm Overview
   * Leadership
   * Community
 * What We Do
   * Rice Execution Services
   * Municipal Investment Banking
   * Corporate Investment Banking
   * Higher Education Finance
   * Infrastructure Private Equity
 * Contact Us

Menu
 * Who We Are
   * Firm Overview
   * Leadership
   * Community
 * What We Do
   * Rice Execution Services
   * Municipal Investment Banking
   * Corporate Investment Banking
   * Higher Education Finance
   * Infrastructure Private Equity
 * Contact Us

Search Search
 * Who We Are
   * Firm Overview
   * Leadership
   * Community
 * What We Do
   * Rice Execution Services
   * Municipal Investment Banking
   * Corporate Investment Banking
   * Higher Education Finance
   * Infrastructure Private Equity
 * Contact Us

Menu
 * Who We Are
   * Firm Overview
   * Leadership
   * Community
 * What We Do
   * Rice Execution Services
   * Municipal Investment Banking
   * Corporate Investment Banking
   * Higher Education Finance
   * Infrastructure Private Equity
 * Contact Us

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SMART. CREATIVE. RICE.

Rice Financial adds value by focusing our expertise in very specific areas of
finance, providing clients specialized in‐depth proficiency. And our roots as a
derivative firm mean our clients receive world‐class quantitative analysis and
electronic execution on the most advanced technological platforms.

Rice truly is different. Just ask the financial institutions, federal and local
government clients, institutional investors and universities that return to us
time and again for innovative solutions and exceptional performance. They know
that we are


SMART. CREATIVE. RICE.


IPO Participation
$ 50.3 Billion
Raised for State and Local Governments
$ 742 Billion
Higher Education Lending
$ 2.9 Billion
Cash Investments Sold to Municipalities
$ 197 Billion
More About Us
Rice Execution Services
Municipal Investment Banking
Corporate Investment Banking
Higher Education Finance
Infrastructure Private Equity
Rice Execution Services

Rice Execution Services offers electronic and high‐touch execution in global
equities and U.S. options. We provide our customers one of Wall Street’s most
flexible and economically efficient trading solutions.

Learn More

Municipal Investment Banking

Rice Financial is an underwriter in more than 10% of all primary market
municipal bond financings completed in the U.S. each year. On the investment
side, our Institutional Fixed Income Desk sells more than $20 billion annually
in fixed income, short duration securities to state and local governments.

Learn More

Corporate Investment Banking

Rice Financial has underwritten nearly $80 billion in taxable bonds, providing
corporations the investment banking expertise they need to successfully access
the bond markets. We are also an active underwriter of IPOs, having participated
in more than $50 billion of IPOs since 2021.

Learn More

Higher Education Finance

Through our partnership with the U.S. Department of Education, Rice Financial is
a direct lender to colleges and universities across the U.S. We have executed
more than $2.9 billion in loans.

Learn More

Infrastructure Private Equity
Rice Financial’s Governmental Infrastructure Private Equity Finance business has
made more than $1 billion available for investment in U.S. infrastructure
projects. Learn More


RECENT TRANSACTIONS


BIRKENSTOCK HOLDING PLC

$1,483,870,944



Trading Symbol: BIRK
Initial Public Offering
October 11, 2023

Total Offering:
$1,483,870,944
32,258,064 Shares

IPO Participant


PERMIAN RESOURCES CORP.

$279,922,500



Trading Symbol: PR
Initial Public Offering
September 20, 2023

Total Offering:
$279,922,500
21,450,000 Shares

IPO Participant


MADISON SQUARE GARDEN ENTERTAINMENT CORP.

$232,375,000



Trading Symbol: MSGE
Initial Public Offering
September 20, 2023

Total Offering:
$232,375,000
7,150,000 Shares

IPO Participant


NEUMORA THERAPEUTICS, INC.

$250,070,000



Trading Symbol: NMRA
Initial Public Offering
September 15, 2023

Total Offering:
$250,070,000
14,710,000 Shares

IPO Participant


CRINETICS PHARMACEUTICALS, INC.

$350,000,012



Trading Symbol: CRNX
Initial Public Offering
September 13, 2023

Total Offering:
$350,000,012
11,441,648 Shares

IPO Participant


LEGALZOOM.COM, INC.

$140,000,000



Trading Symbol: LZ
Initial Public Offering
September 7, 2023

Total Offering:
$140,000,000
14,000,000 Shares

IPO Participant


QUANTUMSCAPE CORP.

$300,000,000



Trading Symbol: QS
Initial Public Offering
August 4, 2023

Total Offering:
$300,000,000
37,500,000 Shares

IPO Participant


HANNON ARMSTRONG SUSTAINABLE INFRASTRUCTURE CAPITAL, INC.

$300,000,017



Trading Symbol: HASI
Initial Public Offering
May 25, 2023

Total Offering:
$300,000,017
13,043,479 Shares

IPO Participant


GATES INDUSTRIAL CORP. PLC

$264,375,000



Trading Symbol: GTES
Initial Public Offering
May 18, 2023

Total Offering:
$264,375,000
22,500,000 Shares

IPO Participant


ALIGHT, INC.

$414,000,000



Trading Symbol: ALIT
Initial Public Offering
March 2, 2023

Total Offering:
$414,000,000
46,000,000 Shares

Co-Manager


AERCAP HOLDINGS N.V.

$1,345,500,000



Trading Symbol: AER
Initial Public Offering
March 9, 2023

Total Offering:
$1,345,500,000
23,000,000 Shares

IPO Participant


REVOLUTION MEDICINES, INC.

$300,000,000



Trading Symbol: RVMD
Initial Public Offering
March 3, 2023

Total Offering:
$300,000,008
13,363,364 Shares

IPO Participant


ESSENTIAL PROPERTIES REALTY TRUST, INC.

$172,200,000



Trading Symbol: EPRT
Initial Public Offering
February 17, 2023

Total Offering:
$172,200,000
7,000,000 Shares

IPO Participant


ENLIGHT RENEWABLE ENERGY LTD.

$252,000,000



Trading Symbol: ENLT
Initial Public Offering
February 10, 2023

Total Offering:
$252,000,000
14,000,000 Shares

IPO Participant


NEXTRACKER INC.

$638,400,000



Trading Symbol: NXT
Initial Public Offering
February 9, 2023

Total Offering:
$638,400,000
26,600,000 Shares

IPO Participant


XPONENTIAL FITNESS INC.

$122,500,000



Trading Symbol: XPOF
Initial Public Offering
February 8, 2023

Total Offering:
$122,500,000
5,000,000 Shares

IPO Participant


PARAGON 28, INC.

$110,500,000



Trading Symbol: FNA
Initial Public Offering
January 26, 2023

Total Offering:
$110,500,000
6,500,000 Shares

IPO Participant


NOVAVAX, INC.

$125,000,000



Trading Symbol: NVAX
Initial Public Offering
December 16, 2022

Total Offering:
$125,000,000
12,500,000 Shares

IPO Participant


NEW FORTRESS ENERGY INC.

$317,400,000



Trading Symbol: NFE
Initial Public Offering
December 15, 2022

Total Offering:
$317,400,000
6,900,000 Shares

IPO Participant


SHOALS TECHNOLOGIES GROUP, INC.

$578,500,000



Trading Symbol: SHLS
Initial Public Offering
December 2, 2022

Total Offering:
$578,500,000
26,000,000 Shares

IPO Participant


ALIGHT, INC.

$155,000,000



Trading Symbol: ALIT
Initial Public Offering
November 15, 2022

Total Offering:
$155,000,000
20,000,000 Shares

Co-Manager


VICI PROPERTIES INC.

$509,850,000



Trading Symbol: VICI
Initial Public Offering
November 4, 2022

Total Offering:
$509,850,000
16,500,000 Shares

IPO Participant


RELAY THERAPEUTICS, INC.

$300,000,000



Trading Symbol: RLAY
Initial Public Offering
September 13, 2022

Total Offering:
$300,000,000
11,320,755 Shares

IPO Participant


EF HUTTON ACQUISITION CORP I

$100,000,000



Trading Symbol: EFHTU
Initial Public Offering
September 9, 2022

Total Offering:
$100,000,000
10,000,000 Units

IPO Participant


PONO CAPITAL TWO, INC.

$100,000,000



Trading Symbol: PTWOU
Initial Public Offering
August 5, 2022

Total Offering:
$100,000,000
10,000,000 Units

IPO Participant


PORTILLO’S INC.

$190,000,000



Trading Symbol: PTLO
Initial Public Offering
August 12, 2022

Total Offering:
$190,000,000
8,000,000 Shares

IPO Participant


SOVOS BRANDS, INC.

$119,000,000



Trading Symbol: SOVO
Initial Public Offering
August 11, 2022

Total Offering:
$119,000,000
8,500,000 Shares

IPO Participant


EVERTEC, INC.

$200,393,376



Trading Symbol: EVTC
Initial Public Offering
August 11, 2022

Total Offering:
$200,393,376
6,262,293 Shares

IPO Participant


NETSTREIT CORPORATION

$181,800,000



Trading Symbol: NTST
Initial Public Offering
August 4, 2022

Total Offering:
$181,800,000
9,000,000 Shares

IPO Participant


VERVE THERAPEUTICS INC.

$225,000,018



Trading Symbol: VERV
Initial Public Offering
July 21, 2022

Total Offering:
$225,000,018
8,333,334 Shares

IPO Participant


PLIANT THERAPEUTICS INC.

$200,000,004



Trading Symbol: PLRX
Initial Public Offering
July 13, 2022

Total Offering:
$200,000,004
10,810,811 Shares

IPO Participant


DAY ONE BIOPHARMACEUTICALS, INC.

$150,000,000



Trading Symbol: DAWN
Initial Public Offering
June 15, 2022

Total Offering:
150,000,000
10,000,000 Shares

IPO Participant


AMERICAN TOWER CORPORATION

$2,137,600,000



Trading Symbol: AMT
Initial Public Offering
June 3, 2022

Total Offering:
$2,137,600,000
8,350,000 Shares

IPO Participant


PROFRAC HOLDING CORPORATION

$288,000,000



Trading Symbol: PFHC
Initial Public Offering
May 13, 2022

Total Offering:
$288,000,000
16,000,000 Shares

IPO Participant


FRESHPET, INC.

$350,000,000



Trading Symbol: FRPT
Initial Public Offering
May 4, 2022

Total Offering:
$350,000,000
4,320,000 Shares

IPO Participant


HILLEVAX, INC.

$200,005,000



Trading Symbol: HLVX
Initial Public Offering
April 29, 2022

Total Offering:
$200,005,000
11,765,000 Shares

IPO Participant


PATRIA LATIN AMERICAN GROWTH OPPORTUNITY ACQUISITION CORP.

$200,000,000



Trading Symbol: PLAOU
Initial Public Offering
March 10, 2022

Total Offering:
$200,000,000
20,000,000 Shares

IPO Participant


SOUND POINT ACQUISITION

$225,000,000



Trading Symbol: SPCMU
Initial Public Offering
March 2, 2022

Total Offering:
$225,000,000
22,500,000 Shares

IPO Participant


EVERGREEN CORPORATION

$100,000,000



Trading Symbol: EVGRU
Initial Public Offering
February 9, 2022

Total Offering:
$100,000,000
10,000,000 Shares

IPO Participant


CREDO TECHNOLOGY GROUP HOLDING LTD.

$200,000,000



Trading Symbol: CRDO
Initial Public Offering
January 27, 2022

Total Offering:
$200,000,000
20,000,000 Shares

IPO Participant


PIMCO ACCESS INCOME FUND

$1,000,000,000



Trading Symbol: PAXS
Initial Public Offering
January 27, 2022

Total Offering:
$1,000,000,000
50,000,000 Shares

IPO Participant


BLEUACACIA LTD

$240,000,000



Trading Symbol: BLEUU
Initial Public Offering
November 18, 2021

Total Offering:
$240,000,000
24,000,000 Shares

Co-Manager


TASKUS INC.

$766,919,980



Trading Symbol: TASK
Initial Public Offering
October 21, 2021

Total Offering:
$766,919,980
12,077,480

IPO Participant


BLACKROCK ESG CAPITAL ALLOCATION TRUST

$2,040,000,000



Trading Symbol: ECAT
Initial Public Offering
September 28, 2021

Total Offering:
$2,040,000,000
102,000,000 Shares

IPO Participant


AVANTOR INC.

$875,000,000



Trading Symbol: AVTR
Initial Public Offering
September 14, 2021

Total Offering:
$875,000,000
20,833,333 Shares

IPO Participant


CERTARA INC.

$620,000,000



Trading Symbol: CERT
Initial Public Offering
September 9, 2021

Total Offering:
$620,000,000
20,000,000 Shares

IPO Participant


DOLE PLC

$400,000,000



Trading Symbol: DOLE
Initial Public Offering
July 30, 2021

Total Offering:
$400,000,000
25,000,000 Shares

IPO Participant


THORNBURG INCOME BUILDER OPPORTUNITIES TRUST

$580,000,000



Trading Symbol: TBLD
Initial Public Offering
July 28, 2021

Total Offering:
$580,000,000
29,000,000 Shares

IPO Participant


PAYCOR HCM INC.

$426,000,000



Trading Symbol: PYCR
Initial Public Offering
July 21, 2021

Total Offering:
$426,000,000
18,500,000 Shares

IPO Participant


HCW BIOLOGICS, INC.

$65,000,000



NASDAQ: HCWB
Initial Public Offering
July 20, 2021

Total Offering:
$65,000,000
8,125,000 Shares

IPO Participant


BLACK SPADE ACQUISITION COMPANY

$150,000,000



NYSE: BSAQ.UT
Initial Public Offering
July 20, 2021

Total Offering:
$150,000,000
15,000,000 Units

IPO Participant


WESTERN ASSET DIVERSIFIED INCOME FUND

$1,000,000,000



Trading Symbol: WDI
Initial Public Offering
July 25, 2021

Total Offering:
$1,000,000,000
50,000,000 Shares

IPO Participant


NEUBERGER BERMAN NEXT GEN. CONNECTIVITY FUND INC.

$1,500,000,000



NYSE: NBXG
Initial Public Offering
May 26, 2021

Total Offering:
$1,500,000,000
75,000,000 Shares

IPO Participant


TUYA, INC.

$915,390,000,000



NYSE: TUYA
Initial Public Offering
March 18, 2021

Total Offering:
$915,390,000,000
43,590,000 ADSs

IPO Participant






CHICAGO BOARD OF EDUCATION (IL)

$575,000,000



Unlimited Tax General Obligation Bonds
10/27/23

Co-Manager


CITY OF AUSTIN (TX)

$256,490,000



Public Improvement Bonds
9/13/23

Co-Manager


PORT AUTHORITY OF NEW YORK AND NEW JERSEY

$1,085,580,000



Consolidated Bonds
9/8/23

Co-Manager


NEW YORK CITY TRANSITIONAL FINANCE AUTHORITY (NY)

$1,000,000,000



Future Tax Secured Subordinate Bonds
8/24/23

Co-Manager


THE REGENTS OF THE UNIVERSITY OF CALIFORNIA

$706,595,000



General Revenue Bonds
8/16/23

Co-Manager


TRIBOROUGH BRIDGE AND TUNNEL AUTHORITY (NY)

$370,030,000



General Revenue Bonds
8/9/23

Special Co-Senior Manager


NEW YORK STATE DORMITORY AUTHORITY

$1,744,540,000



State Sales Tax Revenue Bonds
8/3/23

Co-Manager


CITY OF NEW YORK (NY)

$1,409,180,000



General Obligation Bonds
6/2/23

Co-Manager


NEW JERSEY ECONOMIC DEVELOPMENT AUTHORITY

$797,670,000



School Facilities Construction Refunding Bonds
4/21/23

Co-Manager


STATE OF ILLINOIS

$2,511,210,000



General Obligation Bonds
4/20/23

Co-Manager


STATE OF CALIFORNIA

$2,552,715,000



General Obligation Bonds
4/6/23

Co-Manager


CITY OF SAN DIEGO (CA)

$223,155,000



Senior Water Revenue Bonds
3/31/23

Co-Manager


NEW YORK STATE HOUSING FINANCE AGENCY

$502,715,000



Affordable Housing Revenue Bonds
3/22/23

Co-Manager


NYC MUNICIPAL WATER FINANCE AUTHORITY (NY)

$1,293,395,000



Water and Sewer System Revenue Bonds
3/9/23

Co-Manager


PENNSYLVANIA TURNPIKE COMMISSION

$343,800,000



Turnpike Subordinate Revenue Refunding Bonds
3/8/23

Co-Manager


THE REGENTS OF THE UNIVERSITY OF CALIFORNIA

$1,824,040,000



General Revenue Bonds
2/16/23

Co-Manager


NEW YORK CITY TRANSITIONAL FINANCE AUTHORITY (NY)

$1,077,595,000



Future Tax Secured Subordinate Bonds
2/9/23

Co-Manager


TRIBOROUGH BRIDGE AND TUNNEL AUTHORITY (NY)

$828,225,000



General Revenue Bonds
1/27/23

Special Co-Senior Manager


FEDERAL HOME LOAN BANK

$10,000,000



Taxable Fixed Income Investment
1/19/23

Sole Underwriter


FEDERAL HOME LOAN BANK

$15,000,000



Taxable Fixed Income Investment
12/12/22

Sole Underwriter


STATE OF CONNECTICUT

$912,365,000



General Obligation Bonds
12/2/22

Co-Manager


MASSACHUSETTS HOUSING FINANCE AGENCY

$200,000,000



Single Family Housing Revenue Bonds
11/22/22

Co-Manager


NYC MUNICIPAL WATER FINANCE AUTHORITY (NY)

$750,000,000



Water and Sewer System Revenue Bonds
11/17/22

Joint Senior Manager


LOS ANGELES UNIFIED SCHOOL DISTRICT (CA)

$500,000,000



General Obligation Bonds
11/8/22

Co-Manager


MARYLAND ECONOMIC DEVELOPMENT CORPORATION

$113,520,000



Senior Student Housing Revenue Bonds
10/27/22

Co-Manager


NEW YORK CITY TRANSITIONAL FINANCE AUTHORITY (NY)

$950,000,000



Future Tax Secured Subordinate Bonds
10/27/22

Co-Manager


NEW YORK STATE HOUSING FINANCE AGENCY

$138,295,000



Affordable Housing Revenue Bonds
10/13/22

Co-Manager


TRINITY RIVER AUTHORITY (TX)

$35,660,000



Improvement Revenue Bonds
10/7/22

Co-Manager


THE CITY OF NEW YORK (NY)

$950,000,000



General Obligation Bonds
10/5/22

Co-Manager


SAN ANTONIO WATER SYSTEM (TX)

$258,235,000



Water System Junior Lien Revenue Bonds
9/28/22

Co-Manager


PENNSYLVANIA TURNPIKE COMMISSION

$254,730,000



Turnpike Revenue Refunding Bonds
9/14/22

Co-Manager


STATE OF CALIFORNIA

$2,316,685,000



General Obligation Bonds
9/9/22

Co-Manager


TRIBOROUGH BRIDGE AND TUNNEL AUTHORITY (NY)

$748,682,000



Payroll Mobility Tax Senior Lien Bonds
9/9/22

Special Co-Senior Manager


CITY OF CHICAGO (IL)

$1,768,005,000



Chicago O’Hare International Airport General Airport Senior Lien Revenue Bonds
8/31/22

Co-Manager


FEDERAL HOME
LOAN BANK

$5,000,000



Taxable Fixed Income Investment
8/24/22

Sole Underwriter


FEDERAL HOME
LOAN BANK

$15,000,000



Taxable Fixed Income Investment
8/12/22

Sole Underwriter


NEW YORK CITY TRANSITIONAL FINANCE AUTHORITY (NY)

$950,000,000



Future Tax Secured Subordinate Bonds
6/29/22

Co-Manager


CITY OF CHARLESTON (SC)

$151,190,000



Water and Sewer System Refunding Revenue Bonds
6/23/22

Joint-Book Senior Manager


STATE OF CONNECTICUT

$1,068,870,000



General Obligation Bonds
5/25/22

Co-Manager


CITY OF NEW YORK (NY)

$950,000,000



General Obligation Bonds
5/19/22

Co-Manager


PORT AUTHORITY OF NEW YORK AND NEW JERSEY

$909,200,000



Consolidated Bonds
5/13/22

Co-Manager


NEW YORK STATE DORMITORY AUTHORITY

$820,000,000



Northwell Health Obligation Group Revenue Bonds
5/11/22

Co-Manager


TRIBOROUGH BRIDGE & TUNNEL AUTHORITY (NY)

$927,950,000



Payroll Mobility Tax Senior Lien Bonds
5/6/22

Special Co-Senior Manager


FEDERAL HOME
LOAN BANK

$20,000,000



Taxable Fixed Income Investment
4/26/22

Sole Underwriter


TRINITY RIVER AUTHORITY (TX)

$38,130,000



Denton Creek Regional Wastewater Treatment System
4/22/22

Joint-Book Senior Manager


NEW YORK TRANSPORTATION DEVELOPMENT CORPORATION

$1,323,930,000



Special Facility Revenue Bonds
4/6/22

Co-Manager


DALLAS FORT WORTH INTERNATIONAL AIRPORT (TX)

$1,188,105,000



Joint Revenue Refunding Bonds
4/6/22

Co-Manager


CALIFORNIA HEALTH FACILITIES FINANCING AUTHORITY

$1,050,000,000



Senior Revenue Bonds
3/30/22

Co-Manager


FEDERAL HOME
LOAN BANK

$10,000,000



Taxable Fixed Income Investment
3/16/22

Sole Underwriter


METROPOLITAN TRANSPORTATION AUTHORITY (NY)

$82,475,000



Transportation Revenue Bonds
1/28/22

Special Co-Senior Manager


NEW YORK STATE DORMITORY AUTHORITY

$2,422,335,000



State Personal Inc. Tax Rev. Bonds
1/28/22

Co-Manager


FEDERAL HOME
LOAN BANK

$10,000,000



Taxable Fixed Income Investment
1/21/22

Sole Underwriter


CHARLESTON PUBLIC FACILITIES CORPORATION (SC)

$20,465,000



Installment Purchase Revenue Bonds
1/19/22

Co-Senior Manager


GOLDEN STATE TOBACCO SECURITIZATION CORPORATION (CA)

$2,799,625,000



Current Interest Bonds
12/8/21

Co-Manager


CITY OF SHREVEPORT (LA)

$5,675,000



Revenue Bonds
11/22/21

Sole Underwriter


FEDERAL HOME
LOAN BANK

$10,000,000



Taxable Fixed Income Investment
11/22/21

Sole Underwriter


TRINITY RIVER AUTHORITY (TX)

$29,200,000



Wastewater Revenue Refunding Bonds
10/14/21

Senior Manager


STATE OF
CALIFORNIA

$2,095,070,000



General Obligation Bonds
9/15/21

Co-Manager


MIAMI-DADE COUNTY (FL)

$112,295,000



General Obligation Bonds
8/31/21

Co-Senior Manager


NEW YORK CITY (NY)

$1,039,505,000



General Obligation Bonds
8/20/21

Co-Manager


TRIBOROUGH BRIDGE & TUNNEL AUTHORITY (NY)

$369,195,000



Payroll Mobility Tax
Senior Lien Bonds
8/13/21

Co-Senior Manager


CITY OF HOUSTON (TX)

$31,165,000



Hotel Occupancy Tax
and Special Revenue Bonds
7/16/21

Co-Senior Manager


FEDERAL HOME
LOAN BANK

$20,000,000



Taxable Fixed Income Investment
7/13/21

Sole Underwriter


CITY OF CHARLESTON (SC)

$122,480,000



Water and Sewer Refunding Revenue Bonds
6/15/21

Joint-Book Senior Manager


STATE OF
CALIFORNIA

$1,076,210,000



Various Purpose General Obligation Bonds
4/21/21

Co-Senior Manager


MIAMI-DADE COUNTY (FL)

$605,600,000



Water and Sewer System Revenue Bonds
4/8/21

Co-Senior Manager


TRIBOROUGH BRIDGE AND TUNNEL AUTHORITY (NY)

$400,000,000



General Revenue Bonds
3/26/21

Special Co-Senior Manager


NEW YORK STATE DORMITORY AUTHORITY

$1,871,420,000



State Personal Income Tax Revenue Bonds
3/19/21

Co-Manager


STATE OF
ILLINOIS

$1,257,960,000



General Obligation Bonds
3/17/21

Co-Manager


CITY OF NEW YORK (NY)

$1,261,385,000



General Obligation Bonds
3/4/21

Co-Manager


UNIVERSITY OF CALIFORNIA REGENTS

$1,089,330,000



Limited Project Revenue Bonds
2/24/21

Co-Manager


PORT AUTHORITY OF NEW YORK & NEW JERSEY

$1,111,950,000



Consolidated Bonds
1/22/21

Co-Manager


NEW JERSEY ECONOMIC DEVELOPMENT AUTHORITY

$350,000,000



School Facilities Construction Bonds
1/8/21

Co-Senior Manager


STATE OF CONNECTICUT

$800,000,000



General Obligation Bonds
12/16/20

Co-Senior Manager


MORGAN STATE UNIVERSITY (MD)

$80,825,000



Revenue Bonds
12/10/20

Joint-Book Senior Manager


STATE OF CALIFORNIA PUBLIC WORKS BOARD

$502,615,000



Forward Refunding Bonds
10/29/20

Co-Senior Manager


FORT BEND COUNTY (TX)

$203,000,000



GO and Unlimited Tax Bonds
5/18/20

Joint-Book Senior Manager


NEW JERSEY ECONOMIC DEVELOPMENT AUTHORITY

$500,000,000



NJ Transit Transportation Project Bonds
1/9/20

Co-Senior Manager


NEW YORK STATE DORMITORY AUTHORITY

$3,404,620,000



State Personal Income Tax Revenue Bonds
12/19/19

Co-Manager


STATE OF CONNECTICUT

$894,640,000



General Obligation Bonds
12/12/19

Joint-Book Senior Manager


STATE OF
CALIFORNIA

$500,000,000



No Place Like Home Senior Revenue Bonds
11/16/19

Co-Senior Manager


DISTRICT OF COLUMBIA

$1,302,340,000



Income Tax Secured Revenue Bonds
11/14/19

Co-Manager


MIAMI-DADE COUNTY (FL)

$1,211,950,000



Water and Wastewater Bonds
10/16/19

Co-Senior Manager


MIAMI-DADE COUNTY (FL)

$387,590,000



Aviation Revenue Refunding Bonds
8/23/19

Co-Senior Manager


CITY OF CHARLESTON (SC)

$126,025,000



Waterworks Revenue Bonds
7/10/19

Joint-Book Senior Manager


METROPOLITAN TRANSPORTATION AUTHORITY (NY)

$150,000,000



General Revenue and Refunding Bonds
5/16/19

Special Co-Senior Manager


MIAMI-DADE COUNTY (FL)

$494,925,000



Aviation Revenue and Refunding Bonds
5/9/19

Co-Senior Manager


STATE OF
CALIFORNIA

$2,023,975,000



Various Purpose GO Bonds
4/12/19

Co-Manager


MIAMI-DADE COUNTY (FL)

$233,305,000



Water and Wastewater Bonds
1/16/19

Co-Senior Manager


CITY OF CHARLESTON (SC)

$130,000,000



Remarketing to Fixed Rate Notes
1/9/19

Joint-Book Senior Manager


CITY OF CHICAGO (IL)

$2,012,880,000



Airport Revenue Bonds (O’Hare International Airport)
12/6/18

Co-Senior Manager


MIAMI-DADE COUNTY (FL)

$790,745,000



Aviation Revenue Refunding Bonds
8/15/18

Co-Senior Manager


STATE OF CONNECTICUT

$889,200,000



GO New Money and Refunding Bonds
8/15/18

Co-Senior Manager


NEW YORK CITY TRANSITIONAL FINANCE AUTHORITY (NY)

$1,350,000,000



Future Tax Secured Subordinate Bonds and Variable Rate Bonds
7/24/18

Joint Senior Manager


STATE OF CONNECTICUT

$492,105,000



GO New Money and Refunding Bonds
6/6/18

Co-Senior Manager


MIAMI-DADE COUNTY (FL)

$929,380,000



Water and Sewer System Revenue Bonds
12/7/17

Co-Senior Manager


CHICAGO SALES TAX SECURITIZATION CORPORATION (IL)

$572,695,000



Sales Tax Securitization Bonds
12/6/17

Co-Senior Manager


TRIBOROUGH BRIDGE AND TUNNEL AUTHORITY (NY)

$720,990,000



General Revenue and Refunding Bonds
11/9/17

Special Co-Senior Manager


STATE OF
CALIFORNIA

$189,045,000



Lease Revenue Refunding Bonds
10/25/17

Co-Senior Manager


CITY OF CHARLESTON (SC)

$40,610,000



Waterworks and Sewer System Refunding Bonds
10/5/17

Joint-Book Senior Manager


MIAMI-DADE COUNTY (FL)

$693,435,000



Aviation Revenue Refunding Bonds
8/11/17

Co-Senior Manager


STATE OF CONNECTICUT

$747,025,000



General Obligation Bonds

Joint-Book Senior Manager


MIAMI-DADE COUNTY (FL)

$81,215,000



Public Facilities Revenue
Refunding Bonds
4/27/17

Co-Senior Manager


NEW YORK CONVENTION CENTER DEVELOPMENT CORPORATION

$420,214,000



Senior and Subordinate Lien Revenue Bonds
9/14/16

Co-Senior Manager


CITY OF CHARLESTON (SC)

$47,455,000



Waterworks and Sewer System Refunding Bonds
8/25/16

Joint-Book Senior Manager


MIAMI-DADE COUNTY (FL)

$744,375,000



Aviation Revenue Refunding Bonds
8/4/16

Co-Senior Manager


METROPOLITAN TRANSPORTATION AUTHORITY (NY)

$863,860,000



Transportation Revenue Bonds
7/21/16

Special Co-Senior Manager


MIAMI-DADE COUNTY (FL)

$309,834,000



Subordinate Special Obligation Refunding Bonds
7/15/16

Co-Senior Manager


NEW YORK STATE ENVIRONMENTAL FACILITIES CORPORATION

$500,955,000



State Revolving Fund Revenue Bonds
6/15/16

Joint-Book Senior Manager


CITY OF CHARLESTON (SC)

$59,035,000



Waterworks and Sewer System Refunding Bonds
5/12/16

Joint-Book Senior Manager


CITY OF CHARLESTON (SC)

$56,820,000



Waterworks and Sewer System Refunding Bonds
3/18/16

Joint-Book Senior Manager


KERN COMMUNITY COLLEGE DISTRICT (CA)

$27,285,000



Refunding Certificates of Participation
1/13/16

Sole Underwriter


CHARLESTON PUBLIC FACILITIES CORPORATION (SC)

$31,270,000



Installment Purchase Revenue Bonds
9/3/15

Joint-Book Senior Manager


CITY OF CHARLESTON (SC)

$140,105,000



Water/Sewer System Capital Improvement Revenue Bonds
7/16/15

Joint-Book Senior Manager


MIAMI-DADE COUNTY (FL)

$205,350,000



Aviation Revenue Refunding Bonds
6/25/15

Co-Senior Manager


MIAMI-DADE COUNTY (FL)

$536,840,000



Aviation Revenue Refunding Bonds
6/10/15

Co-Senior Manager


WEST HILLS COMMUNITY COLLEGE DISTRICT (CA)

$12,665,000



General Obligation Refunding Bonds
5/28/15

Sole Underwriter


NEW YORK STATE DORMITORY AUTHORITY

$1,005,755,000



PIT Refunding Bonds
1/7/15

Joint-Book Senior Manager


FARMER MAC

$20,000,000



Taxable Fixed Income Investment
2015

Sole Underwriter


MIAMI-DADE COUNTY (FL)

$761,140,000



Aviation Revenue Bonds
12/3/14

Co-Senior Manager


CITY OF ATLANTA (GA)

$55,390,000



General Obligation Refunding Bonds
10/28/14

Senior Manager


HAMPTON UNIVERSITY (VA)

$115,090,000



Refunding Revenue Bonds
10/20/14

Senior Manager


NEW YORK CITY SALES TAX ASSETS RECEIVABLE CORPORATION (NY)

$2,035,330,000



Sales Tax Asset Revenue Bonds
9/24/14

Co-Manager


NEW YORK CITY MUNICIPAL WATER FINANCE AUTHORITY (NY)

$300,000,000



Water and Sewer System Revenue Bonds
9/16/14

Senior Manager


DISTRICT OF COLUMBIA

$155,665,000



Income Tax Secured Revenue Refunding Bonds
8/19/14

Co-Senior Manager


STATE OF CONNECTICUT

$200,000,000



General Obligation Bonds
6/11/14

Joint-Book Senior Manager


FARMER MAC

$12,000,000



Taxable Fixed Income Investment
2014

Sole Underwriter






UNIVERSITY OF THE VIRGIN ISLANDS

$29,000,000



New Money Loan
8/22/23

Designated Bonding Authority


MOREHOUSE COLLEGE (GA)

$58,500,000



New Money Loan
2/22/23

Designated Bonding Authority


HOWARD UNIVERSITY (DC)

$226,500,000



New Money Loan
1/25/23

Designated Bonding Authority


VIRGINIA UNION UNIVERSITY (VA)

$19,500,000



New Money Loan and Refinancing
1/18/23

Designated Bonding Authority


MORGAN STATE UNIVERSITY (MD)

$65,000,000



New Money Loan
12/1/22

Designated Bonding Authority


DILLARD UNIVERSITY (LA)

$41,000,000



New Money Loan
10/20/22

Designated Bonding Authority


FISK UNIVERSITY (TN)

$34,250,000



New Money Loan
8/19/22

Designated Bonding Authority


MEHARRY MEDICAL COLLEGE (TN)

$39,750,000



New Money Loan
3/16/22

Designated Bonding Authority


MILES COLLEGE (AL)

$15,000,000



New Money Loan
10/26/21

Designated Bonding Authority


SOUTHERN UNIVERSITY AND A&M COLLEGE (LA)

$69,000,000



New Money Loan
9/16/21

Designated Bonding Authority


BETHUNE-COOKMAN UNIVERSITY (FL)

$108,000,000



Refinancing and New Money Loan
6/29/21

Designated Bonding Authority


WEST VIRGINIA STATE UNIVERSITY

$40,500,000



Refinancing
5/5/21

Designated Bonding Authority


MOREHOUSE SCHOOL OF MEDICINE (GA)

$12,500,000



New Money Loan
12/16/20

Designated Bonding Authority


MOREHOUSE SCHOOL OF MEDICINE (GA)

$12,500,000



New Money Loan
12/16/20

Designated Bonding Authority


MORGAN STATE UNIVERSITY (MD)

$80,825,000



Revenue Bonds
12/10/20

Joint-Book Senior Manager


MORGAN STATE UNIVERSITY (MD)

$69,750,000



Refinancing and New Money Loan
10/29/20

Designated Bonding Authority


MEHARRY MEDICAL COLLEGE (TN)

$48,500,000



New Money Loan
8/19/20

Designated Bonding Authority


MEHARRY MEDICAL COLLEGE (TN)

$48,500,000



New Money Loan
8/19/20

Designated Bonding Authority


XAVIER UNIVERSITY (LA)

$100,000,000



Refinancing and New Money Loan
6/25/20

Designated Bonding Authority


JOHNSON C. SMITH UNIVERSITY (NC)

$18,000,000



Refinancing
12/11/19

Designated Bonding Authority


UNIVERSITY OF THE VIRGIN ISLANDS

$47,000,000



Refinancing and New Money Loan
11/13/19

Designated Bonding Authority


FLORIDA MEMORIAL UNIVERSITY

$44,000,000



Refinancing
10/23/19

Designated Bonding Authority


ALABAMA A&M UNIVERSITY

$70,000,000



New Money Loan
9/19/19

Designated Bonding Authority


FLORIDA A&M UNIVERSITY

$125,000,000



Refinancing and New Money Loan
3/6/19

Designated Bonding Authority


MORGAN STATE UNIVERSITY (MD)

$25,000,000



New Money Loan
11/15/18

Designated Bonding Authority


MOREHOUSE COLLEGE (GA)

$44,258,659



Refinancing and New Money
6/29/18

Designated Bonding Authority


ALABAMA STATE UNIVERSITY

$152,000,000



Refinancing
3/6/18

Designated Bonding Authority


SOUTHERN UNIVERSITY OF BATON ROUGE

$27,000,000



Refinancing
12/6/17

Designated Bonding Authority


MOREHOUSE SCHOOL OF MEDICINE (GA)

$27,500,000



Refinancing and New Money Loan
10/18/17

Designated Bonding Authority


SOUTHERN UNIVERSITY SHREVEPORT (LA)

$12,500,000



Refinancing
9/28/17

Designated Bonding Authority


TUSKEGEE UNIVERSITY (AL)

$28,000,000



Refinancing
8/4/17

Designated Bonding Authority


GRAMBLING STATE UNIVERSITY (LA)

$100,000,000



Refinancing and New Money Loan
11/30/16

Designated Bonding Authority


SOUTH CAROLINA STATE UNIVERSITY

$36,600,000



Loan Refinancing
9/27/16

Designated Bonding Authority


JARVIS CHRISTIAN COLLEGE (TX)

$25,000,000



Refinancing and New Money Loan
7/28/16

Designated Bonding Authority


LIVINGSTONE COLLEGE (NC)

$38,000,000



Refinancing and New Money Loan
12/3/15

Designated Bonding Authority


ALABAMA A&M UNIVERSITY

$96,000,000



Refinancing and New Money Loan
9/24/15

Designated Bonding Authority


LAWSON STATE COMMUNITY COLLEGE (AL)

$21,000,000



Refinancing and New Money Loan
7/16/15

Designated Bonding Authority


PHILANDER SMITH COLLEGE (AR)

$14,727,000



Refinancing
6/11/15

Designated Bonding Authority


UNIVERSITY OF THE VIRGIN ISLANDS

$19,000,000



New Money Loan
2/27/15

Designated Bonding Authority


ARKANSAS BAPTIST COLLEGE

$30,035,000



Refinancing and New Money Loan
12/3/14

Designated Bonding Authority


HAMPTON UNIVERSITY (VA)

$115,090,000



Refunding Revenue Bonds
10/20/14

Senior Manager


JOHNSON C. SMITH UNIVERSITY (NC)

$26,150,000



Refinancing and New Money Loan
8/28/14

Designated Bonding Authority


VOORHEES COLLEGE (SC)

$18,500,000



Refinancing and New Money Loan
6/26/14

Designated Bonding Authority


GRAMBLING STATE UNIVERSITY (LA)

$7,500,000



New Money Loan
5/29/14

Designated Bonding Authority


CENTRAL STATE UNIVERSITY (OH)

$13,500,000



Refinancing
9/24/13

Designated Bonding Authority


MOREHOUSE COLLEGE (GA)

$19,000,000



Refinancing
9/10/13

Designated Bonding Authority


BENEDICT COLLEGE (SC)

$56,000,000



Refinancing and New Money Loan
6/27/13

Designated Bonding Authority


HAMPTON UNIVERSITY (VA)

$60,065,000



Refinancing
5/30/13

Designated Bonding Authority


TEXAS SOUTHERN UNIVERSITY

$55,000,000



New Money Loan
9/27/12

Designated Bonding Authority


STILLMAN COLLEGE (AL)

$40,000,000



Refinancing
9/13/12

Designated Bonding Authority


MEHARRY MEDICAL COLLEGE (TN)

$60,000,000



New Money Loan
8/30/12

Designated Bonding Authority


FLORIDA MEMORIAL UNIVERSITY

$16,060,000



New Money Loan
6/7/12

Designated Bonding Authority





Rice Execution Services
Rice Execution Services provides electronic and high‐touch execution in global
equities and U.S. options on an anonymous, agency‐only basis. The Rice smart
router is entirely front‐end agnostic. As an independent firm without competing
interests, we provide our customers one of Wall Street’s most flexible and
economically efficient trading solutions.
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Municipal Investment Banking
Rice Financial is an underwriter in more than 10% of all primary market
municipal bond financings completed in the U.S. each year. On the investment
side, our Institutional Fixed Income Desk sells more than $10 billion annually
in fixed income, short duration securities to state and local governments.
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Corporate Investment Banking
Rice Financial has underwritten nearly $70 billion in taxable bonds, providing
corporations the investment banking expertise they need to successfully access
the bond markets.
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Higher Education Finance
Through our partnership with the U.S. Department of Education, Rice Financial is
a direct lender to Historically Black Colleges and Universities. We have
executed more than $2.2 billion in loans for nearly one‐half of the nation’s
HBCUs.
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Infrastructure Private Equity
Rice Financial’s Governmental Infrastructure Private Equity Finance business has
made more than $1 billion available for investment in U.S. infrastructure
projects.
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Rice Execution Services
Rice Execution Services provides electronic and high‐touch execution in global
equities and U.S. options on an anonymous, agency‐only basis. The Rice smart
router is entirely front‐end agnostic. As an independent firm without competing
interests, we provide our customers one of Wall Street’s most flexible and
economically efficient trading solutions.
Learn More
Municipal Investment Banking
Rice Financial is an underwriter in more than 10% of all primary market
municipal bond financings completed in the U.S. each year. On the investment
side, our Institutional Fixed Income Desk sells more than $10 billion annually
in fixed income, short duration securities to state and local governments.
Learn More
Corporate Investment Banking
Rice Financial has underwritten nearly $70 billion in taxable bonds, providing
corporations the investment banking expertise they need to successfully access
the bond markets.
Learn More
Higher Education Finance
Through our partnership with the U.S. Department of Education, Rice Financial is
a direct lender to Historically Black Colleges and Universities. We have
executed more than $2.2 billion in loans for nearly one‐half of the nation’s
HBCUs.
Learn More
Infrastructure Private Equity
Rice Financial’s Governmental Infrastructure Private Equity Finance business has
made more than $1 billion available for investment in U.S. infrastructure
projects.
Learn More
Rice Execution Services
Rice Execution Services provides electronic and high‐touch execution in global
equities and U.S. options on an anonymous, agency‐only basis. The Rice smart
router is entirely front‐end agnostic. As an independent firm without competing
interests, we provide our customers one of Wall Street’s most flexible and
economically efficient trading solutions.
Learn More
Municipal Investment Banking
Rice Financial is an underwriter in more than 10% of all primary market
municipal bond financings completed in the U.S. each year. On the investment
side, our Institutional Fixed Income Desk sells more than $10 billion annually
in fixed income, short duration securities to state and local governments.
Learn More
Corporate Investment Banking
Rice Financial has underwritten nearly $70 billion in taxable bonds, providing
corporations the investment banking expertise they need to successfully access
the bond markets.
Learn More
Higher Education Finance
Through our partnership with the U.S. Department of Education, Rice Financial is
a direct lender to Historically Black Colleges and Universities. We have
executed more than $2.2 billion in loans for nearly one‐half of the nation’s
HBCUs.
Learn More
Infrastructure Private Equity
Rice Financial’s Governmental Infrastructure Private Equity Finance business has
made more than $1 billion available for investment in U.S. infrastructure
projects.
Learn More



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