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 * TAX
 * INVESTING
   
    * Investment Strategies
    * Wealth Management
    * Estate Planning
    * Retirement planning
    * ESG

 * PRACTICE MANAGEMENT
   
    * Practice and client management
    * Recruiting
    * Professional development
    * Growth strategies
    * Compensation

 * REGULATION AND COMPLIANCE
   
    * Regulation and compliance
    * Politics and policy
    * Risk
    * Fraud

 * TECH
   
    * Fintech
    * Artificial intelligence
    * Advances in Tech

 * INDUSTRY
   
    * Industry News
    * M&A
    * Career moves
    * Earnings
    * Diversity and equality

 * OPINION
   
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Latest My Content Feed
Goldman loses another partner in spate of recent wealth management departures
Goldman wealth chief exits after changes roil unit

Stocks are doing so well that it may be time to start worrying
Virtu is bracing for SEC lawsuit after settlement talks fail
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Voices
 * Michael Sprachman
   How mobile-app-happy investors are driving the 24-hour trading cycle
   
 * Nate Lenz
   How we built an RIA in 60 days — and convinced our teams to join it
   
 * Ken Eyler
   Getting a bead on wealthy clients' spending habits — and why it matters
   

CE Quiz
 * Financial Planning
   Continuing Education Credit — July 2023
 * Financial Planning
   Continuing Education Credit — June 2023
 * Financial Planning
   Continuing Education Credit — May 2023

Podcast
 * Financial Planning
   Bringing the outsourced chief investment officer inside, with Chris Shuba of
   Helios
 * Financial Planning
   Providing financial advice to Americans living abroad, with Robert Levitt
 * Financial Planning
   Ranking the robos, with David Goldstone of Condor Capital Wealth Management

RIA Leaders
 * Financial Planning
   RIA Leaders 2022: These are the 20 largest fee-only RIAs
 * Financial Planning
   RIA Leaders 2022: Financial planning clients are undefined, undercounted and
   underserved

Rising Stars
 * Financial Planning
   These 6 early-career planners are FP's 2022 Rising Stars
 * Financial Planning
   Career-changing immigrant financial advisor finds her path
 * Financial Planning
   FP Rising Stars 2021: Winners' acceptance speeches

Research
 * Financial Planning
   Exclusive research Unleashing automation: Attracting the next generation of
   investors
 * Exclusive research Capturing the Next Wave of Clients
   Sponsored by Nuveen
 * Financial Planning
   Exclusive research Is your tech agenda set for safety or standout growth?

Tech Survey
 * Financial Planning
   The tech investment squeeze
 * Financial Planning
   Tech Survey 2021: Trends shaping the industry post-pandemic
 * 5 questions about FP’s annual tech survey
   Sponsored by Fidelity Investments

IBD Elite
 * Financial Planning
   IBD Elite: The 15 biggest independent brokerages in wealth management
 * Financial Planning
   Video Why do financial planners need legal recognition?
 * Financial Planning
   Video How brokers and brokerages are changing, not going away
 * Financial Planning
   IBD Elite 2022: Which independent brokerages have the biggest RIAs?
 * Financial Planning
   IBD Elite 2022: The firms with the most female financial advisors
 * Financial Planning
   IBD Elite 2022: Deep dive into independent wealth manager data
 * Financial Planning
   IBD Elite 2022: Brokerages are morphing, not going away

Brokerage Compensation
 * Financial Planning
   What to expect in advisor pay in 2023
 * Financial Planning
   Best advisor pay for the $2M producer
 * Financial Planning
   Best advisor pay for the $1M producer
 * Financial Planning
   Best advisor pay for the $600K producer
 * Financial Planning
   Best advisor pay for the $400K producer

 * Regulation and compliance
 * Banking
 * Ameriprise

Ameriprise drops bank conversion plans, citing regional crisis

After a quarter in which the institution helped the firm reap a record profit
margin, the company followed rival Edward Jones in withdrawing its application.

By Tobias Salinger
2h ago
3 Min Read

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 * Wealth management
   Goldman Sachs adds another feather to its asset custodian cap
   
   The independent RIA looks to the Wall Street stalwart for its expertise in
   alternative investments.
   
   By Dan Shaw
   3h ago
   
 * Regulation and compliance
   Twin brothers accused of defrauding 50 clients for $5 million
   
   The criminal case follows SEC charges alleging the Kaplans bilked clients to
   pay for luxury purchases like handbags, watches and a matchmaking service.
   
   By Tobias Salinger
   5h ago
   
 * 
 * Industry News
   Midwestern wealth firms Rothschild, Sentinus close $5B merger
   
   The deal will preserve independence in the face of competitive pressures, the
   outgoing CEO of Sentinus said in an interview.
   
   By Victoria Zhuang
   6h ago
   
 * Wealth management
   3 video tips for financial advisors from Snappy Kraken's latest collaborator
   
   The marketing tech firm is teaming up with a crew of remote video pros to
   help advisors make videos worth clicking.
   
   By Justin L. Mack
   July 31
   


40 Brokers Under 40
 * Top 40 Under 40
   These are the top 40 brokers under 40 in 2023
   
   Financial Planning announces its 2023 class of the top 40 most productive
   employee wealth management brokers under age 40.
   
   By Victoria Zhuang
   February 1
   
 * Top 40 Under 40
   Top advisors reveal how wirehouses can retain the best young talent
   
   Four winners of this year's Top 40 Brokers Under 40 overall and regional
   lists, from Morgan Stanley, Merrill Wealth Management, William Blair and RBC,
   joined industry experts in sharing how big brokerages can hold onto young
   advisors in a red-hot labor market.
   
   By Victoria Zhuang
   February 1
   
 * Top 40 Under 40
   These are the top 40 regional brokers under 40 in 2023
   
   Financial Planning announces its 2023 class of the top 40 most productive
   employee brokers under age 40 at regional firms.
   
   By Victoria Zhuang
   February 1
   

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More from Financial Planning
 * Practice and client management
   Ask an advisor: Student debt is trapping me at home. How do I escape?
   
   A New York woman says she can move out of her parents' place or pay off her
   loans — but not both. Is there a way out?
   
   By Nathan Place
   July 31
   
 * Industry News
   FPA lobbies with group for 529 expansion to grow CFP pipeline
   
   The CFP certification costs thousands to finance. Industry groups hope that a
   new bill will make it attainable for more people.
   
   By Victoria Zhuang
   July 31
   
 * Regulation and compliance
   Answers to the most frequently asked wealth management compliance questions
   
   A prominent compliance consultant lists the top reasons firms turn to outside
   experts for regulatory assistance.
   
   By Dan Shaw
   July 31
   
 * ESG
   House GOP push against ESG raises stakes of political investing debate
   
   Republicans on the Financial Services Committee advanced four bills related
   to investing policy, even as some question the potential impact of their
   efforts.
   
   By Tobias Salinger
   July 31
   
 * Tax
   High earners save 40% or more by moving from NYC to Austin, study finds
   
   Even with the savings, an Austin move can be complicated by differences in
   earnings potential and heightened property taxes.
   
   By Elijah Nicholson-Messmer
   July 31
   

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Career Opportunities
Raymond James Financial - Jersey City
Fixed Income Sales Support Specialist
Bloomberg - New York
Senior Financial Analyst - External Relations - Finance & Administration
EY - London
Manager, Technology Consulting - Cyber Transformation
Deloitte - San Diego
Manager, Software Engineer (Cloud Architect)
Federal Reserve Board of Governors - Washington
Financial Systems Analyst - Information Technology




Advances in Tech
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 * Manage bill pay for your high-net-worth clients with greater confidence.
   Partner Insights from BILL

PRESS RELEASES
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THE BATTLE FOR THE SOUL OF ESG

As sustainable investing principles weather a growing backlash, the biggest
asset managers are pivoting in how they talk about environmental, social and
governance funds.



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© 2023 Arizent. All rights reserved.