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Bloomberg
Register



BLOOMBERG VAULT: MANAGE BUSINESS STANDARDS & MEET REGULATORY REQUIREMENTS

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 * Overview
 * Agenda
 * When & Where


OVERVIEW

How can you ensure your firm is utilizing high-quality, regulation-compliant
data? How can you minimize the risk of regulatory fines for your firm? The
Bloomberg Vault team will answer these questions while demonstrating how to
integrate a compliance and surveillance solution designed to help global
financial services firms.

Join us for this compliance seminar to learn how Bloomberg Vault can capture,
archive and analyze your e-communication, trade, and voice data while
streamlining workflows, reducing risk and meeting regulations.

Note:
 * Entry is free-of-charge and by registration only
 * Registration deadline: March 2, 2023
 * Programme and speakers may be subject to change
 * Bloomberg reserves the right to final say in registration discrepancies
 * Kindly bring along a Photo ID and Business Card for verification purposes


AGENDA

4:00 – 4:30 pm

Registration

4:30 – 4:35 pm

Opening remarks
Toby Lau, B-Vault (Risk / Compliance) Specialist, North Asia, Bloomberg


4:35 – 5:00 pm

Presentation: Expanding your coverage on electronic communications
Rob Houghton, CEO and Founder, Insightful Technology
Leigh Moody, Commercial Officer, Insightful Technology

5:00 – 5:15 pm

Presentation: Bvault – where we are at now and upcoming
Toby Lau, B-Vault (Risk / Compliance) Specialist, North Asia, Bloomberg

5:15 – 5:30 pm

Live Q&A

5:30 – 6:30 pm

Networking reception


WHEN & WHERE

Tuesday, March 7, 2023
4:30 – 5:30 pm
*Registration will start at 4:00pm.
*Networking reception will follow.

Bloomberg L.P.
25/F, Cheung Kong Center
2 Queen’s Road Central
Central, Hong Kong

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