www.financial-planning.com Open in urlscan Pro
18.64.141.122  Public Scan

Form analysis
1 forms found in the DOM

https://www.financial-planning.com/search#nt=navsearch

<form class="Page-header-search-form" action="https://www.financial-planning.com/search#nt=navsearch" novalidate="" autocomplete="off"> <label> <input placeholder="Find your interests" type="text" class="Page-header-search-input" name="q"
      required="true"> <span class="sr-only">Search Query</span> <button type="submit" class="Page-header-search-submit"> <svg>
        <use xlink:href="#icon-magnify"></use>
      </svg> <span class="sr-only">Submit Search</span> </button> </label> </form>

Text Content

Author
Log In
Subscribe
 * TAX
 * INVESTING
   
    * Investment Strategies
    * Wealth Management
    * Estate Planning
    * Retirement planning
    * ESG
   
    * Investment Strategies
    * Wealth Management
    * Estate Planning
    * Retirement planning
    * ESG

 * PRACTICE MANAGEMENT
   
    * Practice and client management
    * Recruiting
    * Professional development
    * Growth strategies
    * Compensation
   
    * Practice and client management
    * Recruiting
    * Professional development
    * Growth strategies
    * Compensation

 * REGULATION AND COMPLIANCE
   
    * Regulation and compliance
    * Politics and policy
    * Risk
    * Fraud
   
    * Regulation and compliance
    * Politics and policy
    * Risk
    * Fraud

 * TECH
   
    * Fintech
    * Artificial intelligence
    * Advances in Tech
   
    * Fintech
    * Artificial intelligence
    * Advances in Tech

 * INDUSTRY
   
    * Industry News
    * M&A
    * Career moves
    * Earnings
    * Diversity and equality
   
    * Industry News
    * M&A
    * Career moves
    * Earnings
    * Diversity and equality

 * OPINION
   
    * Voices
   
    * Voices

Follow Us In Real Time
 * twitter
 * facebook
 * linkedin

© 2023 Arizent. All rights reserved.
Menu

Show Search
Search Query Submit Search
Log In
Subscribe
 * TAX
 * INVESTING
   
    * Investment Strategies
    * Wealth Management
    * Estate Planning
    * Retirement planning
    * ESG

 * PRACTICE MANAGEMENT
   
    * Practice and client management
    * Recruiting
    * Professional development
    * Growth strategies
    * Compensation

 * REGULATION AND COMPLIANCE
   
    * Regulation and compliance
    * Politics and policy
    * Risk
    * Fraud

 * TECH
   
    * Fintech
    * Artificial intelligence
    * Advances in Tech

 * INDUSTRY
   
    * Industry News
    * M&A
    * Career moves
    * Earnings
    * Diversity and equality

 * OPINION
   
    * Voices

 * Leaders
 * CE Quiz
 * Events
 * Research
 * Podcasts
 * Webinars and Whitepapers
 * Magazine
 * Jobs


LATEST
 * American Banker
   Yellen says U.S. prepared for additional deposit actions if needed
 * Accounting Today
   IRS investigators uncover billions in COVID tax fraud
 * 
 * Financial Planning
   Wall Street eases hiring freeze in grab for Credit Suisse talent
 * American Banker
   Yellen says U.S. not considering 'blanket' bank deposit insurance
 * Financial Planning
   In UBS-Credit Suisse deal, who gets wealth management's bragging rights?
 * Financial Planning
   4 reasons retirement readiness is declining

Voices
 * David DeVoe
   The banking crisis is an opportunity for RIAs
   
 * Tobias Salinger
   Why recidivist fraudsters fall through the cracks
   
 * Brian Portnoy
   The mist of war: how to think about the banking crisis
   

CE Quiz
 * Financial Planning
   Continuing Education Credit — March 2023
 * Financial Planning
   Continuing Education Credit — February 2023
 * Financial Planning
   Continuing Education Credit — January 2023

Podcast
 * Financial Planning
   Using tech to help advisors be more human more often, with Bento Engine CEO
   Philipp Hecker
 * Financial Planning
   Thematic ETFs and the great wealth transfer, with Sylvia Jablonski of
   Defiance ETFs
 * Financial Planning
   Why you should always bring your joy to work, with Orion's Brian McLaughlin

RIA Leaders
 * Financial Planning
   RIA Leaders 2022: These are the 20 largest fee-only RIAs
 * Financial Planning
   RIA Leaders 2022: Financial planning clients are undefined, undercounted and
   underserved

Rising Stars
 * Financial Planning
   These 6 early-career planners are FP's 2022 Rising Stars
 * Financial Planning
   Career-changing immigrant financial advisor finds her path
 * Financial Planning
   FP Rising Stars 2021: Winners' acceptance speeches

Research
 * Financial Planning
   Exclusive research Is your tech agenda set for safety or standout growth?
 * Financial Planning
   Exclusive research A year of change, not revolution: Finance fine-tunes the
   future
 * American Banker
   Exclusive research Reassessing Infrastructure Investing Amid Global Market
   Volatility

Tech Survey
 * Financial Planning
   The tech investment squeeze
 * Financial Planning
   Tech Survey 2021: Trends shaping the industry post-pandemic
 * 5 questions about FP’s annual tech survey
   Sponsored by Fidelity Investments

IBD Elite
 * Financial Planning
   IBD Elite: The 15 biggest independent brokerages in wealth management
 * Financial Planning
   Video Why do financial planners need legal recognition?
 * Financial Planning
   Video How brokers and brokerages are changing, not going away
 * Financial Planning
   IBD Elite 2022: Which independent brokerages have the biggest RIAs?
 * Financial Planning
   IBD Elite 2022: The firms with the most female financial advisors
 * Financial Planning
   IBD Elite 2022: Deep dive into independent wealth manager data
 * Financial Planning
   IBD Elite 2022: Brokerages are morphing, not going away

Brokerage Compensation
 * Financial Planning
   Best advisor pay for the $2M producer
 * Financial Planning
   Best advisor pay for the $1M producer
 * Financial Planning
   Best advisor pay for the $600K producer
 * Financial Planning
   Best advisor pay for the $400K producer
 * Financial Planning
   What to expect in financial advisor pay in 2022

 * Regulation and compliance
 * M&A
 * Risk
 * FINRA
 * Cetera Financial Group

Cetera warns brokers that M&A deals require its approval

The independent firm told financial advisors that selling their own practices
without a greenlight from the corporate office could draw FINRA scrutiny.

By Tobias Salinger
March 27
6 Min Read

SHARE THIS STORY
 * Twitter
 * LinkedIn
 * Email


 * 
 * Retirement
   Ask an advisor: My clients think America has no future. What do I tell them?
   
   A financial planner's clients doubt they'll ever retire. How can he get them
   to save anyway?
   
   By Nathan Place
   March 27
   
 * Industry News
   From Citigroup to Schwab, here are the best and worst companies on disclosing
   racial and gender pay gaps
   
   A new scorecard show 13 of 68 companies got an "A" grade for being upfront
   about inequality in employee pay — and 25 got an "F."
   
   By Érica Carnevalli
   March 24
   
 * Practice and client management
   Shaping Wealth's Brian Portnoy on outsourced behavioral finance
   
   The firm launched a new service giving financial advisors more tools to guide
   clients through economic turbulence like the present moment.
   
   By Tobias Salinger
   March 24
   
 * Regulation and compliance
   Barred ex-Morgan Stanley broker among four indicted for stealing more than
   $13M from NBA players
   
   The stolen funds were allegedly spent on personal expenses including a
   swimming pool, crypto, luxury cars, a piano and a romantic relationship.
   
   By Victoria Zhuang
   March 24
   


40 Brokers Under 40
 * Top 40 Under 40
   These are the top 40 brokers under 40 in 2023
   
   Financial Planning announces its 2023 class of the top 40 most productive
   employee wealth management brokers under age 40.
   
   By Victoria Zhuang
   February 1
   
 * Top 40 Under 40
   Top advisors reveal how wirehouses can retain the best young talent
   
   Four winners of this year's Top 40 Brokers Under 40 overall and regional
   lists, from Morgan Stanley, Merrill Wealth Management, William Blair and RBC,
   joined industry experts in sharing how big brokerages can hold onto young
   advisors in a red-hot labor market.
   
   By Victoria Zhuang
   February 1
   
 * Top 40 Under 40
   These are the top 40 regional brokers under 40 in 2023
   
   Financial Planning announces its 2023 class of the top 40 most productive
   employee brokers under age 40 at regional firms.
   
   By Victoria Zhuang
   February 1
   

See All
More from Financial Planning
 * Practice and client management
   Clients rank clear fees over investment gains, survey shows
   
   Understandable expenses came out ahead of every other "want" among customers,
   displaying how transparent costs are an important differentiator for
   advisors.
   
   By Tobias Salinger
   March 24
   
 * Wealth management
   Ex-broker's lawsuit against Morgan Stanley highlights surge in complaints
   over mental health issues
   
   The case comes as employment suits related to mental health disabilities are
   expected to increase coming out of the pandemic.
   
   By Victoria Zhuang
   March 23
   
 * M&A
   GeoWealth acquires First Ascent as M&A fever spreads to TAMPs
   
   The larger firm is known for its advanced technology, while its new
   subsidiary is known for its comprehensive service.
   
   By Nathan Place
   March 23
   
 * Practice and client management
   A female financial advisor's guide to succeeding in a male, white industry
   
   Marguerita Cheng's career path highlights the barriers many women and
   minorities face in wealth management – and how to push through them.
   
   By Érica Carnevalli
   March 23
   
 * Investment strategies
   Simplify's Harley Bassman on the case for convexity in choppy markets
   
   The active ETF firm's managing partner talks about the potential for
   options-based strategies in times when stocks and bonds are plunging.
   
   By Tobias Salinger
   March 23
   

See All
Career Opportunities
Vanguard - Malvern
Technical Lead - Vanguard's Client Experience Program
Accenture - San Francisco
Epic Professional Billing Consultant
Deloitte - Boston
Consultant, Fellowship, CBO/Cloud
FIS Global - Jacksonville
Sales & Use Tax Accountant I
Citi - Tampa
Senior Back-End Java Developer - Hybrid




Advances in Tech
 * Bill Pay for Wealth Management and Family Office
   Partner Insights from Bill.com
 * Analyze, compare, and optimize your investment strategy in minutes with
   Fidelity Portfolio Quick Check®
   Partner Insights from Fidelity Investments
 * Re-imagining practice management for financial advisory firms
   Partner Insights from Hubly

PRESS RELEASES
 * American Banker
   Arizent Announces Partnership With Jobbio's Amply Network





When Jackie Robinson was a banker

The rise and fall of Freedom National Bank, an often-overlooked episode in the
retired baseball legend's life, carries lessons for today.



Follow Us In Real Time
 * googlenews
 * twitter
 * applenews
 * facebook
 * linkedin

 *  * About Us
    * Contact Us
    * Financial Planning Magazine
    * CE Quiz

 *  * RSS Feed
    * Privacy Policy
    * Subscription Agreement

 *  * Content Licensing/Reprints
    * Advertising/Marketing Services

© 2023 Arizent. All rights reserved.
© 2023 Arizent. All rights reserved.