dadavidson.com
Open in
urlscan Pro
2606:4700::6812:121f
Public Scan
Submitted URL: https://send.advisorhub.com/l/qzCY0TLsDjRZzjq_rJoy_3LxE2dGcNh59WeS9XfkUys
Effective URL: https://dadavidson.com/Disclosures?utm_source=Pinpointe+-+Special+Offers+no+ml&utm_medium=email&utm_campaign=D.A.+David...
Submission: On April 20 via api from CH — Scanned from DE
Effective URL: https://dadavidson.com/Disclosures?utm_source=Pinpointe+-+Special+Offers+no+ml&utm_medium=email&utm_campaign=D.A.+David...
Submission: On April 20 via api from CH — Scanned from DE
Form analysis 1 forms found in the DOM
POST /Disclosures?utm_source=Pinpointe+-+Special+Offers+no+ml&utm_medium=email&utm_campaign=D.A.+Davidson+Dedicated+Email+4%2F20%2F2022
<form method="post" action="/Disclosures?utm_source=Pinpointe+-+Special+Offers+no+ml&utm_medium=email&utm_campaign=D.A.+Davidson+Dedicated+Email+4%2F20%2F2022" id="Form" enctype="multipart/form-data">
<div class="aspNetHidden">
<input type="hidden" name="__EVENTTARGET" id="__EVENTTARGET" value="">
<input type="hidden" name="__EVENTARGUMENT" id="__EVENTARGUMENT" value="">
<input type="hidden" name="__VIEWSTATE" id="__VIEWSTATE"
value="qY2zhfdgpEy4hqlWzJ8N5Pst511DeiAhQi2OWY4If2JDyZFD2hswNB+soZeG0YQ5S1rrB3HoiNFdQsvhKvJGfuTJHrpHe5SMxV4OTEvXekq9+SmM0LJciFlrdGccPBEn1bbwkAiku95kJPTFyomtm8Oplb5BkTyFBaRRsAqEyqkeJ2iBVcWoo0YlmQK9SgcmE7D10JpNO/aPv5/xY93L+PztuiQxDb9wx4HOPszVhSxi4BxyUlX2VT2E3U/nnuHB/ob6NmKF0TB5OiL5mTG/OZZMJ6i8JYq+H9P+u2v4WIYqNgluqsWJf6gwISWsJCEQy0LoH3NNMK01IUtmmNMfnCyy7jmFwp6CWL5k1V/xQEX0wa2Bxl5OnlbrVIYVQe1IKoRnwzYvsVfSxAsDuNyYB4raRsNSVaKLU88WHroZ4TsAb/tS/iwOmF4kQmqfkvJQe/p3Qom22oUPbDfeFFc02LnOVGmaNA+3zRjL0lnZg68rM8WAn8KKkGASABfihVf5SwR2s/g8ikExfY+Mviv05DLwxCw5Cz26xAHmg/komeXM6GgpuaW/x/O13ZrotVEpURX2BdybulPfFPl5Ql/sbn8u/m7S/AyMrCKLdjWFJg/duNnT72oFRtW8VsIfftYfT3U3kdU8bPy87Y+fT6pczYiuOf92k0Py7Ofu8+13n1oMYhjNjDb1BJXDtdYJFGt7LVDF1frok5TqXGBzyZ/6uTLu/3UttRATZDVhfgWsl8ZLgVVNyLyATGbVLxWI+DfLHASQmlzh0inQEAJWY7BUARAj/cZJXGqQppQIuze6abqgGXlzNeaJy3YORh65CwN4ESIqAJdlj+fnP8yctplRIyy4EQqpq2kr178KJzEUqTsN61x843O4UmH6rQ3rtQP/Tdt5oyZ6l0uO/UmiUGskFC7IYAddeqKxS1GQCD0ELvI4lXU6RufjSjuYI8l6dYyR4GEVCObICjd6WaSWXlC4eORoy8gdNqq1SmI2JVd09n3lYcjGvUXJOFTHNm2KW8fSinbqjEFJT+BrsanlAxDmMrq6icg0OI60DvHDZiVTCu7XK7oOZu/P5ChTT3fvuMRp6FhcbqIFSiqyh6sBhj2X2OPVJ86LzkzMZCUQvxA5PGVzumo/z87Nfq9/tTzYasV81EcwoVlgc+LglnVeAg1PNL5PwiFKYKGj3Zf3C2TpPG7j7Ct9+xX6VCWaqHaX9lHrBqo5nKxip1oAdJmV4kfNZh3ilx2SlMd6bUh0e3E9mg2aUUAfxMwETnuIddC9qiNtYhE4o4urnbih/62+CeJpAy6rHEqyst5/fFIJ2QR5ouDlzjx9von3b3Nh+wXIVcM5hkPYkSQNxw34GPFTPfyuBsn1mDMFdnXBreXCi5N7TEaelQBMA5DJ3L1dMM/CZd8Tnxy+E28nUIoudE9Utcd/pN2KEt/Aw4FpYOArU8e+J1Qb3/wl+kWRtEXyS04Qy30QDJBvZMp1l5AY30A8CindkMW4bt7vNoFIvycE50GhSL9uF3nvW5iA3FKt9IWfkxPOF96DX9cOm5p3r26slsjn5YfBqBT2Hv62XppuK+2LNzfkclYmGltfZUv4UwNpPG1bnYOi7bG7c88jibdEkkTXluoKDnZkHU8GVzW7Hi+nppSumi/nPbsg/Kpx8e+fGEtjKxgxNl59G1nG7I+anwyWytBm7NZm6t05UA5IiyQZ9YJZuNVr4x/AgaHljPWIm05Z5iPRDInNnH2xc4HpthzYHYyZbvhwX2njgNCLrTVKGUKDD9N/7/SuV7OBVFtlxRWbZDo7rdMRDMZMTNopsotgmaK6tsJjv2tPAsHS/g1g+MSYKvuiV/KzhDi+sczwFxMYcK0DGHPvzk89g3rGE7Y7KB4paRyfj8XMtrrq2oxavvOHCbTi0Bp9hfF0662qNTz86TpPk0afH7mD90rxLeGHEMbnpjFA4GL9f8U+9qf3Jb+F8D1J6GE21MRnDAYwGopjRAXwiTm2+8rNw8dT0LhNev/P1MB52p/wcrmB6eiJyp87S2KCBBSzSEqkmJ1wQpR+lZkUijMwdlbGl0o9S2cLV9ER0LEc5eTNMetKg3LJvmr+lMkFS48EpIAdITjrx1EFc5THO5573c8VG0FI3YrsXnVI00B2m1nPWWKgcvMNqf7C+dGoMQLM3LH4J+Qeq8EC9zIniNWB/VfGHILZBQliTCsqZwVdeToiboQ9cJNiBi+PR49Wjpbc3aaDzqtdBP9/XxQk0Py7T9zlaBz0KHVjmddmApOdH50ZVOrS75xawJt3jDT6DXnihOPALrFeQhLYFhLWLvZZ/VYj2MXrcGozxhtmNSXHu9/eZBRpfkDr2Dg1SQBsobbDts2eh5RB91HYfAbmHuYzcHBxydcHa4hQmCYnUu07ii/xArK3yOxl4sK4XNgndL+Kgb/+F6xbgc1237r0Eivd4HjikbphbdPaMloZMQUqzQW7guYodxSWpdy7oEqr7nOMnEQBDErMREDKCYLpCcBm3rWfSO2qWiWiYUr6TsNOakCLtFCUte9yAO6O0O/iR/8X1u244zngZw/EmvUuZE+j9cmpZFLP03HpYmDDu58KlLjffVGBLmOn6N6PDYQLLZ2uf7DGHyaaWkJofnlB2CVnxwD39r+sZLIO362gKsOXZ3sQJxtRDsMgBdTb9DjUMB3k82pT1TRlacbTo3KfEQiHqh7xrX8iNdAn9cCbWpe28vdXxfnmYaC8iQMLjbdoLIQNecQCsyOsWHCDeTxoOFHZDJkJ3XVgh0OV5l58l5CVWScwmbVQGz59psos1489Jpm1qPjF7fXPrnFZL5qwIC6EeEXXbJVy6LTKv3f280kbPZz5gywg400x0FOlZgEedHZxRcDTRBBiBedn4NS2Y/2+JoPaacY8KQLJo47M3IBizA7xXddQITr+ixo0gDkKyCzFELSRV8+wRdlA0wBoOmo/h8dxAXKBB9HOxme8zQkxEk5H7F2f/Y8bWc4TSkLWY9whs9iVvtMj+Ru1QbGyEsis3v6LO5CrcvML8LTh1ANJLKN1D/AaXqXARJQvmxtS576hMzyO23GpaxxVPxqDVAFaFLRaiBCXlhE8EnAc0vEi9Mdwa/5zJmSUkDVH+JB2cGwSGEX3Q8YeMcFTF+jgjsQRgmQKflSH683bdVsq//w63XwG/bBrgv11fdT5Z2yoxqgFx+eQ03ftviJ+2z4Pa5K/5YoR1OCDtI22ffbqFDXkJRUlR4dm0rv/2hVnjYwS/JDJU7dBhwlE5ZIWZU8lNzAaq8t0uXyF4JB68SYSAkWoXVdFkAN6AepleQzjOIfsJrnwZFsOY1CpDQI7aTUxieD2kP5zH4E/GaNcuD4gbt0APztq/a8psnLuHu7uHZZ028j0it/mgLyYTf3T65HovJnvit55qFLX/kLxx1zf12ClVfpk1nUaLl6uKLJV9M/BsrDw2DVb5je1aW4oA23fxU2TfLAbQE3FtEXC+6s0npsuniqkPRL4T9jCs2BK+0/d27M+YiM1ls0psPmRZA/2TKm+a0+ijkTuNoy9YFTZumgsZ6shfnE3QT0Y8KxF7o1g2OunN4HkFDhBM7vPcBoCTS0eDMDThXgTILHZXgYqGUvRTccGEjFlwVoJh+8k+RGZZI1RDLP5xbO/S9JgDXt9EWm/wzINNdbQVf0b2QT7E3N8uWcsjQYaN+97rVgGisotGSnrfMNWc0ZdxFjmivvuvylExkgenIkUX2G/55XEXhsESK+6NWAfC8auOsMudcugMIS/qF0I2jGUMuulX8T1mDzoizmotwh8Wqgaj0dMf9fecG9CqtvUEdvRY2KlzThrYz1CghL8szf7bZyl3et8TRmEYHaBNcfxnFQnA2mCf2RkNSdZAVu4R6DEJCo62PAQ4saCHy9+OIjKQ3YZGExzaySQ0qyC3P6jm2HnWfscg6BdOCQ9zNvKEIVCnFgxj4ZrLwyZlzrYPZdLLGvbiduYJO9uiCmtjmqygO5mJk0VobwlJuRsy/GHOtAPLStvdXZy/9WAXBsrGmYwpt9PMiivc9o6wTpA+dNMLKN8EL92WaAOpZqWnCfAPHvniPGg+G/EYJ9ozrSnDjwcuGEmGxh41TMH4ngGDRWzdeS4Dlu/Hk904Kp9eJA0BTge3fOLcG75dSys+4mZYmZXKwcYoMMO/b40jQOCJcM1IIxLS4R7Mh+uflySWD7XDLh0B0H284SeOqhvpWrmJP0WDfQbndus6dd9EOhJRullQBueS49hMkE4kw19eRKOWrNqvQL8TwVaQ2aXZsnU4M94w9U8BDAwx4EKo2TnJ1BQWDsKGgZT/hGFyINgUg1vC8pZ4EOc3xnM4BNL0noxFAoWiv5q7JpbjnCzDvoYJkZW11PXEIpc81LFqMaJ1hndFoHj0hccl/1XtuqBuhnkpLNsElgtYC7Csmwfj12S2faB9nAaDXnnvUi2ghXFUTCVCn7KP41iDO0DGHbTVqp2Ys+knzGHKnL92q0EpxbQsnhhTa9/ttIbBlzh7p+Ge09zY1xclW8uFY2m6OU2pRCj2ITLXbuzN5FGXu+0NpPzUAhTIxcW4GD53xcpfzACwHK4blksj1vfcPFu5I9BgHINaBatb284xjzrIfKrsby4aWnqgwe2n9+TnA0iokTSuV1f2uL7fhqtBfjpB4J6zva7dFE1iah54Dd8+bYeyQ0LA3YlXVXpaAqAnQdvuRhGXE02R8h0eOiO/Ekl0MqSoraLdk7Tbysz/lTkLqDe1BrQhwzRw3t0heRklYA7bwM/QGHvU6KsNg46CDuSiD1SKrfbAYC4hNjGVchGedhhOCvA8QTF24xnoevIi0750B2F2AptF/PPSooFDfZfu4pJI5axfjTDtobU3YaE/A5I3qqPQprw7M9Z70PfkCYlNeS5MympXeDH2i4PqENpwTyDkCx+SAVzhbeOBVo3dITunG8zsvQG+QPYRlGEPEVf3qBC9Wkx5729IL4cIhaeWtzKQPr+vJdBmGvbJZ6Sr71urQywhnVK5zsaBDim39S/fqcLoSI6RqUrBNFjX+br3eopE7aiwFDpFnnFnovlPpfgHt9On+jT6xkKA+i89AiRsJQhX/mzKKzqPp7WqEiDygOmdhjtu5sewM4WI3kvNZwSpLeax0/v4JBTLZvJKny+ds4hAwG/c+9y5pAvo0PSqGnNd5MRngostUByAAfaP1X5hfuH6nHnrIW2HwMlowzN3w/ZbtS1LTNXBlXYI87nIXRS2WguXV96StR3p6+KGr+Pi1OaJw6KQ1jyTmdx9w5DBhZ3b9CsxAtFe/u6pcZzQDMYAhHGLBOhrjwUKdlR67i9X3hRrodBwPqHtiUGsbrUC9H2hMWqRTE6sPJC4IN8mnfnjdxuCndrPATioFoLBWfcS8hmG2QRbeaEdE3lqUNDokrxmBeLrHzmQJFMl9QPHB5xLwO85COP3O/TIG0saGknCHR5eDEyVtUpaymj5xyDuNiPn0yP5QE1r33g1pe6Tcym6abLjawV1p8wSkGXDnYYYz6gRpVjU/IqBZgasIFuHZH+bZ6vuG3jjj5+KKGBicXe/DFOgyn7pdK+J3TwJ7rsTdpu2hpqaiROJLitJw0TN0yZW0F2H49gFPLSSSEjmHj8Au6LlnQx9hY2kdV0CP461uDlX6+tL0vRIgxEjm6DMJpc8bkLCA==">
</div>
<script type="text/javascript">
//<![CDATA[
var theForm = document.forms['Form'];
if (!theForm) {
theForm = document.Form;
}
function __doPostBack(eventTarget, eventArgument) {
if (!theForm.onsubmit || (theForm.onsubmit() != false)) {
theForm.__EVENTTARGET.value = eventTarget;
theForm.__EVENTARGUMENT.value = eventArgument;
theForm.submit();
}
}
//]]>
</script>
<script src="/WebResource.axd?d=pynGkmcFUV3nWV-F7nCCD28CGTUMgmuyLVstMesxHANuBmX8P2Qo2Khg-hI1&t=637729374440000000" type="text/javascript"></script>
<script src="/ScriptResource.axd?d=NJmAwtEo3IoYqK_f5tzBefr62TwEoa9twBEt_OiE2sp1GysngMumB2S36_XFH7ivaL9iZQBgG28BLWBp8fGBJ8JqpcNSuEZtlsPLy08afAF2HZr5YJCel3iV4g2Pm6FiyfBlFg2&t=ffffffff8333b97c" type="text/javascript"></script>
<script src="/ScriptResource.axd?d=dwY9oWetJoJ60Wmwvbvu0qsVeTHSKUsfona9t7tLc7OY2wzeFnLdILePYHpi59a6vjJ1PpEjnbmcwKZcUwgr-LgOsQuOKMKKHHXpwL22SNAQw2sdLjziodIwReKUojGUvJFASXwCrEK_zZLU0&t=ffffffff8333b97c" type="text/javascript"></script>
<div class="aspNetHidden">
<input type="hidden" name="__VIEWSTATEGENERATOR" id="__VIEWSTATEGENERATOR" value="CA0B0334">
<input type="hidden" name="__VIEWSTATEENCRYPTED" id="__VIEWSTATEENCRYPTED" value="">
<input type="hidden" name="__EVENTVALIDATION" id="__EVENTVALIDATION"
value="/eWEF9PF0sZ7bkYSODs4x2v6EO0l/4qDLEjHKp6kTGf1ng2G25CQmRmthCxyVjGLnRlRHEvvJAr5DXY4E+E56EPOD5qi8dm0CalkMUd2Qr9WcUOxh2jW0GiJmTewU/BuLMKPwnjzsciW2GaXzo/R/4+aAvgRBdequOUoyNZIWdTy2YERbHwd2MegoBgAf3C8c7E/0w==">
</div>
<script src="/js/dnn.js?cdv=651" type="text/javascript"></script>
<script src="/js/dnncore.js?cdv=651" type="text/javascript"></script>
<script src="/Resources/Search/SearchSkinObjectPreview.js?cdv=651" type="text/javascript"></script>
<script src="/js/dnn.servicesframework.js?cdv=651" type="text/javascript"></script>
<script type="text/javascript">
//<![CDATA[
Sys.WebForms.PageRequestManager._initialize('ScriptManager', 'Form', [], [], [], 90, '');
//]]>
</script>
<!--CDF(JS-LIBRARY|jQuery-UI,1.12.1,)-->
<!--[if lt IE 9]>
<script src="http://html5shim.googlecode.com/svn/trunk/html5.js"></script>
<![endif]-->
<script type="text/javascript" src="https://maps.google.com/maps/api/js?sensor=false"></script>
<div id="fixedBox" class="ElementHide-xs ElementHide-sm ElementHide-md ElementHide-lg">
<div id="fixedContent">
<div class="dnn_layout">
<div class="content_mid clearfix">
<div class="row">
<div class="col-sm-4">
<div id="dnn_FixedTopPaneA" class="FixedTopPaneA DNNEmptyPane"></div>
</div>
<div class="col-sm-4">
<div id="dnn_FixedTopPaneB" class="FixedTopPaneB DNNEmptyPane"></div>
</div>
<div class="col-sm-4">
<div id="dnn_FixedTopPaneC" class="FixedTopPaneC DNNEmptyPane"></div>
</div>
</div>
<div class="row">
<div class="col-sm-6">
<div id="dnn_FixedTopPaneD" class="FixedTopPaneD DNNEmptyPane"></div>
</div>
<div class="col-sm-6">
<div id="dnn_FixedTopPaneE" class="FixedTopPaneE DNNEmptyPane"></div>
</div>
</div>
<div class="row">
<div class="col-sm-3">
<div id="dnn_FixedTopPaneF" class="FixedTopPaneF DNNEmptyPane"></div>
</div>
<div class="col-sm-3">
<div id="dnn_FixedTopPaneG" class="FixedTopPaneG DNNEmptyPane"></div>
</div>
<div class="col-sm-3">
<div id="dnn_FixedTopPaneH" class="FixedTopPaneH DNNEmptyPane"></div>
</div>
<div class="col-sm-3">
<div id="dnn_FixedTopPaneI" class="FixedTopPaneI DNNEmptyPane"></div>
</div>
</div>
<div class="row">
<div class="col-sm-12">
<div id="dnn_FixedTopPaneJ" class="FixedTopPaneJ DNNEmptyPane"></div>
</div>
</div>
</div>
</div>
</div>
<div id="fixedToggle"> <span class="fa fa-plus"></span> </div>
</div>
<div class="body_bg full" style="min-height: 1200px;">
<div id="dnn_HeaderTopPane" class="HeaderTopPane DNNEmptyPane"></div>
<div id="dnn_wrapper">
<header class="header_bg roll_menu roll-xs roll-sm roll-md roll-lg ">
<div class="header_top hidden-xs">
<div class="dnn_layout">
<div class="head_mid clearfix">
<div id="dnn_HeaderPane" class="HeaderPane DNNEmptyPane"></div>
<div class="Login ElementHide-xs ElementHide-sm ElementHide-md ElementHide-lg">
<span class="sep">|</span>
</div>
<div class="languageBox ElementHide-xs ElementHide-sm ElementHide-md ElementHide-lg">
<div class="language-object">
</div>
</div>
</div>
</div>
</div>
<div class="hidden-xs" id="header2">
<div class="shade"></div>
<div class="dnn_layout">
<div class="head_mid clearfix">
<div class="dnn_logo roll-xs roll-sm roll-md roll-lg">
<a id="dnn_dnnLOGO_hypLogo" title="D.A. Davidson" href="https://dadavidson.com/"><img id="dnn_dnnLOGO_imgLogo" src="/Portals/0/logo-1.png?ver=2016-05-09-154058-127" alt="D.A. Davidson" style="border-width:0px;"></a>
</div>
<nav class="nav_box clearfix">
<div class="dnn_menu">
<div id="dnngo_megamenu" class=" ">
<div class="dnngo_gomenu" id="dnngo_megamenua837cfde44">
<ul class="primary_structure">
<li class="dir current">
<a href="https://dadavidson.com/" title="D.A. Davidson Companies | The Strength of Advice" aria-haspopup="true"><span>WHO WE ARE</span></a>
<div class="dnngo_menuslide">
<ul class="dnngo_slide_menu ">
<li class=" ">
<a href="https://dadavidson.com/WHO-WE-ARE/About-Us" title="About D.A. Davidson Companies - Wealth & Asset Management"><span>About Us</span></a>
</li>
<li class=" ">
<a href="https://dadavidson.com/WHO-WE-ARE/Leadership" title="Leadership - D.A. Davidson Companies"><span>Leadership</span></a>
</li>
<li class=" ">
<a href="https://dadavidson.com/WHO-WE-ARE/Community-Involvement" title="Community Involvement - D.A. Davidson Companies"><span>Community Involvement</span></a>
</li>
</ul>
</div>
</li>
<li class="dir ">
<a href="https://dadavidson.com/" title="WHAT WE DO" aria-haspopup="true"><span>WHAT WE DO</span></a>
<div class="dnngo_menuslide">
<ul class="dnngo_slide_menu ">
<li class=" ">
<a href="https://dadavidson.com/WHAT-WE-DO/Wealth-Management" title="Asset & Wealth Management - D.A. Davidson"><span>Wealth Management</span></a>
</li>
<li class=" ">
<a href="https://dadavidson.com/WHAT-WE-DO/Trust-Services" title="Trust Fund Management & Administration - D.A. Davidson Companies"><span>Trust Services</span></a>
</li>
<li class=" ">
<a href="https://dadavidson.com/WHAT-WE-DO/Investment-Management" title="Investment Management - D.A. Davidson"><span>Investment Management</span></a>
</li>
<li class=" ">
<a href="https://dadavidson.com/WHAT-WE-DO/Equity-Capital-Markets" title="Equity Capital & Trading Company - D.A. Davidson & Co."><span>Equity Capital Markets</span></a>
</li>
<li class=" ">
<a href="https://dadavidson.com/WHAT-WE-DO/Investment-Banking" title="Investment Banking - D.A. Davidson & Co."><span>Investment Banking</span></a>
</li>
<li class=" ">
<a href="https://dadavidson.com/WHAT-WE-DO/Fixed-Income-Capital-Markets" title="Fixed Income Capital Markets - D.A. Davidson & Co."><span>Fixed Income Capital Markets</span></a>
</li>
<li class=" ">
<a href="https://dadavidson.com/WHAT-WE-DO/Fixed-Income-Capital-Markets/Products-Services/Public-Finance" title="Public Finance"><span>Public Finance</span></a>
</li>
<li class=" ">
<a href="https://dadavidson.com/WHAT-WE-DO/Municipal-Investment-Management" title="Municipal Investment Management - D.A. Davidson Companies"><span>Municipal Investment Management</span></a>
</li>
</ul>
</div>
</li>
<li class=" ">
<a href="https://dadavidson.com/Contact-Us" title="Contact Us - D.A. Davidson Companies "><span>Contact Us</span></a>
</li>
<li class=" ">
<a href="https://dadavidson.com/News" title="News & Press Releases - D.A. Davidson Companies"><span>News</span></a>
</li>
<li class=" ">
<a href="https://dadavidson.com/Careers" title="Financial & Investment Banking Careers - D.A. Davidson Companies"><span>Careers</span></a>
</li>
<li class="dir ">
<a href="javascript:;" title="Client Login" aria-haspopup="true"><span>Client Login</span></a>
<div class="dnngo_menuslide">
<ul class="dnngo_slide_menu ">
<li class=" ">
<a href="https://access.davidsoncompanies.com/" title="Individual Investor" target="_blank"><span>Individual Investor</span></a>
</li>
<li class=" ">
<a href="https://www.davidsoncompanies.com/ecm/a_research/ca/default.cfm" title="Equity Capital Markets" target="_blank"><span>Equity Capital Markets</span></a>
</li>
<li class=" ">
<a href="https://innovue21.innovestsystems.com/DAD" title="Trust Services" target="_blank"><span>Trust Services</span></a>
</li>
</ul>
</div>
</li>
<li class="back" style="left: 0px; width: 168px;">
<div class="left">
<div class="center"></div>
</div>
</li>
</ul>
</div>
<script type="text/javascript">
jQuery(document).ready(function($) {
$("#dnngo_megamenua837cfde44").dnngomegamenu({
slide_speed: 200,
delay_disappear: 500,
popUp: "vertical", //level
delay_show: 150,
direction: "ltr", //rtl ltr
megamenuwidth: "box", //full box
WidthBoxClassName: ".dnn_layout"
});
});
jQuery(document).ready(function() {
jQuery("#dnngo_megamenua837cfde44").has("ul").find(".dir > a").attr("aria-haspopup", "true");
});
</script>
</div>
</div>
<div class="pulldownsearch ">
<div class="searchbut" id="searchbut"><span class="fa fa-search"></span></div>
<div class="searchBox" id="search">
<span id="dnn_dnnSEARCH_ClassicSearch">
<span class="searchInputContainer" data-moreresults="See More Results" data-noresult="No Results Found">
<input name="dnn$dnnSEARCH$txtSearch" type="text" maxlength="255" size="20" id="dnn_dnnSEARCH_txtSearch" class="NormalTextBox" aria-label="Search" autocomplete="off" placeholder="Search...">
<a class="dnnSearchBoxClearText" title="Clear search text"></a>
</span>
<a id="dnn_dnnSEARCH_cmdSearch" class="search" href="javascript:__doPostBack('dnn$dnnSEARCH$cmdSearch','')"> </a>
</span>
<script type="text/javascript">
$(function() {
if (typeof dnn != "undefined" && typeof dnn.searchSkinObject != "undefined") {
var searchSkinObject = new dnn.searchSkinObject({
delayTriggerAutoSearch: 400,
minCharRequiredTriggerAutoSearch: 2,
searchType: 'S',
enableWildSearch: true,
cultureCode: 'en-US',
portalId: -1
});
searchSkinObject.init();
// attach classic search
var siteBtn = $('#dnn_dnnSEARCH_SiteRadioButton');
var webBtn = $('#dnn_dnnSEARCH_WebRadioButton');
var clickHandler = function() {
if (siteBtn.is(':checked')) searchSkinObject.settings.searchType = 'S';
else searchSkinObject.settings.searchType = 'W';
};
siteBtn.on('change', clickHandler);
webBtn.on('change', clickHandler);
}
});
</script>
</div>
</div>
</nav>
</div>
</div>
</div>
<div class="visible-xs mobile_header">
<div class="mobile_top">
<div class="dnn_layout">
<div class="head_mid clearfix">
<div class="mobile_language ElementHide-xs ElementHide-sm ElementHide-md ElementHide-lg">
<div class="language-object">
</div>
</div>
<div class="mobile_icon"> <span class="fa fa-user ElementHide-xs ElementHide-sm ElementHide-md ElementHide-lg" id="mobile_ico1"></span> <span class="fa fa-search " id="mobile_ico2"></span> </div>
<div class="Login ElementHide-xs ElementHide-sm ElementHide-md ElementHide-lg" id="mobile_user">
<span class="sep">|</span>
</div>
<div class="searchBox " id="mobile_search">
<span id="dnn_dnnSEARCH3_ClassicSearch">
<span class="searchInputContainer" data-moreresults="See More Results" data-noresult="No Results Found">
<input name="dnn$dnnSEARCH3$txtSearch" type="text" maxlength="255" size="20" id="dnn_dnnSEARCH3_txtSearch" class="NormalTextBox" aria-label="Search" autocomplete="off" placeholder="Search...">
<a class="dnnSearchBoxClearText" title="Clear search text"></a>
</span>
<a id="dnn_dnnSEARCH3_cmdSearch" class="search" href="javascript:__doPostBack('dnn$dnnSEARCH3$cmdSearch','')"> </a>
</span>
<script type="text/javascript">
$(function() {
if (typeof dnn != "undefined" && typeof dnn.searchSkinObject != "undefined") {
var searchSkinObject = new dnn.searchSkinObject({
delayTriggerAutoSearch: 400,
minCharRequiredTriggerAutoSearch: 2,
searchType: 'S',
enableWildSearch: true,
cultureCode: 'en-US',
portalId: -1
});
searchSkinObject.init();
// attach classic search
var siteBtn = $('#dnn_dnnSEARCH3_SiteRadioButton');
var webBtn = $('#dnn_dnnSEARCH3_WebRadioButton');
var clickHandler = function() {
if (siteBtn.is(':checked')) searchSkinObject.settings.searchType = 'S';
else searchSkinObject.settings.searchType = 'W';
};
siteBtn.on('change', clickHandler);
webBtn.on('change', clickHandler);
}
});
</script>
</div>
</div>
</div>
</div>
<div class="mobile_menu">
<div class="dnn_layout">
<div class="head_mid clearfix">
<div class="mobile_menubox">
<div class="mobile_dnn_logo roll-xs roll-sm roll-md roll-lg">
<a id="dnn_dnnLOGOphone_hypLogo" title="D.A. Davidson" href="https://dadavidson.com/"><img id="dnn_dnnLOGOphone_imgLogo" src="/Portals/0/logo-1.png?ver=2016-05-09-154058-127" alt="D.A. Davidson" style="border-width:0px;"></a>
<div class="mobile_menu_ico" id="menu_ico"> <span class="fa fa-align-justify"></span></div>
</div>
<div id="mobile_menu" class="IHide-xs">
<div class="menu_main">
<div id="multi_menu67e4320339" class="multi_menu">
<ul id="gomenu67e4320339" class="dropdown ">
<li class=" Item-1 dir"><a href="https://dadavidson.com/" class="menuitem " title="D.A. Davidson Companies | The Strength of Advice"><span class="menu_arrow arrow_opened">+</span><span>WHO WE ARE</span></a>
<ul>
<li class=" SunItem-1 "><a href="https://dadavidson.com/WHO-WE-ARE/About-Us" title="About D.A. Davidson Companies - Wealth & Asset Management"><span>About Us</span></a></li>
<li class=" SunItem-2 "><a href="https://dadavidson.com/WHO-WE-ARE/Leadership" title="Leadership - D.A. Davidson Companies"><span>Leadership</span></a></li>
<li class=" SunItem-3 "><a href="https://dadavidson.com/WHO-WE-ARE/Community-Involvement" title="Community Involvement - D.A. Davidson Companies"><span>Community Involvement</span></a></li>
</ul>
</li>
<li class=" Item-2 dir"><a href="https://dadavidson.com/" class="menuitem " title="WHAT WE DO"><span class="menu_arrow arrow_opened">+</span><span>WHAT WE DO</span></a>
<ul>
<li class=" SunItem-1 "><a href="https://dadavidson.com/WHAT-WE-DO/Wealth-Management" title="Asset & Wealth Management - D.A. Davidson"><span>Wealth Management</span></a></li>
<li class=" SunItem-2 "><a href="https://dadavidson.com/WHAT-WE-DO/Trust-Services" title="Trust Fund Management & Administration - D.A. Davidson Companies"><span>Trust Services</span></a></li>
<li class=" SunItem-3 "><a href="https://dadavidson.com/WHAT-WE-DO/Investment-Management" title="Investment Management - D.A. Davidson"><span>Investment Management</span></a></li>
<li class=" SunItem-4 "><a href="https://dadavidson.com/WHAT-WE-DO/Equity-Capital-Markets" title="Equity Capital & Trading Company - D.A. Davidson & Co."><span>Equity Capital Markets</span></a></li>
<li class=" SunItem-5 "><a href="https://dadavidson.com/WHAT-WE-DO/Investment-Banking" title="Investment Banking - D.A. Davidson & Co."><span>Investment Banking</span></a></li>
<li class=" SunItem-6 "><a href="https://dadavidson.com/WHAT-WE-DO/Fixed-Income-Capital-Markets" title="Fixed Income Capital Markets - D.A. Davidson & Co."><span>Fixed Income Capital Markets</span></a></li>
<li class=" SunItem-7 "><a href="https://dadavidson.com/WHAT-WE-DO/Fixed-Income-Capital-Markets/Products-Services/Public-Finance" title="Public Finance"><span>Public Finance</span></a></li>
<li class=" SunItem-8 "><a href="https://dadavidson.com/WHAT-WE-DO/Municipal-Investment-Management" title="Municipal Investment Management - D.A. Davidson Companies"><span>Municipal Investment Management</span></a></li>
</ul>
</li>
<li class=" Item-3 "><a href="https://dadavidson.com/Contact-Us" class="menuitem " title="Contact Us - D.A. Davidson Companies "><span>Contact Us</span></a></li>
<li class=" Item-4 "><a href="https://dadavidson.com/News" class="menuitem " title="News & Press Releases - D.A. Davidson Companies"><span>News</span></a></li>
<li class=" Item-5 "><a href="https://dadavidson.com/Careers" class="menuitem " title="Financial & Investment Banking Careers - D.A. Davidson Companies"><span>Careers</span></a></li>
<li class=" Item-6 dir"><a href="javascript:;" class="menuitem " title="Client Login"><span class="menu_arrow arrow_opened">+</span><span>Client Login</span></a>
<ul>
<li class=" SunItem-1 "><a href="https://access.davidsoncompanies.com/" title="Individual Investor" target="_blank"><span>Individual Investor</span></a></li>
<li class=" SunItem-2 "><a href="https://www.davidsoncompanies.com/ecm/a_research/ca/default.cfm" title="Equity Capital Markets" target="_blank"><span>Equity Capital Markets</span></a></li>
<li class=" SunItem-3 "><a href="https://innovue21.innovestsystems.com/DAD" title="Trust Services" target="_blank"><span>Trust Services</span></a></li>
</ul>
</li>
</ul>
</div>
</div>
<script type="text/javascript">
jQuery(function($) {
$("#multi_menu67e4320339").accordionpromulti({
accordion: true,
speed: 300,
closedSign: '+',
openedSign: '-'
});
});
</script>
</div>
</div>
<div class="HeaderBottom clearfix">
<div class="HeaderPane_mobile "></div>
</div>
</div>
</div>
</div>
</div>
</header>
<div class="top_content">
<div class="dnn_layout">
<div class="content_mid clearfix">
<div class="pane_layout clearfix">
<div id="dnn_TopLeftPane" class="TopLeftPane DNNEmptyPane"></div>
<div id="dnn_TopRightPane" class="TopRightPane DNNEmptyPane"></div>
</div>
</div>
</div>
</div>
<div id="dnn_BannerPane" class="BannerPane backgroundImageTop ">
<div class="DnnModule DnnModule-DNN_HTML DnnModule-988 DnnVersionableControl"><a name="988"></a>
<div class="White">
<div id="dnn_ctr988_ContentPane" class="contentpane"><!-- Start_Module_988 -->
<div id="dnn_ctr988_ModuleContent" class="DNNModuleContent ModDNNHTMLC">
<div id="dnn_ctr988_HtmlModule_lblContent">
<div class="service">
<h1>Important Disclosures</h1>
</div>
</div>
</div><!-- End_Module_988 -->
</div>
</div>
</div>
</div>
<div class="breadcrumbBox ">
<div class="dnn_layout">
<div class="content_mid clearfix">
<div class="breadcrumbborder clearfix">
<h3>Important Disclosures </h3>
<div id="dnn_breadcrumb_Pane" class="breadcrumb_Pane DNNEmptyPane"></div>
<div class="breadcrumbRight"> <span class="fa fa-map-marker"></span> <a href="https://dadavidson.com/"><span class="fa fa-home"></span><i class="to_home">Home</i><i class="sep">/</i></a> <span id="dnn_dnnBREADCRUMB_lblBreadCrumb"
itemprop="breadcrumb" itemscope="" itemtype="https://schema.org/breadcrumb"><span itemscope="" itemtype="http://schema.org/BreadcrumbList"><span itemprop="itemListElement" itemscope=""
itemtype="http://schema.org/ListItem"><a href="https://dadavidson.com/Disclosures" class="breadcrumb" itemprop="item"><span itemprop="name">Important Disclosures</span></a>
<meta itemprop="position" content="1">
</span></span></span>
</div>
</div>
</div>
</div>
</div>
</div>
<section id="dnn_content">
<div id="dnn_TopOutPane" class="TopOutPane">
<div class="DnnModule DnnModule-DNN_HTML DnnModule-992 DnnVersionableControl"><a name="992"></a>
<div class="DNNContainer_noTitle">
<div id="dnn_ctr992_ContentPane"><!-- Start_Module_992 -->
<div id="dnn_ctr992_ModuleContent" class="DNNModuleContent ModDNNHTMLC">
<div id="dnn_ctr992_HtmlModule_lblContent"></div>
</div><!-- End_Module_992 -->
</div>
<div class="clear"></div>
</div>
</div>
</div>
<div id="dnn_Full_Screen_PaneA" class="Full_Screen_PaneA DNNEmptyPane"></div>
<div class="dnn_layout">
<div class="content_mid clearfix">
<div class="pane_layout">
<div class="row">
<div class="col-sm-12">
<div id="dnn_TopPane" class="TopPane">
<div class="DnnModule DnnModule-DNN_HTML DnnModule-991 DnnVersionableControl"><a name="991"></a>
<div class="White">
<div id="dnn_ctr991_ContentPane" class="contentpane"><!-- Start_Module_991 -->
<div id="dnn_ctr991_ModuleContent" class="DNNModuleContent ModDNNHTMLC">
<div id="dnn_ctr991_HtmlModule_lblContent">
<style>
p.normal {
font-size: 15px;
color: gray;
font-weight: #666666;
}
h2 {
color: #86786F;
font-size: 24px;
margin-bottom: 15px;
line-height: 1.2;
font-weight: normal;
}
h4 {
font-size: 18px;
line-height: 35px;
}
.block {
text-align: left;
}
.block h4 a {
font-size: 18px;
}
.block a {
font-size: 14px;
line-height: 2;
}
</style>
<div class="row">
<div class="col-sm-8 mt-60">
<div class="res">
<p style="text-align: left;">D.A. Davidson has assembled the important information below for clients regarding their accounts and services that D.A. Davidson offers. Should you have any questions, please reach out to
your Financial Professional. </p>
<hr>
<h2 style="text-align: left;">D.A. Davidson & Co.</h2>
<a name="DADavidsonCo"></a>
<div class="block">
<h4><a href="/Portals/0/bus-corp/Disclosures/da_davidson_co/form_crs_client_relationship_summary.pdf" target="_blank">Form CRS – Client Relationship Summary</a></h4>
<h4><a href="/Portals/0/bus-corp/Disclosures/da_davidson_co/regulation_best_interest_disclosures.pdf" target="_blank">Regulation Best Interest Disclosures</a></h4>
<h4><a href="/Portals/0/bus-corp/Disclosures/da_davidson_co/fees_and_services_information.pdf" target="_blank">Fees and Services Information</a></h4>
<h4>Investment Advisory</h4>
<a href="/Portals/0/bus-corp/Disclosures/da_davidson_co/form_adv_2a_firm_brochure.pdf" target="_blank">Form ADV 2A: Firm Brochure</a><br>
<a href="/Portals/0/bus-corp/Disclosures/da_davidson_co/form_adv_2a_wrap_fee_brochure.pdf" target="_blank">Form ADV 2A: Wrap Fee Brochure</a><br>
<h4>Products and Services Disclosures</h4>
<a href="/Portals/0/bus-corp/Disclosures/da_davidson_co/Alternative_Investment_Disclosure.pdf" target="_blank">Alternative Investments</a><br>
<a href="/Portals/0/bus-corp/Disclosures/da_davidson_co/bonds.pdf" target="_blank">Bonds (Fixed-Income)</a><br>
<a href="/Portals/0/bus-corp/Disclosures/da_davidson_co/cash_management_program.pdf" target="_blank">Cash Management Program</a><br>
<a href="/Portals/0/bus-corp/Disclosures/da_davidson_co/certificates_of_deposit.pdf" target="_blank">Certificates of Deposit (CD)</a><br>
<a href="/Portals/0/bus-corp/Disclosures/da_davidson_co/closed-end_fund_and_interval_fund.pdf " target="_blank">Closed End Funds</a><br>
<a href="/Portals/0/bus-corp/Disclosures/da_davidson_co/exchange_traded_funds.pdf" target="_blank">Exchange-Traded Funds (ETF)</a><br>
<a href="/Portals/0/bus-corp/Disclosures/da_davidson_co/exchange_traded_notes.pdf" target="_blank">Exchange-Traded Notes (ETN)</a><br>
<a href="/Portals/0/bus-corp/Disclosures/da_davidson_co/individual_equities.pdf" target="_blank">Individual Equities (Stocks)</a><br>
<a href="/Portals/0/bus-corp/Disclosures/da_davidson_co/life_insurance_and_annuities.pdf" target="_blank">Life Insurance and Annuities</a><br>
<a href="/Portals/0/bus-corp/Disclosures/da_davidson_co/margin_disclosure_statement.pdf" target="_blank">Margin Disclosure Statement</a><br>
<a href="/Portals/0/bus-corp/Disclosures/da_davidson_co/money_market_mutual_funds.pdf" target="_blank">Money Market Mutual Funds</a><br>
<a href="/Portals/0/bus-corp/Disclosures/da_davidson_co/municipal_bonds.pdf" target="_blank">Municipal Bonds (Fixed-Income)</a><br>
<a href="/Portals/0/bus-corp/Disclosures/da_davidson_co/mutual_funds.pdf" target="_blank">Mutual Funds</a><br>
<a href="/Portals/0/bus-corp/Disclosures/da_davidson_co/options.pdf" target="_blank">Options</a><br>
<a href="/Portals/0/bus-corp/Disclosures/da_davidson_co/options_characteristics_and_risks.pdf" target="_blank">Option Booklet & Uncovered Writing Disclosure Statement</a><br>
<a href="/Portals/0/bus-corp/Disclosures/da_davidson_co/real_estate_investment_trust.pdf" target="_blank">Real Estate Investment Trusts (REIT)</a><br>
<a href="/Portals/0/bus-corp/Disclosures/da_davidson_co/treasury_and_other_us_government_guaranteed_bonds.pdf" target="_blank">Treasuries and Other U.S. Government Guaranteed Bonds (Fixed-Income)</a><br>
<a href="/Portals/0/bus-corp/Disclosures/da_davidson_co/unit_investment_trust.pdf" target="_blank">Unit Investment Trusts (UIT)</a><br>
<a href="/Portals/0/bus-corp/Disclosures/da_davidson_co/your_retirement_plan_distribution_options.pdf " target="_blank">Your Retirement Plan Considerations</a><br>
<h4>Other Important Information</h4>
<a href="/Portals/0/bus-corp/Disclosures/da_davidson_co/edelivery_terms_and_conditions.pdf" target="_blank">eDelivery Terms and Conditions</a><br>
<a href="/Portals/0/bus-corp/Disclosures/da_davidson_co/extreme_market_conditions.pdf" target="_blank">Extreme Market Conditions</a><br>
<a href="/Portals/0/bus-corp/Disclosures/da_davidson_co/sec_order_execution_disclosure.pdf" target="_blank">SEC Order Routing Execution Disclosure</a><br>
<a href="/Portals/0/bus-corp/Disclosures/da_davidson_co/sec_share_class_selection_disclosure_initiative_settlement.pdf" target="_blank">SEC Share Class Selection Disclosure Initiative Settlement</a><br>
</div>
<hr>
<h2 style="text-align: left;">Davidson Fixed Income Management, Inc.</h2>
<a name="DavidsonFixedIncomeManagement"></a>
<div class="block">
<a href="/Portals/0/bus-corp/Disclosures/fixed_income_management/form_adv_2a-firm_brochure.pdf" target="_blank">Form ADV 2A: Firm Brochure</a>
</div>
<hr>
<h2 style="text-align: left;">Davidson Investment Advisors, Inc.</h2>
<a name="DavidsonInvestmentAdvisors"></a>
<div class="block">
<a href="/Portals/0/bus-corp/Disclosures/investment_advisors/form_adv_2a_firm_brochure.pdf" target="_blank">Form ADV 2A: Firm Brochure</a><br>
<a href="/Portals/0/bus-corp/Disclosures/investment_advisors/form_adv_2a_wrap_fee.pdf" target="_blank">Form ADV 2A: Wrap Fee Brochure</a><br>
<a href="/Portals/0/bus-corp/Disclosures/investment_advisors/DIA_Form_CRS.pdf" target="_blank">Form CRS: Client Relationship Summary</a><br>
<a href="/Portals/0/bus-corp/Disclosures/investment_advisors/proxy_voting_policies.pdf" target="_blank">Proxy Voting Policies</a><br>
</div>
<hr>
<h2 style="text-align: left;">D.A. Davidson Companies</h2>
<a name="DADavidsonCompanies"></a>
<div class="block">
<a href="/Portals/0/bus-corp/Disclosures/da_davidson_companies/business_continuity.pdf" target="_blank">Business Continuity</a><br>
<a href="/Portals/0/bus-corp/Disclosures/da_davidson_companies/fraud_prevention.pdf" target="_blank">Fraud Prevention</a><br>
<a href="/Portals/0/bus-corp/Disclosures/da_davidson_companies/privacy_statement.pdf" target="_blank">Privacy Policy</a><br>
<a href="/Portals/0/bus-corp/Disclosures/da_davidson_companies/providing_personal_information_third_party_data_aggregators.pdf" target="_blank">Providing Personal Information to Third Party Data Aggregators</a><br>
<a href="/Portals/0/bus-corp/Disclosures/da_davidson_companies/social_media_disclosure.pdf" target="_blank">Social Media Disclosure</a><br>
<a href="/Portals/0/bus-corp/Disclosures/da_davidson_companies/client_annual_disclosures.pdf" target="_blank">Client Annual Disclosures</a><br>
</div>
<hr> Members: NASDAQ | <a style="display: inline-block;" href="http://www.finra.org/" target="_blank">FINRA</a> | <a style="display: inline-block;" href="http://www.sipc.org/" target="_blank">SIPC</a>
</div>
</div>
<div class="col-sm-4 mt-60" style="padding-left: 75px;">
<h2 style="text-align: left;">View</h2>
<div class="block">
<a href="#DADavidsonCo">D. A. Davidson & Co.</a><br>
<a href="#DavidsonFixedIncomeManagement">Davidson Fixed Income Management, Inc.</a><br>
<a href="#DavidsonInvestmentAdvisors">Davidson Investment Advisors, Inc.</a><br>
<a href="#DADavidsonCompanies">D. A. Davidson Companies</a>
</div>
<hr>
<h2 style="text-align: left;">Investor Education</h2>
<a name="InvestorEducation:"></a>
<div class="block">
<a href="https://www.finra.org/investors#/" target="_blank">FINRA Investor Resources</a><br>
<a href=" https://www.investor.gov/" target="_blank"> SEC Investor Resources</a><br>
<a href="http://www.msrb.org/layouts/Disclaimer.aspx?url=EducationCenter.aspx" target="_blank">MSRB Investor Resources</a><br>
<a href="http://www.sipc.org/" target="_blank">Securities Investor Protection Corporation</a>
</div>
</div>
<br>
<br>
</div>
</div>
</div><!-- End_Module_991 -->
</div>
</div>
</div>
</div>
</div>
</div>
</div>
</div>
</div>
<div id="dnn_Full_Screen_PaneB" class="Full_Screen_PaneB">
<div class="DnnModule DnnModule-DNN_HTML DnnModule-990 DnnVersionableControl"><a name="990"></a>
<div class="DNNContainer_noTitle">
<div id="dnn_ctr990_ContentPane"><!-- Start_Module_990 -->
<div id="dnn_ctr990_ModuleContent" class="DNNModuleContent ModDNNHTMLC">
<div id="dnn_ctr990_HtmlModule_lblContent">
<div class="pt-80">
</div>
</div>
</div><!-- End_Module_990 -->
</div>
<div class="clear"></div>
</div>
</div>
</div>
<div class="dnn_layout">
<div class="content_mid clearfix">
<div class="pane_layout">
<div class="row">
<div class="col-sm-3">
<div id="dnn_RowOne_Grid3_Pane" class="RowOne_Grid3_Pane DNNEmptyPane"></div>
</div>
<div class="col-sm-9">
<div id="dnn_RowOne_Grid9_Pane" class="RowOne_Grid9_Pane DNNEmptyPane"></div>
</div>
</div>
<div class="row">
<div class="col-sm-4">
<div id="dnn_RowTwo_Grid4_Pane" class="RowTwo_Grid4_Pane DNNEmptyPane"></div>
</div>
<div class="col-sm-8">
<div id="dnn_RowTwo_Grid8_Pane" class="RowTwo_Grid8_Pane DNNEmptyPane"></div>
</div>
</div>
<div class="row">
<div class="col-sm-5">
<div id="dnn_RowThree_Grid5_Pane" class="RowThree_Grid5_Pane DNNEmptyPane"></div>
</div>
<div class="col-sm-7">
<div id="dnn_RowThree_Grid7_Pane" class="RowThree_Grid7_Pane DNNEmptyPane"></div>
</div>
</div>
<div class="row">
<div class="col-sm-6">
<div id="dnn_RowFour_Grid6_Pane1" class="RowFour_Grid6_Pane1 DNNEmptyPane"></div>
</div>
<div class="col-sm-6">
<div id="dnn_RowFour_Grid6_Pane2" class="RowFour_Grid6_Pane2 DNNEmptyPane"></div>
</div>
</div>
<div class="row">
<div class="col-sm-7">
<div id="dnn_RowFive_Grid7_Pane" class="RowFive_Grid7_Pane DNNEmptyPane"></div>
</div>
<div class="col-sm-5">
<div id="dnn_RowFive_Grid5_Pane" class="RowFive_Grid5_Pane DNNEmptyPane"></div>
</div>
</div>
<div class="row">
<div class="col-sm-8">
<div id="dnn_RowSix_Grid8_Pane" class="RowSix_Grid8_Pane DNNEmptyPane"></div>
</div>
<div class="col-sm-4">
<div id="dnn_RowSix_Grid4_Pane" class="RowSix_Grid4_Pane DNNEmptyPane"></div>
</div>
</div>
<div class="row">
<div class="col-sm-9">
<div id="dnn_RowSeven_Grid9_Pane" class="RowSeven_Grid9_Pane DNNEmptyPane"></div>
</div>
<div class="col-sm-3">
<div id="dnn_RowSeven_Grid3_Pane" class="RowSeven_Grid3_Pane DNNEmptyPane"></div>
</div>
</div>
</div>
</div>
</div>
<div id="dnn_Full_Screen_PaneC" class="Full_Screen_PaneC DNNEmptyPane"></div>
<div class="background2">
<div class="dnn_layout">
<div class="content_mid">
<div id="dnn_Special_Full_PaneA" class="Special_Full_PaneA DNNEmptyPane"></div>
<div class="main_box clearfix">
<div class="big fl clearfix">
<div class="image fl">
<div id="dnn_Special_PaneA" class="Special_PaneA DNNEmptyPane"></div>
</div>
<div class="describe fl">
<div id="dnn_Special_PaneB" class="Special_PaneB DNNEmptyPane"></div>
</div>
</div>
<div class="little fr">
<div id="dnn_Special_PaneC" class="Special_PaneC DNNEmptyPane"></div>
</div>
</div>
<div class="main_box clearfix">
<div class="big fr clearfix">
<div class="image fr">
<div id="dnn_Special_PaneD" class="Special_PaneD DNNEmptyPane"></div>
</div>
<div class="describe fl">
<div id="dnn_Special_PaneE" class="Special_PaneE DNNEmptyPane"></div>
</div>
</div>
<div class="little fl">
<div id="dnn_Special_PaneF" class="Special_PaneF DNNEmptyPane"></div>
</div>
</div>
<div class="main_box no_padding clearfix">
<div class="big fl clearfix">
<div class="image fr">
<div id="dnn_Special_PaneG" class="Special_PaneG DNNEmptyPane"></div>
</div>
<div class="describe fl">
<div id="dnn_Special_PaneH" class="Special_PaneH DNNEmptyPane"></div>
</div>
</div>
<div class="little fr">
<div id="dnn_Special_PaneI" class="Special_PaneI DNNEmptyPane"></div>
</div>
</div>
<div id="dnn_Special_Full_PaneB" class="Special_Full_PaneB DNNEmptyPane"></div>
</div>
</div>
</div>
<div class="dnn_layout">
<div class="content_mid clearfix">
<div class="pane_layout">
<div class="row">
<div class="col-sm-4">
<div id="dnn_RowEight_Grid4_Pane1" class="RowEight_Grid4_Pane1 DNNEmptyPane"></div>
</div>
<div class="col-sm-4">
<div id="dnn_RowEight_Grid4_Pane2" class="RowEight_Grid4_Pane2 DNNEmptyPane"></div>
</div>
<div class="col-sm-4">
<div id="dnn_RowEight_Grid4_Pane3" class="RowEight_Grid4_Pane3 DNNEmptyPane"></div>
</div>
</div>
<div class="row">
<div class="col-sm-3">
<div id="dnn_RowNine_Grid3_Pane1" class="RowNine_Grid3_Pane1 DNNEmptyPane"></div>
</div>
<div class="col-sm-6">
<div id="dnn_RowNine_Grid6_Pane" class="RowNine_Grid6_Pane DNNEmptyPane"></div>
</div>
<div class="col-sm-3">
<div id="dnn_RowNine_Grid3_Pane2" class="RowNine_Grid3_Pane2 DNNEmptyPane"></div>
</div>
</div>
<div class="row">
<div class="col-md-3 col-sm-6">
<div id="dnn_RowTen_Grid3_Pane1" class="RowTen_Grid3_Pane1 DNNEmptyPane"></div>
</div>
<div class="col-md-3 col-sm-6">
<div id="dnn_RowTen_Grid3_Pane2" class="RowTen_Grid3_Pane2 DNNEmptyPane"></div>
</div>
<div class="clearfix visible-sm"></div>
<div class="col-md-3 col-sm-6">
<div id="dnn_RowTen_Grid3_Pane3" class="RowTen_Grid3_Pane3 DNNEmptyPane"></div>
</div>
<div class="col-md-3 col-sm-6">
<div id="dnn_RowTen_Grid3_Pane4" class="RowTen_Grid3_Pane4 DNNEmptyPane"></div>
</div>
</div>
</div>
</div>
</div>
<div id="dnn_Full_Screen_PaneD" class="Full_Screen_PaneD DNNEmptyPane"></div>
<div class="dnn_layout">
<div class="content_mid clearfix">
<div class="pane_layout">
<div class="row">
<div class="col-sm-12">
<div id="dnn_ContentPane" class="ContentPane DNNEmptyPane"></div>
</div>
</div>
</div>
</div>
</div>
<div class="background5 career">
<div class="dnn_layout">
<div class="content_mid">
<div id="dnn_InsideFullPaneA" class="InsideFullPaneA DNNEmptyPane"></div>
<div class="main_box2 clearfix">
<div class="big2 fl clearfix">
<div class="image2 fr">
<div id="dnn_InsidePaneA" class="InsidePaneA DNNEmptyPane"></div>
</div>
<div class="describe2 fl">
<div id="dnn_InsidePaneB" class="InsidePaneB DNNEmptyPane"></div>
</div>
</div>
<div class="little2 fr">
<div id="dnn_InsidePaneC" class="InsidePaneC DNNEmptyPane"></div>
</div>
</div>
<div id="dnn_InsideFullPaneB" class="InsideFullPaneB DNNEmptyPane"></div>
</div>
</div>
</div>
<div id="dnn_Full_Screen_PaneE" class="Full_Screen_PaneE DNNEmptyPane"></div>
<div class="dnn_layout">
<div class="content_mid clearfix">
<div class="pane_layout">
<div class="row">
<div class="col-md-3 col-sm-6">
<div id="dnn_RowEleven_Grid3_Pane1" class="RowEleven_Grid3_Pane1 DNNEmptyPane"></div>
</div>
<div class="col-md-3 col-sm-6">
<div id="dnn_RowEleven_Grid3_Pane2" class="RowEleven_Grid3_Pane2 DNNEmptyPane"></div>
</div>
<div class="clearfix visible-sm"></div>
<div class="col-md-3 col-sm-6">
<div id="dnn_RowEleven_Grid3_Pane3" class="RowEleven_Grid3_Pane3 DNNEmptyPane"></div>
</div>
<div class="col-md-3 col-sm-6">
<div id="dnn_RowEleven_Grid3_Pane4" class="RowEleven_Grid3_Pane4 DNNEmptyPane"></div>
</div>
</div>
<div class="row">
<div class="col-sm-3">
<div id="dnn_RowTwelve_Grid3_Pane1" class="RowTwelve_Grid3_Pane1 DNNEmptyPane"></div>
</div>
<div class="col-sm-6">
<div id="dnn_RowTwelve_Grid6_Pane" class="RowTwelve_Grid6_Pane DNNEmptyPane"></div>
</div>
<div class="col-sm-3">
<div id="dnn_RowTwelve_Grid3_Pane2" class="RowTwelve_Grid3_Pane2 DNNEmptyPane"></div>
</div>
</div>
<div class="row">
<div class="col-sm-4">
<div id="dnn_RowThirteen_Grid4_Pane1" class="RowThirteen_Grid4_Pane1 DNNEmptyPane"></div>
</div>
<div class="col-sm-4">
<div id="dnn_RowThirteen_Grid4_Pane2" class="RowThirteen_Grid4_Pane2 DNNEmptyPane"></div>
</div>
<div class="col-sm-4">
<div id="dnn_RowThirteen_Grid4_Pane3" class="RowThirteen_Grid4_Pane3 DNNEmptyPane"></div>
</div>
</div>
</div>
</div>
</div>
<div id="dnn_Full_Screen_PaneF" class="Full_Screen_PaneF DNNEmptyPane"></div>
<div class="dnn_layout">
<div class="content_mid clearfix">
<div class="pane_layout">
<div class="row">
<div class="col-sm-9">
<div id="dnn_RowFourteen_Grid9_Pane" class="RowFourteen_Grid9_Pane DNNEmptyPane"></div>
</div>
<div class="col-sm-3">
<div id="dnn_RowFourteen_Grid3_Pane" class="RowFourteen_Grid3_Pane DNNEmptyPane"></div>
</div>
</div>
<div class="row">
<div class="col-sm-8">
<div id="dnn_RowFifteen_Grid8_Pane" class="RowFifteen_Grid8_Pane DNNEmptyPane"></div>
</div>
<div class="col-sm-4">
<div id="dnn_RowFifteen_Grid4_Pane" class="RowFifteen_Grid4_Pane DNNEmptyPane"></div>
</div>
</div>
<div class="row">
<div class="col-sm-7">
<div id="dnn_RowSixteen_Grid7_Pane" class="RowSixteen_Grid7_Pane DNNEmptyPane"></div>
</div>
<div class="col-sm-5">
<div id="dnn_RowSixteen_Grid5_Pane" class="RowSixteen_Grid5_Pane DNNEmptyPane"></div>
</div>
</div>
<div class="row">
<div class="col-sm-6">
<div id="dnn_RowSeventeen_Grid6_Pane1" class="RowSeventeen_Grid6_Pane1 DNNEmptyPane"></div>
</div>
<div class="col-sm-6">
<div id="dnn_RowSeventeen_Grid6_Pane2" class="RowSeventeen_Grid6_Pane2 DNNEmptyPane"></div>
</div>
</div>
<div class="row">
<div class="col-sm-5">
<div id="dnn_RowEighteen_Grid5_Pane" class="RowEighteen_Grid5_Pane DNNEmptyPane"></div>
</div>
<div class="col-sm-7">
<div id="dnn_RowEighteen_Grid7_Pane" class="RowEighteen_Grid7_Pane DNNEmptyPane"></div>
</div>
</div>
<div class="row">
<div class="col-sm-4">
<div id="dnn_RowNineteen_Grid4_Pane" class="RowNineteen_Grid4_Pane DNNEmptyPane"></div>
</div>
<div class="col-sm-8">
<div id="dnn_RowNineteen_Grid8_Pane" class="RowNineteen_Grid8_Pane DNNEmptyPane"></div>
</div>
</div>
<div class="row">
<div class="col-sm-3">
<div id="dnn_RowTwenty_Grid3_Pane" class="RowTwenty_Grid3_Pane DNNEmptyPane"></div>
</div>
<div class="col-sm-9">
<div id="dnn_RowTwenty_Grid9_Pane" class="RowTwenty_Grid9_Pane DNNEmptyPane"></div>
</div>
</div>
</div>
</div>
</div>
<div id="dnn_Full_Screen_PaneG" class="Full_Screen_PaneG DNNEmptyPane"></div>
<div class="dnn_layout">
<div class="content_mid clearfix">
<div class="pane_layout">
<div class="row">
<div class="col-sm-12">
<div id="dnn_BottomPane" class="BottomPane DNNEmptyPane"></div>
</div>
</div>
</div>
</div>
</div>
<div id="dnn_Full_Screen_PaneH" class="Full_Screen_PaneH DNNEmptyPane"></div>
<div class="footer_mid clearfix">
<div class="row">
<div class="col-sm-9">
<div id="dnn_Full_Screen_PaneI_1" class="Full_Screen_PaneI_1 DNNEmptyPane"></div>
</div>
<div class="col-sm-3">
<div id="dnn_Full_Screen_PaneI_2" class="Full_Screen_PaneI_2 DNNEmptyPane"></div>
</div>
</div>
</div>
<div id="dnn_BottomOutPane" class="BottomOutPane DNNEmptyPane"></div>
<div class="clearfix"></div>
</section>
<!-- Footer -->
<footer class="footer_box">
<div class="foot_bg ">
<div class="clearfix"></div>
<div id="dnn_Full_Screen_FootPaneA" class="Full_Screen_FootPaneA DNNEmptyPane"></div>
<div class="dnn_layout">
<div class="footer_mid clearfix">
<div class="row">
<div class="col-sm-7 ">
<div id="dnn_FootPaneA" class="FootPaneA DNNEmptyPane"></div>
</div>
<div class="col-sm-5 ">
<div id="dnn_FootPaneB" class="FootPaneB DNNEmptyPane"></div>
</div>
</div>
<div class="row">
<div class="col-md-3 col-sm-6">
<div id="dnn_FootPaneC" class="FootPaneC DNNEmptyPane"></div>
</div>
<div class="col-md-3 col-sm-6">
<div id="dnn_FootPaneD" class="FootPaneD DNNEmptyPane"></div>
</div>
<div class="clearfix visible-sm"></div>
<div class="col-md-3 col-sm-6">
<div id="dnn_FootPaneE" class="FootPaneE DNNEmptyPane"></div>
</div>
<div class="col-md-3 col-sm-6">
<div id="dnn_FootPaneF" class="FootPaneF DNNEmptyPane"></div>
</div>
</div>
<div class="row">
<div class="col-sm-12">
<div id="dnn_FootPaneG" class="FootPaneG DNNEmptyPane"></div>
</div>
</div>
</div>
</div>
<div id="dnn_Full_Screen_FootPaneB" class="Full_Screen_FootPaneB ">
<div class="DnnModule DnnModule-DNN_HTML DnnModule-2635 DnnVersionableControl"><a name="2635"></a>
<div class="DNNContainer_noTitle">
<div id="dnn_ctr2635_ContentPane"><!-- Start_Module_2635 -->
<div id="dnn_ctr2635_ModuleContent" class="DNNModuleContent ModDNNHTMLC">
<div id="dnn_ctr2635_HtmlModule_lblContent">
<div class="footer_social"> <a href="https://www.linkedin.com/company/d-a--davidson-&-co-" target="_blank"><span class="fa fa-linkedin"></span></a>
<a href=" https://twitter.com/DADavidsonCo" target="_blank"><span class="fa fa-twitter"></span></a><a href="https://www.facebook.com/DADavidsonCo/" target="_blank"><span class="fa fa-facebook"></span></a>
</div>
<div class="footer_link"><a href="/Portals/0/bus-corp/Disclosures/da_davidson_companies/privacy_statement.pdf">Privacy & Cookies</a> <span class="sep">/</span> <a href="/Disclosures">Important Disclosures</a><span
class="sep">/</span> <a href="/Financials">Financials</a><span class="sep">/</span><a href="/Corporate-Contacts">Corporate Contacts</a>
<p style="font-weight: 600;">©2021 D.A. Davidson Companies. All Rights Reserved. D.A. Davidson & Co. <a href="http://www.sipc.org">Member SIPC.</a></p>
</div>
</div>
</div><!-- End_Module_2635 -->
</div>
<div class="clear"></div>
</div>
</div>
</div>
<div class="clearfix"></div>
</div>
<div class="footer_bottom ElementHide-xs ElementHide-sm ElementHide-md ElementHide-lg">
<div class="dnn_layout">
<div class="footer_mid clearfix">
<div class="copyright_style">
<span id="dnn_dnnCOPYRIGHT_lblCopyright" class="footer ElementHide-xs ElementHide-sm ElementHide-md ElementHide-lg">Copyright 2022 by D.A. Davidson Companies, All Rights Reserved. Member FINRA.</span>
<span class="sep ElementHide-xs ElementHide-sm ElementHide-md ElementHide-lg">|</span>
<a id="dnn_dnnPRIVACY_hypPrivacy" class="terms ElementHide-xs ElementHide-sm ElementHide-md ElementHide-lg" rel="nofollow" href="https://dadavidson.com/Privacy">Privacy Statement</a>
<span class="sep ElementHide-xs ElementHide-sm ElementHide-md ElementHide-lg ElementHide-xs ElementHide-sm ElementHide-md ElementHide-lg">|</span>
<a id="dnn_dnnTERMS_hypTerms" class="terms ElementHide-xs ElementHide-sm ElementHide-md ElementHide-lg" rel="nofollow" href="https://dadavidson.com/Terms">Terms Of Use</a>
</div>
<div id="dnn_FooterPane" class="FooterPane DNNEmptyPane"></div>
</div>
</div>
</div>
</footer>
<div id="to_top" class=" "></div>
<!-- Footer End -->
</div>
<script type="text/javascript" src="/Portals/_default/Skins/20067-UnlimitedColorsPack-049/scripts/script.js"></script>
<script type="text/javascript" src="/Portals/_default/Skins/20067-UnlimitedColorsPack-049/scripts/custom.js"></script>
<input name="ScrollTop" type="hidden" id="ScrollTop">
<input name="__dnnVariable" type="hidden" id="__dnnVariable" autocomplete="off"
value="`{`trackLinks`:`false`,`__scdoff`:`1`,`sf_siteRoot`:`/`,`sf_tabId`:`173`,`evoq_TabId`:`173`,`evoq_PageLanguage`:`en-US`,`evoq_ContentItemId`:`-1`,`evoq_UrlReferrer`:``,`evoq_UrlPath`:`http%3a%2f%2fdadavidson.com%2fDisclosures%3futm_source%3dPinpointe%2b-%2bSpecial%2bOffers%2bno%2bml%26utm_medium%3demail%26utm_campaign%3dD.A.%2bDavidson%2bDedicated%2bEmail%2b4%252F20%252F2022`,`evoq_UrlQuery`:`%3fTabId%3d173%26utm_source%3dPinpointe%2b-%2bSpecial%2bOffers%2bno%2bml%26utm_medium%3demail%26utm_campaign%3dD.A.%2bDavidson%2bDedicated%2bEmail%2b4%252f20%252f2022%26language%3den-US`,`evoq_ContentItemReferrer`:`-1`,`evoq_PersonalizedUrlReferrer`:`-1`,`evoq_DisableAnalytics`:`False`}">
<input name="__RequestVerificationToken" type="hidden" value="yFa3Y0ZK9odUNt-vj1TgeAsWb6U-VwDKtwoPlKv70ybnEct-k2Pj63sBzTKvYXqJ3Ls4sA2">
<script type="text/javascript" src="/DesktopModules/DNNGo_xPlugin/Resource/js/dnngo-xplugin.js?cdv=20220420.651"></script>
</form>Text Content
|
* WHO WE ARE
* About Us
* Leadership
* Community Involvement
* WHAT WE DO
* Wealth Management
* Trust Services
* Investment Management
* Equity Capital Markets
* Investment Banking
* Fixed Income Capital Markets
* Public Finance
* Municipal Investment Management
* Contact Us
* News
* Careers
* Client Login
* Individual Investor
* Equity Capital Markets
* Trust Services
*
|
* +WHO WE ARE
* About Us
* Leadership
* Community Involvement
* +WHAT WE DO
* Wealth Management
* Trust Services
* Investment Management
* Equity Capital Markets
* Investment Banking
* Fixed Income Capital Markets
* Public Finance
* Municipal Investment Management
* Contact Us
* News
* Careers
* +Client Login
* Individual Investor
* Equity Capital Markets
* Trust Services
IMPORTANT DISCLOSURES
IMPORTANT DISCLOSURES
Home/ Important Disclosures
D.A. Davidson has assembled the important information below for clients
regarding their accounts and services that D.A. Davidson offers. Should you have
any questions, please reach out to your Financial Professional.
--------------------------------------------------------------------------------
D.A. DAVIDSON & CO.
FORM CRS – CLIENT RELATIONSHIP SUMMARY
REGULATION BEST INTEREST DISCLOSURES
FEES AND SERVICES INFORMATION
INVESTMENT ADVISORY
Form ADV 2A: Firm Brochure
Form ADV 2A: Wrap Fee Brochure
PRODUCTS AND SERVICES DISCLOSURES
Alternative Investments
Bonds (Fixed-Income)
Cash Management Program
Certificates of Deposit (CD)
Closed End Funds
Exchange-Traded Funds (ETF)
Exchange-Traded Notes (ETN)
Individual Equities (Stocks)
Life Insurance and Annuities
Margin Disclosure Statement
Money Market Mutual Funds
Municipal Bonds (Fixed-Income)
Mutual Funds
Options
Option Booklet & Uncovered Writing Disclosure Statement
Real Estate Investment Trusts (REIT)
Treasuries and Other U.S. Government Guaranteed Bonds (Fixed-Income)
Unit Investment Trusts (UIT)
Your Retirement Plan Considerations
OTHER IMPORTANT INFORMATION
eDelivery Terms and Conditions
Extreme Market Conditions
SEC Order Routing Execution Disclosure
SEC Share Class Selection Disclosure Initiative Settlement
--------------------------------------------------------------------------------
DAVIDSON FIXED INCOME MANAGEMENT, INC.
Form ADV 2A: Firm Brochure
--------------------------------------------------------------------------------
DAVIDSON INVESTMENT ADVISORS, INC.
Form ADV 2A: Firm Brochure
Form ADV 2A: Wrap Fee Brochure
Form CRS: Client Relationship Summary
Proxy Voting Policies
--------------------------------------------------------------------------------
D.A. DAVIDSON COMPANIES
Business Continuity
Fraud Prevention
Privacy Policy
Providing Personal Information to Third Party Data Aggregators
Social Media Disclosure
Client Annual Disclosures
--------------------------------------------------------------------------------
Members: NASDAQ | FINRA | SIPC
VIEW
D. A. Davidson & Co.
Davidson Fixed Income Management, Inc.
Davidson Investment Advisors, Inc.
D. A. Davidson Companies
--------------------------------------------------------------------------------
INVESTOR EDUCATION
FINRA Investor Resources
SEC Investor Resources
MSRB Investor Resources
Securities Investor Protection Corporation
Privacy & Cookies / Important Disclosures/ Financials/Corporate Contacts
©2021 D.A. Davidson Companies. All Rights Reserved. D.A. Davidson & Co. Member
SIPC.
Copyright 2022 by D.A. Davidson Companies, All Rights Reserved. Member FINRA. |
Privacy Statement | Terms Of Use