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    <p style="color:#fff;clear:both;margin-top:20px">By confirming your participation to this webinar, you may be contacted by the sponsor, but you can unsubscribe at any time. All personal data will be handled according to NICE Actimize's
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Text Content

WEBINAR


CONNECTING THE DOTS:


THE ROLE OF TRADE SURVEILLANCE IN DRIVING OPERATIONAL RESILIENCE


18 MAY 2022


10AM SINGAPORE / HONG KONG | 12PM SYDNEY

DURATION: 1 HOUR


OVERVIEW

From Hong Kong, Singapore, and Australia across to Basel, regulators are
increasingly pushing both the buy and sell-side alike to implement a range of
operational resilience best practices to enhance market integrity and preserve
financial system stability.

This refocus promises to force new rules and compliance requirements upon firms,
thrusting operational resilience front-and-centre. However, it is increasingly
clear that this is not just a matter of regulatory compliance. When implemented
correctly, measures to ensure operational resilience will create new
opportunities for trading teams to improve their agility and deliver greater
value to customers and other stakeholders.

In this webinar, our panel of experts redraws the lines between operational
resilience and trade surveillance, underlining the need for interoperability,
appropriate controls, and a modernised approach to the use of data and analytics
that can adapt to changes in the market environment and manage a remote
workforce.


KEY THEMES:

 * Defining risk and regulatory expectations on ensuring operational resiliency
   and upholding market integrity
 * Expectations on ESG and anti-greenwashing rules and their impact on the
   surveillance function
 * Market abuse trends and scenarios, and how firms are managing conduct risk
   through surveillance
 * Surveillance programme modernisation through the cloud and model
   customisation


REGISTRATION


First Name *
Last Name *
Business Email *
Job Title *
Company Name *
Company Type *
Country *







By confirming your participation to this webinar, you may be contacted by the
sponsor, but you can unsubscribe at any time. All personal data will be handled
according to NICE Actimize's privacy policy.

Your personal data will be handled according to Regulation Asia's privacy policy

For enquiries please email us here.


SPEAKERS



Paul Cottee
Director, Global Markets Compliance Advisory
NICE Actimize

Ashok John
Managing Director, Head of Surveillance Asia, Head of Equities Compliance Asia
J.P. Morgan

Rushabh Mehta
Partner, Financial Services Advisory
EY Hong Kong

Brad Maclean
Co-founder
Regulation Asia

TBC


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 * Privacy Policy

Copyright © 2022 inAsia Media Pte Ltd, 51 Goldhill Plaza, #07-10 Singapore
308900 (Company no. 201508203N)

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