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Submission: On January 07 via api from NL — Scanned from NL
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Skip to search field Skip to main content An official website of the United States government Here’s how you know Here’s how you know Official websites use .gov A .gov website belongs to an official government organization in the United States. Secure .gov websites use HTTPS A lock (LockA locked padlock) or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites. SEC homepage Menu Close Search SEC.gov & EDGAR Search * Search Filings SEARCH FILINGS * Full Text Search * Latest Filings * Mutual Fund Search * Variable Insurance Products Search * SIC Codes * CIK Lookup * Public Dissemination Service (PDS) * Search Assistance * Submit Filings SUBMIT FILINGS * EDGAR Filer Management Portal * EDGAR Filing Portal * Online Forms Management Portal * EDGAR Next * Forms Index * Technical Specifications * Filer Support & Resources * Data & Research DATA & RESEARCH * SEC & Markets Data * Taxonomies * Data Visualizations * Rules, Enforcement, & Compliance * RULES & REGULATIONS * Rulemaking Activity * Statutes & Regulations * Staff Guidance * No-Action, Interpretive, and Exemptive Letters * Self-Regulatory Organization Rulemaking * Public Petitions for Rulemaking * ENFORCEMENT & LITIGATION * Litigation Releases * Administrative Proceedings * Administrative Law Judge Orders and Initial Decisions * Trading Suspensions * Distributions to Harmed Investors * Receiverships * COMPLIANCE * Examination Priorities * Risk Alerts * Compliance Outreach Program * * Proposed Rules * What's New * Whistleblower Program * Securities Topics SECURITIES TOPICS * Crypto Assets * Cybersecurity * Saving and Investing for Military Personnel * Market Structure * Saving and Investing for Teachers * About ABOUT * Mission * Commissioners * Divisions & Offices * Division & Office Directors * Advisory Committees * Budget & Performance * Diversity, Equity, Inclusion, and Accessibility * Reports & Publications * Commission Votes * Contact the SEC * Careers * Submit a Tip or Complaint * Newsroom * | * Investors * Small Businesses * Whistleblowers * Newsroom * | * Investors * Small Businesses * Whistleblowers Search SEC.gov & EDGAR Search 1. Home 2. Home HOME We make markets work better. Founded to help our country respond to the Great Depression, we’re the agency that protects investors from misconduct, promotes fairness & efficiency in the securities markets, and facilitates capital formation for those looking to hire, innovate, and grow. About the SEC QUICK LINKS We work together to make a positive impact on America’s economy, our capital markets, and people’s lives. * Check Rulemaking Activity * Search EDGAR * Learn About Investing * View Commission Votes * Read Enforcement News * Submit your Filings * Check Investment Professionals * Enviar un Dato - Recursos en Español OFFICE HOURS WITH GARY GENSLER: FRAUD AND DECEPTION IN ARTIFICIAL INTELLIGENCE Since antiquity, bad actors have found new ways to deceive the public. With artificial intelligence, fraudsters have a new tool to exploit. Joe Kennedy, though, said it best: “The Commission will make war without quarter on any who sell securities by fraud or misrepresentation.” CONTINUE READING LATEST NEWS View All Latest News * Press Release TAI MO SHAN TO PAY $123 MILLION FOR NEGLIGENTLY MISLEADING INVESTORS ABOUT STABILITY OF TERRA USD Dec. 20, 2024 * Press Release SEC ADOPTS RULE AMENDMENTS TO THE BROKER-DEALER CUSTOMER PROTECTION RULE Dec. 20, 2024 UPCOMING EVENTS View All Upcoming Events * Jan 08 SEC Meetings and Other Events CLOSED MEETING * Jan 10 SEC Meetings and Other Events CLOSED MEETING SEC RULEMAKING The SEC engages in rulemaking through a transparent process guided by the Administrative Procedure Act and informed by public comment. Members of the public are invited to share comments on proposed rulemakings. Submit a Comment At Investor.gov, the SEC provides investors with the resources to make informed investment decisions. Visit Investor.gov YOU'LL FIND: * Financial tools and calculators * Investing FAQs * Tips to avoid investment fraud * Timely investor alerts Return to top SEC homepage * ABOUT THE SEC * Budget & Performance * Careers * Commission Votes * Contact * Contracts * TRANSPARENCY * Accessibility & Disability * Artificial Intelligence * Diversity, Equity, Inclusion, & Accessibility * FOIA * Inspector General * No FEAR Act & EEO Data * Ombuds * WEBSITES * Investor.gov * Related Sites * USA.gov * SITE INFORMATION * Plain Writing * Privacy & Security * Site Map STAY CONNECTED. SIGN UP FOR EMAIL UPDATES. Your email address Sign Up * X * Facebook * Instagram * RSS * YouTube * Email Updates