professionalcredential.nga.finra.org
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URL:
https://professionalcredential.nga.finra.org/
Submission: On November 10 via automatic, source certstream-suspicious — Scanned from DE
Submission: On November 10 via automatic, source certstream-suspicious — Scanned from DE
Form analysis 2 forms found in the DOM
POST https://www.finra.org/finrabrand/search
<form action="https://www.finra.org/finrabrand/search" method="post" id="search-header-form" accept-charset="UTF-8">
<fieldset class="js-form-item js-form-type-textfield form-type-textfield js-form-item-field-full-search-form form-item-field-full-search-form form-group">
<input placeholder="Search FINRA" name="field_full_search_form" data-drupal-selector="edit-field-full-search-form" type="text" id="edit-field-full-search-form" value="" size="70" maxlength="60" class="form-control">
</fieldset>
<input placeholder="Search FINRA" data-drupal-selector="edit-submit" type="submit" id="edit-submit" name="op" value="Search" class="button js-form-submit form-submit btn btn- btn-primary"
data-drupal-states="{"disabled":{":input[name=\u0022field_full_search_form\u0022]":{"empty":true}}}">
<input autocomplete="off" data-drupal-selector="form-1mr-r3nstqxprkq09eff6fjwfo6couavp5ezmqyrea4" type="hidden" name="form_build_id" value="form-1Mr_R3nSTqxprKQ09Eff6fJWFo6CoUaVP5ezmqYREa4" class="form-control">
<input data-drupal-selector="edit-search-header-form" type="hidden" name="form_id" value="search_header_form" class="form-control">
</form><form _ngcontent-ng-c1150809833="" novalidate="" class="big-top-margin ng-pristine ng-valid-email ng-untouched ng-invalid">
<div _ngcontent-ng-c1150809833="" layout="column" class="normal-top-margin layout-align-xs-center-center mb-4"><span _ngcontent-ng-c1150809833="" class="mb-3 text-2xl">Contact Information</span>
<div _ngcontent-ng-c1150809833="" layout="row" layout-xs="column" layout-align-xs="center center" layout-align="start center" class="layout-xs-column layout-align-xs-center-center layout-align-start-center layout-row"><label
_ngcontent-ng-c1150809833="" for="firstNameInput" class="input-label flex-gt-xs-15">First Name:</label><input _ngcontent-ng-c1150809833="" formcontrolname="firstName" id="firstNameInput" name="firstName"
class="w-102 p-1 ng-untouched ng-pristine ng-invalid"><!----></div>
<div _ngcontent-ng-c1150809833="" layout="row" layout-xs="column" layout-align-xs="center center" layout-align="start center" class="layout-xs-column layout-align-xs-center-center layout-align-start-center layout-row"><label
_ngcontent-ng-c1150809833="" for="lastNameInput" class="input-label flex-gt-xs-15">Last Name:</label><input _ngcontent-ng-c1150809833="" formcontrolname="lastName" id="lastNameInput" name="lastName" flex-gt-xs="50" required=""
aria-invalid="true" class="w-102 p-1 ng-untouched ng-pristine ng-invalid"><!----></div>
<div _ngcontent-ng-c1150809833="" layout="row" layout-xs="column" layout-align-xs="center center" layout-align="start center" class="layout-xs-column layout-align-xs-center-center layout-align-start-center layout-row"><label
_ngcontent-ng-c1150809833="" for="titleInput" class="input-label flex-gt-xs-15">Title:</label><input _ngcontent-ng-c1150809833="" formcontrolname="title" id="titleInput" name="title" flex-gt-xs="50" required="" aria-invalid="true"
class="w-102 p-1 ng-untouched ng-pristine ng-invalid"><!----></div>
<div _ngcontent-ng-c1150809833="" layout="row" layout-xs="column" layout-align-xs="center center" layout-align="start center" class="layout-xs-column layout-align-xs-center-center layout-align-start-center layout-row"><label
_ngcontent-ng-c1150809833="" for="organizationInput" class="input-label flex-gt-xs-15">Organization:</label><input _ngcontent-ng-c1150809833="" formcontrolname="organization" id="organizationInput" name="organization" flex-gt-xs="50"
required="" aria-invalid="true" class="w-102 p-1 ng-untouched ng-pristine ng-invalid"><!----><!----></div>
<div _ngcontent-ng-c1150809833="" layout="row" layout-xs="column" layout-align-xs="center center" layout-align="start center" class="layout-xs-column layout-align-xs-center-center layout-align-start-center layout-row"><label
_ngcontent-ng-c1150809833="" for="phoneInput" class="input-label flex-gt-xs-15">Phone Number:</label><input _ngcontent-ng-c1150809833="" formcontrolname="phone" id="phoneInput" name="phone" flex-gt-xs="50" required="" aria-invalid="true"
class="w-102 p-1 ng-untouched ng-pristine ng-invalid"><!----></div>
<div _ngcontent-ng-c1150809833="" layout="row" layout-xs="column" layout-align-xs="center center" layout-align="start center" class="small-bottom-margin layout-xs-column layout-align-xs-center-center layout-align-start-center layout-row"><label
_ngcontent-ng-c1150809833="" for="emailInput" class="input-label flex-gt-xs-15">Email Address:</label><input _ngcontent-ng-c1150809833="" formcontrolname="fromAddress" id="emailInput" name="fromAddress" type="email" aria-invalid="true"
class="w-102 p-1 ng-untouched ng-pristine ng-invalid"><!----><!----></div>
</div>
<div _ngcontent-ng-c1150809833="">
<p _ngcontent-ng-c1150809833="" class="text-lg">Please indicate whether this is a new submission or an update to a currently listed designation.</p><mat-radio-group _ngcontent-ng-c1150809833="" role="radiogroup" formcontrolname="isNewPD"
aria-label="Select an option" class="mat-mdc-radio-group ng-untouched ng-pristine ng-valid"><mat-radio-button _ngcontent-ng-c1150809833="" class="mat-mdc-radio-button mat-accent mat-mdc-radio-checked" id="mat-radio-2">
<div class="mdc-form-field">
<div class="mdc-radio">
<div class="mat-mdc-radio-touch-target"></div><input type="radio" class="mdc-radio__native-control" id="mat-radio-2-input" name="mat-radio-group-0" value="true" tabindex="0">
<div class="mdc-radio__background">
<div class="mdc-radio__outer-circle"></div>
<div class="mdc-radio__inner-circle"></div>
</div>
<div mat-ripple="" class="mat-ripple mat-radio-ripple mat-mdc-focus-indicator">
<div class="mat-ripple-element mat-radio-persistent-ripple"></div>
</div>
</div><label class="mdc-label" for="mat-radio-2-input">New Submission</label>
</div>
</mat-radio-button><span _ngcontent-ng-c1150809833="" class="mx-3"></span><mat-radio-button _ngcontent-ng-c1150809833="" class="mat-mdc-radio-button mat-accent" id="mat-radio-3">
<div class="mdc-form-field">
<div class="mdc-radio">
<div class="mat-mdc-radio-touch-target"></div><input type="radio" class="mdc-radio__native-control" id="mat-radio-3-input" name="mat-radio-group-0" value="false" tabindex="-1">
<div class="mdc-radio__background">
<div class="mdc-radio__outer-circle"></div>
<div class="mdc-radio__inner-circle"></div>
</div>
<div mat-ripple="" class="mat-ripple mat-radio-ripple mat-mdc-focus-indicator">
<div class="mat-ripple-element mat-radio-persistent-ripple"></div>
</div>
</div><label class="mdc-label" for="mat-radio-3-input">Designation Update</label>
</div>
</mat-radio-button></mat-radio-group>
</div><br _ngcontent-ng-c1150809833="">
<div _ngcontent-ng-c1150809833="" aria-hidden="false" class="input-label"><span _ngcontent-ng-c1150809833="" class="font-bold mr-2 text-xl">New Submission</span><br _ngcontent-ng-c1150809833=""><span _ngcontent-ng-c1150809833="">Please provide the
following information regarding your designation, completing all fields.</span></div><!----><!---->
<hr _ngcontent-ng-c1150809833=""><!---->
<div _ngcontent-ng-c1150809833="" class="flex flex-row gap-3 mb-3">
<div _ngcontent-ng-c1150809833="" class="w-4"><span _ngcontent-ng-c1150809833="" class="font-bold mr-2"> 1. </span></div>
<div _ngcontent-ng-c1150809833="" class="grow">
<div _ngcontent-ng-c1150809833="" layout="row" class="layout-row"><span _ngcontent-ng-c1150809833="" class="small-left-padding mb-3">What is the acronym for this professional designation?</span><!----></div>
<div _ngcontent-ng-c1150809833=""><input _ngcontent-ng-c1150809833="" formcontrolname="acronym" id="acronymInput" name="acronym" aria-invalid="true" class="p-2 ng-untouched ng-pristine ng-invalid"><label _ngcontent-ng-c1150809833=""
for="acronymInput" class="small-text ml-2">(Enter the Acronym with no periods.)</label></div>
</div>
</div>
<hr _ngcontent-ng-c1150809833="">
<div _ngcontent-ng-c1150809833="" class="flex flex-row gap-3 mb-3">
<div _ngcontent-ng-c1150809833="" class="w-4"><span _ngcontent-ng-c1150809833="" class="font-bold mr-2"> 2. </span></div>
<div _ngcontent-ng-c1150809833="" class="grow">
<div _ngcontent-ng-c1150809833="" layout="row" class="layout-row"><span _ngcontent-ng-c1150809833="" class="small-left-padding mb-3">What does this acronym stand for?</span><!----></div>
<div _ngcontent-ng-c1150809833=""><input _ngcontent-ng-c1150809833="" formcontrolname="acronymInfo" id="acronymInfoInput" name="acronymInfo" required="" aria-invalid="true" class="w-102 p-2 ng-untouched ng-pristine ng-invalid"></div>
</div>
</div>
<hr _ngcontent-ng-c1150809833="">
<div _ngcontent-ng-c1150809833="" class="flex flex-row gap-3">
<div _ngcontent-ng-c1150809833="" class="w-4"><span _ngcontent-ng-c1150809833="" class="font-bold mr-2">3.</span></div>
<div _ngcontent-ng-c1150809833="" class="grow">
<div _ngcontent-ng-c1150809833="" layout="row" class="layout-row"><span _ngcontent-ng-c1150809833="" class="small-left-padding mb-3">What are the stated areas of expertise for this designation?</span><!----></div><textarea
_ngcontent-ng-c1150809833="" formcontrolname="expertise" name="expertise" rows="3" md-select-on-focus="" md-no-resize="" md-no-autogrow="" flex="100" required="" aria-invalid="true"
class="ng-pristine w-102 p-2 ng-untouched ng-invalid"></textarea>
</div>
</div>
<hr _ngcontent-ng-c1150809833="">
<div _ngcontent-ng-c1150809833="" class="flex flex-row gap-3 mb-3">
<div _ngcontent-ng-c1150809833="" class="w-4"><span _ngcontent-ng-c1150809833="" class="font-bold mr-2"> 4. </span></div>
<div _ngcontent-ng-c1150809833="" class="grow">
<div _ngcontent-ng-c1150809833="" layout="row" class="layout-row"><span _ngcontent-ng-c1150809833="" class="small-left-padding mb-3">What organization issues this designation?</span><!----></div><input _ngcontent-ng-c1150809833=""
formcontrolname="organizationInfo" id="organizationInfoInput" name="organizationInfo" required="" aria-invalid="true" class="w-102 p-2 ng-untouched ng-pristine ng-invalid">
</div>
</div>
<hr _ngcontent-ng-c1150809833="">
<div _ngcontent-ng-c1150809833="" class="flex flex-row gap-3 mb-3">
<div _ngcontent-ng-c1150809833="" class="w-4"><span _ngcontent-ng-c1150809833="" class="font-bold mr-2"> 5. </span></div>
<div _ngcontent-ng-c1150809833="" class="grow">
<div _ngcontent-ng-c1150809833="" layout="row" class="layout-row"><span _ngcontent-ng-c1150809833="" class="small-left-padding mb-3">What is the issuing organization's website address (URL)?</span><!----></div><input
_ngcontent-ng-c1150809833="" formcontrolname="organizationURL" id="aorganizationURLInput" name="organizationURL" required="" aria-invalid="true" class="w-102 p-2 ng-untouched ng-pristine ng-invalid">
</div>
</div>
<hr _ngcontent-ng-c1150809833="">
<div _ngcontent-ng-c1150809833="" class="flex flex-row gap-3 mb-3">
<div _ngcontent-ng-c1150809833="" class="w-4"><span _ngcontent-ng-c1150809833="" class="font-bold mr-2"> 6. </span></div>
<div _ngcontent-ng-c1150809833="" class="grow">
<div _ngcontent-ng-c1150809833="">
<p _ngcontent-ng-c1150809833="" class="small-left-padding mb-3">What prerequisites, including degree requirements and work experience are required to obtain this designation?</p><!---->
</div><textarea _ngcontent-ng-c1150809833="" formcontrolname="prerequesites" name="prerequesites" rows="3" md-select-on-focus="" flex="100" required="" aria-invalid="true" class="w-102 p-2 ng-untouched ng-pristine ng-invalid"></textarea>
</div>
</div>
<hr _ngcontent-ng-c1150809833="">
<div _ngcontent-ng-c1150809833="" class="flex flex-row gap-3 mb-3">
<div _ngcontent-ng-c1150809833="" class="w-4"><span _ngcontent-ng-c1150809833="" class="font-bold mr-2"> 7. </span></div>
<div _ngcontent-ng-c1150809833="" class="grow">
<div _ngcontent-ng-c1150809833="" layout="row" class="layout-row"><span _ngcontent-ng-c1150809833="" class="small-left-padding mb-3">What are the additional training requirements for this designation?</span><!----></div><textarea
_ngcontent-ng-c1150809833="" formcontrolname="education" name="education" rows="3" md-select-on-focus="" md-no-resize="" md-no-autogrow="" flex="100" required="" aria-invalid="true"
class="w-102 p-2 ng-untouched ng-pristine ng-invalid"></textarea>
</div>
</div>
<hr _ngcontent-ng-c1150809833="">
<div _ngcontent-ng-c1150809833="" class="flex flex-row gap-3 mb-3">
<div _ngcontent-ng-c1150809833="" class="w-4"><span _ngcontent-ng-c1150809833="" class="font-bold mr-2"> 8. </span></div>
<div _ngcontent-ng-c1150809833="" class="grow">
<div _ngcontent-ng-c1150809833="" layout="row" class="layout-row"><span _ngcontent-ng-c1150809833="" class="small-left-padding mb-3">What exams must an individual pass to receive this designation?</span><!----></div><textarea
_ngcontent-ng-c1150809833="" formcontrolname="examinations" name="examinations" rows="3" md-select-on-focus="" md-no-resize="" md-no-autogrow="" flex="100" required="" aria-invalid="true"
class="w-102 p-2 ng-untouched ng-pristine ng-invalid"></textarea>
</div>
</div>
<hr _ngcontent-ng-c1150809833="">
<div _ngcontent-ng-c1150809833="" class="flex flex-row gap-3 mb-3">
<div _ngcontent-ng-c1150809833="" class="w-4"><span _ngcontent-ng-c1150809833="" class="font-bold mr-2"> 9. </span></div>
<div _ngcontent-ng-c1150809833="" class="grow">
<div _ngcontent-ng-c1150809833="" layout="row" class="layout-row"><span _ngcontent-ng-c1150809833="" class="small-left-padding mb-3">What are the continuing education requirements for this designation?</span><!----></div><textarea
_ngcontent-ng-c1150809833="" formcontrolname="experience" name="experience" rows="3" md-select-on-focus="" md-no-resize="" md-no-autogrow="" flex="100" required="" aria-invalid="true"
class="w-102 p-2 ng-untouched ng-pristine ng-invalid"></textarea>
</div>
</div>
<hr _ngcontent-ng-c1150809833="">
<section _ngcontent-ng-c1150809833="" formgroupname="additionalFields" class="ng-untouched ng-pristine ng-invalid">
<div _ngcontent-ng-c1150809833="" class="flex flex-row gap-3 mb-3">
<div _ngcontent-ng-c1150809833="" class="w-4"><span _ngcontent-ng-c1150809833="" class="font-bold mr-2"> 10. </span></div>
<div _ngcontent-ng-c1150809833="" class="grow">
<div _ngcontent-ng-c1150809833="" flex-gt-sm="60" flex="90" class="layout-column flex-gt-sm-60 flex-90">
<div _ngcontent-ng-c1150809833="" layout="row"><span _ngcontent-ng-c1150809833="" class="smaller-left-padding mb-3">Does the issuing organization have an investor complaint process?</span></div>
<div _ngcontent-ng-c1150809833="" class="flex flex-row gap-4 items-center"><mat-radio-group _ngcontent-ng-c1150809833="" role="radiogroup" formcontrolname="isInvestorComplaint" aria-label="Select an option"
class="mat-mdc-radio-group ng-untouched ng-pristine ng-invalid"><mat-radio-button _ngcontent-ng-c1150809833="" class="mat-mdc-radio-button mat-accent" id="mat-radio-5">
<div class="mdc-form-field">
<div class="mdc-radio">
<div class="mat-mdc-radio-touch-target"></div><input type="radio" class="mdc-radio__native-control" id="mat-radio-5-input" name="mat-radio-group-3" value="true" tabindex="0">
<div class="mdc-radio__background">
<div class="mdc-radio__outer-circle"></div>
<div class="mdc-radio__inner-circle"></div>
</div>
<div mat-ripple="" class="mat-ripple mat-radio-ripple mat-mdc-focus-indicator">
<div class="mat-ripple-element mat-radio-persistent-ripple"></div>
</div>
</div><label class="mdc-label" for="mat-radio-5-input">Yes</label>
</div>
</mat-radio-button><span _ngcontent-ng-c1150809833="" class="mx-3"></span><mat-radio-button _ngcontent-ng-c1150809833="" class="mat-mdc-radio-button mat-accent" id="mat-radio-6">
<div class="mdc-form-field">
<div class="mdc-radio">
<div class="mat-mdc-radio-touch-target"></div><input type="radio" class="mdc-radio__native-control" id="mat-radio-6-input" name="mat-radio-group-3" value="false" tabindex="0">
<div class="mdc-radio__background">
<div class="mdc-radio__outer-circle"></div>
<div class="mdc-radio__inner-circle"></div>
</div>
<div mat-ripple="" class="mat-ripple mat-radio-ripple mat-mdc-focus-indicator">
<div class="mat-ripple-element mat-radio-persistent-ripple"></div>
</div>
</div><label class="mdc-label" for="mat-radio-6-input">No</label>
</div>
</mat-radio-button></mat-radio-group><!----></div><!---->
<div _ngcontent-ng-c1150809833="" layout="row"><span _ngcontent-ng-c1150809833="" class="medium-left-padding mb-3">Is there a webpage for the investor complaint process?</span></div>
<div _ngcontent-ng-c1150809833="" class="flex flex-row gap-4 items-center"><mat-radio-group _ngcontent-ng-c1150809833="" role="radiogroup" formcontrolname="isInvestorWebsite" aria-label="Select an option"
class="mat-mdc-radio-group ng-untouched ng-pristine ng-invalid"><mat-radio-button _ngcontent-ng-c1150809833="" class="mat-mdc-radio-button mat-accent" id="mat-radio-8">
<div class="mdc-form-field">
<div class="mdc-radio">
<div class="mat-mdc-radio-touch-target"></div><input type="radio" class="mdc-radio__native-control" id="mat-radio-8-input" name="mat-radio-group-6" value="true" tabindex="0">
<div class="mdc-radio__background">
<div class="mdc-radio__outer-circle"></div>
<div class="mdc-radio__inner-circle"></div>
</div>
<div mat-ripple="" class="mat-ripple mat-radio-ripple mat-mdc-focus-indicator">
<div class="mat-ripple-element mat-radio-persistent-ripple"></div>
</div>
</div><label class="mdc-label" for="mat-radio-8-input">Yes</label>
</div>
</mat-radio-button><span _ngcontent-ng-c1150809833="" class="mx-3"></span><mat-radio-button _ngcontent-ng-c1150809833="" class="mat-mdc-radio-button mat-accent" id="mat-radio-9">
<div class="mdc-form-field">
<div class="mdc-radio">
<div class="mat-mdc-radio-touch-target"></div><input type="radio" class="mdc-radio__native-control" id="mat-radio-9-input" name="mat-radio-group-6" value="false" tabindex="0">
<div class="mdc-radio__background">
<div class="mdc-radio__outer-circle"></div>
<div class="mdc-radio__inner-circle"></div>
</div>
<div mat-ripple="" class="mat-ripple mat-radio-ripple mat-mdc-focus-indicator">
<div class="mat-ripple-element mat-radio-persistent-ripple"></div>
</div>
</div><label class="mdc-label" for="mat-radio-9-input">No</label>
</div>
</mat-radio-button></mat-radio-group><!----></div><!---->
</div>
</div>
</div>
<hr _ngcontent-ng-c1150809833="">
<div _ngcontent-ng-c1150809833="" class="flex flex-row gap-3 mb-3">
<div _ngcontent-ng-c1150809833="" class="w-4"><span _ngcontent-ng-c1150809833="" class="font-bold mr-2"> 11. </span></div>
<div _ngcontent-ng-c1150809833="" class="grow">
<div _ngcontent-ng-c1150809833="" flex-gt-sm="60" flex="90" class="layout-column flex-gt-sm-60 flex-90">
<div _ngcontent-ng-c1150809833="" layout="row"><span _ngcontent-ng-c1150809833="">Does the issuing organization have a public list of disciplined designees?</span></div>
<div _ngcontent-ng-c1150809833="" class="flex flex-row gap-4 items-center"><mat-radio-group _ngcontent-ng-c1150809833="" role="radiogroup" formcontrolname="isDisciplineProcess" aria-label="Select an option"
class="mat-mdc-radio-group ng-untouched ng-pristine ng-invalid"><mat-radio-button _ngcontent-ng-c1150809833="" class="mat-mdc-radio-button mat-accent" id="mat-radio-11">
<div class="mdc-form-field">
<div class="mdc-radio">
<div class="mat-mdc-radio-touch-target"></div><input type="radio" class="mdc-radio__native-control" id="mat-radio-11-input" name="mat-radio-group-9" value="true" tabindex="0">
<div class="mdc-radio__background">
<div class="mdc-radio__outer-circle"></div>
<div class="mdc-radio__inner-circle"></div>
</div>
<div mat-ripple="" class="mat-ripple mat-radio-ripple mat-mdc-focus-indicator">
<div class="mat-ripple-element mat-radio-persistent-ripple"></div>
</div>
</div><label class="mdc-label" for="mat-radio-11-input">Yes</label>
</div>
</mat-radio-button><span _ngcontent-ng-c1150809833="" class="mx-3"></span><mat-radio-button _ngcontent-ng-c1150809833="" class="mat-mdc-radio-button mat-accent" id="mat-radio-12">
<div class="mdc-form-field">
<div class="mdc-radio">
<div class="mat-mdc-radio-touch-target"></div><input type="radio" class="mdc-radio__native-control" id="mat-radio-12-input" name="mat-radio-group-9" value="false" tabindex="0">
<div class="mdc-radio__background">
<div class="mdc-radio__outer-circle"></div>
<div class="mdc-radio__inner-circle"></div>
</div>
<div mat-ripple="" class="mat-ripple mat-radio-ripple mat-mdc-focus-indicator">
<div class="mat-ripple-element mat-radio-persistent-ripple"></div>
</div>
</div><label class="mdc-label" for="mat-radio-12-input">No</label>
</div>
</mat-radio-button></mat-radio-group><!----></div><!---->
<div _ngcontent-ng-c1150809833="" layout="row"><span _ngcontent-ng-c1150809833="" class="medium-left-padding">Is there a webpage for the public list of disciplined designees?</span></div>
<div _ngcontent-ng-c1150809833="" class="flex flex-row gap-4 items-center"><mat-radio-group _ngcontent-ng-c1150809833="" role="radiogroup" formcontrolname="isDisciplineWebsite" aria-label="Select an option"
class="mat-mdc-radio-group ng-untouched ng-pristine ng-invalid"><mat-radio-button _ngcontent-ng-c1150809833="" class="mat-mdc-radio-button mat-accent" id="mat-radio-14">
<div class="mdc-form-field">
<div class="mdc-radio">
<div class="mat-mdc-radio-touch-target"></div><input type="radio" class="mdc-radio__native-control" id="mat-radio-14-input" name="mat-radio-group-12" value="true" tabindex="0">
<div class="mdc-radio__background">
<div class="mdc-radio__outer-circle"></div>
<div class="mdc-radio__inner-circle"></div>
</div>
<div mat-ripple="" class="mat-ripple mat-radio-ripple mat-mdc-focus-indicator">
<div class="mat-ripple-element mat-radio-persistent-ripple"></div>
</div>
</div><label class="mdc-label" for="mat-radio-14-input">Yes</label>
</div>
</mat-radio-button><span _ngcontent-ng-c1150809833="" class="mx-3"></span><mat-radio-button _ngcontent-ng-c1150809833="" class="mat-mdc-radio-button mat-accent" id="mat-radio-15">
<div class="mdc-form-field">
<div class="mdc-radio">
<div class="mat-mdc-radio-touch-target"></div><input type="radio" class="mdc-radio__native-control" id="mat-radio-15-input" name="mat-radio-group-12" value="false" tabindex="0">
<div class="mdc-radio__background">
<div class="mdc-radio__outer-circle"></div>
<div class="mdc-radio__inner-circle"></div>
</div>
<div mat-ripple="" class="mat-ripple mat-radio-ripple mat-mdc-focus-indicator">
<div class="mat-ripple-element mat-radio-persistent-ripple"></div>
</div>
</div><label class="mdc-label" for="mat-radio-15-input">No</label>
</div>
</mat-radio-button></mat-radio-group><!----></div><!---->
</div>
</div>
</div>
<hr _ngcontent-ng-c1150809833="">
<div _ngcontent-ng-c1150809833="" class="flex flex-row gap-3 mb-3">
<div _ngcontent-ng-c1150809833="" class="w-4"><span _ngcontent-ng-c1150809833="" class="font-bold mr-2">12.</span></div>
<div _ngcontent-ng-c1150809833="" class="grow">
<div _ngcontent-ng-c1150809833="">
<div _ngcontent-ng-c1150809833="" layout="column">
<div _ngcontent-ng-c1150809833="" layout="row" flex="100"><span _ngcontent-ng-c1150809833="">Is there an online resource for investors to locate or check the status of an investment professional with this designation?</span></div>
<div _ngcontent-ng-c1150809833="" class="flex flex-row gap-4 items-center"><mat-radio-group _ngcontent-ng-c1150809833="" role="radiogroup" formcontrolname="isInvestorStatusCheck" aria-label="Select an option"
class="mat-mdc-radio-group ng-untouched ng-pristine ng-invalid"><mat-radio-button _ngcontent-ng-c1150809833="" class="mat-mdc-radio-button mat-accent" id="mat-radio-17">
<div class="mdc-form-field">
<div class="mdc-radio">
<div class="mat-mdc-radio-touch-target"></div><input type="radio" class="mdc-radio__native-control" id="mat-radio-17-input" name="mat-radio-group-15" value="true" tabindex="0">
<div class="mdc-radio__background">
<div class="mdc-radio__outer-circle"></div>
<div class="mdc-radio__inner-circle"></div>
</div>
<div mat-ripple="" class="mat-ripple mat-radio-ripple mat-mdc-focus-indicator">
<div class="mat-ripple-element mat-radio-persistent-ripple"></div>
</div>
</div><label class="mdc-label" for="mat-radio-17-input">Yes</label>
</div>
</mat-radio-button><span _ngcontent-ng-c1150809833="" class="mx-3"></span><mat-radio-button _ngcontent-ng-c1150809833="" class="mat-mdc-radio-button mat-accent" id="mat-radio-18">
<div class="mdc-form-field">
<div class="mdc-radio">
<div class="mat-mdc-radio-touch-target"></div><input type="radio" class="mdc-radio__native-control" id="mat-radio-18-input" name="mat-radio-group-15" value="false" tabindex="0">
<div class="mdc-radio__background">
<div class="mdc-radio__outer-circle"></div>
<div class="mdc-radio__inner-circle"></div>
</div>
<div mat-ripple="" class="mat-ripple mat-radio-ripple mat-mdc-focus-indicator">
<div class="mat-ripple-element mat-radio-persistent-ripple"></div>
</div>
</div><label class="mdc-label" for="mat-radio-18-input">No</label>
</div>
</mat-radio-button></mat-radio-group><!----></div>
</div><!---->
</div>
</div>
</div>
<hr _ngcontent-ng-c1150809833="">
<div _ngcontent-ng-c1150809833="" class="flex flex-row gap-3 mb-3">
<div _ngcontent-ng-c1150809833="" class="w-4"><span _ngcontent-ng-c1150809833="" class="font-bold mr-2"><span _ngcontent-ng-c1150809833="" class="font-bold mr-2">13.</span></span></div>
<div _ngcontent-ng-c1150809833="" class="grow">
<div _ngcontent-ng-c1150809833="">
<p _ngcontent-ng-c1150809833="" class="smaller-left-padding mb-3"> Please provide any additional information that may be helpful in determining if this designation is appropriate for inclusion on the FINRA Professional Designation Listing
</p>
</div>
<div _ngcontent-ng-c1150809833=""><textarea _ngcontent-ng-c1150809833="" formcontrolname="addtlInfo" name="addtlInfo" rows="3" class="w-102 p-2 ng-untouched ng-pristine ng-valid"></textarea></div>
</div>
</div>
</section>
</form>Text Content
FINRA UTILITY MENU * About FINRA * Careers * BrokerCheck * Data * Media Center * For Firms * Contact Us Log In FINRA Data For the Public FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist. LOG IN FinPro For Industry Professionals Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks. LOG IN FINRA Gateway For Member Firms Firm compliance professionals can access filings and requests, run reports and submit support tickets. LOG IN DR Portal For Case Participants Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal. LOG IN Need Help? | Check Systems Status Log In to other FINRA systems FINRA MAIN NAVIGATION * Rules & Guidance * Registration, Exams & CE * Events & Training * Filing & Reporting * Compliance Tools * For Investors SUBMIT YOUR ORGANIZATION'S PROFESSIONAL DESIGNATION Important: This form should be submitted only by a representative of the issuing organization. Representatives of organizations issuing professional designations may submit or update their securities, investment or financial professional designation for possible inclusion in FINRA's listing of designations by completing the following form. For new submissions, please complete this form in its entirety for each designation you are submitting. For designations currently in FINRA's listing of designations, please complete only the fields you want to update, FINRA reserves the right to determine which designations are appropriate for our listing. Contact Information First Name: Last Name: Title: Organization: Phone Number: Email Address: Please indicate whether this is a new submission or an update to a currently listed designation. New Submission Designation Update New Submission Please provide the following information regarding your designation, completing all fields. -------------------------------------------------------------------------------- 1. What is the acronym for this professional designation? (Enter the Acronym with no periods.) -------------------------------------------------------------------------------- 2. What does this acronym stand for? -------------------------------------------------------------------------------- 3. What are the stated areas of expertise for this designation? -------------------------------------------------------------------------------- 4. What organization issues this designation? -------------------------------------------------------------------------------- 5. What is the issuing organization's website address (URL)? -------------------------------------------------------------------------------- 6. What prerequisites, including degree requirements and work experience are required to obtain this designation? -------------------------------------------------------------------------------- 7. What are the additional training requirements for this designation? -------------------------------------------------------------------------------- 8. What exams must an individual pass to receive this designation? -------------------------------------------------------------------------------- 9. What are the continuing education requirements for this designation? -------------------------------------------------------------------------------- 10. Does the issuing organization have an investor complaint process? Yes No Is there a webpage for the investor complaint process? Yes No -------------------------------------------------------------------------------- 11. Does the issuing organization have a public list of disciplined designees? Yes No Is there a webpage for the public list of disciplined designees? Yes No -------------------------------------------------------------------------------- 12. Is there an online resource for investors to locate or check the status of an investment professional with this designation? Yes No -------------------------------------------------------------------------------- 13. 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