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 * Action
 * 7 Plan Truths
 * For Plan Sponsors
 * For Advisors
 * Contact Us
 * Disclosure

   Action
   7 Plan Truths
   For Plan Sponsors
   For Advisors
   Contact Us
   Disclosure
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TRUSTED BUSINESS ADVISOR GROUP

401(K), 403(B) AND PENSION FIDUCIARY INVESTMENT MANAGERS

Learn More


SEVEN SIMPLE TRUTHS PLAN SPONSORS SHOULD KNOW



YES, YOU ARE A FIDUCIARY.

Always act in the participants best interest.

YOU CAN DELEGATE SOME FIDUCIARY RESPONSIBILITY

Insulate liability

UNDERSTAND YOUR PLAN'S FEES

All of Them

FORM AN INVESTMENT COMMITTEE

Meet Regularly

ASK THE RIGHT QUESTIONS

Do you know the questions to ask?

MAINTAIN YOUR INVESTMENT POLICY STATEMENT

Do you have one?

MONITOR YOUR PLAN!

Are you bench marking your plan regularly against live bids in the market?



WHAT WE DO

70% OF PLANS ARE EITHER OBSOLETE OR OUT OF COMPLIANCE,

THE MAJORITY OF THE REST ARE JUST MINIMALLY ACCEPTABLE.

WE HELP BRING A STANDARD OF EXCELLENCE TO PLANS.

INVESTMENTS

Accept Fiduciary Investment Manager Role - 3(38)

Select and maintain plan investment line up

Select and monitor plan QDIA

 

PLAN GOVERNANCE

Fiduciary Training

Fee Analysis & Plan Benchmarking

Fiduciary Investment Reviews

Fiduciary Plan Reviews

Fiduciary Diagnostics

PARTICIPANT OUTCOMES

Customized Education Policies

Participant Education

Participant Financial Behavior / Wellness

Smart Dollar



ADVISORS - WHY USE US

WE ARE ABOUT YOU, YOUR PRACTICE AND SUPPORTING YOU WITH YOUR CLIENT
RELATIONSHIPS.

WE DON'T COMPETE WITH YOU

PART OF YOUR TEAM

In fact, we want to shine a light on you. Our goal is to provide support to your
client's retirement plans in a way that enhances your relationship with them.
All we do is retirement plans but we understand and can support your other
planning efforts and provide some backdoor protections for your relationship.

YOUR INVESTMENT MODELS IN THE PLAN

CONTINUITY OF INVESTMENTS

You manage the personal assets of plan participants in a way that reflects your
own unique investment approach and philosophy. When you get to the retirement
plan assets, you typically have to adopt a competely different approach. We can
incorporate your investment models into our line ups, giving you continuity with
all the clients assets and better positioning you for rollovers.

SOLVE FIDUCIARY ISSUE

DOL FIDUCIARY ISSUES?

We accept fiduciary responsibility for plan investments. The difference is we
will talk with you and your clients to support your relationship. This allows
you to continue the relationship with the plan sponsor and participants in a way
that suits your business plan, as well as your compliance requirements.

ANY PROVIDER

ENHANCE WHAT YOU HAVE IN PLACE

We work with any plan provider. You don't need to move the plan to work with us.
We want to reduce your workload, not create more.



LEARN MORE

SEND US A NOTE

6720 N Scottsdale Rd, Suite 375
Scottsdale, AZ 85253
602.689.3330
602.689.3330
david@thetbagroup.com
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DISCLOSURE

 

THIS SITE IS ONLY INTENDED FOR CLIENTS AND INTERESTED INVESTORS RESIDING IN
STATES AND COUNTRIES IN WHICH TRUSTED BUSINESS ADVISOR TEAM, LLC, DBA. TRUSTED
BUSINESS ADVISOR GROUP (TBA GROUP) IS QUALIFIED TO CONDUCT INVESTMENT ADVISORY
SERVICES. TRUSTED BUSINESS ADVISOR TEAM IS AN AZ REGISTERED INVESTMENT ADVISER
WITH OFFICES IN SCOTTSDALE, AZ. TBA GROUP MAY ONLY TRANSACT BUSINESS IN THOSE
STATES OR COUNTRIES IN WHICH IT IS REGISTERED, OR QUALIFIES FOR AN EXEMPTION OR
EXCLUSION FROM REGISTRATION REQUIREMENTS. FOR NON-CLIENTS OF THE FIRM, TBA
GROUP'S WEBSITE IS LIMITED TO THE DISSEMINATION OF GENERAL INFORMATION
PERTAINING TO ITS INVESTMENT ADVISORY SERVICES.

PLEASE CONTACT DAVID CARROLL AT 480.483.1510 TO FIND OUT IF WE MAY CONDUCT
ADVISORY BUSINESS IN THE STATE OR COUNTRY WHERE YOU RESIDE. ACCORDINGLY, TBA
GROUP DOES NOT, AND WILL NOT, EFFECT OR ATTEMPT TO EFFECT TRANSACTIONS IN
SECURITIES, OR THE RENDERING OF PERSONALIZED INVESTMENT ADVICE FOR COMPENSATION,
THROUGH THIS WEBSITE. ANY SUBSEQUENT, DIRECT COMMUNICATION WITH A PROSPECTIVE
CLIENT SHALL BE CONDUCTED BY A TBA GROUP REPRESENTATIVE WHO IS EITHER REGISTERED
OR QUALIFIES FOR AN EXEMPTION OR EXCLUSION FROM REGISTRATION IN THE STATE OR
COUNTRY WHERE THE PROSPECTIVE CLIENT RESIDES.






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