origin.williamoneil.com Open in urlscan Pro
63.71.211.204  Public Scan

Submitted URL: http://www.williamoneil.com/legal
Effective URL: https://origin.williamoneil.com/about-us/legal/
Submission: On April 30 via api from BE — Scanned from DE

Form analysis 0 forms found in the DOM

Text Content

Privacy Policy and Terms of Use

By accessing or using this site, and/or other William O’Neil + Company Inc.
services/products, you consent and agree to William O’Neil + Company Inc.’s
Privacy Policy and Terms of Use.

Accept
 * What We Do
 * Research 
   *  
   * Research Library
   * Equity Research
   * Bespoke Research
   * Focus Lists
   * Global Sector Strategy
   * Derivatives
   * IPO Rewind
   * AlphaScope®
   * PANARAY®
   * Data Feed
   *  
 * About Us 
   *  
   * Our Team
   * 50-Year Heritage
   * Press
   * Contacts
   * Careers
   * Affiliates
   * Legal
   *  
 * 

Legal


LEGAL

 * Legal
 * AML Policy
 * CIP & Reg S-P Notices
 * Privacy
 * Business Continuity Plan

LEGAL | WILLIAM O'NEIL+CO

William O’Neil + Company, as an SEC Registered Investment Adviser, is a strictly
regulated entity. As such, the company adopts policies to comply with all rules
and requirements that are relevant to our business.


LEGAL NOTICES


GENERAL

The services on this site are provided by William O’Neil + Co. Incorporated, an
SEC Registered Investment Adviser. We only offer investment advisory services in
jurisdictions where it is lawful for us to act as an investment advisor.


ANALYST CERTIFICATION

The analysts primarily responsible for preparing the report certify that: (i)
the views about the companies and their securities expressed in the report
accurately reflect his/her personal views, and (ii) no part of his/her
compensation was, is, or will be, directly or indirectly, related to specific
recommendations or views expressed in the report.


NO INVESTMENT BANKING

William O’Neil + Company and its affiliates do not engage in investment banking
and do not make a market in any securities. Neither William O’Neil + Company nor
any of its affiliates have, during the past 12 months, received any compensation
from any of the companies discussed in the research reports produced by William
O’Neil + Company. None of the companies discussed in such reports are, or have
been during the past 12 months, clients of William O’Neil + Company or its
affiliates.


PROPRIETARY POSITIONS

William O’Neil + Company does not maintain proprietary positions in any
securities. Employees of William O’Neil + Company and/or its affiliates may now
or in the future own positions in the companies discussed in the research
reports produced by William O’Neil + Company. As of the end of the month
immediately preceding the date of publication of such reports, none of such
employees or affiliates beneficially owned 1% or more of the common equity
securities of any of the companies discussed in such reports.


NO WARRANTY

The information and data presented on this website has been obtained or derived
from sources which we believe to be reliable. However, we do not guarantee the
accuracy, completeness or timeliness of information or data obtained from
outside sources and we disclaim any express or implied warranty with respect to
such information or data.


PAST PERFORMANCE MAY NOT BE INDICATIVE OF FUTURE PERFORMANCE

The past performance of any stocks or investment strategies discussed on this
website should not be viewed as an indication or guarantee of future
performance.


INFORMATIONAL PURPOSES ONLY

This site is for informational purposes only and, unless otherwise noted,
nothing contained herein is to be construed a recommendation to buy, hold or
sell any securities. The securities and investment strategies discussed on this
website may not be suitable for all investors. Investors must make their own
decisions based upon their investment objectives, financial position and tax
considerations.


LIMITATIONS ON USE OF STOCK CHARTS

We furnish stock charts in certain of our publications and services. The charts
provide certain current and historical information, but are not a substitute for
a comprehensive analysis of the individual stocks. The charts should not be
relied upon as the sole factor in determining whether to buy, sell or hold a
particular stock. Rather, institutional investors will review and evaluate
additional information before making investment decisions, such as the company’s
SEC filings, business model, industry fundamentals, management team, and
product/service lines.


USE OF LINKS

A link to a service or site outside of this website is not an endorsement of
such service or site.


PERFORMANCE CHARTS


U.S. FOCUS LIST AND GLOBAL FOCUS LIST DEVELOPED AND EMERGING

Performance results do not represent actual trading and may not reflect the
impact that material economic and market factors might have had on the
investment decision-making process if actually managing client money. There is
substantial speculative risk in most international stocks. Past performance is
not necessarily an indication of future performance. Percent gains and losses
are calculated for all issues that remain on the “Buy Recommendations” at the
end of the week. For issues that were added to the “Buy Recommendations”
intra-week, the basis used to calculate the percent change is the price noted
when the issue appeared as a “BUY RECOMMENDATIONS” in the Global Focus List
Confidential Alert. For issues that were “Removed” intra-week, the selling price
used to calculate the percent change is the price noted when the issue appeared
as “Removed” in the Global Focus List Confidential Alert.


GLOBAL FOCUS LIST FRONTIER

Performance results do not represent actual trading and may not reflect the
impact that material economic and market factors might have had on the
investment decision-making process if actually managing client money. There is
substantial speculative risk in most international stocks. Past performance is
not necessarily an indication of future performance. Performance computations
for the Global Focus List reflect a time-weighted rate of return. All holdings
are rebalanced to equal dollar amounts daily. Dividends are not considered in
computations. Commissions used in calculations are 50 basis points for stocks in
the Global Focus List Emerging Markets and 20 basis points for stocks in the
Global Focus List Developed Markets. Percent gains and losses are calculated for
all issues that remain on the “Buy Recommendations” at the end of the week. For
issues that were added to the “Buy Recommendations” intra-week, the basis used
to calculate the percent change is the price noted when the issue appeared as a
“BUY RECOMMENDATIONS” in the Global Focus List Confidential Alert. For issues
that were “Removed” intra-week, the selling price used to calculate the percent
change is the price noted when the issue appeared as “Removed” in the Global
Focus List Confidential Alert. The iShares MSCI EAFE Index Fund seeks to provide
investment results that correspond generally to the price and yield performance,
before fees and expenses, of publicly traded securities in the European,
Australasian and Far Eastern markets, as measured by the MSCI EAFE Index. The
iShares MSCI Emerging Markets Index Fund seeks to provide investment results
that correspond generally to the price and yield performance, before fees and
expenses, of publicly traded securities in emerging markets, as represented by
the MSCI Emerging Markets Index.


 * Legal
 * Privacy
 * Terms of Use
 * Contacts
 * Site map
 * Careers
 * PANARAY Terms and Conditions

©2024 William O'Neil + Company, Inc.


OK