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 * Extranet


ESMA AND NCAS TO COORDINATE SUPERVISORY ACTIVITIES ON MIFID II PRE-TRADE
CONTROLS



ESMA has launched a Common Supervisory Action with National Competent
Authorities, with the objective of assessing the implementation of pre-trade
controls (PTCs) by EU investment firms using algorithmic trading techniques.

The CSA will cover the following aspects:

 * Implementation of PTCs, including their calibration methodology and the use
   of hard and soft blocks in the design of PTCs; 
 * Establishment of credit and risk limits and their interaction with PTCs;
 * Monitoring and governance framework related to PTCs; 
 * Implementation and monitoring of PTCs in case of outsourcing of trading
   activity to third countries.



More about


ESMA PRESENTS METHODOLOGY FOR CLIMATE RISK STRESS TESTING AND ANALYSIS OF THE
FINANCIAL IMPACT OF GREENWASHING CONTROVERSIES



ESMA published two articles, one outlining an approach to modelling the impact
of asset price shocks from adverse scenarios involving climate-related risks,
the other exploring the use of ESG controversies for the purpose of monitoring
greenwashing risk.

 



More about


ESMA PROPOSES CHANGES AND UPDATES TIMELINE FOR ITS GUIDELINES ON FUNDS’ NAMES



ESMA provides an update on the status of its guidelines on ESG and
sustainability-related terms in fund names, including details on the timing of
their publication. ESMA has decided to postpone the adoption of the Guidelines
to ensure that the outcome of these reviews may be fully considered.



More about


ESAS PUT FORWARD AMENDMENTS TO SUSTAINABILITY DISCLOSURES FOR THE FINANCIAL
SECTOR



The ESAs published their Final Report amending the draft RTS to the Delegated
Regulation supplementing the Sustainable Finance Disclosure Regulation (SFDR).
The ESAs propose adding new social indicators and streamlining the framework for
the disclosure of principal adverse impacts of investment decisions on the
environment and society.



More about


ESMA STRATEGIC PRIORITIES FOR THE NEXT FIVE YEARS & 2024 WORK PROGRAMME



ESMA will focus on strengthening supervision, enhancing the protection of retail
investors, fostering effective markets and financial stability, enabling
sustainable finance, as well as facilitating technological innovation and
effective use of data.



More about
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Previous Next
 * Open Consultations
 * Open Hearings

Consultation on Technical Advice on CSDR Penalty Mechanism 29 February 2024
RESPOND
ESAs joint consultation on second batch of policy mandates under the Digital
Operational Resilience… 04 March 2024
RESPOND
Consultation on draft ITS specifying certain tasks of collection bodies and
certain functionalities… 08 March 2024
RESPOND
Discussion Paper on MiFID II investor protection topics linked to digitalisation
14 March 2024
RESPOND
All Consultations
Webinar on articles on methodology for climate risk stress testing and analysis
of the financial impact of greenwashing controversies 07 February 2024
BOOK
Workshop on Consolidated Tapes for potential applicants 15 February 2024
BOOK
ESAs open hearing on the ESAP draft implementation standards 16 February 2024
BOOK
Workshop on Consolidated Tapes for market participants 14 March 2024
BOOK
All Hearings


SUPERVISION AND CONVERGENCE


SUSTAINABLE FINANCE


DIGITAL FINANCE AND INNOVATION


ACCESS TO FINANCIAL DATA


ESMA PRESENTS METHODOLOGY FOR CLIMATE RISK STRESS TESTING AND ANALYSIS OF THE
FINANCIAL IMPACT OF GREENWASHING CONTROVERSIES

19/12/2023
ESMA50-524821-3073_TRV_Article_Dynamic_modelling_climate_shocks_fund_sector.pdf
Webinar on articles on methodology for climate risk stress testing and analysis
of the financial impact of greenwashing controversies


ESMA UPDATES THE PARAMETERS AND METHODOLOGY FOR MMF STRESS TESTING

19/12/2023
ESMA50-43599798-9011_Final_Report_MMF_ST_Guidelines.pdf



ESMA FINALISES TECHNICAL STANDARDS UNDER THE REVISED ELTIF REGULATION

19/12/2023
ESMA34-1300023242-159_Final_report_ELTIF_RTS.pdf



ESAS PUBLISH FIRST SET OF RULES UNDER DORA FOR ICT AND THIRD-PARTY RISK
MANAGEMENT AND INCIDENT CLASSIFICATION

17/01/2024
JC_2023_83_-_Final_Report_on_draft_RTS_on_classification_of_major_incidents_and_significant_cyber_threats.pdf



ESMA PUBLISHES LATEST EDITION OF ITS NEWSLETTER

11/01/2024
Newsletter_November___December_2023.pdf



ESMA AND NCAS TO COORDINATE SUPERVISORY ACTIVITIES ON MIFID II PRE-TRADE
CONTROLS

11/01/2024



ESMA EXPLORES RISK EXPOSURES TO REAL ESTATE IN EU SECURITIES MARKETS AND
INVESTMENT FUNDS

10/01/2024
ESMA50-524821-3038_Real_estate_markets_-_risk_exposures_in_EU_securities_markets_and_investment_funds.pdf



ESAS CONSULT ON DRAFT IMPLEMENTING TECHNICAL STANDARDS SPECIFYING CERTAIN TASKS
OF COLLECTION BODIES AND CERTAIN FUNCTIONALITIES OF THE EUROPEAN SINGLE ACCESS
POINT

08/01/2024
JC_2023_78_CP_on_ITS_on_ESAP_tasks_of_collection_bodies_and_ESAP_functionalities.pdf
Consultation on draft ITS specifying certain tasks of collection bodies and
certain functionalities of the European Single Access Point
ESAs open hearing on the ESAP draft implementation standards


ESMA CONSULTS ON POSSIBLE CHANGES TO THE SECURITISATION DISCLOSURE TEMPLATES

21/12/2023
ESMA12-2121844265-3053_-_Consultation_Paper_on_the_Securitisation_Disclosure_Templates.pdf
Consultation on the Securitisation Disclosure Templates


ESAS PROPOSE EXTENDING THE EMIR EQUITY OPTION EXEMPTION

20/12/2023
ESA_2023_33_-_Amending_RTS_-_Equity_option_bilateral_margining.pdf



ESMA PRESENTS METHODOLOGY FOR CLIMATE RISK STRESS TESTING AND ANALYSIS OF THE
FINANCIAL IMPACT OF GREENWASHING CONTROVERSIES

19/12/2023
ESMA50-524821-3073_TRV_Article_Dynamic_modelling_climate_shocks_fund_sector.pdf
Webinar on articles on methodology for climate risk stress testing and analysis
of the financial impact of greenwashing controversies


ESMA UPDATES THE PARAMETERS AND METHODOLOGY FOR MMF STRESS TESTING

19/12/2023
ESMA50-43599798-9011_Final_Report_MMF_ST_Guidelines.pdf



ESMA FINALISES TECHNICAL STANDARDS UNDER THE REVISED ELTIF REGULATION

19/12/2023
ESMA34-1300023242-159_Final_report_ELTIF_RTS.pdf



ESAS PUBLISH FIRST SET OF RULES UNDER DORA FOR ICT AND THIRD-PARTY RISK
MANAGEMENT AND INCIDENT CLASSIFICATION

17/01/2024
JC_2023_83_-_Final_Report_on_draft_RTS_on_classification_of_major_incidents_and_significant_cyber_threats.pdf



ESMA PUBLISHES LATEST EDITION OF ITS NEWSLETTER

11/01/2024
Newsletter_November___December_2023.pdf



ESMA AND NCAS TO COORDINATE SUPERVISORY ACTIVITIES ON MIFID II PRE-TRADE
CONTROLS

11/01/2024



ESMA EXPLORES RISK EXPOSURES TO REAL ESTATE IN EU SECURITIES MARKETS AND
INVESTMENT FUNDS

10/01/2024
ESMA50-524821-3038_Real_estate_markets_-_risk_exposures_in_EU_securities_markets_and_investment_funds.pdf



ESAS CONSULT ON DRAFT IMPLEMENTING TECHNICAL STANDARDS SPECIFYING CERTAIN TASKS
OF COLLECTION BODIES AND CERTAIN FUNCTIONALITIES OF THE EUROPEAN SINGLE ACCESS
POINT

08/01/2024
JC_2023_78_CP_on_ITS_on_ESAP_tasks_of_collection_bodies_and_ESAP_functionalities.pdf
Consultation on draft ITS specifying certain tasks of collection bodies and
certain functionalities of the European Single Access Point
ESAs open hearing on the ESAP draft implementation standards


ESMA CONSULTS ON POSSIBLE CHANGES TO THE SECURITISATION DISCLOSURE TEMPLATES

21/12/2023
ESMA12-2121844265-3053_-_Consultation_Paper_on_the_Securitisation_Disclosure_Templates.pdf
Consultation on the Securitisation Disclosure Templates


ESAS PROPOSE EXTENDING THE EMIR EQUITY OPTION EXEMPTION

20/12/2023
ESA_2023_33_-_Amending_RTS_-_Equity_option_bilateral_margining.pdf



ESMA PRESENTS METHODOLOGY FOR CLIMATE RISK STRESS TESTING AND ANALYSIS OF THE
FINANCIAL IMPACT OF GREENWASHING CONTROVERSIES

19/12/2023
ESMA50-524821-3073_TRV_Article_Dynamic_modelling_climate_shocks_fund_sector.pdf
Webinar on articles on methodology for climate risk stress testing and analysis
of the financial impact of greenwashing controversies


ESMA UPDATES THE PARAMETERS AND METHODOLOGY FOR MMF STRESS TESTING

19/12/2023
ESMA50-43599798-9011_Final_Report_MMF_ST_Guidelines.pdf



ESMA FINALISES TECHNICAL STANDARDS UNDER THE REVISED ELTIF REGULATION

19/12/2023
ESMA34-1300023242-159_Final_report_ELTIF_RTS.pdf

Previous Next


WHY SHOULD YOU BE CRYPTO AWARE?

Check MiCA useful reminders


SPOTLIGHT ON MARKETS NEWSLETTER

Focus: Cost and Performance of retail products report


REAL ESTATE MARKETS: RISK EXPOSURES IN SECURITIES MARKETS AND INVESTMENT FUNDS

Check out the new analysis


REPORT ON COSTS AND PERFORMANCE OF EU RETAIL INVESTMENT PRODUCTS

See the findings


SPOTLIGHT ON MARKETS

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