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Effective URL: https://www.cetera.com/cetera-advisor-networks/disclosures
Submission: On June 22 via api from US — Scanned from DE
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For screen-reader mode - click the first button of the websiteAccessibility Screen-Reader Guide, Feedback, and Issue Reporting MAIN NAVIGATION * Business Models * Financial Advisors HOLISTIC SUPPORT FOR ALL YOUR AMBITIONS * Producer Groups LOSE THE CONSTRAINTS, KEEP THE CONTROL * Financial Institutions PARTNERSHIP DEVOTED TO YOUR MISSION * Registered Investment Advisers MORE SCALABLE AND FRICTIONLESS GROWTH * Tax Professionals GROWTH FOR BOTH SIDES OF YOUR BUSINESS * Wirehouse Advisors OWN YOUR FUTURE—ALL OF IT * Solutions * Solutions for Financial Advisors TECH, TOOLS, AND TEAMS TO DRIVE GROWTH * Solutions for Financial Institutions DESIGNED FOR OUTSIZED PROGRAM SUCCESS * Insights * Research and Insights CLEAR GUIDANCE, BALANCED PERSPECTIVE * Latest Publications DIVE INTO TOPICAL RESEARCH AND ANALYSIS * Fed-O-Meter OUR QUICK TAKE ON FED MONETARY POLICY * About * About Cetera SEE WHAT DRIVES US TO DO WHAT WE DO * Philanthropy THE BEST INVESTMENT’S ALWAYS IN OTHERS * Our Values EXPLORE THE FOUNDATION OF OUR CULTURE * Strategic Partners PARTNERSHIP TO EXPAND YOUR CAPABILITIES * Leadership MEET THE TEAM BEHIND YOUR GROWTH * Press Room THE LATEST NEWS AND PRESS RESOURCES * Diversity CREATING OPPORTUNITY FOR EVERYONE SECONDARY MAIN MENU * Login * AdviceWorks® Advisor Portal * AdviceWorks® Client Portal * Find an Advisor * Join Us INVESTOR INFORMATION AND DISCLOSURES Home Investor Information and Disclosures Cetera Advisor Networks WE BELIEVE YOU SHOULD HAVE THE INFORMATION YOU NEED TO MAKE INFORMED CHOICES IN YOUR PURSUIT OF GREATER FINANCIAL WELL-BEING, AND THIS PAGE IS DESIGNED TO MAKE THAT EASIER FOR YOU. CONTACT CETERA ADVISOR NETWORKS If you have questions about your account(s), you should contact your financial professional. If you are having trouble reaching your financial professional or need additional assistance, contact us at: Cetera Advisor Networks 2301 Rosecrans Ave, Ste. 5100 El Segundo, CA 90245 888.406.5444 LEARN MORE You can learn more about your financial professional and Cetera Advisor Networks here: Visit FINRA’s BrokerCheck INVESTOR INFORMATION AND DISCLOSURES Consumer Privacy Notice Additional Information About Cetera Advisor Networks Retirement Partners Insurance Agency Compensation FlexInsured Account Cetera Advisor Networks Business Continuity Plan Summary Cetera Advisor Networks ADV 2A Form CRS: Customer Relationship Summary Legal Notices Privacy Policy Fee Schedule for Pershing Accounts MSRB G-10 Investor Relationship and Investment Information Revenue Cetera Advisor Networks LLC Receives from Registered and Alternative Product Sponsors 529 Plan Disclosure Strategic Partners Insured Deposit Sweep Account Information About Exchange Traded Funds Cetera Custody Services Regulation Best Interest Supplemental Disclosure Cetera Advisor Networks Sweep Program Advisory Services Disclosure Order Routing Disclosure (SEC Rule 606) Things to Consider Before Making an IRA Rollover Brochure MORE ABOUT CETERA FINANCIAL GROUP * Contact Us * FAQ * Careers * Press Room SITES FOR FINANCIAL ADVISORS * Cetera Holdings * Disclosures * Sitemap CETERA ADVISOR FOLLOW US “Cetera Financial Group” refers to the network of independent retail firms encompassing, among others, Cetera Advisors LLC, Cetera Advisor Networks LLC, Cetera Investment Services LLC (marketed as Cetera Financial Institutions or Cetera Investors), and Cetera Financial Specialists LLC. All firms are members FINRA/SIPC. Cetera Financial Group is located at 655 W. Broadway, 11th Floor, San Diego, CA 92101. Individuals affiliated with Cetera firms are either Registered Representatives who offer only brokerage services and receive transaction-based compensation (commissions), Investment Adviser Representatives who offer only investment advisory services and receive fees based on assets, or both Registered Representatives and Investment Adviser Representatives, who can offer both types of services. Learn more about our firm's background and Investment Professionals on FINRA's BrokerCheck. ©2010-2023 Cetera Financial Group® , Inc. | Privacy Policy COOKIE PREFERENCES This website uses cookies to recognize visitors and optimize functionality. Cookies help us collect information related to your preferences or your device, and are mostly used to make the site work as you expect it to. You can choose not to allow certain types of cookies. However, you cannot opt out of our First Party Strictly Necessary Cookies, as they are deployed to ensure the proper functioning of our website (such as prompting the cookie banner). To learn more about the cookies we use, please review the information below. You can change the default settings according to your preference. Cookie Policy Allow All MANAGE CONSENT PREFERENCES STRICTLY NECESSARY COOKIES Always Active These cookies are necessary for the website to function and cannot be switched off in our systems. They are usually only set in response to actions made by you which amount to a request for services, such as setting your privacy preferences. These cookies do not store any personally identifiable information. PERFORMANCE COOKIES Performance Cookies These cookies allow us to count visits and traffic sources so we can measure and improve the performance of our site. 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