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Text Content

“Update your mobile numbers /email IDs with us. Receive alerts on your
Registered Mobile for all debit and other important transactions in your demat
account directly from Exchange/ CDSL on the same day. KYC is one time exercise
while dealing in securities markets - once KYC is done through a SEBI registered
intermediary (broker, DP, Mutual Fund etc.), you need not undergo the same
process again when you approach another intermediary. No need to issue cheques
by investors while subscribing for IPO. Just write the bank account number and
sign in the application form to authorise your bank to make payment in case of
allotment. No worries for refund as the money remains in Investor's account"
 * E-Kyc Demo
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WELCOME TO MANDOT SECURITIES

Get a Call Back








CLIENT SAYS

I CAN SAY THAT THEY HAVE OUTPERFORMED WHAT I FELT AT THE TIME WERE UNATTAINABLE
GOALS. THEY HAVE BEEN HELPFUL AND INFORMATIVE AND PUT SOME ORDER AND DISCIPLINE
BACK INTO MY INVOLVEMENT AS A SMALL INVESTOR WHILE ADDING TO THE ENJOYMENT OF
INVESTING




Rajesh Kumar Kawadiya

MANDOT SECURITIES IS AN EXTREMELY PROFESSIONAL ORGANIZATION AND I ADMIRE THAT.
IT IS AN EXPERIENCE WORKING WITH THE TOP MOST STOCK BROKER IN THE COUNTRY. I AM
ALSO THANKFUL TO MY RELATIONSHIP TEAM AND MANAGEMENTS FROM MANDOT SECURITIES WHO
HAVE HELPED US IN DIFFICULTIES AND WITHOUT WHOM IT WOULD BE IMPOSSIBLE TO REACH
WHERE WE ARE NOW.




Rishabh Jain

I WOULD PERSONALLY RANK FOREMOST TRADING AT THE TOP OF THE LIST WHEN IT COMES TO
PROFESSIONALISM AND OVERALL KNOWLEDGE OF THE FUTURES BUSINESS. IВЂ™M LOOKING
FORWARD TO TRADING WITH THEIR FIRM FOR MANY MORE MARKETS TO COME!




Ritesh Kumar Kakwani

THE BROKERAGE FIRM HAS A GROUP WITH A GREAT ATTITUDE AND SUPER WORK ETHIC.THEY
ARE ALWAYS SO POSITIVE AND SEE THE BRIGHTER SIDE AND THAT IS EXHIBITED BY THE
STAFF.




Yash Kumar Sethi

I AM VERY MUCH ENJOYING APPLYING YOUR TECHNIQUES. MORE THAN ANYTHING THEY HAVE
CAUSED ME TO THINK DIFFERENTLY, ASK MORE QUESTIONS AND BE MORE PATIENT. I ALSO
FEEL IN CONTROL OF MY DESTINY FOR THE FIRST TIME AS AN INVESTOR. I CONTINUE TO
RECOMMEND YOUR COMPANY AND I FIND MORE AND MORE PEOPLE ARE AWARE OF IT. WELL
DONE AND THANKS."




Mausam Rathi




CONTACT US

Submit
Г—
RISK DISCLOSURES ON DERIVATIVES

 * 9 out of 10 individual traders in equity Futures and Option Segment, incurred
   net losses.
 * On an average, loss makers registered net trading loss close to 50,000.
 * Over and above the net trading losses incurres, loss makers expended an
   additional 28% of net trading losses as transaction costs.
 * Those making net trading profits, incurred between 15% to 50% of such profits
   as transaction cost.

AGREE
Contact us
Partner with us

Mandot Securities pvt.Ltd.
Group : Member of NSE, BSE, DP:CDSL, MCX

SEBI Regn. No. : INZ000007435, BSE - 6598, NSE - 90055, DP:CDSL -
IN-DP-CDSL-159-2015 (12082300), MCX-55760, CIN Number : U67120MP2014PTC033380
Issued in the interest of investors: Prevent Unauthorised transactions in your
trading and Demat account. Update your mobile numbers/email IDs with Mandot
Securities pvt.ltd. Receive alerts and information of all debit and other
important transactions in your trading and Demat account directly from
Exchange/Depository on your mobile/email at the end of the day. KYC is a onetime
exercise while dealing in securities markets. Once KYC is done through a SEBI
registered intermediary (broker, DP, Mutual Fund etc.), you need not undergo the
same process again when you approach another intermediary.
A) Attention Investors
1. Stock Brokers can accept securities as margin from clients only by way of
pledge in the depository system w.e.f. September 01, 2020.
2. Update your email id and mobile number with your stock broker / depository
participant and receive OTP directly from depository on your email id and/or
mobile number to create pledge.
3. Check your securities / MF / bonds in the consolidated account statement
issued by NSDL/CDSL every month.
B) Attention Investors!
Beware of fixed/guaranteed/regular returns/ capital protection schemes. Brokers
or their authorized persons or any of their associates are not authorized to
offer fixed/guaranteed/regular returns/ capital protection on your investment or
authorized to enter into any loan agreement with you to pay interest on the
funds offered by you. Please note that in case of default of a member claim for
funds or securities given to the broker under any arrangement/ agreement of
indicative return will not be accepted by the relevant Committee of the Exchange
as per the approved norms. Do not keep funds idle with the Stock Broker. Please
note that your stock broker has to return the credit balance lying with them,
within three working days in case you have not done any transaction within last
30 calendar days. Please note that in case of default of a Member, claim for
funds and securities, without any transaction on the exchange will not be
accepted by the relevant Committee of the Exchange as per the approved norms.
Check the frequency of accounts settlement opted for. If you have opted for
running account, please ensure that your broker settles your account and, in any
case, not later than once in 90 days (or 30 days if you have opted for 30 days
settlement). In case of declaration of trading member as defaulter, the claims
of clients against such defaulter member would be subject to norms for
eligibility of claims for compensation from IPF to the clients of the defaulter
member. These norms are available on Exchange website at following link:
https://www.nseindia.com/invest/about-defaulter-section. Brokers are not
permitted to accept transfer of securities as margin. Securities offered as
margin/ collateral MUST remain in the account of the client and can be pledged
to the broker only by way of ‘margin pledge’, created in the Depository system.
Clients are not permitted to place any securities with the broker or associate
of the broker or authorized person of the broker for any reason. Broker can take
securities belonging to clients only for settlement of securities sold by the
client. Always keep your contact details viz. Mobile number/Email ID updated
with the stock broker. Email and mobile number is mandatory and you must provide
the same to your broker for updation in Exchange records. You must immediately
take up the matter with Stock Broker/Exchange if you are not receiving the
messages from Exchange/Depositories regularly. Don't ignore any emails/SMSs
received from the Exchange for trades done by you. Verify the same with the
Contract notes/Statement of accounts received from your broker and report
discrepancy, if any, to your broker in writing immediately and if the Stock
Broker does not respond, please take this up with the Exchange/Depositories
forthwith. Check messages sent by Exchanges on a weekly basis regarding funds
and securities balances reported by the trading member, compare it with the
weekly statement of account sent by broker and immediately raise a concern to
the exchange if you notice a discrepancy.
C) • All investors are requested to take note that 6 KYC attributes i.e. Name,
PAN, Address, Mobile Number, Email id and Income Range have been made mandatory.
Investors availing custodian services will be additionally required to update
the custodian details. • The last date to update KYC is on or before March 31,
2022. • Thereafter non-compliant trading accounts will be blocked for trading by
the Exchange. • The non-compliant demat accounts will be frozen for debits by
Depository Participant or Depository. • On submission of the necessary
information to the stockbroker and updation of the same by the stockbroker in
the Exchange systems and approval by the Exchange, the blocked trading accounts
shall be unblocked by the Exchange on T+1 trading day. • The demat account shall
be unfreezed once the investor submits the deficient KYC details and the same is
captured by the depository participant in the depository system. • To ensure
smooth settlement of trades, the investors are requested to ensure that both the
trading and demat accounts are compliant with respect to the KYC requirement. •
The investors are hereby requested to comply with the regulatory guidelines
issued by Exchanges and Depositories from time to time with regard to KYC
compliance and related requirements.

ABOUT MANDOT

We are a private limited company incorporated at Indore in 2014 and are one of
the leading financial service provider in Central India. We are a SEBI
registered Stock Broker (BSE and NSE) and a Depository Participant with CDSL. We
have a current presence of various different locations through the network of
Branches and Business Associates.

CONTACT

Mandot Securities Pvt. Ltd.
217 Silver Sanchora Castle,
7 RNT Marg, Indore, M.P.- 452001
Phone. 0731-6620000
Email. info@mandotsecurities.com
hr@mandotsecurities.com

Details of Compliance Officer:
Name: Rajesh Mandot
Email ID: compliance@mandotsecurities.com
Contact No.: 0731-6620000.


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