www.niceactimize.com Open in urlscan Pro
45.60.57.178  Public Scan

Form analysis
0 forms found in the DOM

Text Content

Financial Markets Compliance

Financial Markets Compliance
 * Home
 * Solutions
   
      Holistic Conduct Surveillance
   
    *    Markets Surveillance
    *    Communications Surveillance
    *    Trade Reconstruction
    *    Reg BI Surveillance
    *    Sales Practices & Suitability
    *    Managed Analytics Services
   
       
   
    *    for Buy-Side
    *    for Sell-Side
    *    for Wealth Management
    *    for Crypto Exchanges
    *    for Insurance
    *    for Online Brokers
   
      Communication Compliance
   
    *    Compliance Recording
    *    Cloud Compliance Recording
    *    MS Teams Recording
    *    Compliance Assurance
    *    Trader Voice Transcription
    *    Support & Managed Services

 * Regulations
    *    Dodd-Frank
    *    MAR
    *    MiFID II & MiFIR
    *    FX Code of Conduct
    *    Regulation Best Interest
    *    SM&CR
    *    FCA’s Consumer Duty

 * News & Blogs
    *    Holistic Surveillance
    *    Communication Compliance
    *    Regulatory Updates

 * Events & Webinars
 * Get in Touch

 * Fighting Financial Crime
 * Financial Markets Compliance






THE FIRST AI-POWERED
TRUE HOLISTIC SURVEILLANCE
SOLUTION



Find out More




THE NEXT GENERATION OF
COMMUNICATION RECORDING AND
COMPLIANCE ASSURANCE




Find out More






DETECT & PREVENT NON-COMPLIANT ACTIVITIES

We can provide your firm with the complete compliance coverage required by
today’s financial markets regulations - an environment which requires a view
across assets, instruments, communications, markets, and regulatory
jurisdictions.

  Holistic Surveillance   Communication Compliance


SOLUTIONS TO ENABLE REGULATORY TRADE COMPLIANCE

>     Holistic Surveillance     Markets Surveillance     Communications
> Surveillance     Trade Reconstruction     Reg BI Surveillance     Sales
> Practices & Suitability     ActimizeWatch Compliance

>     Compliance Recording     Cloud Recording     Mobile Phone Recording     MS
> Teams Recording     Compliance Assurance     Voice Transcription     Managed
> Services


LEARN MORE ABOUT THE
TRADING REGULATIONS

      Dodd-Frank       MAR       MiFID II & MiFIR       FX Code of Conduct    
  Regulation Best Interest       SM&CR       FCA’s Consumer Duty





INTRODUCING NTR-X

THE NEXT GENERATION OF
COMMUNICATION RECORDING AND COMPLIANCE ASSURANCE

NTR-X IS THE WORLD’S FIRST AND ONLY FULLY-INTEGRATED, CLOUD-READY
NEXT-GENERATION OMNICHANNEL COMPLIANCE RECORDING AND ASSURANCE SOLUTION.

Watch the Video to understand why NTR-X is "The First"




DOWNLOAD OUR COMPLIMENTARY EBOOKS


CLOUD
SURVEILLANCE

4 Reasons to Move Trade Surveillance to the Cloud

Download


TRANSFORMING
SURVEILLANCE

Transforming Surveillance with Centralized Case Management

Download


CONDUCT
SURVEILLANCE

10 Must-Have for Success with Conduct Surveillance

Download


COMPLIANCE
RECORDING

5 Next Generation Compliance Recording Must-Haves

Download

 

Resource Center
Recent Blogs
29 August 2022
 * Regulations
 * 

WHAT YOU NEED TO KNOW ABOUT CONSUMER DUTY

The Financial Conduct Authority (FCA) has recently published its guidelines and
rules for it’s Consumer Duty. Is the FCA finally putting strong requirements for
the UK markets? Read this Blog and see how you can comply.



Read More
27 July 2022
 * Regulations
 * 

FIRST REG BI ENFORCEMENT ACTION TAKES SHAPE, SEC SIGNALS MORE TO COME

In this Blog, Ozzie explains why firms are still learning to adapt to the now
two-year old Reg BI requirements, and as they do so, fulfilling their duty of
care means making an unwavering commitment to step up their game.

Read More
20 June 2022
 * Regulations
 * 

WHEN ADVISORS GO ROGUE: COMMON SCENARIOS AND TIPS TO SAFEGUARDING YOUR FIRM

Audrey Blater from Coalition Greenwich warns firms that their communications
should be appropriately recorded and should not be conducted outside of official
channels.



Read More



SURVEIL-X HOLISTIC SURVEILLANCE

FIRST AI-POWERED TRUE HOLISTIC SURVEILLANCE SOLUTION

THE RACE BETWEEN EVOLVING COMPLIANCE DEMANDS AND CONDUCT RISK EXPOSES YOUR
ORGANIZATION TO SEVERE REPUTATIONAL DAMAGE AND FINES. THE LATEST REGULATIONS
REQUIRE YOU TO IDENTIFY INTENT, WHICH LIES DEEP IN YOUR COMMUNICATIONS AND TRADE
DATA.

Watch the Video on SURVEIL-X Holistic Surveillance



ANALYST REPORT

NICE ACTIMIZE NAMED "BEST IN CLASS" IN REPORT:
AITE MATRIX: INTELLIGENT TRADE SURVEILLANCE

Aite Group named NICE Actimize "Best in Class" in its recent report titled "Aite
Matrix: Intelligent Trade Surveillance".

Leveraging the Aite Matrix, a proprietary Aite Group vendor assessment
framework, this Impact Report evaluates the overall competitive position of each
vendor, focusing on vendor stability, client strength, product features, and
client services.

Download Now



THANK YOU FOR MAKING US #1!

All Recent Awards

The World´s Banks Trust Us

 * About NICE
 * Subscription Center

 * Privacy Statement
 * Terms of Use

Get in Touch
Follow us

 *   
 *   
 *   
 *   




WE USE COOKIES

We use cookies to ensure that we give you the best experience on this website.
If you continue without changing your settings, we’ll assume that you are happy
to receive all on the NICE website. However, if you would like, you can change
your cookie settings at any time. To find out more about how we use this
information, see ourPrivacy Policy.

Accept Cookies »