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* Cart * Sign In * * Passes CLE Passes CPE Passes All-Access Passes CLE Pass Bundles CPE Pass Bundles * Enterprise Packages Legal/CLE Accounting/CPE * Custom Webinars Corporate Compliance Firm Training * CLE & CPE Credit CLE CPE * Customer Service * Cart * Sign In 1-800-926-7926 1-800-926-7926 * Passes CLE Passes -------------------------------------------------------------------------------- CPE Passes -------------------------------------------------------------------------------- All-Access Passes -------------------------------------------------------------------------------- CLE Pass Bundles -------------------------------------------------------------------------------- CPE Pass Bundles * Enterprise Legal/CLE -------------------------------------------------------------------------------- Accounting/CPE * Custom Webinars Corporate Compliance -------------------------------------------------------------------------------- Firm Training * CLE & CPE CLE Credit -------------------------------------------------------------------------------- CPE Credit * Customer Service * Home » Webinars » Audit Response Letters and Disclosures: Counsel's Role in Balancing Auditor Demands and Company Privileges AUDIT RESPONSE LETTERS AND DISCLOSURES: COUNSEL'S ROLE IN BALANCING AUDITOR DEMANDS AND COMPANY PRIVILEGES LAWYERS' RESPONSIBILITY AND LIMITATIONS UNDER THE ABA TREATY WHEN RESPONDING TO AUDIT REQUESTS A live 90-minute CLE video webinar with interactive Q&A This program is included with the Strafford CLE Pass. Click for more information. This program is included with the Strafford All-Access Pass. Click for more information. -------------------------------------------------------------------------------- Thursday, December 8, 2022 1:00pm-2:30pm EST, 10:00am-11:30am PST or call 1-800-926-7926 Add to your calendar -------------------------------------------------------------------------------- This CLE course will guide counsel in responding to external auditor inquiries concerning their client's litigation, claims and assessments, and related financial reporting and disclosures. The panel will explain best practices for providing information regarding "pending or overtly threatened" legal claims in audit response letters and updates without compromising the client's privileges and confidentiality. DESCRIPTION Accountants conducting external audits of a company's financial statements and related disclosures must ask the company for information about "pending or overtly threatened" legal matters, including litigation and government investigations. However, the longstanding ABA Treaty between the legal and accounting professions contemplates that attorneys providing this information will limit their discussion of these matters to protect attorney-client privilege and the company's litigation position. In recent years, auditors have pushed for information from attorneys beyond the ABA Treaty, and counsel must deal with more complex issues in their responses to audit letters. When responding to auditors, counsel must act carefully and strategically. This includes an internal inquiry to determine what to disclose in the response, setting a mutually agreed-upon dollar amount threshold for materiality, and including a confidentiality clause in the audit engagement letter. Listen as our authoritative panel discusses recent trends in audit response letters and the complicated legal issues counsel must navigate in determining what to disclose in their responses. READ MORE OUTLINE 1. Latest trends in audit response letters 2. External audits: duties of auditors and attorneys 3. Attorney-client privilege issues with audit response letters 4. Best practices for responding to auditor inquiries BENEFITS The panel will review these and other key issues: * Legal and accounting professionals: the ABA Treaty regarding external audits of companies * Attorney-client privilege concerns implicated by requests for information from counsel during external audits * Best practices for counsel for responding to external auditor requests for information FACULTY Kenneth E. McKay Shareholder Baker Donelson Mr. McKay has experience in a wide range of litigation areas. He concentrates on commercial litigation and real... | Read More Mr. McKay has experience in a wide range of litigation areas. He concentrates on commercial litigation and real estate litigation, including eminent domain/condemnation matters. Close Alan J. Wilson Counsel WilmerHale Mr. Wilson advises public and private company clients on a variety of matters, including SEC disclosures, corporate... | Read More Mr. Wilson advises public and private company clients on a variety of matters, including SEC disclosures, corporate governance and complex accounting issues. He regularly advises public companies on addressing new SEC rules and emerging issues. As a CPA, Mr. Wilson has experience in legal aspects of accounting and auditing and is the Vice Chair of the Audit Responses Committee of the Business Law Section of the ABA. Close Attend on December 8 Register Now $297 CANNOT ATTEND DECEMBER 8? You may pre-order a recording to listen at your convenience. Recordings are available 48 hours after the webinar. Strafford will process CLE credit for one person on each recording. All formats include course handouts. To find out which recorded format will provide the best CLE option, select your state: (Select your state) Alabama Alaska Arizona Arkansas California Colorado Connecticut Delaware District of Columbia Florida Georgia Hawaii Idaho Illinois Indiana Iowa Kansas Kentucky Louisiana Maine Maryland Massachusetts Michigan Minnesota Mississippi Missouri Montana Nebraska Nevada New Hampshire New Jersey New Mexico New York North Carolina North Dakota Ohio Oklahoma Oregon Pennsylvania Rhode Island South Carolina South Dakota Tennessee Texas Utah Vermont Virginia Washington West Virginia Wisconsin Wyoming CLE On-Demand Video CLE On-Demand Webinars include video streaming of the full program plus handouts. Listen to the entire program in one sitting or take a break and return to the place where you left off. Strafford offers one-year of continuous access to every on-demand program you purchase. Pre-Order CLE On-Demand $297 Download Downloads include the entire presentation including Q&A. Presentation materials can be viewed on your screen. PDFs of the presentations are also available on each program's web page. Pre-Order Download $297 Can't attend the live event? Order Other Formats or call 1-800-926-7926 -------------------------------------------------------------------------------- CLE Credits by State This 90-minute webinar is eligible in most states for 1.5 CLE credits. See CLE State Map >> (Select your state) Alaska Alabama Arkansas Arizona California Colorado Connecticut District of Columbia Delaware Florida Georgia Hawaii Iowa Idaho Illinois Indiana Kansas Kentucky Louisiana Massachusetts Maryland Maine Michigan Minnesota Missouri Mississippi Montana North Carolina North Dakota Nebraska New Hampshire New Jersey New Mexico Nevada New York Ohio Oklahoma Oregon Pennsylvania Rhode Island South Carolina South Dakota Tennessee Texas Utah Virginia Vermont Washington Wisconsin West Virginia Wyoming -------------------------------------------------------------------------------- Our Guarantee Strafford webinars are backed by our 100% Unconditional Money-Back Guarantee: if you are not satisfied with any of our products, simply let us know and get a full refund. Contact us at 1-800-926-7926. -------------------------------------------------------------------------------- Corporate Law Advisory Board Stuart M. Altman Senior Vice-President and Global Chief Compliance Officer Las Vegas Sands Mark H. Hain General Counsel Assurance America Michael Hermsen Partner Mayer Brown Matthew A. Karlyn Partner Foley & Lardner Michael J. Missal Inspector General Department of Veterans Affairs G. Thomas Stromberg Partner Perkins Coie -------------------------------------------------------------------------------- Customer Reviews I liked that the webinar was very informative and concise. Jill Canetta Experian The presenter was very articulate and had an excellent command of the topic and provided very thorough handouts. Theresa Woodruff Mercury Marine I liked the practicality and thoroughness of the presentation and the handouts. Barry Jasilli CVS Caremark -------------------------------------------------------------------------------- Want to see more? See Related Courses -------------------------------------------------------------------------------- Why Strafford? Strafford's live courses offer you a high quality and convenient Continuing Legal Education and Continuing Professional Education option. We have been serving the legal and accounting community for over 30 years. 1,000+ webinars per year 8,200+ webinars completed 6,300+ on-demand webinars 190,000+ satisfied customers 10,500+ expert practitioners By Phone: 1-800-926-7926 or 1-404-881-1141 By Email: customerservice@straffordpub.com 12222 Merit Drive Suite 1340 Dallas, TX 75251-3245 Copyright © 2022 Strafford LLC All rights reserved. * About Strafford * Customer Service * Privacy Policy * Terms of Use * * By using our site, you agree to our cookie policy. See our Privacy Policy and Terms of Use for more information.