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Effective URL: https://www.sectorspdr.com/sectorspdr/
Submission: On December 16 via api from SE — Scanned from SE
Effective URL: https://www.sectorspdr.com/sectorspdr/
Submission: On December 16 via api from SE — Scanned from SE
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* SECTOR SPDR ETFs
*
View All Sector SPDRs
*
XLC Communication Services
*
XLY ConsumerDiscretionary
*
XLP ConsumerStaples
*
XLE Energy
*
XLF Financials
*
XLV Healthcare
*
XLI Industrials
*
XLB Materials
*
XLRE RealEstate
*
XLK Technology
*
XLU Utilities
* FEATURES AND BENEFITS
* * About Select Sector SPDRs
Select Sector SPDRs are unique ETFs that divide the S&P 500 into eleven
sector index funds. So now you can customize your investments by
picking and weighting these sectors to meet your specific investment
goals.
* * Advantages of SPDRs
While many investors have similar outlooks, no two are exactly alike.
That's where Select Sector SPDRs come into play. Take a look at some of
the major advantages of Select Sector SPDRs.
* * Document Library
Click on the name of a Select Sector SPDR to launch its Fact Sheet as a
.pdf file.
* Sector Research Center
* Select Sector SPDR FAQ
* Financial Terms Glossary
* TOOLS
* * Sector Tracker
Track the movement of the 11 Sector SPDRs as well as the 500 component
stocks to see how they match up against the S&P 500. Instantly view
which SPDRs are leading or lagging the broader market.
* * Correlation Tracker
Enter a symbol to find high or low correlated securities that may help
with your swaps or assist in building a more diversified portfolio.
* * Earnings Calendar
Monthly and Weekly Earnings Calendar Events
* * Watchlist
Now you can keep track of your SPDRs and stocks minute-by-minute.
* INVESTMENT STRATEGY
XLEXLUXLKXLBXLPXLYXLIXLCXLVXLFXLRE
Energy - XLE
Estimate Weight of XLE
Components in the S&P 500
as of 12/15/2022
5.02%
Holdings and weightings are subject to change.
ABOUT THIS FUND
Energy companies in this Index primarily develop and produce crude oil and
natural gas, and provide drilling and other energy-related services. Leaders in
the group include ExxonMobil, Chevron, Schlumberger, EOG Resources and
ConocoPhillips.
Utilities - XLU
Estimate Weight of XLU
Components in the S&P 500
as of 12/15/2022
3.14%
Holdings and weightings are subject to change.
ABOUT THIS FUND
The Utilities Index primarily provides companies that produce, generate,
transmit or distribute electricity or natural gas. The component companies
include NextEra Energy, Duke, Southern, Sempra and Dominion.
Technology - XLK
Estimate Weight of XLK
Components in the S&P 500
as of 12/15/2022
26.22%
Holdings and weightings are subject to change.
ABOUT THIS FUND
Stocks primarily covering products developed by internet software and service
companies, IT consulting services, semiconductor equipment, computers and
peripherals are included in this Index. Components include Apple, Microsoft,
Visa, Mastercard and Nvidia.
Materials - XLB
Estimate Weight of XLB
Components in the S&P 500
as of 12/15/2022
2.69%
Holdings and weightings are subject to change.
ABOUT THIS FUND
This Index is primarily composed of companies involved in such industries as
chemicals, construction materials, containers and packaging, metals and mining,
and paper and forest products. Among its largest components are Linde, Sherwin
Williams, Air Products, Newmont & Freeport McMoran.
Consumer Staples - XLP
Estimate Weight of XLP
Components in the S&P 500
as of 12/15/2022
7.12%
Holdings and weightings are subject to change.
ABOUT THIS FUND
The companies in this sector are primarily involved in the development and
production of consumer products that cover food and drug retailing, beverages,
food products, tobacco, household products, and personal products. Component
stocks include Proctor & Gamble, Philip Morris International, Coca-Cola, Costco
and Pepsi.
Consumer Discretionary - XLY
Estimate Weight of XLY
Components in the S&P 500
as of 12/15/2022
10.17%
Holdings and weightings are subject to change.
ABOUT THIS FUND
Industries such as retail, automobiles and components, consumer durables,
apparel, hotels, and restaurants are primarily represented in this sector. The
Index includes Amazon, Tesla, Home Depot, McDonald's, and Nike.
Industrials - XLI
Estimate Weight of XLI
Components in the S&P 500
as of 12/15/2022
8.55%
Holdings and weightings are subject to change.
ABOUT THIS FUND
Raytheon, Honeywell, UPS, Union Pacific & Caterpillar are among the largest
components by market capitalization in this sector. Industries in the Index
include aerospace and defense, building products, construction and engineering,
electrical equipment, conglomerates, machinery, commercial services and
supplies, air freight and logistics, airlines, marine, road and rail, etc.
Communication Services - XLC
Estimate Weight of XLC
Components in the S&P 500
as of 12/15/2022
7.24%
Holdings and weightings are subject to change.
ABOUT THIS FUND
This sector is designed to reflect modern communication activities and
information delivery mechanisms. Industries include Telecommunications, Media,
Wireless, Entertainment and Internet Media. Components include Alphabet, Meta,
T-Mobile, Verizon and Activision.
Health Care - XLV
Estimate Weight of XLV
Components in the S&P 500
as of 12/15/2022
15.74%
Holdings and weightings are subject to change.
ABOUT THIS FUND
Companies in this sector primarily include health care equipment and supplies,
health care providers and services, biotechnology, and pharmaceuticals
industries. Johnson & Johnson, Pfizer, UnitedHealth, AbbVie and Eli Lilly are
included in this sector’s mix.
Financials - XLF
Estimate Weight of XLF
Components in the S&P 500
as of 12/15/2022
11.35%
Holdings and weightings are subject to change.
ABOUT THIS FUND
A wide array of diversified financial service firms, insurance, banks, capital
markets, consumer finance and thrift companies are featured in this index. Among
the stocks included in the Index are Berkshire Hathaway, JPMorgan Chase, Wells
Fargo, BankAmerica Corp and Citigroup.
Real Estate - XLRE
Estimate Weight of XLRE
Components in the S&P 500
as of 12/15/2022
2.75%
Holdings and weightings are subject to change.
ABOUT THIS FUND
The Real Estate Index includes companies from the following industries: Real
Estate Management & Development and REITs, excluding Mortgage REITs. Components
include American Tower, Crown Castle, ProLogis and Equinix.
SELECT SECTOR SPDR ETFS
* Unique Exchange Traded Funds (ETFs) that divide the S&P into eleven index
funds traded throughout the day on NYSE Arca
Learn more about Select Sector SPDR ETFs U.S. Market Weekly Summary
Sector Research Center Register Today Get Total Sector SPDR Access Now
SELECT SECTOR SPDR TOOLS
* Sector
Tracker
* Correlation
Tracker
TODAY'S PERFORMANCE
S&P 500 Index
-1.62% Communication ServicesXLC
-0.51% Consumer DiscretionaryXLY
-2.28% Consumer StaplesXLP
-1.09% EnergyXLE
-1.65% FinancialsXLF
-1.43% Health CareXLV
-1.80% IndustrialsXLI
-1.07% MaterialsXLB
-1.01% Real EstateXLRE
-3.83% TechnologyXLK
-1.69% UtilitiesXLU
-2.38%
View Full Sector Tracker
CORRELATION TRACKER
An important determinant of portfolio risk is the extent to which the returns of
assets tend to move either in tandem or in opposition. Portfolio risk depends on
the correlation between the returns on the assets in the portfolio. Use the
Correlation Tracker to dermine the correlation of your holdings.
View Full Correlation Tracker
YOUR WATCHLIST AS OF 2:32 PM ET 12/16/2022
Adjust Watchlist Add/Delete
Symbol Last Net Change XLC 47.81 -0.24 XLY 133.35 -3.11 XLP 74.41 -0.82 XLE
84.00 -1.41 XLF 33.48 -0.48 XLV 135.06 -2.48
Symbol Last Net Change XLI 97.47 -1.05 XLB 78.62 -0.80 XLRE 37.16 -1.48 XLK
127.01 -2.18 XLU 70.00 -1.71 EQL 95.58 -1.75
You have 12 total symbols in
your watchlist View Your Full Watchlist
TODAY'S MARKETS AND NEWS AS OF 2:32 PM ET 12/16/2022
S&P 500 3,832.77 -62.98 (-1.62%) NASD 10,652.86 -157.67 (-1.46%) RUS2K 1,751.63
-22.98 (-1.29%)
3,825.003,850.003,875.003,900.00
LATEST NEWS HEADLINES
* XLV XLK 01:46 PM ET December 16, 2022
Stocks lose ground on Wall Street, extending weekly...
* 01:41 PM ET December 16, 2022
Twitter suspends journalists who wrote about owner...
EARNINGSS CALENDAR - S&P 500 COMPONENTS
WEEK OF 12/11- 12/17
* Sunday
* Monday
* Tuesday
* Wednesday
* Thursday
* Friday
* Saturday
* Dec 11
1
* Dec 12
1
* Dec 13
1
* Dec 14
3
* Dec 15
4
* Dec 16
2
* Dec 17
0
Sector Events Technology XLK 1 Consumer Discretionary XLY 1
View Full Earnings Calendar
Performance is historical and does not guarantee future results; current
performance may be lower or higher. Investment returns/principal value will
fluctuate so that an investor's shares, when redeemed, may be worth more or less
than their original cost. Most recent month-end performance is available in the
Performance topic. Past performance does not guarantee future results.
Sector SPDRs are subject to risk similar to those of stocks including those
regarding short selling and margin account maintenance. All ETFs are subject to
risk, including possible loss of principal. Sector ETF products are also subject
to sector risk and non-diversified risk, which will result in greater price
fluctuations than the overall market.
The charts are standard price and volume charts. Volume on the horizontal axis
with volume in green on up days (periods of time) and in red on down days
(periods of time). Price movement can be found on the vertical axis.
Distributed by ALPS Portfolio Solutions Distributor, Inc.
Prospectus Annual Report Semi-Annual Report Statement of Additional Info Proxy
Voting Privacy Statement Risks
QUICK LINKS
SECTOR SPDR ETFS
Communication Services (XLC) Consumer Discretionary (XLY) Consumer Staples (XLP)
Energy (XLE) Financials (XLF) Health Care (XLV) Industrials (XLI) Materials
(XLB) Real Estate (XLRE) Technology (XLK) Utilities (XLU)
FEATURES AND BENEFITS
About Select Sector SPDRs Advantages of SPDRs Sector Research Center Select
Sector FAQ Financial Terms Glossary Document Library
TOOLS
Sector Tracker Correlation Tracker Earnings Calendar Watchlist
INVESTMENT STRATEGY
Investing Techniques
CONTACT US
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RISKSclose
As of June 24, 2002 the Select Sector SPDR Trust instituted the following
changes: The Basic Industries Select Sector SPDR Fund changed its name to the
Materials Select Sector SPDR Fund. The Consumer Services Select Sector SPDR Fund
changed its name to the Health Care Select Sector SPDR Fund. The
Cyclical/Transportation Select Sector SPDR Fund changed its name to the Consumer
Discretionary Select Sector SPDR Fund.
Select Sector SPDR shareholders are subject to risks similar to those of holders
of other sector stock portfolios. One primary consideration is that the general
level of stock prices may decline, and thus the value of Select Sector SPDRs may
decline. A Select Sector SPDR also may be adversely affected by the performance
of the specific sector or group of industries upon which it is based. You can
expect that shares in a Select Sector SPDR will move up or down in value with
the value of its related Select Sector Index. In addition, the overall depth and
liquidity of the secondary market in these shares may fluctuate.
Although Select Sector SPDRs are designed to provide investment results that,
before expenses, generally correspond to the price and yield performance of
their related Select Sector Indexes, the Funds of The Select Sector SPDR Trust
may not be able to exactly replicate the performance of the Select Sector
Indexes because of expenses and other factors.
Over time, the stock holdings of each Select Sector SPDR may be rebalanced to
reflect changes in the composition of its related index. A Select Sector SPDR
would incur transaction costs and other expenses as a result of rebalancing.
Furthermore, a Select Sector SPDR would realize capital gains or losses from the
sale of securities in a rebalancing.
Net long-term capital gains, if any, will be distributed to shareholders as
capital gains distributions at least annually.
From a tax standpoint, you should be aware that the Select Sector SPDR Trust is
structured as a regulated investment company, and that dividend distributions
may not be characterized entirely as ordinary income. You may wish to consult
your tax advisor in this regard.
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choose to provide your name, mailing or e-mail address to request information.
We will not transfer your personal information to any non-Select Sector SPDR
entity for commercial purposes. If you provide your e-mail address, you may
receive e-mail from us.
Our web server will log your Internet Protocol (IP) address or the IP address of
your proxy server. It will not systematically track your domain name or your
e-mail address for any purpose.
LAST UPDATED: August 24, 2021
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our practices in connection with information that we collect in person, over the
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applications and other services. We use IP addresses for purposes such as
calculating usage levels, diagnosing server problems and administering the
Services. We may also derive your approximate location from your IP address.
USES AND DISCLOSURES OF OTHER INFORMATION
We may use and disclose Other Information for any purpose, except where we are
required to do otherwise under applicable law. In some instances, we may combine
Other Information with Personal Information. If we do, we will treat the
combined information as Personal Information as long as it is combined.
THIRD PARTY SERVICES
This Privacy Policy does not address, and we are not responsible for, the
privacy, information or other practices of any third parties, including any
third party operating any website or service to which the Services link. The
inclusion of a link on the Services does not imply endorsement of the linked
site or service by us or by our affiliates.
We are not responsible for the information collection, use, disclosure or
security policies or practices of other organizations, such as LinkedIn or any
other app developer, app provider, social media platform provider, operating
system provider, wireless service provider or device manufacturer, including
with respect to any Personal Information you disclose to other organizations
through or in connection with the Apps or our Social Media Pages.
SECURITY
We seek to use reasonable organizational, technical and administrative measures
to protect Personal Information within our organization. Unfortunately, no data
transmission or storage system can be guaranteed to be 100% secure. If you have
reason to believe that your interaction with us is no longer secure, please
immediately notify us in accordance with the “Contacting Us” section below.
CHOICES AND ACCESS
YOUR CHOICES REGARDING OUR USE AND DISCLOSURE OF YOUR PERSONAL INFORMATION
We give you choices regarding our use and disclosure of your Personal
Information for marketing purposes. You may opt-out from:
· Receiving electronic communications from us: If you no longer want to
receive marketing-related emails from us on a going-forward basis, you may
opt-out by clicking the applicable link provided within such marketing-related
email and following the instructions for updating your preferences as provided
therein.
· Our sharing of your Personal Information with affiliates for their
direct marketing purposes: If you would prefer that we not share your Personal
Information on a going-forward basis with our affiliates for their direct
marketing purposes, you may opt-out of this sharing by clicking the applicable
link provided within such marketing-related email and following the instructions
for updating your preferences as provided therein.
We will try to comply with your request(s) as soon as reasonably practicable.
Please note that if you opt-out of receiving marketing-related emails from us,
we may still send you important administrative messages, from which you cannot
opt-out.
HOW YOU CAN ACCESS, CHANGE OR SUPPRESS YOUR PERSONAL INFORMATION
If you would like to review, correct, update, suppress, restrict or delete
Personal Information that you have previously provided to us, you may do so by
using the self-service functionality within the applicable Service.
RETENTION PERIOD
We will retain your Personal Information for as long as needed or permitted in
light of the purpose(s) for which it was obtained. The criteria used to
determine our retention periods include: (i) the length of time we have an
ongoing relationship with you and provide the Services to you; (ii) whether
there is a legal obligation to which we are subject; or (iii) whether retention
is advisable in light of our legal position (such as in regard to applicable
statutes of limitations, litigation or regulatory investigations).
USE OF SERVICES BY MINORS
The Services are not directed to individuals under the age of eighteen (18), and
we do not knowingly collect Personal Information from individuals under 18.
JURISDICTION AND CROSS-BORDER TRANSFER
The Services are controlled and operated by us from the United States and are
not intended to subject us to the laws or jurisdiction of any state, country or
territory other than that of the United States. Your Personal Information may be
stored and processed in any country where we have facilities or in which we
engage service providers, and by using the Services you consent to the transfer
of information to countries outside of your country of residence, including the
United States, which may have data protection rules that are different from
those of your country. In certain circumstances, courts, law enforcement
agencies, regulatory agencies or security authorities in those other countries
may be entitled to access your Personal Information.
SENSITIVE INFORMATION
We ask that you not send us, and you not disclose, any sensitive Personal
Information (e.g., social security numbers, information related to racial or
ethnic origin, political opinions, religion or other beliefs, health, biometrics
or genetic characteristics, or criminal background) on or through the Services
or otherwise to us.
UPDATES TO THIS PRIVACY POLICY
We may change this Privacy Policy. The “LAST UPDATED” legend at the top of this
Privacy Policy indicates when this Privacy Policy was last revised. Any changes
will become effective when we post the revised Privacy Policy on the Services.
Your use of the Services following these changes means that you accept the
revised Privacy Policy.
IMPORTANT INFORMATION FOR CALIFORNIA RESIDENTS
This California Consumer Privacy Act Notice provides information for certain
California residents in connection with the California Consumer Privacy Act of
2018 (“CCPA”). Under the CCPA, and for purposes of this California Consumer
Privacy Act Notice, “Personal Information” generally means information that
identifies, relates to, or describes a California resident or household and
includes the categories listed below. Below are details about the categories of
Personal Information of California residents that we have collected or disclosed
during the last 12 months.
Categories of Personal Information Collected: We collected the following
categories of Personal Information:
A. Identifiers, such as name, contact information, and online identifiers;
B. Personal information, as defined in the California customer records law,
such as employment and government-issued ID numbers;
C. Internet or network activity information, such as browsing history and
interactions with our website;
D. Professional or employment-related information, such as company name;
and
E. Inferences are drawn from any of the Personal Information listed above
to create a profile or summary about, for example, an individual’s preferences
and characteristics.
Sources of Personal Information. We collected Personal Information directly from
California residents themselves in person, over the phone, via email, via the
Services and separately from affiliates and third parties.
Purposes. We may use this Personal Information to respond to your requests,
provide our products and services, and to accomplish our business purposes and
objectives, including, for example, to market our products and services and
those of our clients, conduct analytics, comply with law, legal process, and
internal policies, and maintain records.
Disclosures of Personal Information. We disclosed the following Personal
Information to our affiliates and service providers for our operational business
purposes:
A. Identifiers, such as name, contact information, and online identifiers;
B. Personal information, as defined in the California customer records law,
such as employment and government-issued ID numbers;
C. Internet or network activity information, such as browsing history and
interactions with our website;
D. Professional or employment-related information, such as company name;
and
E. Inferences are drawn from any of the Personal Information listed above
to create a profile or summary about, for example, an individual’s preferences
and characteristics.
“Sales” of Personal Information. The CCPA defines a “sale” as the disclosure of
Personal Information in exchange for monetary or other valuable consideration.
We have not “sold” Personal Information for purposes of the CCPA. The CCPA
definition of “sale” does not include, for example, the transfer of Personal
Information as an asset that is part of a merger, bankruptcy, or other
disposition of all or any portion of our business.
If you are a California resident, you have the following rights:
(1) Right to Know. You have the right to request that we disclose to you the
following information covering the 12 months preceding your request:
o The categories of Personal Information we collected about you and the
categories of sources from which we collected such Personal Information;
o The specific pieces of Personal Information we collected about you;
o The business or commercial purpose for collecting Personal Information about
you; and
o The categories of Personal Information about you that we otherwise shared or
disclosed, and the categories of third parties with whom we shared or to whom we
disclosed such Personal Information.
(2) Right to Request Deletion. You have the right to request that we delete
Personal Information we collected from you.
To make a request for the disclosures or deletion described above, please
contact us at ALPSPrivacy@alpsinc.com or call us at (844) 511-9635. We will
respond to your request consistent with applicable law.
In order to verify your identity, SS&C ALPS will provide you with a CCPA request
document, which will include a request for information including your name, your
home and work addresses, your home and work email addresses and your home (or
cell) and work phone numbers. We will also ask you to provide information about
your relationship with SS&C ALPS.
If you are requesting disclosure of specific pieces of information maintained by
SS&C ALPS, we will ask you to provide a signed declaration under penalty of
perjury that you are the “Consumer” whose personal information is the subject of
the request.
If you are an “Authorized Agent” making a request on behalf of a Consumer, in
addition to the above information regarding the Consumer, we will ask you to
provide a copy of a document permitting you to act on behalf of the Consumer,
signed by you and the Consumer. SS&C ALPS will also require that the Consumer
confirm directly to SS&C ALPS that they provided you permission to submit the
request.
(3) Right to Be Free from Discrimination. You have the right to be free from
unlawful discrimination for exercising your rights under the CCPA.
CONTACTING US
ALPS Holdings, Inc., a wholly-owned subsidiary of SS&C Technologies, Inc.
located at 1290 Broadway Suite 1000, Denver, CO 80203, is the company
responsible for the collection, use and disclosure of your Personal Information
under this Privacy Policy. If you have any questions about this Privacy Policy,
please contact us at ALPSPrivacy@alpsinc.com. Because email communications are
not always secure, please do not include sensitive information in your emails to
us.
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PRIVACY POLICY
This Privacy Policy describes our practices in connection with information that
we collect through websites operated by ALPS Holdings, Inc. and its subsidiaries
(“us” or “SS&C ALPS”) from which you are accessing this Privacy Policy (the
“Websites”), through the software applications made available by us for use on
or through computers and mobile devices (the “Apps”), through our social media
pages (collectively, our “Social Media Pages”) (collectively, including the
Websites, the Apps and our Social Media Pages, the “Services”). By using the
Services, you agree to this Privacy Policy. The Privacy Policy also describes
our practices in connection with information that we collect in person, over the
phone, via email and from affiliates and third parties. Fund investors should
refer to a fund’s privacy policy.
PERSONAL INFORMATION
“Personal Information” is information that identifies you as an individual or
relates to an identifiable individual, including but not limited to:
· Name
· Postal address (including billing and shipping addresses)
· Telephone number
· Email address
· Profile picture
· Social media account ID
We may need to collect and process these types of Personal Information in order
to provide the requested Services to you, or because we are legally required to
do so. If you do not provide the information that we request, we may not be able
to provide you with the requested Services.
COLLECTION OF PERSONAL INFORMATION
We and our service providers may collect Personal Information in a variety of
ways, including:
· Through the Services: We may collect Personal Information through the
Services.
· Offline: We may collect Personal Information from you offline, such as
when you attend one of our trade shows.
· From Other Sources: We may receive your Personal Information from
other sources, such as public databases, joint marketing partners, social media
platforms (including from people with whom you are friends or otherwise
connected) and from affiliates and third parties. In addition, if you elect to
connect your social media account to your Website account, certain Personal
Information from your social media account will be shared with us, which may
include Personal Information that is part of your profile or your friends’
profiles.
If you disclose any Personal Information relating to other people to us or to
our service providers in connection with the Services, you represent that you
have the authority to do so and to permit us to use the information in
accordance with this Privacy Policy.
USE OF PERSONAL INFORMATION
We and our service providers may use Personal Information for our legitimate
business interests, including the following:
· To respond to your inquiries and fulfill your requests, complete your
transactions, and provide you with related customer service.
· To send administrative information to you, such as changes to our
terms, conditions and policies, as well as marketing communications that we
believe may be of interest.
· To personalize your experience on the Services by presenting products
and offers tailored to you, and to facilitate social sharing functionality.
· For our business purposes, such as data analysis, audits, fraud
monitoring and prevention, developing new products, enhancing, improving or
modifying our Services, identifying usage trends, determining the effectiveness
of our promotional campaigns, and operating and expanding our business
activities.
DISCLOSURE OF PERSONAL INFORMATION
Your Personal Information may be disclosed to our affiliates and is subject to
the following policy: https://www.ssctech.com/about-us/privacy. Additionally,
personal information may be shared by us to:
· Third party service providers who provide services such as website
hosting, data analysis, information technology and related infrastructure
provision, customer service, email delivery, auditing and other services.
· Third parties, to permit them to send you marketing communications,
consistent with your choices.
· By you, on message boards, chat, profile pages and blogs and other
services to which you are able to post information and content (including,
without limitation, our Social Media Pages). Please note that any information
you post or disclose through these services will become public and may be
available to other users and the general public.
· To your friends associated with your social media account, to other
website users and to your social media account provider, in connection with your
social sharing activity. By connecting your Services account and your social
media account, you authorize us to share information with your social media
account provider, and you understand that the use of the information we share
will be governed by the social media provider’s privacy policy.
OTHER USES AND DISCLOSURES
We may also use and disclose your Personal Information as we believe to be
necessary or appropriate: (a) to comply with applicable law, which may include
laws outside your country of residence, to respond to requests from public and
government authorities, which may include authorities outside your country of
residence, to cooperate with law enforcement, or for other legal reasons; (b) to
enforce our terms and conditions; and (c) to protect our rights, privacy, safety
or property, and/or that of our affiliates, you or others.
In addition, we may use, disclose or transfer your information to a third party
in the event of any reorganization, merger, sale, joint venture, assignment,
transfer or other disposition of all or any portion of our business, assets or
stock (including in connection with any bankruptcy or similar proceedings).
OTHER INFORMATION
“Other Information” is any information that does not reveal your specific
identity or does not directly relate to an identifiable individual, such as:
· Browser and device information
· App usage data
· Information collected through cookies, pixel tags and other
technologies
· Demographic information and other information provided by you that
does not reveal your specific identity
· Information that has been aggregated in a manner that it no longer
reveals your specific identity
If we are required to treat Other Information as Personal Information under
applicable law, then we may use and disclose it for the purposes for which we
use and disclose Personal Information as detailed in this Policy.
COLLECTION OF OTHER INFORMATION
· Through your browser or device: Certain information is collected by
most browsers or automatically through your device, such as your Media Access
Control (MAC) address, computer type (Windows or Mac), screen resolution,
operating system name and version, device manufacturer and model, language,
Internet browser type and version and the name and version of the Services (such
as the App) you are using. We use this information to ensure that the Services
function properly.
· Through your use of the App: When you download and use the App, we and
our service providers may track and collect App usage data, such as the date and
time the App on your device accesses our servers and what information and files
have been downloaded to the App based on your device number.
· Using cookies: Cookies are pieces of information stored directly on
the computer that you are using. Cookies allow us to collect information such as
browser type, time spent on the Services, pages visited, language preferences,
and other anonymous traffic data. We and our service providers use the
information for security purposes, to facilitate navigation, to display
information more effectively, and to personalize your experience. We also gather
statistical information about use of the Services in order to continually
improve their design and functionality, understand how they are used and assist
us with resolving questions regarding them. We do not currently respond to
browser do-not-track signals. If you do not want information collected through
the use of cookies, most browsers allow you to automatically decline cookies or
be given the choice of declining or accepting a particular cookie (or cookies)
from a particular website. You may also wish to refer to
http://www.allaboutcookies.org/manage-cookies/index.html for general information
about cookies, and to your browser’s help files for browser-specific directions
related to cookies. If, however, you do not accept cookies, you may experience
some inconvenience in your use of the Services. You also may not receive
advertising or other offers from us that are relevant to your interests and
needs.
· Using pixel tags and other similar technologies: Pixel tags (also
known as web beacons and clear GIFs) may be used to, among other things, track
the actions of users of the Services (including email recipients), measure the
success of our marketing campaigns and compile statistics about usage of the
Services and response rates.
· Analytics: We use Adobe Analytics, which uses cookies and similar
technologies to collect and analyze information about use of the Services and
report on activities and trends. This service may also collect information
regarding the use of other websites, apps and online resources. You can learn
about Adobe’s practices by going to http://www.adobe.com/privacy/policy.html.
· IP Address: Your IP address is automatically assigned to your computer
by your Internet Service Provider. An IP address may be identified and logged
automatically in our server log files whenever a user accesses the Services,
along with the time of the visit and the page(s) that were visited. Collecting
IP addresses is standard practice and is done automatically by many websites,
applications and other services. We use IP addresses for purposes such as
calculating usage levels, diagnosing server problems and administering the
Services. We may also derive your approximate location from your IP address.
USES AND DISCLOSURES OF OTHER INFORMATION
We may use and disclose Other Information for any purpose, except where we are
required to do otherwise under applicable law. In some instances, we may combine
Other Information with Personal Information. If we do, we will treat the
combined information as Personal Information as long as it is combined.
THIRD PARTY SERVICES
This Privacy Policy does not address, and we are not responsible for, the
privacy, information or other practices of any third parties, including any
third party operating any website or service to which the Services link. The
inclusion of a link on the Services does not imply endorsement of the linked
site or service by us or by our affiliates.
We are not responsible for the information collection, use, disclosure or
security policies or practices of other organizations, such as LinkedIn or any
other app developer, app provider, social media platform provider, operating
system provider, wireless service provider or device manufacturer, including
with respect to any Personal Information you disclose to other organizations
through or in connection with the Apps or our Social Media Pages.
SECURITY
We seek to use reasonable organizational, technical and administrative measures
to protect Personal Information within our organization. Unfortunately, no data
transmission or storage system can be guaranteed to be 100% secure. If you have
reason to believe that your interaction with us is no longer secure, please
immediately notify us in accordance with the “Contacting Us” section below.
CHOICES AND ACCESS
YOUR CHOICES REGARDING OUR USE AND DISCLOSURE OF YOUR PERSONAL INFORMATION
We give you choices regarding our use and disclosure of your Personal
Information for marketing purposes. You may opt-out from:
· Receiving electronic communications from us: If you no longer want to
receive marketing-related emails from us on a going-forward basis, you may
opt-out by clicking the applicable link provided within such marketing-related
email and following the instructions for updating your preferences as provided
therein.
· Our sharing of your Personal Information with affiliates for their
direct marketing purposes: If you would prefer that we not share your Personal
Information on a going-forward basis with our affiliates for their direct
marketing purposes, you may opt-out of this sharing by clicking the applicable
link provided within such marketing-related email and following the instructions
for updating your preferences as provided therein.
We will try to comply with your request(s) as soon as reasonably practicable.
Please note that if you opt-out of receiving marketing-related emails from us,
we may still send you important administrative messages, from which you cannot
opt-out.
HOW YOU CAN ACCESS, CHANGE OR SUPPRESS YOUR PERSONAL INFORMATION
If you would like to review, correct, update, suppress, restrict or delete
Personal Information that you have previously provided to us, you may do so by
using the self-service functionality within the applicable Service.
RETENTION PERIOD
We will retain your Personal Information for as long as needed or permitted in
light of the purpose(s) for which it was obtained. The criteria used to
determine our retention periods include: (i) the length of time we have an
ongoing relationship with you and provide the Services to you; (ii) whether
there is a legal obligation to which we are subject; or (iii) whether retention
is advisable in light of our legal position (such as in regard to applicable
statutes of limitations, litigation or regulatory investigations).
USE OF SERVICES BY MINORS
The Services are not directed to individuals under the age of eighteen (18), and
we do not knowingly collect Personal Information from individuals under 18.
JURISDICTION AND CROSS-BORDER TRANSFER
The Services are controlled and operated by us from the United States and are
not intended to subject us to the laws or jurisdiction of any state, country or
territory other than that of the United States. Your Personal Information may be
stored and processed in any country where we have facilities or in which we
engage service providers, and by using the Services you consent to the transfer
of information to countries outside of your country of residence, including the
United States, which may have data protection rules that are different from
those of your country. In certain circumstances, courts, law enforcement
agencies, regulatory agencies or security authorities in those other countries
may be entitled to access your Personal Information.
SENSITIVE INFORMATION
We ask that you not send us, and you not disclose, any sensitive Personal
Information (e.g., social security numbers, information related to racial or
ethnic origin, political opinions, religion or other beliefs, health, biometrics
or genetic characteristics, or criminal background) on or through the Services
or otherwise to us.
UPDATES TO THIS PRIVACY POLICY
We may change this Privacy Policy. The “LAST UPDATED” legend at the top of this
Privacy Policy indicates when this Privacy Policy was last revised. Any changes
will become effective when we post the revised Privacy Policy on the Services.
Your use of the Services following these changes means that you accept the
revised Privacy Policy.
IMPORTANT INFORMATION FOR CALIFORNIA RESIDENTS
This California Consumer Privacy Act Notice provides information for certain
California residents in connection with the California Consumer Privacy Act of
2018 (“CCPA”). Under the CCPA, and for purposes of this California Consumer
Privacy Act Notice, “Personal Information” generally means information that
identifies, relates to, or describes a California resident or household and
includes the categories listed below. Below are details about the categories of
Personal Information of California residents that we have collected or disclosed
during the last 12 months.
Categories of Personal Information Collected: We collected the following
categories of Personal Information:
A. Identifiers, such as name, contact information, and online identifiers;
B. Personal information, as defined in the California customer records law,
such as employment and government-issued ID numbers;
C. Internet or network activity information, such as browsing history and
interactions with our website;
D. Professional or employment-related information, such as company name;
and
E. Inferences are drawn from any of the Personal Information listed above
to create a profile or summary about, for example, an individual’s preferences
and characteristics.
Sources of Personal Information. We collected Personal Information directly from
California residents themselves in person, over the phone, via email, via the
Services and separately from affiliates and third parties.
Purposes. We may use this Personal Information to respond to your requests,
provide our products and services, and to accomplish our business purposes and
objectives, including, for example, to market our products and services and
those of our clients, conduct analytics, comply with law, legal process, and
internal policies, and maintain records.
Disclosures of Personal Information. We disclosed the following Personal
Information to our affiliates and service providers for our operational business
purposes:
A. Identifiers, such as name, contact information, and online identifiers;
B. Personal information, as defined in the California customer records law,
such as employment and government-issued ID numbers;
C. Internet or network activity information, such as browsing history and
interactions with our website;
D. Professional or employment-related information, such as company name;
and
E. Inferences are drawn from any of the Personal Information listed above
to create a profile or summary about, for example, an individual’s preferences
and characteristics.
“Sales” of Personal Information. The CCPA defines a “sale” as the disclosure of
Personal Information in exchange for monetary or other valuable consideration.
We have not “sold” Personal Information for purposes of the CCPA. The CCPA
definition of “sale” does not include, for example, the transfer of Personal
Information as an asset that is part of a merger, bankruptcy, or other
disposition of all or any portion of our business.
If you are a California resident, you have the following rights:
(1) Right to Know. You have the right to request that we disclose to you the
following information covering the 12 months preceding your request:
o The categories of Personal Information we collected about you and the
categories of sources from which we collected such Personal Information;
o The specific pieces of Personal Information we collected about you;
o The business or commercial purpose for collecting Personal Information about
you; and
o The categories of Personal Information about you that we otherwise shared or
disclosed, and the categories of third parties with whom we shared or to whom we
disclosed such Personal Information.
(2) Right to Request Deletion. You have the right to request that we delete
Personal Information we collected from you.
To make a request for the disclosures or deletion described above, please
contact us at ALPSPrivacy@alpsinc.com or call us at (844) 511-9635. We will
respond to your request consistent with applicable law.
In order to verify your identity, SS&C ALPS will provide you with a CCPA request
document, which will include a request for information including your name, your
home and work addresses, your home and work email addresses and your home (or
cell) and work phone numbers. We will also ask you to provide information about
your relationship with SS&C ALPS.
If you are requesting disclosure of specific pieces of information maintained by
SS&C ALPS, we will ask you to provide a signed declaration under penalty of
perjury that you are the “Consumer” whose personal information is the subject of
the request.
If you are an “Authorized Agent” making a request on behalf of a Consumer, in
addition to the above information regarding the Consumer, we will ask you to
provide a copy of a document permitting you to act on behalf of the Consumer,
signed by you and the Consumer. SS&C ALPS will also require that the Consumer
confirm directly to SS&C ALPS that they provided you permission to submit the
request.
(3) Right to Be Free from Discrimination. You have the right to be free from
unlawful discrimination for exercising your rights under the CCPA.
CONTACTING US
ALPS Holdings, Inc., a wholly-owned subsidiary of SS&C Technologies, Inc.
located at 1290 Broadway Suite 1000, Denver, CO 80203, is the company
responsible for the collection, use and disclosure of your Personal Information
under this Privacy Policy. If you have any questions about this Privacy Policy,
please contact us at ALPSPrivacy@alpsinc.com. Because email communications are
not always secure, please do not include sensitive information in your emails to
us.
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