www.sec.gov
Open in
urlscan Pro
2a02:26f0:280:195::2374
Public Scan
Submitted URL: http://www.sec.gov/
Effective URL: https://www.sec.gov/
Submission: On March 04 via api from US — Scanned from DE
Effective URL: https://www.sec.gov/
Submission: On March 04 via api from US — Scanned from DE
Form analysis
2 forms found in the DOMName: form_iQueryForm — GET //secsearch.sec.gov/search
<form accept-charset="UTF-8" action="//secsearch.sec.gov/search" class="clearfix" id="global-search-form" method="get" name="form_iQueryForm">
<fieldset>
<legend></legend>
<div class="search-box-container"><label class="overlabel" for="global-search-box">Search SEC.gov</label> <input name="utf8" type="hidden" value="?"> <input class="affiliate" name="affiliate" type="hidden" value="secsearch"> <input
aria-autocomplete="list" aria-haspopup="true" autocomplete="off" class="" id="global-search-box" name="query" role="textbox" title="Search for" type="text" tabindex="4"> <span aria-hidden="true" class="button-label fa fa-search"> </span>
<input class="global-search-button" title="Go" type="submit" value="" tabindex="5"></div>
</fieldset>
</form>
Name: GD-snippet-form — POST https://public.govdelivery.com/accounts/USSEC/subscribers/qualify
<form accept-charset="UTF-8" action="https://public.govdelivery.com/accounts/USSEC/subscribers/qualify" id="GD-snippet-form" method="post" name="GD-snippet-form">
<input name="utf8" type="hidden" value="?"><input name="authenticity_token" type="hidden" value="rNLpZE6ui1SUXb98DT0ck6yojFmsiphJS29lz62OQ/k=">
<div class="row">
<div class="row collapse">
<label class="show-for-sr" for="email">E-mail Updates</label> <input id="email" name="email" onblur="if (this.value == '') {this.value = 'Email address'; this.style.color='#b1b1b1';} else if (this.value != '') {this.style.color='#000';}"
onfocus="if(this.value == 'Email address') {this.value = ''; this.style.color='#000';}" title="Enter email address" type="text" value="Email address">
</div>
</div>
<div class="row">
<input class="form_button small button" name="commit" type="submit" value="Subscribe">
</div>
</form>
Text Content
Skip to main content Search SEC.gov Company Filings U.S. Securities and Exchange Commission q * About * Careers * Commissioners * Contact * Reports and Publications * Securities Laws * Mission * Commission Votes * Divisions & Offices * Corporation Finance * Enforcement * Investment Management * Economic and Risk Analysis * Trading and Markets * Office of Administrative Law Judges * Examinations * Enforcement * Litigation Releases * Administrative Proceedings * Opinions and Adjudicatory Orders * Accounting and Auditing * Trading Suspensions * How Investigations Work * Receiverships * Information for Harmed Investors * Regulation * Rulemaking Activity * Proposed Rules * Final Rules * Interim Final Temporary Rules * Other Orders and Notices * Self-Regulatory Organizations * Staff Interpretations * Education * Investor Education * Glossaries * Small Business Capital Raising * Filings * EDGAR – Search & Access * EDGAR – Information for Filers * Company Filing Search * How to Search EDGAR * Forms List * About EDGAR * News * Press Releases * Speeches and Statements * Securities Topics * Upcoming Events * Webcasts * SEC in the News * SEC Videos * Media Gallery * SECURING FUTURES The SEC enforces the securities laws to protect the more than 66 million American households that have turned to the securities markets to invest in their futures—whether it’s starting a family, sending kids to college, saving for retirement or attaining other financial goals. We Inform and Protect Investors We Facilitate Capital Formation We Enforce Federal Securities Laws We Regulate Securities Markets We Provide Data Q&A with SEC African American Council Co-Chair Melissia A. Buckhalter-Honore To commemorate Black History Month, the SEC is spotlighting Melissia A. Buckhalter-Honore, a senior counsel in the Los Angeles Regional Office and a new co-chair of the agency’s African American Council. SECGov X Account The SEC continues to coordinate with law enforcement authorities regarding the unauthorized access to its X account and is providing updates as appropriate on its website. FEATURED VIDEO OFFICE HOURS WITH GARY GENSLER: AI, INVESTORS, ISSUERS, AND THE MARKETS This video is for all humans and computers. Chair Gary Gensler explains how both on the mAcro and mIcro level, the SEC is focused on how evolving AI affects investors, issuers, and the markets connecting them. Let’s process that together. More Videos SPOTLIGHT ON STRATEGIC PLAN Through the goals laid out in its Strategic Plan, the SEC will continue to bring a skilled and steady hand to the capital markets of a changing world. More Spotlight Topics b Submit a Tip or File a Complaint LATEST NEWS * SEC Charges Advisory Firm HG Vora for Disclosure Failures Ahead of Ryder Acquisition Bid March 1, 2024 * SEC Charges Lordstown Motors with Misleading Investors about Company’s Flagship Electric Vehicle Feb. 29, 2024 * SEC Investor Advisory Committee to Discuss Proposals to Improve Equity Market Structure and Examine the Use of Materiality as a Disclosure Standard Feb. 29, 2024 More News E-MAIL UPDATES Sign up for emails that will deliver SEC News direct to your inbox. E-mail Updates WE INFORM AND PROTECT INVESTORS PROTECT YOUR MONEY! Check out an investment professional's registration status and background at Investor.gov. Check Your Investment Professional LEARN MORE * Advance Fee Fraud * Exchange-Traded Funds (ETFs) * Form 10-K * Variable Annuities Before you invest, Investor.gov INVESTOR ALERTS & BULLETINS The SEC's Office of Investor Education and Advocacy issues Investor Alerts & Bulletins as a service to investors. Investor Alerts typically warn investors about the latest investment frauds and scams. Investor Bulletins tend to educate investors about investment-related topics including the functions of the SEC. * Brokered CDs: Investor Bulletin Nov. 30, 2023 * Investor Resilience, Crypto Assets, and Sustainable Finance: World Investor Week 2023 — Investor Bulletin Sept. 29, 2023 * Updated Investor Bulletin: An Introduction to ABLE Accounts Sept. 15, 2023 More Investor Alerts & Bulletins OMBUDS The Ombuds will listen to your inquiries, complaints, and issues, review the information you provide, and help identify procedures, options, and resources. The Ombuds is also available to clarify certain SEC decisions, policies, and practices, and serve as an alternate channel of communication between retail investors and the SEC. WE FACILITATE CAPITAL FORMATION CAPITAL RAISING The Office of the Advocate for Small Business Capital Formation and the Division of Corporation Finance’s Office of Small Business Policy launched an expanded Capital Raising Hub, which includes all of the SEC’s small business educational resources for entrepreneurs and their investors. FINHUB The SEC’s FinHub facilitates our active engagement with innovators, developers, and entrepreneurs of financial technology. * Building Blocks Explore the fundamentals of capital raising with the SEC's Office of the Advocate for Small Business Capital Formation. WE ENFORCE FEDERAL SECURITIES LAWS a Cyber Enforcement Actions o Administrative Proceeding Documents OFFICE OF THE WHISTLEBLOWER Submit a tip, learn about the program, or claim an award. LATEST FEDERAL COURT ACTIONS LITIGATION RELEASES More Litigation Releases LATEST ADMINISTRATIVE PROCEEDINGS ADMINISTRATIVE RELEASES More Administrative Releases WE REGULATE SECURITIES MARKETS COMMENT ON SEC RULEMAKING We want public input on proposals and other pertinent issues and topics related to SEC rulemaking. We want to know what information is important to you, the investor. = SEC Proposed Rules h View Final Rules Commission Votes WE PROVIDE DATA DEVELOPER RESOURCES Check out updates on the SEC open data program, including best practices that make it more efficient to download data. View Developer Resources MONEY MARKET FUND STATISTICS Our Investment Management Analytics Office released an updated Money Market Fund Statistics report. The report reflects staff’s compilation and analysis of data reported to the Commission on Form N-MFP. LATEST DATA SETS * Company Information About Active Broker-Dealers This text file contains the Central Index Key (CIK) numbers, company names, SEC reporting file numbers, and addresses (business addresses are provided when mailing addresses are not available) of active broker-dealers who are registered with the SEC. Updated March 2024 * Information About Registered Investment Advisers and Exempt Reporting Advisers The Investment Adviser Information Reports' data is collected from electronic submissions of Form ADV by investment adviser firms to the Investment Adviser Registration Depository (IARD) system. Updated March 2024 More Data Sets SEC ENHANCES ACCESS TO FINANCIAL DISCLOSURE DATA The SEC has released Application Programming Interfaces (APIs) that aggregate financial statement data, making corporate disclosures quicker and easier for developers and third-party services to use. APIs will allow developers to create web or mobile apps that directly serve retail investors. SOCIAL MEDIA 1 Twitter 2 Facebook 2 Instagram 3RSS 4YouTube 6LinkedIn 8 Email Updates ABOUT THE SEC * Budget & Performance * Careers * Commission Votes * Contact * Contracts * Data Resources TRANSPARENCY * Accessibility & Disability * FOIA * Inspector General * No FEAR Act & EEO Data * Ombuds * Whistleblower Protection WEBSITES * Investor.gov * Related Sites * USA.gov SITE INFORMATION * Plain Writing * Privacy & Security * Site Map Return to Top