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ACA GROUP

Scalable compliance, risk, and technology solutions for financial services firms
that protect peace of mind.

Contact Us
Advisory Services

Make decisions with confidence

Our advisory services can support you with challenges related to regulatory
compliance, cybersecurity, privacy, ESG, investment performance, and financial
crimes. 

Managed Services

Maximize your time and efficiency

We can help take manual and time-consuming tasks off your plate from regulatory
filings, to marketing reviews, to electronic communications reviews and more. 

 

Technology Solutions

Streamline and scale your program

Manage your compliance program, automate tasks, simplify surveillance and more
with ACA's RegTech Solution, ComplianceAlpha. 

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EXPERTISE

Need help tackling complex GRC challenges across your firm? We harness the
strength of our people, processes, and technology to help your firm meet
regulatory obligations while protecting from reputational and financial risk. So
you can focus on what matters most, your business. 



Compliance Advisory

Strengthen your compliance program with our global team of compliance
professionals.

Managed Services

Maximize your firm’s time and efficiency with our technology-powered managed
services.

RegTech

Build a scalable and resilient compliance program with our
ComplianceAlpha® RegTech solutions platform backed by managed services support.

ACA Aponix Cybersecurity

Build cyber and operational resilience across your firm with our ACA
Aponix® cybersecurity and technology risk experts.

ACA Foreside Distribution

Our ACA Foreside team works with asset management firms throughout the world to
facilitate compliance and product distribution through legal underwriting,
registered representative licensing, and DTCC/NSCC fund sponsorship. 

ACA Mirabella Regulatory Hosting

Our ACA Mirabella team can help get your firm up and running quickly with our
regulatory hosting support services in Europe.

Investment Performance

Stay in compliance with the GIPS® standards and investment performance rules
with the world’s largest team of GIPS standards verifiers.

ESG Advisory, Data, and Analytics

Gain clarity on your firm’s ESG requirements and build a strong compliance and
ESG program with our dedicated ESG practice - and access values-based tools and
data to assess and grow your impact with our analytics software. 

AML and Financial Crimes

Address financial crimes-related threats and regulatory concerns with our team
of former regulators and auditors.

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WHO WE SERVE

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Hedge Funds

Wealth Managers

Mutual Funds, ETFs, and Other Investment Companies

Private Equity Sponsors and Portfolio Companies

Private Markets

Broker-Dealers

CFTC/NFA Members

Digital Asset Managers

Hedge Funds

Wealth Managers

Mutual Funds, ETFs, and Other Investment Companies

Private Equity Sponsors and Portfolio Companies

Private Markets

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WE UNDERSTAND YOUR CHALLENGES AND WHAT YOU NEED TO PROTECT YOUR BUSINESS.

We’ve been in your shoes - when you work with us, you’ll have the peace of mind
that comes from working with the most trusted and experienced GRC advisor in the
financial services industry.

Our team’s unique combination of talent includes the largest number of former
regulators, compliance professionals, legal professionals, and GIPS standards
verifiers in the industry, along with practitioners in cybersecurity,
performance, ESG, and technology.

Contact our team to learn more about how we can help your firm protect and grow
your business.


WE CAN GROW WITH YOU AS YOUR BUSINESS GROWS.

Our innovative approach integrates expert consulting, on-demand managed
services, and cutting-edge technology to help our clients build scalable and
demonstrable compliance programs.

Contact us


PARTNER WITH ACA FOR PEACE OF MIND

Our unique blend of regulatory compliance insight and performance expertise
means that we can help your firm adapt to all aspects of these new rules, while
considering the complexity of your firm’s unique compliance requirements.

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WHY ACA?

For over 20 years, financial services firms have partnered with and trusted ACA
for their governance, risk, and compliance concerns. Our innovative approach
integrates expert consulting, on-demand managed services, and cutting-edge
technology to help our clients build scalable and demonstrable compliance
programs.


REGULATORY EXPERTISE

600+

employees with regulatory or in-house CCO experience.


PEER BENCHMARKING

6K+

clients from firms of all sizes.


PROVEN TRACK-RECORD

20+

years in business.

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LATEST INSIGHTS

Previous
Article


THE INVESTMENT MANAGER’S ROLE IN MUTUAL FUND DISTRIBUTION

July 02, 2024

News


ACA GROUP NAMED MOST PREFERRED WORKPLACE BY MARKSMEN/INDIA TODAY 2024-2025

June 27, 2024

Article


SCRUTINY OF OFF-CHANNEL COMMUNICATIONS CAPTURE, ARCHIVE, AND SURVEILLANCE

June 27, 2024

Article


ENHANCING OFF-CHANNEL COMMUNICATIONS CAPTURE AND SURVEILLANCE

July 12, 2024

Article


NAVIGATING THE FUTURE OF DATA GOVERNANCE: INSIGHTS FROM ACA ON NASDAQ TRADETALKS

July 11, 2024

Cyber Alert


OPENSSH VULNERABILITY REQUIRES IMMEDIATE ACTION

July 11, 2024

Article


COMMON AML SCHEMES: CYBERSECURITY TACTICS

July 10, 2024

Article


THE HISTORY OF ETFS IN THE U.S.

July 09, 2024

Compliance Alert


FINRA ALERT REGARDING FORM BR FOR RESIDENTIAL SUPERVISORY LOCATIONS

July 08, 2024

Article


A LABOUR GOVERNMENT’S REGULATION OF THE UK ASSET MANAGEMENT SECTOR: EVOLUTION,
NOT REVOLUTION

July 05, 2024

Article


THE INVESTMENT MANAGER’S ROLE IN MUTUAL FUND DISTRIBUTION

July 02, 2024

News


ACA GROUP NAMED MOST PREFERRED WORKPLACE BY MARKSMEN/INDIA TODAY 2024-2025

June 27, 2024

Article


SCRUTINY OF OFF-CHANNEL COMMUNICATIONS CAPTURE, ARCHIVE, AND SURVEILLANCE

June 27, 2024

Article


ENHANCING OFF-CHANNEL COMMUNICATIONS CAPTURE AND SURVEILLANCE

July 12, 2024

Article


NAVIGATING THE FUTURE OF DATA GOVERNANCE: INSIGHTS FROM ACA ON NASDAQ TRADETALKS

July 11, 2024

Cyber Alert


OPENSSH VULNERABILITY REQUIRES IMMEDIATE ACTION

July 11, 2024

Article


COMMON AML SCHEMES: CYBERSECURITY TACTICS

July 10, 2024

Article


THE HISTORY OF ETFS IN THE U.S.

July 09, 2024

Compliance Alert


FINRA ALERT REGARDING FORM BR FOR RESIDENTIAL SUPERVISORY LOCATIONS

July 08, 2024

Article


A LABOUR GOVERNMENT’S REGULATION OF THE UK ASSET MANAGEMENT SECTOR: EVOLUTION,
NOT REVOLUTION

July 05, 2024

Article


THE INVESTMENT MANAGER’S ROLE IN MUTUAL FUND DISTRIBUTION

July 02, 2024

News


ACA GROUP NAMED MOST PREFERRED WORKPLACE BY MARKSMEN/INDIA TODAY 2024-2025

June 27, 2024

Article


SCRUTINY OF OFF-CHANNEL COMMUNICATIONS CAPTURE, ARCHIVE, AND SURVEILLANCE

June 27, 2024

Next
More insights


READY TO BUILD A BETTER GRC PROGRAM?

Contact us to learn how we can help your firm protect and grow your business.

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 * Who We Serve
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