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Skip to content * LinkedIn * Twiitter * Facebook * LinkedIn Group * SUPPORT US * ABOUT US * CONTACT * SPONSORSHIP OPPORTUNITIES Compliance Chief 360 The independent knowledge source for Compliance Officers * Home * Training * Articles * Research Digest * News Roundup * Journal of Corporate Compliance * Contribute Articles * Subscribe! * Home * Training * Articles * Research Digest * News Roundup * Journal of Corporate Compliance * Contribute Articles * Subscribe! Search for: Trending SEC’s Cyber-Rule Enforcement a Prime Worry for Compliance Anticipating a Scandal: Is AI a Ticking Time Bomb for Companies? EU Passes World’s First Comprehensive AI Law DoJ Secures $2.7 Billion Through False Claim Act Actions In 2023 FTC PROPOSES SIGNIFICANT CHANGES TO ONLINE PROTECTION RULES FOR CHILDREN Jacob Horowitz December 21, 2023 0 comments SOCIAL MEDIA COMPANIES CHALLENGE LAW REQUIRING PARENTAL CONSENT Jacob Horowitz January 9, 2024 0 comments FTC ENACTS FIRST-EVER BAN ON SELLING SENSITIVE LOCATION DATA CC360 Staff January 10, 2024 0 comments SEC APPROVES BITCOIN ETFS, CLEARING WAY FOR PUBLIC TRADING Joseph McCafferty January 11, 2024 0 comments HEALTH CARE PATIENT DATA BREACHES DOUBLED IN 2023, REACHING 87M Joseph McCafferty Oct 25, 2023 0 REFORM, NOT FINES: THE SEC NEEDS A NEW APPROACH TO OFF-CHANNEL COMMUNICATION Jacob Horowitz Nov 2, 2023 0 CRYPTO EXCHANGE, CEO PLEAD GUILTY TO AML VIOLATIONS; WILL PAY $4.3 BILLION CC360 StaffAML Nov 22, 2023 0 U.K. REGULATOR TO ADOPT RULES TO PREVENT ‘GREENWASHING’ Joseph McCafferty Nov 28, 2023 0 Editor's Blog ANTICIPATING A SCANDAL: IS AI A TICKING TIME BOMB FOR COMPANIES? In recent times it seems that a corporate scandal is now an everyday occurrence and something which is far too... EXXON TAKES RARE MOVE TO SUE SHAREHOLDERS OVER CLIMATE CHANGE PROPOSALS UNPACKING THE BIDEN EXECUTIVE ORDER ON AI REFORM, NOT FINES: THE SEC NEEDS A NEW APPROACH TO OFF-CHANNEL COMMUNICATION View More Research Digest HEALTH CARE PATIENT DATA BREACHES DOUBLED IN 2023, REACHING 87M Health care companies are increasingly falling victim to sophisticated hacking efforts—including ransomware attacks—insider threats, and basic security flaws despite the... REPORT: COMPLIANCE DEPARTMENTS FACING BELT TIGHTENING, SMALLER STAFFS THE MOST EXPENSIVE FINANCIAL COMPLIANCE FAILURES OF THE LAST DECADE STUDY FINDS SIGNIFICANT RISE IN CORRUPTION IN SEVERAL COUNTRIES View More Insight 360° EU PASSES WORLD’S FIRST COMPREHENSIVE AI LAW The European Parliament approved the Artificial Intelligence Act (AIA), a regulation aimed at ensuring safety and compliance with fundamental rights,... FTC PROPOSES SIGNIFICANT CHANGES TO ONLINE PROTECTION RULES FOR CHILDREN SOUTHWEST TO PAY $140 MILLION FOR FAILURES DURING 2022 HOLIDAY MELTDOWN TRACFONE TO PAY $23.5M FOR VIOLATIONS OF FCC SUBSIDY PROGRAM RULES View More FEATUREDNEWS SEC’S CYBER-RULE ENFORCEMENT A PRIME WORRY FOR COMPLIANCE According to a 2024 Cybersecurity Benchmarking Survey, 45 percent of surveyed compliance personnel from asset management, investment adviser and private market firms have expressed concerns about how the Securities and Exchange Commission (SEC) will enforce its newly developed cybersecurity rules. The ACA Group and National Society of Compliance Professionals released Jacob Horowitz March 28, 2024 0 EU PASSES WORLD’S FIRST COMPREHENSIVE AI LAW The European Parliament approved the Artificial Intelligence Act (AIA), a regulation aimed at ensuring safety and compliance with fundamental rights, while boosting innovation within the artificial intelligence (AI) context. AIA, which is set take effect in increments over the next few years, ultimately establishes obligations for AI based on its Jacob Horowitz March 15, 2024 0 DOJ SECURES $2.7 BILLION THROUGH FALSE CLAIM ACT ACTIONS IN 2023 The U.S. Department of Justice (DoJ) announced that it obtained more than $2.68 billion in settlement and judgements under the False Claims Act. The government and whistleblowers were party to 543 settlements and judgments, the highest number of settlements and judgments in a single year. Recoveries since 1986, when Congress CC360 Staff March 12, 2024 0 FCA ANNOUNCES ITS PLEDGE TO ENHANCE EFFICIENCY IN ENFORCING CASES. The Financial Conduct Authority (FCA) announced that it is now committed to carrying out enforcement cases more quickly as the organization seeks to increase the deterrent impact of its enforcement actions. The FCA is a private financial regulatory body in the United Kingdom (UK). The Authority’s purpose is to regulate CC360 Staff March 11, 2024 0 QUICKSPIN Video Player https://www.youtube.com/watch?v=bAVgj_eoT_Q Code 150: Unknown error. Download File: https://www.youtube.com/watch?v=bAVgj_eoT_Q&_=1 00:00 00:00 00:00 Use Up/Down Arrow keys to increase or decrease volume. NEWSROUNDUP SEC’S CYBER-RULE ENFORCEMENT A PRIME WORRY FOR COMPLIANCE March 28, 2024 0 EU PASSES WORLD’S FIRST COMPREHENSIVE AI LAW March 15, 2024 0 DOJ SECURES $2.7 BILLION THROUGH FALSE CLAIM ACT ACTIONS IN 2023 March 12, 2024 0 FCA ANNOUNCES ITS PLEDGE TO ENHANCE EFFICIENCY IN ENFORCING CASES. March 11, 2024 0 BOEING PAYS U.S DEPARTMENT OF STATE $51 MILLION FOR EXPORT VIOLATIONS March 8, 2024 0 NEWSLETTERSIGNUP! Please enable JavaScript in your browser to complete this form. Name * First Last Email * Company * Job Title * Country * Postal Code * Name Submit April 2024 M T W T F S S 1234567 891011121314 15161718192021 22232425262728 2930 « Mar ARTICLE TOPICS AML (10) Anti-Money Laundering (11) Artificial Intelligence (AI) (5) Audit & Accounting (13) Big Four (3) CFPB (7) CFTC (5) Compliance Officer Profiles (3) Compliance Planning (4) Compliance Skills (5) Culture (5) Cybersecurity (15) Data Governance (15) Data Privacy (18) diversity (4) DOJ (30) Enforcement Actions (87) EPA (4) ESG & Social Responsibility (11) Ethics (6) False Claims Act (2) FCA (2) FCPA (17) FDA (1) FDIC (1) Federal Reserve Board (1) Financial Reporting (18) Financial Services (34) FinCEN (4) FINRA (4) Fraud (17) FTC (11) internal controls (5) Legal (10) OCC (2) outsourcing (2) PCAOB (7) regulation (39) risk management (2) Sanctions (6) SEC (69) SFO (1) technology (11) Third-Party Compliance (1) Whistleblowers (16) CATEGORIES * Articles (334) * Editor's Blog (13) * Featured (12) * Featured News (294) * Insight 360° (22) * News Roundup (310) * Research Digest (14) NEWSLETTER SIGNUP! 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