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Submitted URL: http://voyafinancialadvisors.com/
Effective URL: https://www.voya.com/financial-professionals/voya-financial-advisors/client-information
Submission: On June 29 via api from US — Scanned from US

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CLIENT INFORMATION


CLIENT INFORMATION

Below is important information about working with Voya Financial Advisors. 

Note: Some files are in PDF format. In order to open, view or print these files,
you will need to have Adobe Acrobat Reader installed on your computer. This is
available with a free download from the Adobe Systems website. When printing
multiple-page documents, please use the two-sided option whenever possible.

 * Client Relationship Summary (PDFopens in new tab)
 * Voya Financial Advisors’ Regulation Best Interest Disclosure (PDF)opens in
   new tab
 * Voya Financial Advisors’ Privacy Notice (PDF)opens in new tab
 * Your Account Agreement (PDF)opens in new tab
 * Doing Business with Us (PDF)opens in new tab
 * Business Continuity Plan Summary (PDF)opens in new tab
 * Sponsor Fee Disclosure for Retirement Plans Subject to ERISA
 * Documents available for Electronic Delivery for Voya Financial Advisors, Inc.
   (PDF)opens in new tab
 * Voya Financial Advisors Insured Bank Deposit Account
 * Part 2A of Form ADV: Firm Brochure (PDF)opens in new tab
 * Part 2A Appendix 1 of Form ADV: Wrap Fee Program Brochure (PDF)opens in new
   tab
 * Schedule of Miscellaneous Account and Service Fees (PDF)opens in new tab
 * Investor Channel Schedule of Miscellaneous Account and Service Fees
   (PDF)opens in new tab
 * Part 2A Appendix 1 of Form ADV: Investor Channel Wrap Fee Program
   Brochureopens in new tab


ABOUT VOYA FINANCIAL ADVISORS

Voya Financial Advisors, Inc., the broker-dealer of Voya Financial, Inc. (NYSE:
VOYA), supports a wide range of clients through approximately 600 financial
professionals. As a top-tier independent broker-dealer, Voya Financial Advisors
is focused on helping Americans advance their retirement readiness through
education, financial planning and a broad range of personalized asset
accumulation, protection and distribution solutions. Voya Financial is a premier
retirement, investment and insurance company serving the financial needs of over
14 million individual and institutional customers in the United States.*

Voya Financial Advisors is required to make available quarterly reports that
present a general overview of its order routing practices. These reports
identify the significant venues to which client orders were routed for execution
during the applicable quarter. Voya Financial Advisors transmits its client
orders to its clearing firm, Pershing LLC. Pershing may then route these orders
to various venues for execution. To obtain a copy of this report, please visit
orderroutingdisclosure.com and enter the full broker-dealer name exactly as
follows: Voya Financial Advisors, Inc.

*As of 6/30/2023.

Securities and investment advisory services offered through Voya Financial
Advisors, Inc. (member SIPC). See BrokerCheck for more information.

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