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Submission: On April 08 via manual from US — Scanned from DE
Submission: On April 08 via manual from US — Scanned from DE
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www.dialecticanet.com Confidential. Do not distribute to third parties. Terms of Engagement These Terms of Engagement are agreed between you Keith Campbell (the “Specialist”) and Dialectica Ltd., its subsidiaries or affiliates, (“Dialectica”, “we”,”our”,”us”) and govern your participation in interactions through Dialectica. Prior to participating in a scheduled interaction with Dialectica’s Client(s), please review and accept the following Terms. 1. Definitions “Specialist” means a professional in a certain industry or of certain specialization whom Dialectica has agreed to introduce to the Client or with whom Dialectica has agreed to engage on behalf of the Client, in accordance with these Terms of Engagement. “Consultation” means a scheduled interaction related to a project, involving the Client and a Specialist, which may be short-term or long-term and can take the form of (inter alia): (i) a remote consultation by telephone, email or other form of electronic messaging, (ii) a face-to-face consultation, (iii) information presented in the form of reports and surveys or written deliverables or (iv) advisory or employment relationships with the Client or the Client's affiliate(s). “Client” means any company or organization, and their employees, designated contacts and representatives, you may interact with in the context of a Consultation and in accordance with these terms. “Scope” means a description of the subject matter that the Client wishes to discuss with the Specialist(s) in the context of any scheduled Consultation. “Proprietary Information” includes, but is not limited to, our Clients' intellectual property, the existence and/or Scope of a project, the identity and/or details of our Client, any Confidential Information of Dialectica and our Client, as well as any other information relating to actual and/or potential investment, trading and/or business decisions of our Client. “Transcription” means the service offered by a provider, or Dialectica including, but not limited to, the creation of a written record of the consultation which was arranged by Dialectica between the Client and the Specialist. “Recording” means the process offered by a provider, or Dialectica including, but not limited to, the production of audio or video records of the consultation arranged between the Client and Dialectica to be reproduced or broadcasted in the future. 2. General Rules Prior to Participation in a Consultation 2.1. Dialectica might contact you to discuss your potential participation in a Consultation or to make you part of Dialectica’s expert network. Discussing a particular Scope with you constitutes a process of determining your potential suitability for a Consultation. Such communication does not constitute a formal proposal to take part in a Consultation or a binding agreement with Dialectica. 2.2. You understand that the decision, whether or not, to initiate any Consultation with you is at the Client’s discretion. A proposal to participate in a Consultation does not bind the Client or Dialectica to schedule an interaction with you. 2.3. You have the right to decline participation for whatever reason and at any stage prior to the Consultation, even after agreeing with these Terms of Engagement. You should always share with Dialectica and the Client accurate information about your career history. Nothing in these Terms of Engagement creates an employer-employee relationship, or an expectation of employment. For the avoidance of doubt, the Specialist acts in his/her independent capacity and he/she is not Dialectica’s employee. 3. Responsibilities of the Specialist Prior to a Consultation 3.1. Eligibility to Consult Through Dialectica Upon being contacted by Dialectica for a project, it is your responsibility to evaluate the Scope and determine, exercising due diligence, whether or not you are able to participate in a prospective Consultation. 3.2. Non-Eligibility to Consult Through Dialectica You should decline participation, especially in the cases indicated below. You remain fully responsible in case you proceed with participating in a Consultation despite the below limitations: If you know or reasonably suspect that by participating, you are violating any law or regulation; If you know or reasonably suspect that your participation would result in a breach of any agreement with, or obligation towards, a third party; If your participation would likely result in infringing any current and/or former employer obligations; If you have not obtained appropriate consent or waiver from your employer prior to consulting through Dialectica, provided that such procedure exists or is applicable; If your participation would likely result in the breach of a duty of confidentiality you are subject to; If you know or suspect that the Client is, or may be acting on behalf of, a competitor of your employer or the entity whose board you serve on, or that there is or may give rise to any professional, regulatory or other conflict;3.3. If you work at a company or an organization that has made or is under a tender (takeover) process that is currently taking place, or has acted on behalf of a company that is connected with said tender, you must decline participation if the project Scope is relevant to the market in which the above company is active. 4. Responsibilities of the Specialist During a Consultation 4.1. You agree that: While participating in a Consultation you will not discuss, or disclose, any confidential or proprietary information about a company that you are an officer, director or employee of, or have any association with; Your participation in the Consultation will not result in the disclosure of confidential or proprietary information about your employer, or a company for which you serve as an officer or director or you are associated with, or other information you have a duty to keep confidential or you have obtained from any person who expects you to keep such information confidential or you could reasonably expect to be considered confidential; Your participation will not result in the disclosure of any inside information or material non-public information concerning a company whose shares are traded on a recognized exchange or a quoted instrument; or trade secret; While participating in a Consultation you will not give investment, accounting, legal and/or medical advice in the context of the Consultation; If you are a medical doctor (MD), or healthcare professional, participating in a clinical trial, you will not discuss about clinical trial results, or disclose information concerning patient experience, or any other material, before such results or data have been made public; If you have worked in an accounting and finance department, of any company, within the last six (6) months, you will not discuss about any accounting or financial matters relating to that company, or that company's affiliates; If you are an auditor, or former auditor, you must not comment on companies you have audited, as part of your employment, the last three (3) years; and If you are a government official, or employee, you must not discuss about any government legislation, regulation, policy, contracts, or other affairs that you are have the power to decide upon or are subject to your vote.4.2. If, during a Consultation, you identify any reason(s) for which you may not, or should not, continue the Consultation, you have the obligation to discontinue your participation. If, during a Consultation, you identify a specific question(s) which you cannot respond to, you have the obligation to decline to do so. In any such event, you need to inform the Client immediately. 4.3 You represent that the information provided to Dialectica’s client will be, to the best of your knowledge, true, accurate and up to date. You must perform the Consultation, and provide the information to DIalectica’s client, with all reasonable skill and care. 5. Confidentiality 5.1. Confidentiality and Proprietary Information 5.1.1. By participating in a Consultation, certain Proprietary and/or Confidential Information might be disclosed or become known to you. You hereby pledge not to disclose any such Information to third parties, in compliance with all the relevant laws and regulations. 5.1.2. By accepting these terms, you grant Dialectica and Dialectica’s client(s) an unrestricted, perpetual, irrevocable, non-exclusive, fully-paid, royalty-free right to use the written material and other work produced by you in the context of the Consultation (collectively “Deliverables”). The Deliverables will become property of Dialectica, and Dialectica’s Client(s) and you agree to confirm in writing such ownership, upon request. 5.2. Specialist’s Communication with Third Parties 5.2.1 You confirm that you comply with your obligations of confidentiality and the relevant anti-bribery legislation, and that you will not compensate any third party for any information received. 5.2.2. You should never prior to, or following, a Consultation interact with any of your contacts and ask information about the company they are employed by with the intention to use this information to participate in a Consultation. 5.2.3. In the event that you need to acquire permission for any prospective Consultation, do not reveal any information and/or details about our Client or the Scope. 6. Terms of Payment 6.1. These Terms of Payment govern the payment of agreed fees for a Consultation you have participated in. In case you are an employee or consultant at a consultancy firm, you may opt whether the payment fee notice will be sent to you or the firm. 6.2. Payment Conditions 6.2.1. Depending on the type of Consultation, and the hourly rate agreed for a given project, you may be entitled to payment of a fee, provided that the Consultation is completed. You will only be eligible for compensation if you were actually contacted about, and contributed to, the Consultation. You will not be compensated for time waiting, or time set aside, if no Consultation is completed. Prior to your Consultation, you will be contacted by Dialectica to confirm your hourly rate. Written confirmation will be given at any occasion. 6.2.2. You will be compensated at the hourly rate agreed for a specific Consultation, on a pro rata basis, solely for your time spent interacting with our Client(s). Our Client(s) have no obligation to contact you for a specific amount of time, or at all. 6.2.3. With respect to Consultations that involve surveys or reports, you will be compensated at a fixed fee determined on a per Consultation basis, which Dialectica will communicate to you in advance. 6.2.4. Payment for preparatory and follow-up work, in connection with any Consultation, requires the prior written approval of Dialectica. Any interaction with a Client outside of Consultations arranged through Dialectica, even if such interaction is a follow-up to a recent Consultation arranged through Dialectica, does not qualify for payment. 6.3. Payment Process 6.3.1. Dialectica will send you a payment fee notice within three (3) working days, following confirmation from our Client that you have completed the relevant Consultation. 6.3.2. Upon receipt of the payment fee notice, you must confirm your participation and send to Dialectica your banking/payment details. 6.3.3. Failure to confirm your participation and send to Dialectica your banking/payment details within fifteen (15) working days shall result in you forfeiting any fee for which you may have been eligible. 6.3.4. Payment of any invoice submitted by you, will be made by Dialectica within thirty (30) days from the receipt of your confirmation. 7. Miscellaneous 7.1 These Terms of Engagement shall come into force on the date of your acceptance. They will continue to be in force until they are terminated either yourself, or Dialectica, at any time upon giving written notice to the other party. 7.2. Dialectica shall, under no circumstances, be liable to you for any direct or indirect or consequential loss or damage of any kind arising under or in connection with these terms. Nothing in this Agreement shall limit or exclude (or purport to limit or exclude) liability for the negligence of employees, agents or subcontractors, fraud or fraudulent misrepresentation. 7.3. You remain fully liable for complying with these Terms of Engagement and you understand that Dialectica, or Dialectica’s Client(s), may enforce these Terms of Engagement to protect their interests. 7.4 In case any provision in these Terms of Engagement shall be invalid, illegal or unenforceable, the validity, legality and enforceability of the remaining provisions shall not in any way be affected or impaired thereby and such provision shall be ineffective only to the extent of such invalidity, illegality or unenforceability. 7.5 These Terms and any dispute or claim arising out of, or in connection with, them or their subject matter or formation (including non-contractual disputes or claims) shall be governed by the Laws of England and Wales. Notwithstanding the above, Dialectica maintains the right to take proceedings before any other court of competent jurisdiction. Data Protection Section By accepting these Terms of Engagement, you provide your consent that Dialectica may use the information you have provided relating to your career history, skills, perspectives and fields of expertise. That information might be shared with our Client(s) and/or third party(ies) who are part of the project’s team. 1. Personal Data Collected Personal data may include your full name, address, email, phone number, payment details, as well as information about your academic and professional background and employment history, including the company name of your current or past employer(s). The data subject (the Specialist) is not obliged to provide Dialectica with their personal data, however in this case Dialectica will not be able to execute these Terms of Engagement. 2. Purpose for Collecting Personal Data i. Determine your potential suitability for a Consultation and facilitate your participation in projects. ii. Identify projects which may be within your field of expertise and of interest to you. iii. Schedule an interaction between you and one of our Clients. iv. Provide prospective Clients with a summary of your career history in order to select the most relevant Specialists for a possible Consultation. v. Ensure your payment for the services which you will provide or have provided. vi. Manage our relationship with you, which includes: (a) interacting with you proactively and in response to requests from you, and (b) notifying you about changes to our Terms or privacy policies. 3. Basis for the Collection of Personal Data Processing of your personal data is based on your consent, our legitimate interest to offer our services to our Client(s), and our obligation to comply with applicable law. 4. Sharing of Personal Data with Third Parties Your personal data might be disclosed to our Client(s); the Dialectica entities; legal and regulatory authorities; our external advisors; our Processors; any party necessary in connection with legal proceedings or for investigating, detecting or preventing criminal offences; or any purchaser/Client of our business. 5. Cross-Border Transfers Your personal data will be processed by us inside the European Economic Area or in countries that have been considered adequate by the European Commission and will be accessed by our staff and/or third parties working for us. Your personal data may be. also held, processed and accessed outside the European Economic Area to countries that have not been determined by the European Commission to provide an adequate level of data protection. In any such transfer, we will ensure that appropriate data protection safeguards are in place. To obtain a copy of the relevant transfer mechanism or additional information on the transfers, please contact us using the contact information below. 6. Consultation Recording Furthermore by accepting these Terms of Engagement, you provide your consent to the recording of the consultation(s) you will participate in as Specialist with Dialectica’s Clients. You will be notified in advance when a recording, either in visual or audio form, takes place. You further acknowledge and consent to the transcription of said calls and to the release of the recording and/or transcript to Dialectica’s Client and/or the Client of Dialectica’s Client. Your consent is explicit and freely given and you may withdraw it at any time even after accepting these Terms of Engagement. 7. Storage of Personal Data We will only retain your personal data and/or relevant material for the time period necessary for the Consultation(s) and to satisfy any legal, accounting, reporting or audit requirements. To determine the appropriate retention period for your personal data, we take into consideration the amount, nature, and sensitivity of such data, the potential risk of harm from unauthorized use or disclosure of your personal data, the purposes for which we process your personal data and whether we can achieve those purposes through other means, and for applicable legal requirements. 8. Rights Over Your Personal Data (GDPR 2016/679) At all times, you have the following rights: i. Right to be informed how data is collected, processed and stored, and for what purposes. ii. Right to access your personal data. iii. Right to have incorrect or incomplete data corrected. iv. Right to have your personal data permanently deleted from all our databases. v. Right to block or suppress personal data from being processed or used. vi. Right to move, copy, or transfer your personal data from one data controller to another, in a safe and secure way, in a commonly used and machine-readable format. vii. Right to object to the processing of your personal data without your explicit consent. viii. Right to demand human intervention, rather than having important decisions made solely by algorithm. ix. Right to lodge a complaint with a Supervisory Authority. Before processing your requests, we may ask for your identification to ensure you are the requestor. In certain situations, and subject to applicable law, we may not be able or obliged to grant part or all of your individual requests. We also have the right to refuse and/or charge a monetary fee for requests which are manifestly unfounded or excessive, for example because of their repetitive character. For more information on this topic, please read our privacy policy here: https://www.dialecticanet.com/index.php/privacy-policy. If you would like to stop receiving email communications from Dialectica, please email us to: unsubscribe@dialecticanet.com If you have any questions or concerns regarding this section or you wish to report a complaint regarding an incident prior, during or after a consultation, you may contact us at: compliance@dialecticanet.com Identity and contact details of the Data Controller: The company Dialectica Ltd., registered in the United Kingdom, under the number 09605745 and located at 28 Margaret Street 2nd Floor Marylebone London W1W 8RZ. EXPERIENCE HISTORY Please confirm, prior to the consultation, that your career history is accurate. From To Role Company 2018-09 Present Senior Information Security Analyst State Board of Administration of Florida 2016-09 Present Security Analyst II Company Confidential 2016-02 2016-09 Senior Security Analyst Florida Cancer Specialists Research Institute 2002-02 2016-02 IT Disaster Prepardness Consultant Florida Health 2002-02 2016-02 Data Processing Manager Florida Department of Health 2007-10 2010-05 IT Director Charlotte County Health Department For any required amendments, regarding your experience history, please use the form below. Dialectica will, then, contact you as soon as possible. Send us an e-mail Send I consent to the recording of my interaction with the Dialectica Client and the transcription of the recording thereof I consent to Dialectica processing my personal data, and relevant material, in accordance with this Data Protection Section I have carefully read and agree to the Terms of Engagement No Yes No Yes No Yes Accept