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AI: BENEFITS, RISKS AND REGULATION IN FINANCIAL SERVICES (UK)
This note explains how AI is used in the UK financial services sector and the
challenges and risks it can pose.
* Access now
BREXIT AND FINANCIAL SERVICES: REVOCATION OF RETAINED EU LAW TRACKER
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CONTENTIOUS FINANCIAL SERVICES TOOLKIT
* Contentious financial services toolkit
MARKET PRACTICE
* Article archive
* Allen & Overy's financial services investigations and enforcement column
* Ashurst's financial crime column
* Ashurst's sustainable finance column
* Gough Square Chambers' consumer credit column
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* Jacob Ghanty's payment services and e-money column
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ABOUT THIS PRACTICE AREA
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RESOURCES ON EU FINANCIAL SERVICES LEGISLATION
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OTHER KEY EU RESOURCES
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UK REGULATORS
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GLOBAL GUIDES
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QUICK COMPARE CHARTS
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FEATURED
1. CHANGES TO UK FINANCIAL SERVICES REGULATION: EDINBURGH REFORMS TOOLKIT
This toolkit guides users through Practical Law's resources on the key
Edinburgh Reforms relating to financial services.
1. A GUIDE TO KEY RESOURCES: SUSTAINABLE FINANCE
This guide contains a summary of key sustainable finance initiatives.
1. FCA CONSUMER DUTY TOOLKIT
This toolkit provides links to content on the FCA's new consumer duty.
VIDEO AND AUDIO
1. FCA'S ANTI-GREENWASHING RULE
Lorraine Johnston from Ashurst discusses key aspects of the FCA's
anti-greenwashing rule, including how firms should best approach the rule.
2. INTRODUCTION TO CRYPTO AND DIGITAL ASSETS
This video explains why crypto and digital assets are increasingly important
within financial markets, it discusses their potential benefits and risks,
and it outlines how the UK government and regulatory authorities have
responded to this emerging industry.
3. OPERATIONAL RESILIENCE FOR FINANCIAL SERVICES
Simon Treacy from Linklaters discusses operational resilience in the
financial services sector, including key aspects of the UK's new regime and
steps firms should take to comply with the rules.
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NEW CONTENT
1. A list of our most recently published new content:
* Melville Rodrigues' fund management column: July 2024
* New EU AML and CTF framework: delegated acts, implementing acts,
technical standards and guidelines
* Ashurst's financial crime column: June 2024
* New EU AML and CTF framework: overview for financial institutions
* FCA sustainability labelling, naming and marketing regime
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LEGAL UPDATES
RSS
1. EIOPA CONSULTS ON IMPLEMENTING NEW PROPORTIONALITY FRAMEWORK UNDER SOLVENCY
II
02 AUGUST 2024
2. NEW PRACTICE NOTE ON FCA'S PROPOSED NEW APPROACH TO PUBLICISING ENFORCEMENT
INVESTIGATIONS
02 AUGUST 2024
3. EBA AND ECB REPORT ON PAYMENT FRAUD
02 AUGUST 2024
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HORIZON SCANNING FOR FINANCIAL SERVICES PRACTITIONERS
A table of key forthcoming dates in 2024 and beyond to help financial services
practitioners scan the regulatory horizon.
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KEY DATES: FINANCIAL SERVICES
March 2024 April 2024 May 2024 June 2024 July 2024 August 2024 September 2024
October 2024 November 2024 December 2024 January 2025 February 2025 Back to
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