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Form analysis
2 forms found in the DOM

Name: searchCtrl.searchForm —

<form name="searchCtrl.searchForm" ng-submit="searchCtrl.onSubmit($event)" ng-keyup="searchCtrl.onEnter($event)" form-action="" class="ng-pristine ng-valid ng-scope ng-valid-required ng-valid-minlength ng-valid-maxlength" action="">
  <div class="tab-content layout-column" layout="column">
    <div layout-gt-xs="row" layout-xs="column" layout-align-xs="space-between center" class="layout-xs-column layout-gt-xs-row layout-align-xs-space-between-center"> <input type="text" ng-model="searchCtrl.name" placeholder="Individual Name/CRD#"
        flex="auto" data-testid="individual-search-name" class="ng-pristine ng-untouched ng-valid flex-auto ng-empty" aria-invalid="false">
      <div flex="initial" class="font-white bold large at-sep hide-xs show-gt-xs flex-initial" hide-xs="" show-gt-xs=""> at </div> <input type="text" id="firm-input" ng-model="searchCtrl.firm" placeholder="Firm Name or CRD/SEC# (optional)"
        flex="auto" data-testid="individual-search-firm" class="ng-pristine ng-untouched ng-valid flex-auto ng-empty" aria-invalid="false">
      <div flex="initial" class="font-white bold large at-sep hide-xs show-gt-xs flex-initial" hide-xs="" show-gt-xs=""> in </div>
      <div flex="auto" class="searchAutoContainer flex-auto"> <md-autocomplete class="searchAuto ng-isolate-scope flex-auto" flex="auto" md-blur="searchCtrl.validateChange(searchCtrl.searchForm.acIndividualLocation)" md-no-cache="searchCtrl.noCache"
          md-input-id="acIndividualLocationId" md-input-name="acIndividualLocation" md-selected-item="searchCtrl.selectedLocation" md-search-text="searchCtrl.locationIndividual"
          md-search-text-change="searchCtrl.searchLocationChange(searchCtrl.locationIndividual)" md-selected-item-change="searchCtrl.selectedLocationChange()" md-items="location in searchCtrl.allLocations" md-item-text="location.name"
          md-min-length="1" md-autoselect="true" md-select-on-match="true" md-match-case-insensitive="true" md-menu-class="typeaheads" placeholder="City, State or ZIP (optional)" md-scroll="" data-testid="individual-search-location"
          md-has-not-found="true" tabindex="-1"> <md-autocomplete-wrap
            ng-class="{ 'md-whiteframe-z1': !floatingLabel, 	                        'md-menu-showing': !$mdAutocompleteCtrl.hidden, 	                        'md-show-clear-button': !!clearButton }" class="md-whiteframe-z1 md-show-clear-button">
            <!-- ngIf: !floatingLabel --><input type="search" id="acIndividualLocationId" name="acIndividualLocation" ng-class="::inputClass" ng-if="!floatingLabel" autocomplete="off" ng-required="$mdAutocompleteCtrl.isRequired"
              ng-disabled="$mdAutocompleteCtrl.isDisabled" ng-readonly="$mdAutocompleteCtrl.isReadonly" ng-model="$mdAutocompleteCtrl.scope.searchText" ng-keydown="$mdAutocompleteCtrl.keydown($event)" ng-blur="$mdAutocompleteCtrl.blur($event)"
              ng-focus="$mdAutocompleteCtrl.focus($event)" placeholder="City, State or ZIP (optional)" aria-label="City, State or ZIP (optional)" aria-autocomplete="list" role="combobox" aria-haspopup="true" aria-expanded="false" aria-owns="ul-3"
              ng-attr-aria-activedescendant="{{$mdAutocompleteCtrl.index >= 0 ? 'selected_option' : undefined}}" class="ng-pristine ng-untouched ng-valid ng-scope ng-empty ng-valid-required ng-valid-minlength ng-valid-maxlength"
              aria-activedescendant="selected_option" aria-invalid="false"><!-- end ngIf: !floatingLabel --> <!-- ngIf: clearButton && $mdAutocompleteCtrl.scope.searchText --> <!-- ngIf: $mdAutocompleteCtrl.loadingIsVisible() -->
          </md-autocomplete-wrap></md-autocomplete> <!-- ngIf: searchCtrl.searchForm.acIndividualLocation.$error.showMessageError --> </div> <button class="md-raised md-primary md-hue-2 md-button md-ink-ripple" type="submit" ng-transclude=""
        aria-label="IndividualSearch" data-testid="individual-search-button"></button>
    </div>
    <div layout="row" flex="auto" class="layout-row flex-auto"> <!-- ngIf: searchCtrl.requiredIndividualError && !searchCtrl.searchForm.acIndividualLocation.$error.showMessageError --> </div>
  </div> <input type="submit" style="visibility:hidden;position:absolute">
</form>

Name: searchCtrl.searchFormFirm —

<form name="searchCtrl.searchFormFirm" ng-submit="searchCtrl.onSubmit($event)" ng-keyup="searchCtrl.onEnter($event)" form-action="" class="ng-pristine ng-valid ng-scope ng-valid-required ng-valid-minlength ng-valid-maxlength" action="">
  <div class="tab-content layout-column" layout="column">
    <div layout-gt-xs="row" layout-xs="column" layout-align-xs="center center" class="layout-xs-column layout-gt-xs-row layout-align-xs-center-center"> <input type="text" id="firmtab-input" ng-model="searchCtrl.firmquery"
        placeholder="Firm Name or CRD/SEC# (optional)" flex="auto" data-testid="firm-search-name" class="ng-pristine ng-untouched ng-valid flex-auto ng-empty" aria-invalid="false">
      <div flex="initial" class="font-white bold large at-sep hide-xs show-gt-xs flex-initial" hide-xs="" show-gt-xs=""> in </div>
      <div flex="auto" class="searchAutoContainer flex-auto"> <md-autocomplete class="searchAuto ng-isolate-scope flex-auto" flex="auto" md-blur="searchCtrl.validateChange(searchCtrl.searchFormFirm.acFirmLocation)" md-no-cache="searchCtrl.noCache"
          md-input-id="acFirmLocationId" md-input-name="acFirmLocation" md-selected-item="searchCtrl.selectedFirmLocation" md-search-text="searchCtrl.locationFirm" md-search-text-change="searchCtrl.searchFirmLocationChange(searchCtrl.locationFirm)"
          md-selected-item-change="searchCtrl.selectedFirmLocationChange(locationFirm)" md-items="firmlocation in searchCtrl.allLocations" md-item-text="firmlocation.name" md-min-length="1" md-autoselect="true" md-select-on-match="true"
          md-match-case-insensitive="true" placeholder="City, State or ZIP (optional)" md-scroll="" data-testid="firm-search-location" md-has-not-found="true" tabindex="-1"> <md-autocomplete-wrap
            ng-class="{ 'md-whiteframe-z1': !floatingLabel, 	                        'md-menu-showing': !$mdAutocompleteCtrl.hidden, 	                        'md-show-clear-button': !!clearButton }" class="md-whiteframe-z1 md-show-clear-button">
            <!-- ngIf: !floatingLabel --><input type="search" id="acFirmLocationId" name="acFirmLocation" ng-class="::inputClass" ng-if="!floatingLabel" autocomplete="off" ng-required="$mdAutocompleteCtrl.isRequired"
              ng-disabled="$mdAutocompleteCtrl.isDisabled" ng-readonly="$mdAutocompleteCtrl.isReadonly" ng-model="$mdAutocompleteCtrl.scope.searchText" ng-keydown="$mdAutocompleteCtrl.keydown($event)" ng-blur="$mdAutocompleteCtrl.blur($event)"
              ng-focus="$mdAutocompleteCtrl.focus($event)" placeholder="City, State or ZIP (optional)" aria-label="City, State or ZIP (optional)" aria-autocomplete="list" role="combobox" aria-haspopup="true" aria-expanded="false" aria-owns="ul-4"
              ng-attr-aria-activedescendant="{{$mdAutocompleteCtrl.index >= 0 ? 'selected_option' : undefined}}" class="ng-pristine ng-untouched ng-valid ng-scope ng-empty ng-valid-required ng-valid-minlength ng-valid-maxlength"
              aria-activedescendant="selected_option" aria-invalid="false"><!-- end ngIf: !floatingLabel --> <!-- ngIf: clearButton && $mdAutocompleteCtrl.scope.searchText --> <!-- ngIf: $mdAutocompleteCtrl.loadingIsVisible() -->
          </md-autocomplete-wrap></md-autocomplete> <!-- ngIf: searchCtrl.searchFormFirm.acFirmLocation.$error.showMessageError --> </div> <button class="md-raised md-primary md-hue-2 md-button md-ink-ripple" type="submit" ng-transclude=""
        aria-label="FirmSearch" data-testid="firm-search-button"></button>
    </div>
    <div layout="row" flex="auto" class="layout-row flex-auto"> <!-- ngIf: searchCtrl.requiredFirmError && !searchCtrl.searchFormFirm.acFirmLocation.$error.showMessageError --> </div>
  </div> <input type="submit" style="visibility:hidden;position:absolute">
</form>

Text Content

An official website of the United States Government

Investment Adviser Public Disclosure

Investment Adviser Search

Investment Adviser Data

Resources

FORM ADV

Registration/Reporting Status

View Form ADV By Section

Part 2 Brochures

Accountant Surprise Examination Report


Individual
Firm
Individual
Firm
at
in


in




Please be aware that fraudsters may link to Investment Adviser Public Disclosure
website from phishing and similar scam websites, trying to steal your personal
information or your money. Make sure you know who you’re dealing with when
investing, and contact FINRA with any concerns. For more information read the
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We found results


INVESTMENT ADVISER FIRM SUMMARY

ENDOWMENT WEALTH MANAGEMENT, INC. ( CRD# 108652/SEC#: 801-112413 )
Alternate Names:CAPITAL NORTH LTD,ENDOWMENT WEALTH MANAGEMENT, INC.

Visit SEC Site

Visit the SEC's Investment Adviser Public Disclosure website for more
information on this individual.

Stay on BrokerCheck Go to SEC Site

View latest Form ADV filed Part 2 Brochures Part 3 Relationship Summary

The adviser's REGISTRATION status is listed below.

This adviser is also a brokerage firm

REGISTRATION STATUS

SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE SEC Approved 2/8/2018
Illinois Terminated 2/23/2018 Minnesota Terminated 12/16/2015 Texas Terminated
2/26/2018 Wisconsin Terminated 2/27/2018

NOTICE FILINGS

Investment adviser firms registered with the SEC may be required to provide to
state securities authorities a copy of their Form ADV and any accompanying
amendments filed with the SEC. These filings are called "notice filings". Below
are the states with which the firm you selected makes its notice filings. Also
listed is the date the firm first became notice filed or registered in each
state.

Not Currently Notice Filed

JURISDICTION EFFECTIVE DATE Illinois 2/27/2018 South Carolina 6/15/2021 Texas
2/8/2018 Wisconsin 2/8/2018

EXEMPT REPORTING ADVISERS

Exempt Reporting Advisers ("ERA") are investment advisers that are not required
to register as investment advisers because they rely on certain exemptions from
registration under sections 203(l) and 203(m) of the Investment Advisers Act of
1940 and related rules. Certain state securities regulatory authorities have
similar exemptions based on state statutes or regulations. An ERA is required to
file a report using Form ADV, but does not complete all items contained in Form
ADV that a registered adviser must complete. Other state securities regulatory
authorities require an ERA to register as an investment adviser and file a
complete Form ADV. Below are the regulators with which an ERA report is filed.

SEC / JURISDICTION REPORTING STATUS _ EFFECTIVE DATE

Not Currently an Exempt Reporting Adviser
B
Broker
IA
Investment Adviser
PR
Previously Registered
Previously Registered indicates the firm or individual is not currently licensed
to act as a broker (buying and selling securities on behalf of customers) or as
an investment adviser (providing advice about securities to clients). They may
still be able to offer other investment-related services if properly licensed to
do so. Click here to learn more.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions,
employment terminations, bankruptcy filings and certain civil or criminal
proceedings that they were a part of.