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SEC TO AUDITORS: DO BETTER ON FRAUD RISK

By Matt Kelly | October 12, 2022 | 0 Comments

The Securities and Exchange Commission is urging auditors to do better at
assessing fraud risk among their clients — a rather notable statement peppered
with keywords such as “gatekeepers” and “protection of investors,” clearly
intended to warn audit firms that the agency wants to see improvement here. The
statement came on Tuesday from Paul Munter,…

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ANOTHER SPORTS SCANDAL: HOCKEY CANADA

By Matt Kelly | October 11, 2022 | 0 Comments

I spent most of last week on vacation in Canada, trying to put aside the clamor
of ethics and compliance news for a while. Well, even amid the gorgeous
architecture of Montreal and the boring expanses of the 401 highway, ethics and
compliance news caught up with us anyway. The news in question was the…

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ON VACATION THIS WEEK

By Matt Kelly | October 4, 2022 | 0 Comments

Thank you for visiting, dear readers, but Radical Compliance is taking some
much-needed vacation this week. We likely won’t have any updates to the website,
and no newsletter on Friday, Oct. 7. You can always send us tips at
mkelly@radicalcompliance.com. Otherwise, behave yourselves and we’ll be back as
usual on Monday, Oct. 11.

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COMPLIANCE JOBS REPORT: SEPT. 30

By Matt Kelly | September 30, 2022 | 0 Comments

Another big Compliance Jobs Report this week. Personnel moves from Walmart,
Cooper Standard, JPMorgan Chase, Estée Lauder, and many more. We have some work
anniversaries to celebrate; job leads in construction, software, and health
insurance; and Meme of the Week goes out to employee messaging. As always, thank
you to all the compliance people sending…

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ABOUT US

Technically, Radical Compliance is the personal blog of Matt Kelly, long-time
writer and observer of the corporate compliance and GRC scene. I was a writer,
editor, and publisher at Compliance Week, 2003 through 2015; some of you may
know me from my career there. I also speak frequently at compliance conferences
and other events, and will pretty much shoot the breeze on any compliance topic
with anyone who asks.


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RECENT POSTS

 * SEC to Auditors: Do Better on Fraud Risk October 12, 2022
 * Another Sports Scandal: Hockey Canada October 11, 2022
 * On Vacation This Week October 4, 2022
 * Compliance Jobs Report: Sept. 30 September 30, 2022
 * The Wall Street Messaging Crackdown September 29, 2022

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