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Text Content
* Customer Stories * Customer Support * Sign In * Products * Know Your Employee (KYE) * Personal Trading Compliance * Gifts, Entertainment and Hospitality * Political Contributions and Donations * Outside Business Activities * Registrations and Licensing * Roles and Responsibilities Needs * Connected Persons and Relationships * eComms Archive * eComms Review * Know Your Transactions (KYT) * Trade Surveillance * Deal and Engagement Review * Insider and MNPI * Suitability * Know Your Third Party (KYTP) * Third Party Risk * Third Party Approvals * Know Your Obligations (KYO) * Regulatory Change Manager * Compliance Risk Manager * Compliance Assurance Manager * Policy Content Governor * Solutions * Compliance Oversight * Communications Compliance * Market Abuse Regulation * ESG Compliance * Senior Managers Certification Regime * Conduct Risk * Control Room Compliance * Pay-to-Play Compliance * Conflict of Interest Management * Crypto Compliance * Small Firm Compliance * Corporate Compliance * Anti-Bribery and Corruption * Compliance Program Management Compliance Oversight Communications Compliance Fit and Proper Market Abuse Regulations ESG Compliance Senior Managers & Certifications Conduct Risk Control Room Compliance Pay-to-Play Compliance Conflict of Interest Management Crypto Compliance Small Firm Compliance Corporate Compliance Anti-Bribery and Corruption Compliance Program Management * Education Center * Blog * Webinars * Resources * About Us * Company * Awards * Careers * Partners * News * Customer Stories * Customer Support * Sign In * Request a Demo STREAMLINE YOUR COMPLIANCE OPERATIONS One powerful Compliance Management Platform that tackles tough challenges for financial firms, all in one place and with one login. Compliance Built Better.™ MCO ONE OF EUROPE'S LONG-TERM GROWTH CHAMPIONS MCO has been recognized by the Financial Times as one of Europe's Long-Term Growth Champions 2025. SOLUTION PERSPECTIVE Read the GRC 2020 Solution Perspective for analyst insight on compliance industry challenges and MCO’s core capabilities. WHAT OUR CUSTOMERS SAY powered by SIMPLE, RELIABLE AND FAIRLY PRICED TOOL "MCO is an easy to use - for both users and administrators - tool that runs reliably and has been serving us well for almost 10 years now. It is a straightforward, no nonsense tool that does what it should and if there are any issues, the service desk is very responsive and helpful. It is webbased so can be accessed anytime anywhere as administrator and offers an App which is highly apreciated..." ng Nina G. Financial Services MCO IS INSTRUMENTAL FOR COMPLIANCE NEEDS! "MyComplianceOffice is a one-stop portal for all of our compliance needs. It has been instrumental in streamlining our compliance processes in-house, and we have found great value in it!" ml Melissa L. Financial Services 9 YEAR USER "MCO is very user friendly and helps streamline a lot of our compliance responsibilities. It can also be customized to fit your specific needs." ml Matt L. Financial Services I USED MYCOMPLIANCE OFFICE AND I AM REALLY SATISFIED WITH THE TEAM'S ACTIONS AND RESPONSIVITY "Easy, straight, and forward to use. At any problem, the team is here to listen and respond to my concerns or blockages" ns Nadir S. Insurance FULL OVERVIEW OF POSSIBLE LEGAL AND COMPLIANCE ISSUES "The nice thing about this software is that this gives insights into the business but also guidance on how to solve most issues. By making plots it is perfect for a systemic integrated risk approach" Huub V. BI speciale NEW MCO USER "I had a great experience with onboarding. My onboarding team was responsive, well versed in the software and made sure I understood everything I needed to before concluding the onboarding. MCO is already saving me time and effort with respect to our compliance program." Ll Lisa L. Investment Management SIMPLE, RELIABLE AND FAIRLY PRICED TOOL "MCO is an easy to use - for both users and administrators - tool that runs reliably and has been serving us well for almost 10 years now. It is a straightforward, no nonsense tool that does what it should and if there are any issues, the service desk is very responsive and helpful. It is webbased so can be accessed anytime anywhere as administrator and offers an App which is highly apreciated..." ng Nina G. Financial Services MCO IS INSTRUMENTAL FOR COMPLIANCE NEEDS! "MyComplianceOffice is a one-stop portal for all of our compliance needs. It has been instrumental in streamlining our compliance processes in-house, and we have found great value in it!" ml Melissa L. Financial Services 9 YEAR USER "MCO is very user friendly and helps streamline a lot of our compliance responsibilities. It can also be customized to fit your specific needs." ml Matt L. Financial Services I USED MYCOMPLIANCE OFFICE AND I AM REALLY SATISFIED WITH THE TEAM'S ACTIONS AND RESPONSIVITY "Easy, straight, and forward to use. At any problem, the team is here to listen and respond to my concerns or blockages" ns Nadir S. Insurance FULL OVERVIEW OF POSSIBLE LEGAL AND COMPLIANCE ISSUES "The nice thing about this software is that this gives insights into the business but also guidance on how to solve most issues. By making plots it is perfect for a systemic integrated risk approach" Huub V. BI speciale NEW MCO USER "I had a great experience with onboarding. My onboarding team was responsive, well versed in the software and made sure I understood everything I needed to before concluding the onboarding. MCO is already saving me time and effort with respect to our compliance program." Ll Lisa L. Investment Management ‹› WHAT IS YOUR COMPLIANCE MANAGEMENT CHALLENGE? Conflict of Interest Management Insider List Management Employee Compliance eComms Surveillance Senior Managers & Certification Regime See All Areas of Concern Learn how MCO helps global, highly regulated firms build long-term compliance solutions. Solutions Overview Visit our Blog Numbers don't lie. With a growing customer base and 16+ years of experience building and perfecting our compliance management software, the numbers tell a story of promises delivered. Client Countries 105 Database Users 1000 K Rules Executed Yearly 90 M Records Processed Yearly 800 M WHY CHOOSE MCO? We understand that making a change, means taking a risk. Whether moving from a manual process or replacing a system, your concerns are ours. You can trust MCO to know the stakes and strive to define the right journey for your firm. Fully Integrated Platform Modular Approach Affordable Easy to Use Customer Support THE POWER OF ONE No more swivel chair compliance. Complete access to all your work in one place. One portal with one login, one data source and an unprecedented level of risk control. BUILD IT YOUR WAY No two companies have the same regulatory requirements, but all require technology that works to their specification. MyComplianceOffice modular approach means purchase what is needed today and know that tomorrow's need can be easily added. GET MORE FOR LESS SaaS technology is less costly to buy and install. MCO's platform with central data center for all compliance modules means a cost-efficient and proactive approach to managing regulated activities. ENHANCE A CULTURE OF COMPLIANCE User adoption is important. A simple, modern user interface combined with minimal clicks makes it very easy for employees to use. System administrators can quickly customize documents without IT involvement. MAKE IT WORK FOR YOU With clients in over 80 countries, MCO offers more extensive global support capability than the competition, with 24 x 7 tech support and 20 x 5 customer support. KNOW YOUR EMPLOYEE (KYE) EMPLOYEE COMPLIANCE Automate monitoring and approval of employee compliance activities with an intuitive interface enabling fulfillment of compliance obligations with minimal effort. * Gifts and hospitality * Political contributions * Outside business activities * Authorizations, registrations and licensing * Personal trading * Attestation and certifications * eComms Surveillance Learn More about KYE EMPLOYEE COMPLIANCE PRODUCTS Employee Personal Trading Gifts & Hospitality Authorizations, Registrations & Licensing Outside Business Activities Political Contributions KNOW YOUR TRANSACTIONS (KYT) TRANSACTION SURVEILLANCE The issue of conduct risk is especially sensitive when it originates within the core financial transactions of a firm. KYT helps firms mitigate risk that can originate from breaches in market manipulation, insider trading, suitability, conflicts of interest, fund mandate and investment banking activities. Learn More about KYT TRANSACTION SURVEILLANCE PRODUCTS Insiders and MNPI Trade Surveillance Deal Review Management Control Room Compliance Suitability KNOW YOUR OBLIGATIONS (KYO) COMPLIANCE OVERSIGHT Gain a holistic and aggregate view of the firm's risk profile to help compliance set regulatory priorities, visually map obligations, identify gaps in policies and procedures and streamline operations. * Regulatory Change Manager * Compliance Risk Manager * Compliance Assurance Manager * Policy Content Governor Learn More about KYO COMPLIANCE OVERSIGHT PRODUCTS Regulatory Change Manager Compliance Risk Manager Compliance Assurance Manager Policy Content Governor KNOW YOUR THIRD PARTY (KYTP) THIRD PARTY RISK MANAGEMENT Manage and monitor the risks associated with third parties. Simplified approach with streamlined technology improves internal processes while meeting increased regulatory and audit scrutiny. * Third party on-boarding activities * Initial and ongoing third-party data management * Ongoing third-party due diligence * Anti-bribery / Anti-corruption program Learn More About KYTP FINANCIAL SERVICES COMPLIANCE MANAGEMENT SOFTWARE Successful compliance management for financial services requires that firms track and record the activities of a broad range of individuals, from internal employees, senior executives and staffers to external customers, vendors, and other third-party affiliates. Most firms have multiple activity compliance management systems that track regulatory activities and identify risky behaviors occurring in and between organizations. Unfortunately, multiple regulatory compliance software systems often fail to adequately assess data because they don’t monitor all behaviors and miss vital information altogether (data gaps), or when more than one system monitors and reports the same behaviors (data redundancy). Essentially, compliance management systems fail because they don’t talk to each other—the right hand doesn’t know what the left hand knows. When systems fail, the risk of non-compliance soars, firms can suffer hefty fines, regulatory sanctions, and even criminal charges. Fortunately, firms can avoid compliance hazards by using MyComplianceOffice, one compliance platform that provides many compliance products all in one place and with one login. A centralized Compliance Management platform provides a complete set of integrated data, compliance evaluators can identify problems early and mitigate risky behaviors before they escalate to critical levels. Implementing an all-inclusive compliance management software not only helps a firm better manage compliance risk, it also demonstrates to examiners and regulators that they are serious about compliance management. Examiners look favorably on firms that leverage compliance software to manage risk proactively. Firms that use such systems greatly benefit with significantly fewer compliance violations and costly risks. Learn More COMPLIANCE & CONFLICTS Whitepapers & Webinars MCO has a deep bench of technologists and an extensive network of compliance experts who regularly provide best practices and latest trends in regulatory compliance. In this paper, MCO CEO, Brian Fahey, presents a fuller explanation of conduct risk and compliance technology's impact on this challenge. Download See All Guides EXPLORE LATEST INSIGHTS AND EDUCATION RESOURCES FROM MCO WEBINAR SOLVING THE GROWING CHALLENGES OF ECOMMUNICATIONS SURVEILLANCE Learn More BLOG POSTS UNPACKING APRA AND ASIC’S OBSERVATIONS OF FAR IMPLEMENTATIONS Read More BLOG POSTS SEC EXAMINATION PRIORITIES PROVIDE A ROADMAP FOR 2025 COMPLIANCE Read More CONNECT WITH MCO EXPERTS NEED MORE INFORMATION OR ARE YOU READY TO TAKE THE NEXT STEP? Request a Demo SIGN UP FOR OUR NEWSLETTER Email*Please provide a business email. Notification Frequency Subscription_integration_field EU Sign In US Sign In Copyright 2024 MyComplianceOffice Ltd. All Rights Reserved | Privacy Policy Top