www.nasdaq.com
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Submitted URL: https://engage.nasdaq.com/MzAzLVFLTS00NjMAAAGCOfOPUg7CKsjOgy9lVvYth4ya4W5Eat8fyupztzgnaspCFfqHkij6xuimbTqkKgdXALDltM0=
Effective URL: https://www.nasdaq.com/privacy-statement?utm_medium=Email&utm_source=Marketing&utm_programid=3968&mkt_tok=MzAzLVFLTS00N...
Submission: On January 27 via api from US — Scanned from DE
Effective URL: https://www.nasdaq.com/privacy-statement?utm_medium=Email&utm_source=Marketing&utm_programid=3968&mkt_tok=MzAzLVFLTS00N...
Submission: On January 27 via api from US — Scanned from DE
Form analysis 6 forms found in the DOM
<form class="mktoForm mktoHasWidth mktoLayoutLeft" data-formid="1686" style="display: block; font-family: inherit; font-size: 13px; color: rgb(51, 51, 51); width: 400px;" id="" novalidate="novalidate">
<p class="mandatFields">All Text Fields Are Required</p>
<style type="text/css"></style>
<div class="mktoFormRow" id="Email_16432785609400.6331349252154017">
<div class="mktoFieldDescriptor mktoFormCol" style="margin-bottom: 5px;">
<div class="mktoOffset" style="width: 5px;"></div>
<div class="mktoFieldWrap mktoRequiredField"><label for="Email_16432785609400.6331349252154017" id="LblEmail" class="mktoLabel mktoHasWidth" style="width: 100px;">
<div class="mktoAsterix">*</div>Email Address:
</label>
<div class="mktoGutter mktoHasWidth" style="width: 5px;"></div><input id="Email" name="Email" maxlength="255" aria-labelledby="LblEmail InstructEmail" type="email" class="mktoField mktoEmailField mktoHasWidth mktoRequired"
aria-required="true" style="width: 150px;"><span id="InstructEmail" tabindex="-1" class="mktoInstruction"></span>
<div class="mktoClear"></div>
</div>
<div class="mktoClear"></div>
</div>
<div class="mktoClear"></div>
</div>
<div class="mktoFormRow" id="Country_16432785609400.6331349252154017">
<div class="mktoFieldDescriptor mktoFormCol" style="margin-bottom: 5px;">
<div class="mktoOffset" style="width: 5px;"></div>
<div class="mktoFieldWrap mktoRequiredField"><label for="Country_16432785609400.6331349252154017" id="LblCountry" class="mktoLabel mktoHasWidth" style="width: 100px;">
<div class="mktoAsterix">*</div>Location:
</label>
<div class="mktoGutter mktoHasWidth" style="width: 5px;"></div><select id="Country" name="Country" aria-labelledby="LblCountry InstructCountry" class="mktoField mktoHasWidth mktoRequired" aria-required="true" style="width: 150px;">
<option value="">Select...</option>
<option value="United States">United States</option>
<option value="Afghanistan">Afghanistan</option>
<option value="Åland Islands">Åland Islands</option>
<option value="Albania">Albania</option>
<option value="Algeria">Algeria</option>
<option value="American Samoa">American Samoa</option>
<option value="Andorra">Andorra</option>
<option value="Angola">Angola</option>
<option value="Anguilla">Anguilla</option>
<option value="Antarctica">Antarctica</option>
<option value="Antigua and Barbuda">Antigua and Barbuda</option>
<option value="Argentina">Argentina</option>
<option value="Armenia">Armenia</option>
<option value="Aruba">Aruba</option>
<option value="Australia">Australia</option>
<option value="Austria">Austria</option>
<option value="Azerbaijan">Azerbaijan</option>
<option value="Bahamas">Bahamas</option>
<option value="Bahrain">Bahrain</option>
<option value="Bangladesh">Bangladesh</option>
<option value="Barbados">Barbados</option>
<option value="Belarus">Belarus</option>
<option value="Belgium">Belgium</option>
<option value="Belize">Belize</option>
<option value="Benin">Benin</option>
<option value="Bermuda">Bermuda</option>
<option value="Bhutan">Bhutan</option>
<option value="Bolivia, Plurinational State of">Bolivia, Plurinational State of</option>
<option value="Bonaire, Sint Eustatius and Saba">Bonaire, Sint Eustatius and Saba</option>
<option value="Bosnia and Herzegovina">Bosnia and Herzegovina</option>
<option value="Botswana">Botswana</option>
<option value="Bouvet Island">Bouvet Island</option>
<option value="Brazil">Brazil</option>
<option value="British Indian Ocean Territory">British Indian Ocean Territory</option>
<option value="Brunei Darussalam">Brunei Darussalam</option>
<option value="Bulgaria">Bulgaria</option>
<option value="Burkina Faso">Burkina Faso</option>
<option value="Burundi">Burundi</option>
<option value="Cambodia">Cambodia</option>
<option value="Cameroon">Cameroon</option>
<option value="Canada">Canada</option>
<option value="Cape Verde">Cape Verde</option>
<option value="Cayman Islands">Cayman Islands</option>
<option value="Central African Republic">Central African Republic</option>
<option value="Chad">Chad</option>
<option value="Chile">Chile</option>
<option value="China">China</option>
<option value="Christmas Island">Christmas Island</option>
<option value="Cocos (Keeling) Islands">Cocos (Keeling) Islands</option>
<option value="Colombia">Colombia</option>
<option value="Comoros">Comoros</option>
<option value="Congo">Congo</option>
<option value="Congo, the Democratic Republic of the">Congo, the Democratic Republic of the</option>
<option value="Cook Islands">Cook Islands</option>
<option value="Costa Rica">Costa Rica</option>
<option value="Côte d'Ivoire">Côte d'Ivoire</option>
<option value="Croatia">Croatia</option>
<option value="Cuba">Cuba</option>
<option value="Curaçao">Curaçao</option>
<option value="Cyprus">Cyprus</option>
<option value="Czech Republic">Czech Republic</option>
<option value="Denmark">Denmark</option>
<option value="Djibouti">Djibouti</option>
<option value="Dominica">Dominica</option>
<option value="Dominican Republic">Dominican Republic</option>
<option value="Ecuador">Ecuador</option>
<option value="Egypt">Egypt</option>
<option value="El Salvador">El Salvador</option>
<option value="Equatorial Guinea">Equatorial Guinea</option>
<option value="Eritrea">Eritrea</option>
<option value="Estonia">Estonia</option>
<option value="Ethiopia">Ethiopia</option>
<option value="Falkland Islands (Malvinas)">Falkland Islands (Malvinas)</option>
<option value="Faroe Islands">Faroe Islands</option>
<option value="Fiji">Fiji</option>
<option value="Finland">Finland</option>
<option value="France">France</option>
<option value="French Guiana">French Guiana</option>
<option value="French Polynesia">French Polynesia</option>
<option value="French Southern Territories">French Southern Territories</option>
<option value="Gabon">Gabon</option>
<option value="Gambia">Gambia</option>
<option value="Georgia">Georgia</option>
<option value="Germany">Germany</option>
<option value="Ghana">Ghana</option>
<option value="Gibraltar">Gibraltar</option>
<option value="Greece">Greece</option>
<option value="Greenland">Greenland</option>
<option value="Grenada">Grenada</option>
<option value="Guadeloupe">Guadeloupe</option>
<option value="Guam">Guam</option>
<option value="Guatemala">Guatemala</option>
<option value="Guernsey">Guernsey</option>
<option value="Guinea">Guinea</option>
<option value="Guinea-Bissau">Guinea-Bissau</option>
<option value="Guyana">Guyana</option>
<option value="Haiti">Haiti</option>
<option value="Heard Island and McDonald Islands">Heard Island and McDonald Islands</option>
<option value="Holy See (Vatican City State)">Holy See (Vatican City State)</option>
<option value="Honduras">Honduras</option>
<option value="Hong Kong">Hong Kong</option>
<option value="Hungary">Hungary</option>
<option value="Iceland">Iceland</option>
<option value="India">India</option>
<option value="Indonesia">Indonesia</option>
<option value="Iran, Islamic Republic of">Iran, Islamic Republic of</option>
<option value="Iraq">Iraq</option>
<option value="Ireland">Ireland</option>
<option value="Isle of Man">Isle of Man</option>
<option value="Israel">Israel</option>
<option value="Italy">Italy</option>
<option value="Jamaica">Jamaica</option>
<option value="Japan">Japan</option>
<option value="Jersey">Jersey</option>
<option value="Jordan">Jordan</option>
<option value="Kazakhstan">Kazakhstan</option>
<option value="Kenya">Kenya</option>
<option value="Kiribati">Kiribati</option>
<option value="Korea, Democratic People's Republic of">Korea, Democratic People's Republic of</option>
<option value="Korea, Republic of">Korea, Republic of</option>
<option value="Kuwait">Kuwait</option>
<option value="Kyrgyzstan">Kyrgyzstan</option>
<option value="Lao People's Democratic Republic">Lao People's Democratic Republic</option>
<option value="Latvia">Latvia</option>
<option value="Lebanon">Lebanon</option>
<option value="Lesotho">Lesotho</option>
<option value="Liberia">Liberia</option>
<option value="Libyan Arab Jamahiriya">Libyan Arab Jamahiriya</option>
<option value="Liechtenstein">Liechtenstein</option>
<option value="Lithuania">Lithuania</option>
<option value="Luxembourg">Luxembourg</option>
<option value="Macao">Macao</option>
<option value="Macedonia, the former Yugoslav Republic of">Macedonia, the former Yugoslav Republic of</option>
<option value="Madagascar">Madagascar</option>
<option value="Malawi">Malawi</option>
<option value="Malaysia">Malaysia</option>
<option value="Maldives">Maldives</option>
<option value="Mali">Mali</option>
<option value="Malta">Malta</option>
<option value="Marshall Islands">Marshall Islands</option>
<option value="Martinique">Martinique</option>
<option value="Mauritania">Mauritania</option>
<option value="Mauritius">Mauritius</option>
<option value="Mayotte">Mayotte</option>
<option value="Mexico">Mexico</option>
<option value="Micronesia, Federated States of">Micronesia, Federated States of</option>
<option value="Moldova, Republic of">Moldova, Republic of</option>
<option value="Monaco">Monaco</option>
<option value="Mongolia">Mongolia</option>
<option value="Montenegro">Montenegro</option>
<option value="Montserrat">Montserrat</option>
<option value="Morocco">Morocco</option>
<option value="Mozambique">Mozambique</option>
<option value="Myanmar">Myanmar</option>
<option value="Namibia">Namibia</option>
<option value="Nauru">Nauru</option>
<option value="Nepal">Nepal</option>
<option value="Netherlands">Netherlands</option>
<option value="New Caledonia">New Caledonia</option>
<option value="New Zealand">New Zealand</option>
<option value="Nicaragua">Nicaragua</option>
<option value="Niger">Niger</option>
<option value="Nigeria">Nigeria</option>
<option value="Niue">Niue</option>
<option value="Norfolk Island">Norfolk Island</option>
<option value="Northern Mariana Islands">Northern Mariana Islands</option>
<option value="Norway">Norway</option>
<option value="Oman">Oman</option>
<option value="Pakistan">Pakistan</option>
<option value="Palau">Palau</option>
<option value="Palestinian Territory, Occupied">Palestinian Territory, Occupied</option>
<option value="Panama">Panama</option>
<option value="Papua New Guinea">Papua New Guinea</option>
<option value="Paraguay">Paraguay</option>
<option value="Peru">Peru</option>
<option value="Philippines">Philippines</option>
<option value="Pitcairn">Pitcairn</option>
<option value="Poland">Poland</option>
<option value="Portugal">Portugal</option>
<option value="Puerto Rico">Puerto Rico</option>
<option value="Qatar">Qatar</option>
<option value="Reunion">Reunion</option>
<option value="Romania">Romania</option>
<option value="Russian Federation">Russian Federation</option>
<option value="Rwanda">Rwanda</option>
<option value="Saint Barthélemy">Saint Barthélemy</option>
<option value="Saint Helena, Ascension and Tristan da Cunha">Saint Helena, Ascension and Tristan da Cunha</option>
<option value="Saint Kitts and Nevis">Saint Kitts and Nevis</option>
<option value="Saint Lucia">Saint Lucia</option>
<option value="Saint Martin (French part)">Saint Martin (French part)</option>
<option value="Saint Pierre and Miquelon">Saint Pierre and Miquelon</option>
<option value="Saint Vincent and the Grenadines">Saint Vincent and the Grenadines</option>
<option value="Samoa">Samoa</option>
<option value="San Marino">San Marino</option>
<option value="Sao Tome and Principe">Sao Tome and Principe</option>
<option value="Saudi Arabia">Saudi Arabia</option>
<option value="Senegal">Senegal</option>
<option value="Serbia">Serbia</option>
<option value="Seychelles">Seychelles</option>
<option value="Sierra Leone">Sierra Leone</option>
<option value="Singapore">Singapore</option>
<option value="Sint Maarten (Dutch part)">Sint Maarten (Dutch part)</option>
<option value="Slovakia">Slovakia</option>
<option value="Slovenia">Slovenia</option>
<option value="Solomon Islands">Solomon Islands</option>
<option value="Somalia">Somalia</option>
<option value="South Africa">South Africa</option>
<option value="South Georgia and the South Sandwich Islands">South Georgia and the South Sandwich Islands</option>
<option value="South Sudan">South Sudan</option>
<option value="Spain">Spain</option>
<option value="Sri Lanka">Sri Lanka</option>
<option value="Sudan">Sudan</option>
<option value="Suriname">Suriname</option>
<option value="Svalbard and Jan Mayen">Svalbard and Jan Mayen</option>
<option value="Swaziland">Swaziland</option>
<option value="Sweden">Sweden</option>
<option value="Switzerland">Switzerland</option>
<option value="Syrian Arab Republic">Syrian Arab Republic</option>
<option value="Taiwan">Taiwan</option>
<option value="Tajikistan">Tajikistan</option>
<option value="Tanzania, United Republic of">Tanzania, United Republic of</option>
<option value="Thailand">Thailand</option>
<option value="Timor-Leste">Timor-Leste</option>
<option value="Togo">Togo</option>
<option value="Tokelau">Tokelau</option>
<option value="Tonga">Tonga</option>
<option value="Trinidad and Tobago">Trinidad and Tobago</option>
<option value="Tunisia">Tunisia</option>
<option value="Turkey">Turkey</option>
<option value="Turkmenistan">Turkmenistan</option>
<option value="Turks and Caicos Islands">Turks and Caicos Islands</option>
<option value="Tuvalu">Tuvalu</option>
<option value="Uganda">Uganda</option>
<option value="Ukraine">Ukraine</option>
<option value="United Arab Emirates">United Arab Emirates</option>
<option value="United Kingdom">United Kingdom</option>
<option value="United States Minor Outlying Islands">United States Minor Outlying Islands</option>
<option value="Uruguay">Uruguay</option>
<option value="Uzbekistan">Uzbekistan</option>
<option value="Vanuatu">Vanuatu</option>
<option value="Venezuela, Bolivarian Republic of">Venezuela, Bolivarian Republic of</option>
<option value="Viet Nam">Viet Nam</option>
<option value="Virgin Islands (British)">Virgin Islands (British)</option>
<option value="Virgin Islands, U.S.">Virgin Islands, U.S.</option>
<option value="Wallis and Futuna">Wallis and Futuna</option>
<option value="Western Sahara">Western Sahara</option>
<option value="Yemen">Yemen</option>
<option value="Zambia">Zambia</option>
<option value="Zimbabwe">Zimbabwe</option>
</select><span id="InstructCountry" tabindex="-1" class="mktoInstruction"></span>
<div class="mktoClear"></div>
</div>
<div class="mktoClear"></div>
</div>
<div class="mktoClear"></div>
</div>
<div class="mktoFormRow" id="">
<div class="mktoPlaceholder mktoPlaceholderHtmlText_2020-07-14T19 957Z"></div>
<div class="mktoClear"></div>
</div>
<div class="mktoFormRow" id="">
<div class="mktoPlaceholder mktoPlaceholderglobalOptIn"></div>
<div class="mktoClear"></div>
</div>
<div class="mktoFormRow" id="">
<div class="mktoPlaceholder mktoPlaceholderHtmlText_2020-07-14T19 243Z"></div>
<div class="mktoClear"></div>
</div>
<div class="mktoFormRow" id="webPageURL"><input type="hidden" name="webPageURL" class="mktoField mktoFieldDescriptor mktoFormCol"
value="https://www.nasdaq.com/privacy-statement?utm_medium=Email&utm_source=Marketing&utm_programid=3968&mkt_tok=MzAzLVFLTS00NjMAAAGCOfOPUkCArRox4sgZCIrkOMkjGcYvngMvvyYNDqtKAINv9aT-4kfgJiKnrGdT0lqjR__h6XaGpPJEnwCLCiKrsJw18ZkIRPHaYePSuj1ELDK2NQ"
style="margin-bottom: 5px;">
<div class="mktoClear"></div>
</div>
<div class="mktoFormRow" id="utmprogramid"><input type="hidden" name="utmprogramid" class="mktoField mktoFieldDescriptor mktoFormCol" value="3968" style="margin-bottom: 5px;">
<div class="mktoClear"></div>
</div>
<div class="mktoFormRow" id="utmcreative"><input type="hidden" name="utmcreative" class="mktoField mktoFieldDescriptor mktoFormCol" value="" style="margin-bottom: 5px;">
<div class="mktoClear"></div>
</div>
<div class="mktoFormRow" id="utmterm"><input type="hidden" name="utmterm" class="mktoField mktoFieldDescriptor mktoFormCol" value="" style="margin-bottom: 5px;">
<div class="mktoClear"></div>
</div>
<div class="mktoFormRow" id="gclid"><input type="hidden" name="gclid" class="mktoField mktoFieldDescriptor mktoFormCol" value="" style="margin-bottom: 5px;">
<div class="mktoClear"></div>
</div>
<div class="mktoFormRow" id="ppccampaignid"><input type="hidden" name="ppccampaignid" class="mktoField mktoFieldDescriptor mktoFormCol" value="" style="margin-bottom: 5px;">
<div class="mktoClear"></div>
</div>
<div class="mktoFormRow" id="elqhp_16432785609400.6331349252154017">
<div class="mktoFieldDescriptor mktoFormCol" style="margin-bottom: 5px;">
<div class="mktoOffset" style="width: 5px;"></div>
<div class="mktoFieldWrap" style="display: none;"><label for="elqhp_16432785609400.6331349252154017" id="Lblelqhp" class="mktoLabel mktoHasWidth" style="width: 100px;">
<div class="mktoAsterix">*</div>elq_hp:
</label>
<div class="mktoGutter mktoHasWidth" style="width: 5px;"></div><input id="elqhp" name="elqhp" maxlength="255" aria-labelledby="Lblelqhp Instructelqhp" type="text" class="mktoField mktoTextField mktoHasWidth mktoRequired" aria-required="true"
style="width: 150px;"><span id="Instructelqhp" tabindex="-1" class="mktoInstruction"></span>
<div class="mktoClear"></div>
</div>
<div class="mktoClear"></div>
</div>
<div class="mktoClear"></div>
</div>
<div class="mktoFormRow" id="leadChannelMostRecent"><input type="hidden" name="leadChannelMostRecent" class="mktoField mktoFieldDescriptor mktoFormCol" value="Email" style="margin-bottom: 5px;">
<div class="mktoClear"></div>
</div>
<div class="mktoFormRow" id="leadSourceMostRecent"><input type="hidden" name="leadSourceMostRecent" class="mktoField mktoFieldDescriptor mktoFormCol" value="Marketing" style="margin-bottom: 5px;">
<div class="mktoClear"></div>
</div>
<div class="mktoFormRow" id="optInMarketMakers"><input type="hidden" name="optInMarketMakers" class="mktoField mktoFieldDescriptor mktoFormCol" value="TRUE" style="margin-bottom: 5px;">
<div class="mktoClear"></div>
</div>
<div class="mktoButtonRow"><span class="mktoButtonWrap mktoNative" style="margin-left: 110px;"><button type="submit" class="mktoButton">Submit</button></span></div><input type="hidden" name="formid" class="mktoField mktoFieldDescriptor"
value="1686"><input type="hidden" name="munchkinId" class="mktoField mktoFieldDescriptor" value="303-QKM-463">
</form><form class="watchlist-add-overlay__form">
<label class="watchlist-add-overlay__label">Add a symbol to your watchlist</label>
<div class="watchlist-add-overlay__input-wrapper">
<input class="watchlist-add-overlay__input" placeholder="Enter Symbol">
</div>
</form><form class="nasdaq-search-overlay__form nasdaq-search-overlay__form--transparent" autocomplete="off">
<div class="nasdaq-search-overlay__input-block">
<label class="nasdaq-search-overlay__label" htmlfor="nasdaq-search-overlay-input"> Search Nasdaq <input class="nasdaq-search-overlay__input" type="text" id="nasdaq-search-overlay-input" placeholder="Keywords, Symbols, Products, Authors">
</label>
<button type="button" class="nasdaq-search-overlay__clear-search">Clear</button>
</div>
<button type="submit" class="nasdaq-search-overlay__button">Search</button>
</form>POST
<form method="post" class="textarea-field__form">
<div class="textarea-field">
<a class="textarea-field__label-link" href="#symbols-text-input">
<label class="textarea-field__label" for="symbols-text-input" id="symbols-label">Add up to 25 symbols</label>
</a>
<div class="textarea-field__body js-textarea-field-body">
<tags class="tagify textarea-field__input js-textarea-tagify-input tagify--noTags tagify--empty" tabindex="-1">
<span contenteditable="" data-placeholder="" aria-placeholder="" class="tagify__input" role="combobox" aria-autocomplete="both" aria-multiline="false" id="symbols-text-input" aria-describedby="symbols-field-note" aria-controls="symbols-menu"
aria-expanded="false"></span>
</tags><input class="textarea-field__input js-textarea-tagify-input">
</div>
<div class="textarea-field__note" aria-live="assertive" id="symbols-field-note">
<p>To add symbols:</p>
<p>
</p>
<ul>
<li>Type a symbol or company name. When the symbol you want to add appears, add it to My Quotes by selecting it and pressing Enter/Return.</li>
<li>Copy and paste multiple symbols separated by spaces. </li>
</ul>
<p>These symbols will be available throughout the site during your session.</p>
</div>
</div>
<button class="c-btn ">Save data</button>
</form>POST
<form method="post" class="textarea-field__form">
<div class="textarea-field">
<a class="textarea-field__label-link" href="#symbols-text-input">
<label class="textarea-field__label" for="symbols-text-input" id="symbols-label">Add up to 20 symbols</label>
</a>
<div class="textarea-field__body js-textarea-field-body">
<tags class="tagify textarea-field__input js-textarea-tagify-input tagify--noTags tagify--empty" tabindex="-1">
<span contenteditable="" data-placeholder="" aria-placeholder="" class="tagify__input" role="combobox" aria-autocomplete="both" aria-multiline="false" id="symbols-text-input" aria-describedby="symbols-field-note" aria-controls="symbols-menu"
aria-expanded="false"></span>
</tags><input class="textarea-field__input js-textarea-tagify-input">
</div>
<div class="textarea-field__note" aria-live="assertive" id="symbols-field-note">
<p>To add symbols:</p>
<p>
</p>
<ul>
<li>Type a symbol or company name. When the symbol you want to add appears, add it to Watchlist by selecting it and pressing Enter/Return.</li>
<li>Copy and paste multiple symbols separated by spaces. </li>
</ul>
<p>These symbols will be available throughout the site during your session.</p>
</div>
</div>
<button class="c-btn ">Save data</button>
</form><form class="mktoForm mktoHasWidth mktoLayoutLeft" data-formid="1686" style="display: block; font-family: inherit; font-size: 13px; color: rgb(51, 51, 51); visibility: hidden; position: absolute; top: -500px; left: -1000px; width: 1600px;"
novalidate="novalidate"></form>Text Content
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NASDAQ, INC., AND AFFILIATED COMPANIES PRIVACY POLICY
Effective Date: August 25, 2021
As a global financial services and technology provider and self-regulatory
organization, Nasdaq is committed to protecting Personal Data and complying with
applicable privacy requirements in a trustworthy, transparent and responsible
manner.
This Privacy Policy describes how Nasdaq, Inc. and its subsidiaries and
affiliates (collectively, “Nasdaq,” “we,” “our” or “us”) collects, uses and
discloses Personal Data about individuals (collectively, “users” or “you”)
receiving our products and services, exploring or maintaining a business
relationship with us (either directly or through an intermediary such as your
financial services provider, your appointed legal or other representative or
your employer) and/or using our websites or online features (each a “Site” or
collectively, our “Sites”). As used in this Privacy Policy, Personal Data means
any information relating to an identified or identifiable natural person;
Personal Data is intended to cover all information subject to personal data
processing and privacy laws applicable to our business.
Without limiting the generality of the preceding paragraph, this Privacy Policy
applies to all Personal Data provided to Nasdaq’s European exchanges (namely,
Nasdaq Copenhagen A/S, Nasdaq Helsinki Ltd, Nasdaq Iceland hf., Nasdaq Oslo A/S,
Nasdaq Riga AS, Nasdaq Stockholm AB, Nasdaq Tallinn AS and AB Nasdaq Vilnius),
the clearinghouse Nasdaq Clearing AB, central shares depositories (namely,
Nasdaq CSD SE and Nasdaq CSD Iceland hf.) and AB Pensionkeskus (collectively,
our “EEA Regulated Entities”) subject only to the exclusions from this policy
set forth below.
The Privacy Policy also describes your rights, where applicable, and how to
exercise them. You may contact us at any time with questions related to our
Personal Data processing and privacy via email at privacy@nasdaq.com
In some instances, we may post or provide materials that provide further
description of Personal Data processing related to certain products and
services. We may also post information about how we comply with specific
Personal Data laws or regulations like European Union or United States privacy
laws. Such materials are for informational purposes only and are not intended as
an exhaustive listing of Personal Data processing related to the product and
service. The materials should not be construed as modifying this Privacy Policy.
BRIEF OVERVIEW
INFORMATION ABOUT HOW THIS POLICY APPLIES TO OUR GLOBAL COMPANY
As a global organization, different Nasdaq entities, products/services and Sites
may be subject to different privacy laws based on where our entity operates,
where the products/services are delivered and/or where you are located. For
example, the European Union General Data Protection Regulation imposes certain
requirements on some Nasdaq entities or services that are not applicable to all
of our entities or services. Where this Privacy Policy states that a provision
applies “to the extent required by applicable law,” such provision will be
applicable only to the extent that Nasdaq is subject to legal requirements
imposing it.
For purposes of data protection laws, except where this Privacy Policy does not
apply, as described below, the Nasdaq entity that will be the “controller” of
your Personal Data will be the entity that delivers the products or services you
(or the company for whom you are working or have a business relationship) are
receiving or maintains the Site that you are using. You can identify the Nasdaq
company that hosts a particular Site through the Site’s footer or “About” link.
A list of Nasdaq’s different business locations is available here.
Although your data controller may be a specific Nasdaq entity, contact and other
customer relationship information that we collect may be held in a customer
relationship management or contact database which can be accessed by other
Nasdaq entities which may be located globally; further information
about international transfers of information is provided below. To the extent
required or permitted by applicable law, by visiting or using our Sites, you are
consenting to us collecting and processing information about you in accordance
with this Privacy Policy.
SITUATIONS WHERE THIS PRIVACY POLICY DOES NOT APPLY
This Privacy Policy also does not apply to Personal Data processed in connection
with delivery of services to Nasdaq by suppliers or contractors; such
relationships are governed solely by the Personal Data processing terms and
conditions between Nasdaq and the supplier/contractor. It also does not apply to
job applicants (which are covered by our separate Job Applicant Privacy
Policy) or employees, which are subject to relevant separate privacy notices.
This Privacy Policy does not apply to the extent that:
* Nasdaq’s contract for delivery of products or service prescribes different
Personal Data terms and conditions for the processing of your information;
* Nasdaq is delivering products or services as a data processor in which the
contractual terms and conditions between Nasdaq and the
controller/contracting party shall govern;
* The Site for the products or services sets forth an additional or alternative
Privacy Policy; or
* Applicable law imposes different processing or privacy requirements on your
information.
INFORMATION WE COLLECT FROM YOU OR YOUR REPRESENTATIVE
We only collect information from you/your representative or about you that is
reasonably necessary for us to provide the relevant product or service, business
relationship and/or communication consistent with the nature of such product,
service, business relationship and/or communication. Based on the specific
products, services, business relationship or Sites involved as well as
requirements under applicable law, we may collect the following categories of
personal information (“Personal Data”) that you or your representative (such as
your employer, financial services provider, legal representative, company where
you are an officer, director or significant shareholder) provide to us:
* Name:
* Email address;
* Social media username;
* Telephone number;
* Mailing address;
* Company;
* Title;
* Business contact information;
* Employment, company officer or director, or shareholder status;
* Tax or National Identification Number;
* Date of birth;
* Trader identification, client identification or trading “short code”;
* Career or professional history and educational background;
* Financial holdings information;
* Your recorded voice (where you are advised in advance of the recording);
* Photograph;
* Payment information (e.g., bank account or credit card number);
* Username and password;
* Passport or government issued identification information (such as for
security purposes when visiting our facilities); and
* Any other Personal Data you or your representative volunteers on or provides
access to via any or our Sites and/or any Nasdaq community forum, social
media offering or blog, including, but not limited to, information related to
your use of the Sites and interests in certain products or services.
We may also automatically collect the following categories of information from
devices (e.g., mobile, computer, laptop, tablet) used to visit or use our Sites
(“Device Information”):
* IP address;
* Device identifier;
* Log files;
* Cookies;
* Clear gifs;
* Flash LSOs; and
* Other information as described in our Cookies Policy (Click here to view our
Cookies Policy).
Certain Device Information may be deemed Personal Data in accordance with
applicable law. Personal Data and Device Information are collectively referred
to as “information.”
INFORMATION THAT WE COLLECT ABOUT YOU
Based on the specific products, services, business relationship or Sites
involved (as well as requirements under applicable law), we may collect the
following categories of Personal Data on our own or from third parties about you
in accordance with applicable law:
* Information about you available in news feeds, exchange data feeds and other
public data sources (including the public internet);
* Information provided by relevant regulators, government agencies and
non-government credentialing or professional organizations;
* Information related to your status under economic sanctions, anti-money
laundering and similar laws or other information that may impact our ability
to engage in business with you or a company at which you are an employee,
officer or director or significant shareholder;
* Information that you, your employer or other representative makes publicly
available via your personal or company website or in social media profiles;
* Information related to your professional activities (such as consulting to
public retirement funds) that is contained in documents released by a
governmental body under Freedom of Information Act, Open Government License
or similar laws and regulations;
* Information from event organizers for events that you have attended;
* Information from companies providing professional contact information to
their customers/subscribers; and
* Other Personal Data to the extent permitted by applicable law and reasonably
necessary for the performance of our business obligations, compliance with
laws applicable to our business or pursuit of our legitimate business
interests.
HOW WE USE YOUR INFORMATION
The following is an overview of Nasdaq’s purposes for processing Personal Data.
Often due to the nature of the product or service involved or the context in
which the Personal Data is used, it will be apparent how we intend to use the
information. Additional information about processing related to a particular
product or service may be separately posted on the relevant Site or contained in
the applicable terms and conditions.
We may use the information we collect for the purposes identified below. To the
extent required by applicable law, each purpose for the processing of Personal
Data is substantiated by one or more lawful bases for processing. Unless
otherwise identified with respect to a particular product or service, our
processing is done based of one or more of the following:
Provide you (or your employer/represented company) with our services and
products and communicate with you about your (or your employer/represented
company) accounts or use of our products, services and/or Sites
* Perform or enter into a contract
* Legitimate business interests
* Comply with a legal obligation
* Consent
Process transactions through one of our services including, but not limited to,
processing financial transactions initiated by your or your representative
* Perform or enter into a contract
* Comply with a legal obligation
Comply with our obligations as an exchange, clearinghouse, broker-dealer,
central shares depository, pension system administrator and/or other
regulated/licensed business including, but not limited to regulations applicable
to our EEA Regulated Entities such as, for example, the Markets in Financial
Instruments Regulation
* Perform or enter into a contract
* Comply with a legal obligation
Perform transaction and regulatory reporting requirements under applicable law
* Perform or enter into a contract
* Comply with a legal obligation
Perform our obligations as a Self-Regulatory Organization, trading venue and/or
market operator including, but not limited to, conducting surveillance of
issuers and trading activities, conducting disciplinary proceedings and
reporting suspected to misconduct to regulators and other authorities
* Perform or enter into a contract
* Legitimate business interests
* Comply with a legal obligation
Monitor for security threats and fraud involving the use of our products,
services, Sites or physical facilities
* Legitimate business interests
* Comply with a legal obligation
Maintain your status as a representative of an exchange or clearinghouse member
or certified advisor to issuers
* Perform or enter into a contract
* Comply with a legal obligation
Register or establish an account for you (or the company for whom you are an
employee, officer or director) as a customer
* Perform or enter into a contract
* Legitimate business interests
* Comply with a legal obligation
Register you (or your employer/represented company) to receive services or
information through one or more of our Sites
* Perform or enter into a contract
* Consent
To the extent permitted by applicable law, identify you (or your
employer/represented company) as a prospective customer for products or services
and provide you with relevant information and/or invitations to events
* Legitimate business interest
* Consent
Manage our relationship with you (or your employer/represented company) as a
customer, business prospect and/or information recipient
* Perform or enter into a contract
* Legitimate business interest
* Consent
To pursue or enforce our legal rights related to our business, products,
services or Sites and/or defend against claims made against us
* Perform or enter into a contract
* Legitimate business interest
Communicate with you (or your employer/represented company) about your account
or use of our products, services or Sites
* Legitimate business interest
* Consent
Create informational materials and statistical extracts for our products and
services
* Perform or enter into a contract
* Legitimate business interest
* Consent
Develop, provide content for, operate, deliver, and market our services and
Sites
* Perform or enter into a contract
* Legitimate business interest
* Consent
Develop and deliver marketing of our products and services and those of our
advertisers, sponsors and partners
* Legitimate business interest
* Consent
Improve the quality of our Sites and tailor them to your preferences
* Legitimate business interest
* Consent
Implement social networking features you have activated (e.g., Facebook “Like”
button and LinkedIn integration)
* Consent
We also use your information for compliance with our company policies and
procedures, for accounting and financial purposes, and otherwise as required or
permitted by applicable law. If you do not provide us with information as
described above, we may not be able to fulfill the applicable purpose of
collection, such as completing a contemplated transaction, responding to your
queries or providing access to our Sites to you.
With respect to situations where we process Personal Data based on our
legitimate business interest, reflecting that we are generally a
business-to-business product and service provider, we typically collect and
process limited Personal Data about corporate customer points of contact and
individuals acting in their professional capacities as part of our overall
effect to reduce the privacy impact on individuals. To the extent required by
applicable law, you have the right to object to the processing of your personal
data based on a legitimate interest as legal basis. Please see the section below
regarding your rights to find out more. Where processing is based on your
consent, you have the right to withdraw that consent at any time.
AUTOMATED DECISION-MAKING
Nasdaq does not engage decision-making based solely on automated processing,
including profiling, which produces legal effects concerning an individual or
similarly significantly affects an individual.
As part of Nasdaq’s surveillance programs for its exchanges, we utilize certain
software that uses machine intelligence and learning to identify situations that
potentially constitute market abuse, insider trading, fraud or violations of our
published rules. Such software relies on identifying patterns indicating
misconduct based on past activity. The conduct involved may include conduct by a
corporate member, trading algorithm or individual action. Alerts are referred
for investigation by our Surveillance team which determines which actions to
take based on our published rules and applicable law.
HOW WE SHARE YOUR INFORMATION
From time to time, to the extent permitted by applicable law and subject to any
contractual limitations on sharing Personal Data set forth in a relevant
contract for products and services, we may share your information with our
affiliates, subsidiaries, business partners, customers/members (such as where we
process your Personal Data in connection with your role with your employer or
financial services provider), third party service providers and authorities in
the following circumstances:
* Nasdaq Business Units, Affiliates, Subsidiaries, Business Partners and
Customers. We may share your information with our business units, affiliates,
subsidiaries, business partners, and customers in the US and worldwide for
purposes identified above. A list of Nasdaq’s offices by country is posted
here. For certain service offerings, Nasdaq may resell information or
services provided by a third party; for such information or services, we may
share your information with the supplier of the information or services in
connection with your receipt of the information or services through Nasdaq.
To the extent required or permitted by applicable law, by visiting or using
our Sites or otherwise providing us with your information, you consent to
this sharing of your information. Where such consent exists, to opt-out of
such sharing, please contact us via email at privacy@nasdaq.com or at the
location in the Contact Us section below.
* Service Providers. We may share your information with third parties who
perform functions on our behalf (e.g., hosting or operating our services or
Sites, processing credit card payments, sending email marketing
communications, or data analysis). We do not authorize these third parties to
use your information for purposes other than for which it has been provided,
and do not authorize these third parties to disclose that information to
unauthorized parties. We require these third parties to maintain appropriate
security to protect your information from unauthorized access or processing.
* As Required or Appropriate by Law. We may disclose your information to
regulatory authorities (including other self-regulatory organizations),
courts, and government agencies where we believe that doing so would be in
accordance with or permitted or required by any applicable law, regulation or
legal process, to defend the interests, rights, and/or property of Nasdaq or
others, or to respond to emergencies. We may also disclose your information
as part of an information-sharing arrangement established under applicable
law such as one developed by a government authority to combat financial
crime.
* Business Transfers. We may transfer your information to a third party in the
event of any reorganization, merger, sale, joint venture, assignment,
transfer or other disposition of all or any portion of our business, brands,
affiliates, subsidiaries or other assets; to the extent that such a
transaction results in you being a current or prospective customer, vendor or
other third party point-of-contact for both the portion of the business that
is transferred and the portion that remains with Nasdaq, your information may
be both transferred to the transferee and retained by Nasdaq. To the extent
permitted by applicable law, we may share information with a prospective
buyer or transferee of the business as part of the diligence process provided
that we require any such third party to maintain the confidentiality of your
information and protect it with appropriate technical and organizational
security measures.
We may share your information with other parties as directed by you or subject
to your consent. We may also share and otherwise process aggregated information
or de-identified information that does not identify you individually with other
parties. For example, from time to time, we may utilize survey information
collected from you on an aggregate, not individually identifiable, basis. We
also use this aggregated or de-identified information for our various business
purposes, including the creation and sale of other products and services to our
clients and potential clients. This aggregate or de-identified information is
not traceable to any particular client or user and will not be used by a third
party to contact you.
Except as described herein, we do not share, sell, rent or trade your
information to our service providers or business partners for their own direct
marketing purposes, unless we have explicitly given you the option to opt-in or
opt-out of such disclosures. For certain Sites that are intended for public
use, news posting and other information distribution, the Site works on
advertising-supported basis. On such sites, we may participate with third
parties who provide services related to the advertising appearing on such Site
or provide us information on your use of our Sites; such third parties may
operate as a “data controller” with respect to Personal Data collected by them
from your use of our site which they may use to provide tailored advertising to
you on the Site or other sites of their customers. We post a current list of
such third parties along with a link to their respective privacy policies on our
Website Third Party Participant List.
MARKETING COMMUNICATIONS
We process Personal Data within the scope of our marketing and market
segmentation. With market segmentation, we mean that we categorize our customer
base based on professional affiliations and functions, alignment with our
services and products and information gathered from public sources of
information. For customers or users of our Sites, we may also use information
gathered from your use of our products, services and/or Sites for marketing
purposes to market our products and services to you, as well as to tailor
advertisements of products and services of our advertisers, sponsors and
partners to you when you are on our Sites. You always have right to request that
we stop using your personal data for direct marketing purposes.
To the extent required by applicable law, you have the right to object to the
processing of your personal data based on a legitimate interest as legal basis.
You also always have the right to withdraw your consent at any time when we need
your consent in order to process your personal data. If you withdraw your
consent, you will no longer receive information and offers that are tailored for
you. Please see the section below for more information about your rights.
If you no longer wish to receive marketing communications from us, you may
opt-out of receiving marketing-related emails by: (1) using the unsubscribe
method provided in our communications; (2) if you created an online account when
you registered to receive our emails, you may log-in to your account on the
applicable Site and make changes to your communication preferences; or (3) you
can opt out by updating your preferences in the Email Alert section of our
Sites. In particular, you have the right to object our use of your Personal Data
for direct marketing and in certain other situations (in accordance with
applicable law) by contacting us at privacy@nasdaq.com. If you are having
difficulty unsubscribing from our email marketing communications using the above
methods, please contact us as at privacy@nasdaq.com.
We will try to comply with your request as soon as reasonably practicable as
required by applicable law. Please note that we may need to retain certain
information for recordkeeping purposes, to complete any transactions that you
began prior to your request, or for other purposes as required or permitted by
applicable law. In addition, please note that even if you opt-out of receiving
marketing communications from one or all of our Sites, we may need to send you
service-related communications.
YOUR RIGHTS REGARDING YOUR PERSONAL DATA
To the extent required by applicable law, in our capacity as the controller of
your Personal Data, we will also provide you with the opportunity to be informed
of whether we are processing your Personal Data and at any time to access,
correct, update, oppose, delete, block, limit or object to our use of your
Personal Data. The foregoing rights will be afforded to you free of charge
(except to the extent that your requests are manifestly unfounded or excessive,
in which case, we may charge an administrative fee or refuse to meet your
request). Please note that legal obligations that apply to our business – for
example, financial regulations that apply to our EEA Regulated Business - may
prevent us from immediately deleting parts of your information. To exercise your
rights, please contact us as detailed under the Contact Us heading below.
To prevent fraudulent activity, we may require you to authenticate your identity
when you contact us. We will try to comply with your request as soon as
reasonably practicable and within timeframes required by applicable law. Please
note that in some instances, due to the nature of the information that we
receive, we may require you to provide additional information that will help us
identify which information is yours. For requests subject to the European
General Data Protection Regulation, we will respond to your request within one
month of our receipt of it. We may extend this period by two further months
taking into account the complexity of your request or the number of requests
that we have received; we will inform you of any such extension within one month
of receiving your request along with the reasons for the delay and information
about your right to file a complaint with the supervisory authority.
The following sets out a summary of your rights to the extent that your Personal
Data is processed subject to the European General Data Protection Regulation:
* Right to access, rectification, erasure and restriction of processing. You
have the right to request:
* Access to your personal data. This means that you have the right to request
information on our use of your Personal Data. You also have the right to
request a copy of the Personal Data being processed at no cost. However, we
may charge you a reasonable administrative fee to provide you with
additional copies of the Personal Data. If you make your access request by
electronic means such as email, we will provide you with the information in
a commonly used electronic format.
* Rectification of your personal data. We will at your request, or at our own
initiative, rectify, anonymize, erase or complement Personal Data that you
or we discover is inaccurate, incomplete or misleading. You also have the
right to complete the Personal Data with additional data if relevant
information is missing.
* Erasure of your personal data. You have the right to request that we erase
your Personal Data if we do no longer have an acceptable reason for
processing the data. Given this, erasure shall be made by us if:
* the Personal Data is no longer necessary for the purposes for which it was
collected,
* we use your Personal Data with your consent and you withdraw your consent,
* you object to the processing of your Personal Data based on our legitimate
interest and there is no overriding legitimate ground for the processing,
* the Personal Data has not been lawfully processed,
* we are required to erase the Personal Data due to a legal obligation, or
* you are a child and we have collected the personal data in relation to the
offer of information society services.
However, there might be requirements under applicable law, or other compelling
reasons, that prevents us from immediately erasing your Personal Data. In such
case, we will stop using your Personal Data for any other reasons than to comply
with the applicable law, or the relevant compelling reason.
* Right to restrict processing: This means that we temporarily restrict the
processing of your Personal Data. You have the right to request restriction
of the processing when:
* you have requested rectification of your personal data in accordance with
this Privacy Policy, during the period of time we are verifying the
accuracy of the data,
* the processing is unlawful and you do not want the Personal Data to be
erased,
* as data controller, we no longer need the Personal Data for the purposes
for which it was collected, but you require us to retain the information
for the establishment, exercise or defense of legal claims, or
* you have objected to our legitimate interest for the processing in
accordance with this Privacy Policy, during the period of time we determine
whether the legitimate interest overrides your privacy rights.
We will take all reasonable and possible actions to notify any recipients of
your Personal Data regarding any rectification, erasure or restrictions carried
out by us. At your request, we will also inform you with which third parties we
have shared your Personal Data.
* Right to object to processing. You have the right to object to the processing
of your Personal Data based on our legitimate interest. If you object to such
processing, we will only continue with the processing if we have a compelling
legitimate reason for the processing that outweighs your interest, rights or
freedoms, or if continued processing is necessary for the establishment,
exercise or defense of a legal claim.
* Right to portability. You have the right to receive certain of your Personal
Data in a structured, commonly used and machine-readable format and have the
right to transmit those data to another controller. You only have this right
when your personal data is processed by automated means and our legal basis
for the processing is performance of a contract between you and us.
* Right to lodge a complaint. You have the right to lodge any complaints
regarding our processing of your personal data with the supervisory
authority.
SECURITY OF YOUR INFORMATION
We take reasonable technical, administrative and physical security measures to
protect your information, including applying generally accepted industry
standards to protect the information submitted to us during transmission and
once we receive it. However, no method of transmission over the Internet, or
method of electronic storage is 100% secure, so we unfortunately cannot
guarantee absolute security. If you have reason to believe that your interaction
with us is no longer secure (e.g., if you feel that the security of any account
you might have with us has been compromised), please contact us immediately as
detailed under the “Contact Us” heading below.
INTERNATIONAL TRANSFERS
Some of the parties with which we may share your information, as detailed in
“How We Share Your Information”, may be located in countries that do not provide
an equivalent level of protection as your home country. Where required, Nasdaq
has implemented appropriate cross-border transfer solutions to provide adequate
protection for transfers of certain personal information, including, but not
limited to, the European Commission’s Standard Contractual Clauses (available
at https://ec.europa.eu/info/law/law-topic/data-protection/data-transfers-outside-eu/model-contracts-transfer-personal-data-third-countries_en).
To the extent permitted by applicable law, by using our Sites, and providing us
information about you, you consent to the international transfer of information
about you to the above parties.
RETENTION OF YOUR INFORMATION
We will retain your information for the period necessary to fulfill the purposes
outlined in this Privacy Policy and as otherwise needed to comply with
applicable law and recordkeeping requirements or to address any complaints,
challenges, legal or compliance matters related to the information.
COOKIES AND SIMILAR TECHNOLOGIES
When you use our Sites, we along with our affiliates, subsidiaries and third
party service providers may use “cookies” and similar technologies (e.g., log
files, clear gifs, pixel tags and Flash LSOs) (collectively, “technology”). This
technology may involve placing small files/code on your device or browser that
serve a number of purposes, such as remembering your preferences (e.g.,
language) and generally improving your experience on our Sites. Specifically, we
may use such technology for purposes such as to:
* Provide us with general analytics about our Sites, including demographic
information in a non-identifiable form, in order to improve our Sites’
performance and customize users’ experience;
* Enable us to help you make better use of our services or Sites such as by
suggesting how you can improve your use of different features or
functionality or help address technical issues that you encounter in using
our services or Sites;
* Support security measures, such as requiring re-login into your account or
additional authentication when using a new device to access our Sites;
* Measure the success of our marketing campaigns and compile statistics about
the Site’s usage and email response rates;
* Allow you to engage in our social media offerings on our Sites (e.g.,
Facebook “Like” button and LinkedIn integration); and
* More effectively market our Sites and advertise other Sites that may be of
interest to you.
To learn more about the technology used on our Sites and how to disable some of
the technology, visit our more comprehensive Cookie Statement.
REFERRALS
If you choose to use our referral service to tell someone about our products or
services or Sites, we will ask you for your friend’s name and email address. We
will send your referral a one-time email to invite him/her to access the Site or
with information about the product or service, and store his/her email address
for the sole purpose of sending this one-time email and tracking the success of
our referral program. Your referral may contact us as detailed under the
“Contact Us” heading below to request we remove this information from our
database.
LINKS TO OTHER WEBSITES
Our Sites may contain links to other websites or services that are not owned or
controlled by Nasdaq, including links to websites of our advertisers, sponsors
and partners. This Privacy Policy only applies to information collected by our
Sites. We have no control over these third party websites, and your use of third
party websites and features are subject to privacy policies posted on those
websites. We are not responsible or liable for the privacy or business practices
of any third party websites linked to our Sites. Your use of third parties’
websites linked to our Sites is at your own risk, so we encourage you to read
the privacy policies of any linked third party websites when you leave one of
our Sites.
We may use third party payment services to process purchases made through the
Sites. If such service is made available and you wish to make a purchase through
the Site, your Personal Data may be collected by the third party (and not by
us). In that case, the information you provide to the third party will be
subject to that third party’s privacy policy and not this Privacy Policy.
USE OF SITES BY CHILDREN
None of our Sites are targeted for use by children under the age of sixteen. We
do not target any of our products or services or Site content/features for use
by children of such age.
For California Consumers
If you reside in California, we are required to provide additional information
to you about how we use and disclose your information, and you may have
additional rights with regard to how we use your information. We have included
this California-specific information below.
* CA Personal Information. Consistent with the "Information We Collect" section
above, we collect certain categories and specific pieces of information about
individuals that are considered "Personal Information" in California ("CA
Personal Information"). Specifically, we may collect the following types of
CA Personal Information:
* Identifiers: Name; email address; social media username; telephone number;
mailing address; business contact information; tax or national
identification number; date of birth; username and password; passport or
government issued identification information (such as for security purposes
when visiting our facilities); identifiers assigned by Nasdaq systems or
systems of other self-regulatory organizations.
* Commercial or trading-related information: products or services purchased,
obtained or considered, other purchasing or consuming histories or
tendencies; financial holdings information; payment information (e.g., bank
account or credit card number); transaction history; and, transactions,
activities or other behavior related to financial markets;
* Internet or other electronic network activity information: computer and
connection information; statistics on page views; traffic to and from the
websites; device information; ad data; and other standard weblog
information.
* Professional or employment-related information: company; title; employment,
company officer or director, or shareholder status; trader identification,
client identification, employer-assigned identification or trading “short
code”; identifiers issued by a licensing or regulatory organization;
professional affiliations; and, career or professional history and
educational background.
* Legal and regulatory information: information related to your ability to
participate in the US or other financial markets; information regarding
your status under US or global economic sanctions, export control or other
trade control regimes; information related to law enforcement actions,
fraud, cybersecurity or other similar risks; and, where authorized related
to certain Nasdaq services, the results of background screening including
anti-money laundering assessments.
* Audio or visual information: your recorded voice (where you are advised in
advance of the recording); and photograph.
* Sources. We may collect certain categories of CA Personal Information from
you and other third parties as described in the "Information We
Collect" section above. The categories of third parties from whom we may
collect CA Personal Information include the following:
* Third-party partners
* Third party applications (including, blogs, chat rooms, or social
networks);
* Advertising networks;
* Government agencies and other self-regulatory organizations, and
* Other companies or organizations, such as market research firms and data
aggregators.
* Purposes. We collect the CA Personal Information for the business and
commercial purposes described in the "How We Use Your Information" section
above. As described above in the "How We Share Your Information", we also
share and/or disclose your CA Personal Information as follows:
* Sharing your CA Personal Information for business purposes: we may share
the following categories of your CA Personal Information with service
providers, third party partners, customers, public or government
authorities and future business partners for our business purposes:
Identifiers; Commercial or trading-related information; Internet or other
electronic network activity information; Professional and other
employment-related information; Legal and regulatory information; and,
Audio or visual information. As described above, examples of business
purposes include performing transactions and delivering our contracted
services, providing you requested information or services, registering and
maintaining accounts, managing our relationship with you or your employer,
monitoring for security threats and fraud and performing our legal and
regulatory duties.
* Sharing your CA Personal Information for other purposes: we may share the
following categories of your CA Personal Information with third party
partners and customers in a manner that constitutes a "sale" under
California law: Identifiers; Internet or other electronic network activity
information; Professional and other employment-related information. This
information may be shared for the following purposes: to deliver customized
advertising to you when using our ad-supported websites; providing data
products and services to customers; and, performing services contracted by
your employer or you.
* California Consumer Rights. Subject to certain exceptions, as a California
resident, you have the right to: (i) request access to your CA Personal
Information; (ii) request deletion of your CA Personal Information; (iii)
request information about the CA Personal Information about you that we have
"sold" (as such term is defined under California law) to third parties within
the past 12 months; and (iv) opt-out of the "sale" of your CA Personal
Information, as detailed above.
* Do Not Sell My Information. To opt-out of the "sale" of your CA Personal
Information as described in this section, click on the "Do Not Sell My
Information" link at the bottom of the screen.
* Exercising other California consumer rights. Should you wish to request the
exercise of your other rights as detailed above with regard to your CA
Personal Information, we will not discriminate against you by offering you
different pricing or products, or by providing you with a different level
or quality of products, based solely upon this request. Please see
the "Contact Us" section below if you have questions or would like to
exercise such rights.
CHANGES TO THIS PRIVACY POLICY
Except to the extent limited by applicable law, we reserve the right to update
this Privacy Policy to reflect changes to our information practices by
prominently posting notice of the update on our Sites. Unless otherwise noted,
any updates will become effective 30 days after posting the updates to the
Privacy Policy, and apply to all information collected about you. If we make any
changes to this Privacy Policy that materially impact previously collected
information about you, we will, to the extent that we have your email address,
notify you by email.
CONTACT US
If you have any questions about this Privacy Policy or information we have
collected about you, please contact us by email at privacy@nasdaq.com or by
postal mail at:
Office of General Counsel – Privacy Team
Nasdaq, Inc.
805 King Farm Blvd
First Floor
Rockville, MD 20850
Office of General Counsel – Stockholm Office
Tullvaktsvägen 15,
10578 Stockholm
Sweden
For our EEA Regulated Entities, you may also contact our Data Protection
Officer:
Cirio Advokatbyrå AB
Box 3294, 103 65 Stockholm
Mäster Samuelsgatan 20
+46 8 527 91 600
Att: Caroline Olstedt Carlström – Nasdaq Data Protection Officer
With respect to Personal Data processing subject to European Union jurisdiction,
in addition to contacting our business contacts and Data Protection Officer (for
our EEA Regulated Businesses), you may also contact a data protection
supervisory authority. Within Europe, Nasdaq’s headquarters is located in
Sweden, making the responsible data protection supervisory authority:
The Swedish Data Protection Authority
Contact details:
Telefon: 08-657 61 00
E-post: datainspektionen@datainspektionen.se
Fax: 08-652 86 52
Postadress:
Datainspektionen
Box 8114
104 20 Stockholm
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