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COMPLIANCE, FINANCIAL CRIME CONTROLS, SENIOR COMPLIANCE OFFICER/VICE PRESIDENT,
FRANKFURT

Frankfurt, Hessen, Germany



JOB DESCRIPTION

Job Summary & Responsibilities

The Global Compliance division prevents, detects and mitigates compliance,
regulatory and reputational risk across the firm and helps to strengthen the
firm's culture of compliance. Compliance accomplishes these through the firm's
enterprise-wide compliance risk management program. As an independent control
function and part of the firm's second line of defense, Compliance assesses the
firm's compliance, regulatory and reputational risk; monitors for compliance
with new or amended laws, rules and regulations; designs and implements
controls, policies, procedures and training; conducts independent testing;
investigates, surveils and monitors for compliance risks and breaches; and leads
the firm's responses to regulatory examinations, audits and inquiries. You'll be
part of a team with members from a wide range of academic and professional
backgrounds, such as law, accounting, management consulting, sales, and trading.
We look for those who possess sound judgment, curiosity, and are able to adapt
to a changing regulatory landscape. 

Financial Crime Compliance ("FCC") coordinates Goldman Sachs' enterprise-wide
anti-money laundering (“AML”), economic sanctions, anti-bribery compliance and
conduct and integrity programs. The combined FCC team, which is composed of
professionals with extensive law enforcement, regulatory, legal, compliance,
forensic consulting, operations and business experience, administers an array of
surveillances, due diligence, investigative expertise and other control
processes designed to identify potential money laundering, terrorist financing,
bribery, securities fraud and other violations of law or conduct expectations.

The FCC team is seeking a Senior Compliance Officer/Vice-President to lead its
function in Frankfurt. 

An experienced leader and manager, the successful candidate will have
responsibility for the structuring, implementation and management of the Goldman
Sachs FCC program in Frankfurt by performing day-to-day oversight of the firm’s
activities and frontline personnel from an advisory and regulatory perspective,
in addition to managing FCC in Germany. In addition, the person would provide
senior representation in Frankfurt for Global Compliance, working closely with
all in-country Compliance teams and senior business management.

Principal Responsibilities: 

 * Represent FCC at a senior management and board level as required
 * Provide oversight for and/or assume MLRO responsibilities
 * Provide oversight of the receipt, review, investigation and, if appropriate,
   reporting of suspicious activity externally
 * Provide oversight of the team’s working relationship and interactions with
   global cross-divisional partners, including Global Compliance, Engineering,
   Operations and Sales/Investment personnel through all aspects of FCC
   programmatic work
 * Acting as an advisor and key point of contact for the Business, appropriately
   identifying, assessing and escalating risks to relevant stakeholders 
 * Collaborating with FCC experts across KYC, Sanctions, Transaction Monitoring,
   Anti-Bribery, Conduct and Integrity locally, regionally and globally on the
   management of investigations 
 * Oversight of the development and implementation of risk assessments, policies
   and procedures, including customer due diligence and outsourcing 
 * Oversight of the design and enhancement of onboarding controls and tools,
   including watchlist screening, adverse media screening, enhanced due
   diligence and customer refresh
 * Oversight of the development of controls, processes and procedures to address
   identified issues/risks as well as areas and processes requiring optimization
   and improvement 
 * Provide oversight of outsourced AML/CFT activities and FCC training
   requirements

Basic Qualifications:

 * The role requires a degree (Bachelors/Masters) 
 * Senior Compliance or Risk Management experience
 * AML experience either as a leader or practitioner 
 * Experience of Conduct Programs in commercial organizations is desirable 
 * Ability to communicate Compliance requirements to a diverse stakeholder group
   and cross-functional partners
 * Willingness to adapt in a fast-paced work environment with a strong sense of
   risk prioritization in commercial organizations
 * Strong work ethic and collaborative management and leadership style
 * Excellent verbal and written communication skills

Preferred Qualifications: 

 * Experience working with German and or UK and /or other European regulators 
 * Awareness and experience working with AML trends and typologies

ABOUT GOLDMAN SACHS
 
At Goldman Sachs, we commit our people, capital and ideas to help our clients,
shareholders and the communities we serve to grow. Founded in 1869, we are a
leading global investment banking, securities and investment management firm.
Headquartered in New York, we maintain offices around the world. 
 
We believe who you are makes you better at what you do. We're committed to
fostering and advancing diversity and inclusion in our own workplace and beyond
by ensuring every individual within our firm has a number of opportunities to
grow professionally and personally, from our training and development
opportunities and firmwide networks to benefits, wellness and personal finance
offerings and mindfulness programs. Learn more about our culture, benefits, and
people at GS.com/careers. 
 
We’re committed to finding reasonable accommodations for candidates with special
needs or disabilities during our recruiting process. Learn more:
https://www.goldmansachs.com/careers/footer/disability-statement.html 
 
© The Goldman Sachs Group, Inc., 2023. All rights reserved.
Goldman Sachs is an equal employment/affirmative action employer
Female/Minority/Disability/Veteran/Sexual Orientation/Gender Identity

 





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