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We make markets work better.

Founded to help our country respond to the Great Depression, we’re the agency
that protects investors from misconduct, promotes fairness & efficiency in the
securities markets, and facilitates capital formation for those looking to hire,
innovate, and grow.

About the SEC


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We work together to make a positive impact on America’s economy, our capital
markets, and people’s lives.

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Trading and Markets


SEC ADOPTS RULES TO AMEND MINIMUM PRICING INCREMENTS AND ACCESS FEE CAPS AND TO
ENHANCE THE TRANSPARENCY OF BETTER PRICED ORDERS

The Commission has adopted rule amendments under Regulation NMS that are
designed to reduce transaction costs, improve market quality, and ensure the
best prices available for all investors.
Sept. 18, 2024
CONTINUE READING


LATEST NEWS

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Press Release


ADVISORY FIRM ATOM INVESTORS, CHARGED WITH RECORDKEEPING VIOLATIONS, AVOIDS
CIVIL PENALTY BECAUSE OF SELF-REPORTING, SUBSTANTIAL COOPERATION, AND PROMPT
REMEDIATION

Sept. 23, 2024

Press Release


SEC TO HOLD VIRTUAL NATIONAL COMPLIANCE OUTREACH SEMINAR FOR INVESTMENT
COMPANIES AND INVESTMENT ADVISERS

Sept. 20, 2024


UPCOMING EVENTS

View All Upcoming Events
Sep 24

Public Appearances by Officials


SECURITIES ENFORCEMENT FORUM CENTRAL 2024

Chicago Regional Office Director Tina Diamantopoulos and other enforcement
officials are planning to participate in this one-day conference in Chicago.
Sep 26

Public Appearances by Officials


10TH ANNUAL U.S. TREASURY MARKET CONFERENCE

SEC Chair Gary Gensler will be a featured speaker at the 10th Annual U.S.
Treasury Market Conference.


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public are invited to share comments on proposed rulemakings.

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