www.my-re5.com
Open in
urlscan Pro
50.87.233.200
Public Scan
Submitted URL: https://sirahbusinessschool.cmail19.com/t/y-l-ndliddt-drdjlkhhdt-r/
Effective URL: https://www.my-re5.com/?v=edb5dc74af1c
Submission: On November 25 via api from ZA — Scanned from DE
Effective URL: https://www.my-re5.com/?v=edb5dc74af1c
Submission: On November 25 via api from ZA — Scanned from DE
Form analysis 3 forms found in the DOM
GET https://www.my-re5.com/
<form role="search" method="get" class="search-form" action="https://www.my-re5.com/">
<label>
<span class="screen-reader-text">Search for:</span>
<input type="search" class="search-field" placeholder="Search" value="" name="s">
</label>
<input type="submit" class="search-submit" value="Search">
<input type="hidden" name="v" value="edb5dc74af1c">
</form>GET https://www.my-re5.com/
<form role="search" method="get" class="search-form" action="https://www.my-re5.com/">
<label>
<span class="screen-reader-text">Search for:</span>
<input type="search" class="search-field" placeholder="Search" value="" name="s">
</label>
<input type="submit" class="search-submit" value="Search">
<input type="hidden" name="v" value="edb5dc74af1c">
</form>POST
<form action="" method="post" autocomplete="off" id="ays_finish_quiz_8" class=" enable_questions_result ">
<input type="hidden" value="list" class="answer_view_class">
<input type="hidden" value="" class="ays_qm_enable_arrows"><input type="hidden" value="" name="ays_quiz_result_row_id" class="ays_quiz_result_row_id">
<div class="step active-step">
<div class="ays-abs-fs ays-start-page">
<img src="https://i0.wp.com/www.my-re5.com/wp-content/uploads/2021/08/re5-mock-exams-free-trial-e1628954456564.jpg?w=640&ssl=1" alt="" class="ays_quiz_image" width="250" height="193">
<p class="ays-fs-title">re5 Mock Exam 1</p>
<div class="ays-fs-subtitle"></div>
<input type="hidden" name="ays_quiz_id" value="8">
<input type="hidden" name="ays_quiz_questions"
value="256,255,254,253,252,251,250,249,248,247,271,270,269,268,267,266,265,264,263,261,260,259,258,257,284,283,282,281,280,279,278,277,276,275,262,297,296,295,294,293,292,291,290,289,288,287,286,285,299,298">
<input type="password" autocomplete="no" id="ays_quiz_password_val_8" class="ays_quiz_password" placeholder="Please enter password">
<div class="ays_buttons_div">
<div class="ays-quiz-start-button-preloader">
<input type="button" class="ays_next start_button action-button" value="Start" data-enable-leave-page="false">
<div class="ays_quiz_start_button_loader_container ays_display_none">
<img src="https://www.my-re5.com/wp-content/plugins/quiz-maker/admin/images/loaders/tail-spin.svg" class="ays_quiz_start_button_loader">
</div>
</div>
</div>
</div>
</div>
<div class="step" data-role="info-form">
<div class="ays-abs-fs ays-start-page information_form">
<div class="ays-form-title"></div>
<input type="text" class="ays_quiz_form_input ays_animated_x5ms" name="ays_user_name" placeholder="Name" required=""><input type="text" class="ays_quiz_form_input ays_animated_x5ms" name="ays_user_email" placeholder="Email" required=""><input
type="text" class="ays_quiz_form_input ays_animated_x5ms" name="ays_user_phone" placeholder="Phone Number" required="">
<div class="ays_buttons_div">
<i class="ays_fa ays_fa_arrow_right ays_next action-button ays_arrow ays_next_arrow ays_display_none"></i>
<input type="button" name="next" class="ays_next action-button " value="Next">
</div>
</div>
</div>
<div class="step " data-question-id="295" data-type="checkbox" data-required="false">
<p class="ays-question-counter animated">1 / 50</p>
<div class="ays-abs-fs">
<div class="ays_quiz_question">
<p>1. Choose the INCORRECT option. Cassper has been approved by the Financial Sector Conduct <a href="https://www.my-re5.com/glossary/authority/?v=edb5dc74af1c" target="_blank">Authority</a> to act as a key individual. Which best describes a
responsibility that Cassper must carry out on behalf of the financial services<br>
<a href="https://www.my-re5.com/glossary/provider/?v=edb5dc74af1c" target="_blank">provider</a>?
</p>
</div>
<div class="ays-quiz-answers ays_list_view_container enable_max_selection_number">
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-295]" id="ays-answer-1173-8" value="1173">
<label for="ays-answer-1173-8" class=" ays_position_initial "> a) Cassper must verify with the <a href="https://www.my-re5.com/glossary/compliance-officer/?v=edb5dc74af1c" target="_blank">compliance officer</a> that a suitable compliance
framework is in place. </label>
<label for="ays-answer-1173-8" class="ays_answer_image ays_empty_before_content"></label>
<script>
if (typeof window.quizOptions_8 === 'undefined') {
window.quizOptions_8 = [];
}
window.quizOptions_8['295'] = 'eyJlbmFibGVfbWF4X3NlbGVjdGlvbl9udW1iZXIiOnRydWUsIm1heF9zZWxlY3Rpb25fbnVtYmVyIjoxfQ==';
</script>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-295]" id="ays-answer-1174-8" value="1174">
<label for="ays-answer-1174-8" class=" ays_position_initial "> b) Cassper will periodically review the <a href="https://www.my-re5.com/glossary/client/?v=edb5dc74af1c" target="_blank">client</a>
<a href="https://www.my-re5.com/glossary/advice/?v=edb5dc74af1c" target="_blank">advice</a> records of sales made by representatives and debar those who have continued with misconduct. </label>
<label for="ays-answer-1174-8" class="ays_answer_image ays_empty_before_content"></label>
<script>
if (typeof window.quizOptions_8 === 'undefined') {
window.quizOptions_8 = [];
}
window.quizOptions_8['295'] = 'eyJlbmFibGVfbWF4X3NlbGVjdGlvbl9udW1iZXIiOnRydWUsIm1heF9zZWxlY3Rpb25fbnVtYmVyIjoxfQ==';
</script>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-295]" id="ays-answer-1175-8" value="1175">
<label for="ays-answer-1175-8" class=" ays_position_initial "> c) Cassper must review the financial services provider’s recruitment process and ensure that all new representatives are verified in terms of honesty, integrity and good
standing. </label>
<label for="ays-answer-1175-8" class="ays_answer_image ays_empty_before_content"></label>
<script>
if (typeof window.quizOptions_8 === 'undefined') {
window.quizOptions_8 = [];
}
window.quizOptions_8['295'] = 'eyJlbmFibGVfbWF4X3NlbGVjdGlvbl9udW1iZXIiOnRydWUsIm1heF9zZWxlY3Rpb25fbnVtYmVyIjoxfQ==';
</script>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="1">
<input type="checkbox" name="ays_questions[ays-question-295]" id="ays-answer-1176-8" value="1176">
<label for="ays-answer-1176-8" class=" ays_position_initial "> d) Cassper must continue to gain experience across all the product categories the FSP is authorised for. </label>
<label for="ays-answer-1176-8" class="ays_answer_image ays_empty_before_content"></label>
<script>
if (typeof window.quizOptions_8 === 'undefined') {
window.quizOptions_8 = [];
}
window.quizOptions_8['295'] = 'eyJlbmFibGVfbWF4X3NlbGVjdGlvbl9udW1iZXIiOnRydWUsIm1heF9zZWxlY3Rpb25fbnVtYmVyIjoxfQ==';
</script>
</div>
</div>
<div class="ays_buttons_div">
<i class="ays_display_none ays_fa ays_fa_eraser ays_clear_answer action-button ays_arrow"></i><input type="button" name="next" class=" ays_clear_answer action-button" value="Clear">
<i class="ays_fa ays_fa_arrow_left ays_previous action-button ays_arrow ays_display_none" style="display: none;"></i>
<input type="button" name="next" class="ays_previous action-button " value="Prev" style="display: none;">
<i class="ays_display_none ays_fa ays_fa_flag_checkered ays_early_finish action-button ays_arrow"></i><input type="button" name="next" class=" ays_early_finish action-button" value="Finish">
<i class="ays_fa ays_fa_arrow_right ays_next action-button ays_arrow ays_next_arrow ays_display_none"></i>
<input type="button" name="next" class="ays_next action-button " value="Next">
</div>
<div class="wrong_answer_text ays_do_not_show" style="display:none">
</div>
<div class="right_answer_text ays_do_not_show" style="display:none">
</div>
<div class="ays_questtion_explanation" style="display:none">
</div>
</div>
</div>
<div class="step " data-question-id="268" data-type="checkbox" data-required="false">
<p class="ays-question-counter animated">2 / 50</p>
<div class="ays-abs-fs">
<div class="ays_quiz_question">
<p>2. The Authority has informed FSP A that one of their representatives has been debarred. What action must the FSP take?</p>
</div>
<div class="ays-quiz-answers ays_list_view_container ">
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-268]" id="ays-answer-1065-8" value="1065">
<label for="ays-answer-1065-8" class=" ays_position_initial "> a) Amend the register or representatives within 5 days of the date of debarment. </label>
<label for="ays-answer-1065-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="1">
<input type="checkbox" name="ays_questions[ays-question-268]" id="ays-answer-1066-8" value="1066">
<label for="ays-answer-1066-8" class=" ays_position_initial "> b) Amend the register or representatives within 5 days of the notification of debarment. </label>
<label for="ays-answer-1066-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-268]" id="ays-answer-1067-8" value="1067">
<label for="ays-answer-1067-8" class=" ays_position_initial "> c) Amend the register or representatives within 15 days of the date of debarment. </label>
<label for="ays-answer-1067-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-268]" id="ays-answer-1068-8" value="1068">
<label for="ays-answer-1068-8" class=" ays_position_initial "> d) Amend the register or representatives within 15 days of notification of debarment. </label>
<label for="ays-answer-1068-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
</div>
<div class="ays_buttons_div">
<i class="ays_display_none ays_fa ays_fa_eraser ays_clear_answer action-button ays_arrow"></i><input type="button" name="next" class=" ays_clear_answer action-button" value="Clear">
<i class="ays_fa ays_fa_arrow_left ays_previous action-button ays_arrow ays_display_none"></i>
<input type="button" name="next" class="ays_previous action-button " value="Prev">
<i class="ays_display_none ays_fa ays_fa_flag_checkered ays_early_finish action-button ays_arrow"></i><input type="button" name="next" class=" ays_early_finish action-button" value="Finish">
<i class="ays_fa ays_fa_arrow_right ays_next action-button ays_arrow ays_next_arrow ays_display_none"></i>
<input type="button" name="next" class="ays_next action-button " value="Next">
</div>
<div class="wrong_answer_text ays_do_not_show" style="display:none">
</div>
<div class="right_answer_text ays_do_not_show" style="display:none">
</div>
<div class="ays_questtion_explanation" style="display:none">
</div>
</div>
</div>
<div class="step " data-question-id="257" data-type="checkbox" data-required="false">
<p class="ays-question-counter animated">3 / 50</p>
<div class="ays-abs-fs">
<div class="ays_quiz_question">
<p>3. What is not a responsibility of the Authority in terms of debarment by the financial services provider?</p>
</div>
<div class="ays-quiz-answers ays_list_view_container ">
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-257]" id="ays-answer-1021-8" value="1021">
<label for="ays-answer-1021-8" class=" ays_position_initial "> a) Informing all other associated FSPs of the debarment. </label>
<label for="ays-answer-1021-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-257]" id="ays-answer-1022-8" value="1022">
<label for="ays-answer-1022-8" class=" ays_position_initial "> b) Updating the central register of representatives. </label>
<label for="ays-answer-1022-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-257]" id="ays-answer-1023-8" value="1023">
<label for="ays-answer-1023-8" class=" ays_position_initial "> c) Adding name of representative on list of debarred representatives. </label>
<label for="ays-answer-1023-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="1">
<input type="checkbox" name="ays_questions[ays-question-257]" id="ays-answer-1024-8" value="1024">
<label for="ays-answer-1024-8" class=" ays_position_initial "> d) Making the debarment known on the <a href="https://www.my-re5.com/glossary/official-website/?v=edb5dc74af1c" target="_blank">official website</a>. </label>
<label for="ays-answer-1024-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
</div>
<div class="ays_buttons_div">
<i class="ays_display_none ays_fa ays_fa_eraser ays_clear_answer action-button ays_arrow"></i><input type="button" name="next" class=" ays_clear_answer action-button" value="Clear">
<i class="ays_fa ays_fa_arrow_left ays_previous action-button ays_arrow ays_display_none"></i>
<input type="button" name="next" class="ays_previous action-button " value="Prev">
<i class="ays_display_none ays_fa ays_fa_flag_checkered ays_early_finish action-button ays_arrow"></i><input type="button" name="next" class=" ays_early_finish action-button" value="Finish">
<i class="ays_fa ays_fa_arrow_right ays_next action-button ays_arrow ays_next_arrow ays_display_none"></i>
<input type="button" name="next" class="ays_next action-button " value="Next">
</div>
<div class="wrong_answer_text ays_do_not_show" style="display:none">
</div>
<div class="right_answer_text ays_do_not_show" style="display:none">
</div>
<div class="ays_questtion_explanation" style="display:none">
</div>
</div>
</div>
<div class="step " data-question-id="291" data-type="checkbox" data-required="false">
<p class="ays-question-counter animated">4 / 50</p>
<div class="ays-abs-fs">
<div class="ays_quiz_question">
<p>4. On which date did the Financial Sector Conduct Authority become operational?</p>
</div>
<div class="ays-quiz-answers ays_list_view_container enable_max_selection_number">
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-291]" id="ays-answer-1157-8" value="1157">
<label for="ays-answer-1157-8" class=" ays_position_initial "> a) 11 March 1990 </label>
<label for="ays-answer-1157-8" class="ays_answer_image ays_empty_before_content"></label>
<script>
if (typeof window.quizOptions_8 === 'undefined') {
window.quizOptions_8 = [];
}
window.quizOptions_8['291'] = 'eyJlbmFibGVfbWF4X3NlbGVjdGlvbl9udW1iZXIiOnRydWUsIm1heF9zZWxlY3Rpb25fbnVtYmVyIjoxfQ==';
</script>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-291]" id="ays-answer-1158-8" value="1158">
<label for="ays-answer-1158-8" class=" ays_position_initial "> b) 27 April 1994 </label>
<label for="ays-answer-1158-8" class="ays_answer_image ays_empty_before_content"></label>
<script>
if (typeof window.quizOptions_8 === 'undefined') {
window.quizOptions_8 = [];
}
window.quizOptions_8['291'] = 'eyJlbmFibGVfbWF4X3NlbGVjdGlvbl9udW1iZXIiOnRydWUsIm1heF9zZWxlY3Rpb25fbnVtYmVyIjoxfQ==';
</script>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-291]" id="ays-answer-1159-8" value="1159">
<label for="ays-answer-1159-8" class=" ays_position_initial "> c) 1 June 2004 </label>
<label for="ays-answer-1159-8" class="ays_answer_image ays_empty_before_content"></label>
<script>
if (typeof window.quizOptions_8 === 'undefined') {
window.quizOptions_8 = [];
}
window.quizOptions_8['291'] = 'eyJlbmFibGVfbWF4X3NlbGVjdGlvbl9udW1iZXIiOnRydWUsIm1heF9zZWxlY3Rpb25fbnVtYmVyIjoxfQ==';
</script>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="1">
<input type="checkbox" name="ays_questions[ays-question-291]" id="ays-answer-1160-8" value="1160">
<label for="ays-answer-1160-8" class=" ays_position_initial "> d) 18 April 2018 </label>
<label for="ays-answer-1160-8" class="ays_answer_image ays_empty_before_content"></label>
<script>
if (typeof window.quizOptions_8 === 'undefined') {
window.quizOptions_8 = [];
}
window.quizOptions_8['291'] = 'eyJlbmFibGVfbWF4X3NlbGVjdGlvbl9udW1iZXIiOnRydWUsIm1heF9zZWxlY3Rpb25fbnVtYmVyIjoxfQ==';
</script>
</div>
</div>
<div class="ays_buttons_div">
<i class="ays_display_none ays_fa ays_fa_eraser ays_clear_answer action-button ays_arrow"></i><input type="button" name="next" class=" ays_clear_answer action-button" value="Clear">
<i class="ays_fa ays_fa_arrow_left ays_previous action-button ays_arrow ays_display_none"></i>
<input type="button" name="next" class="ays_previous action-button " value="Prev">
<i class="ays_display_none ays_fa ays_fa_flag_checkered ays_early_finish action-button ays_arrow"></i><input type="button" name="next" class=" ays_early_finish action-button" value="Finish">
<i class="ays_fa ays_fa_arrow_right ays_next action-button ays_arrow ays_next_arrow ays_display_none"></i>
<input type="button" name="next" class="ays_next action-button " value="Next">
</div>
<div class="wrong_answer_text ays_do_not_show" style="display:none">
</div>
<div class="right_answer_text ays_do_not_show" style="display:none">
</div>
<div class="ays_questtion_explanation" style="display:none">
</div>
</div>
</div>
<div class="step " data-question-id="265" data-type="checkbox" data-required="false">
<p class="ays-question-counter animated">5 / 50</p>
<div class="ays-abs-fs">
<div class="ays_quiz_question">
<p>5. Julia is the key individual at Network Financial Services. The debarment of one of the representatives was affected on 1 March 2021 which is a Monday. What is the last date by which Julia must complete and submit Part II of the
debarment notification to the Financial Sector Conduct Authority?</p>
</div>
<div class="ays-quiz-answers ays_list_view_container ">
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-265]" id="ays-answer-1053-8" value="1053">
<label for="ays-answer-1053-8" class=" ays_position_initial "> a) 1 April </label>
<label for="ays-answer-1053-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-265]" id="ays-answer-1054-8" value="1054">
<label for="ays-answer-1054-8" class=" ays_position_initial "> b) 15 March </label>
<label for="ays-answer-1054-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="1">
<input type="checkbox" name="ays_questions[ays-question-265]" id="ays-answer-1055-8" value="1055">
<label for="ays-answer-1055-8" class=" ays_position_initial "> c) 16 March </label>
<label for="ays-answer-1055-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-265]" id="ays-answer-1056-8" value="1056">
<label for="ays-answer-1056-8" class=" ays_position_initial "> d) 15 April </label>
<label for="ays-answer-1056-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
</div>
<div class="ays_buttons_div">
<i class="ays_display_none ays_fa ays_fa_eraser ays_clear_answer action-button ays_arrow"></i><input type="button" name="next" class=" ays_clear_answer action-button" value="Clear">
<i class="ays_fa ays_fa_arrow_left ays_previous action-button ays_arrow ays_display_none"></i>
<input type="button" name="next" class="ays_previous action-button " value="Prev">
<i class="ays_display_none ays_fa ays_fa_flag_checkered ays_early_finish action-button ays_arrow"></i><input type="button" name="next" class=" ays_early_finish action-button" value="Finish">
<i class="ays_fa ays_fa_arrow_right ays_next action-button ays_arrow ays_next_arrow ays_display_none"></i>
<input type="button" name="next" class="ays_next action-button " value="Next">
</div>
<div class="wrong_answer_text ays_do_not_show" style="display:none">
</div>
<div class="right_answer_text ays_do_not_show" style="display:none">
</div>
<div class="ays_questtion_explanation" style="display:none">
</div>
</div>
</div>
<div class="step " data-question-id="250" data-type="checkbox" data-required="false">
<p class="ays-question-counter animated">6 / 50</p>
<div class="ays-abs-fs">
<div class="ays_quiz_question">
<p>6. Which ONE of the following actions falls within the ambit of the <a href="https://www.my-re5.com/glossary/fais-act/?v=edb5dc74af1c" target="_blank">FAIS Act</a>?</p>
</div>
<div class="ays-quiz-answers ays_list_view_container ">
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="1">
<input type="checkbox" name="ays_questions[ays-question-250]" id="ays-answer-993-8" value="993">
<label for="ays-answer-993-8" class=" ays_position_initial "> a) Calling a client and recommending a household insurance cover after they purchase an appliance. </label>
<label for="ays-answer-993-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-250]" id="ays-answer-994-8" value="994">
<label for="ays-answer-994-8" class=" ays_position_initial "> b) Handing out a pamphlet setting out specifications of a funeral policy to union members. </label>
<label for="ays-answer-994-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-250]" id="ays-answer-995-8" value="995">
<label for="ays-answer-995-8" class=" ays_position_initial "> c) Making a presentation to a church group explaining the importance of life insurance </label>
<label for="ays-answer-995-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-250]" id="ays-answer-996-8" value="996">
<label for="ays-answer-996-8" class=" ays_position_initial "> d) Advertising a new type of banking account in the local newspaper. </label>
<label for="ays-answer-996-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
</div>
<div class="ays_buttons_div">
<i class="ays_display_none ays_fa ays_fa_eraser ays_clear_answer action-button ays_arrow"></i><input type="button" name="next" class=" ays_clear_answer action-button" value="Clear">
<i class="ays_fa ays_fa_arrow_left ays_previous action-button ays_arrow ays_display_none"></i>
<input type="button" name="next" class="ays_previous action-button " value="Prev">
<i class="ays_display_none ays_fa ays_fa_flag_checkered ays_early_finish action-button ays_arrow"></i><input type="button" name="next" class=" ays_early_finish action-button" value="Finish">
<i class="ays_fa ays_fa_arrow_right ays_next action-button ays_arrow ays_next_arrow ays_display_none"></i>
<input type="button" name="next" class="ays_next action-button " value="Next">
</div>
<div class="wrong_answer_text ays_do_not_show" style="display:none">
</div>
<div class="right_answer_text ays_do_not_show" style="display:none">
</div>
<div class="ays_questtion_explanation" style="display:none">
</div>
</div>
</div>
<div class="step " data-question-id="256" data-type="checkbox" data-required="false">
<p class="ays-question-counter animated">7 / 50</p>
<div class="ays-abs-fs">
<div class="ays_quiz_question">
<p>7. John’s father died but his life insurer refuses to pay the benefits under this policy as the father failed to apply for paid up benefits on retirement. The father was not advised of this requirement when he took out the policy and he
was illiterate, so he cannot be expected to read the policy documentation. Which ONE of the following statements is correct?</p>
</div>
<div class="ays-quiz-answers ays_list_view_container ">
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-256]" id="ays-answer-1017-8" value="1017">
<label for="ays-answer-1017-8" class=" ays_position_initial "> a) John must appeal the rejection of the claim with the Registrar of short-term insurance. </label>
<label for="ays-answer-1017-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-256]" id="ays-answer-1018-8" value="1018">
<label for="ays-answer-1018-8" class=" ays_position_initial "> b) John must approach the Financial Sector Conduct Authority to mediate the matter. </label>
<label for="ays-answer-1018-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-256]" id="ays-answer-1019-8" value="1019">
<label for="ays-answer-1019-8" class=" ays_position_initial "> c) John has no recourse as the policy holder is dead and cannot pursue the matter. </label>
<label for="ays-answer-1019-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="1">
<input type="checkbox" name="ays_questions[ays-question-256]" id="ays-answer-1020-8" value="1020">
<label for="ays-answer-1020-8" class=" ays_position_initial "> d) John can lay a <a href="https://www.my-re5.com/glossary/complaint/?v=edb5dc74af1c" target="_blank">complaint</a> with the financial services provider as he is a beneficiary
on the policy. </label>
<label for="ays-answer-1020-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
</div>
<div class="ays_buttons_div">
<i class="ays_display_none ays_fa ays_fa_eraser ays_clear_answer action-button ays_arrow"></i><input type="button" name="next" class=" ays_clear_answer action-button" value="Clear">
<i class="ays_fa ays_fa_arrow_left ays_previous action-button ays_arrow ays_display_none"></i>
<input type="button" name="next" class="ays_previous action-button " value="Prev">
<i class="ays_display_none ays_fa ays_fa_flag_checkered ays_early_finish action-button ays_arrow"></i><input type="button" name="next" class=" ays_early_finish action-button" value="Finish">
<i class="ays_fa ays_fa_arrow_right ays_next action-button ays_arrow ays_next_arrow ays_display_none"></i>
<input type="button" name="next" class="ays_next action-button " value="Next">
</div>
<div class="wrong_answer_text ays_do_not_show" style="display:none">
</div>
<div class="right_answer_text ays_do_not_show" style="display:none">
</div>
<div class="ays_questtion_explanation" style="display:none">
</div>
</div>
</div>
<div class="step " data-question-id="298" data-type="checkbox" data-required="false">
<p class="ays-question-counter animated">8 / 50</p>
<div class="ays-abs-fs">
<div class="ays_quiz_question">
<p>8. Which of the following are duties of the FAIS Ombud after a determination has been made?</p>
<p>i. Sending a copy of the determination to the Authority.<br> ii. Providing each party with a copy of determination.<br> iii. Sending a copy of the determination to the applicable court in no party applies for leave to appeal.<br> iv.
Publication of determination in the Government Gazette.</p>
</div>
<div class="ays-quiz-answers ays_list_view_container enable_max_selection_number">
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="1">
<input type="checkbox" name="ays_questions[ays-question-298]" id="ays-answer-1185-8" value="1185">
<label for="ays-answer-1185-8" class=" ays_position_initial "> a) i ; ii & iii only </label>
<label for="ays-answer-1185-8" class="ays_answer_image ays_empty_before_content"></label>
<script>
if (typeof window.quizOptions_8 === 'undefined') {
window.quizOptions_8 = [];
}
window.quizOptions_8['298'] = 'eyJlbmFibGVfbWF4X3NlbGVjdGlvbl9udW1iZXIiOnRydWUsIm1heF9zZWxlY3Rpb25fbnVtYmVyIjoxfQ==';
</script>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-298]" id="ays-answer-1186-8" value="1186">
<label for="ays-answer-1186-8" class=" ays_position_initial "> b) i, ii; iii & iv </label>
<label for="ays-answer-1186-8" class="ays_answer_image ays_empty_before_content"></label>
<script>
if (typeof window.quizOptions_8 === 'undefined') {
window.quizOptions_8 = [];
}
window.quizOptions_8['298'] = 'eyJlbmFibGVfbWF4X3NlbGVjdGlvbl9udW1iZXIiOnRydWUsIm1heF9zZWxlY3Rpb25fbnVtYmVyIjoxfQ==';
</script>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-298]" id="ays-answer-1187-8" value="1187">
<label for="ays-answer-1187-8" class=" ays_position_initial "> c) iii & iv only </label>
<label for="ays-answer-1187-8" class="ays_answer_image ays_empty_before_content"></label>
<script>
if (typeof window.quizOptions_8 === 'undefined') {
window.quizOptions_8 = [];
}
window.quizOptions_8['298'] = 'eyJlbmFibGVfbWF4X3NlbGVjdGlvbl9udW1iZXIiOnRydWUsIm1heF9zZWxlY3Rpb25fbnVtYmVyIjoxfQ==';
</script>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-298]" id="ays-answer-1188-8" value="1188">
<label for="ays-answer-1188-8" class=" ays_position_initial "> d) i & iv only </label>
<label for="ays-answer-1188-8" class="ays_answer_image ays_empty_before_content"></label>
<script>
if (typeof window.quizOptions_8 === 'undefined') {
window.quizOptions_8 = [];
}
window.quizOptions_8['298'] = 'eyJlbmFibGVfbWF4X3NlbGVjdGlvbl9udW1iZXIiOnRydWUsIm1heF9zZWxlY3Rpb25fbnVtYmVyIjoxfQ==';
</script>
</div>
</div>
<div class="ays_buttons_div">
<i class="ays_display_none ays_fa ays_fa_eraser ays_clear_answer action-button ays_arrow"></i><input type="button" name="next" class=" ays_clear_answer action-button" value="Clear">
<i class="ays_fa ays_fa_arrow_left ays_previous action-button ays_arrow ays_display_none"></i>
<input type="button" name="next" class="ays_previous action-button " value="Prev">
<i class="ays_display_none ays_fa ays_fa_flag_checkered ays_early_finish action-button ays_arrow"></i><input type="button" name="next" class=" ays_early_finish action-button" value="Finish">
<i class="ays_fa ays_fa_arrow_right ays_next action-button ays_arrow ays_next_arrow ays_display_none"></i>
<input type="button" name="next" class="ays_next action-button " value="Next">
</div>
<div class="wrong_answer_text ays_do_not_show" style="display:none">
</div>
<div class="right_answer_text ays_do_not_show" style="display:none">
</div>
<div class="ays_questtion_explanation" style="display:none">
</div>
</div>
</div>
<div class="step " data-question-id="277" data-type="checkbox" data-required="false">
<p class="ays-question-counter animated">9 / 50</p>
<div class="ays-abs-fs">
<div class="ays_quiz_question">
<p>9. A compliance officer is someone who is appointed by:</p>
</div>
<div class="ays-quiz-answers ays_list_view_container ">
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-277]" id="ays-answer-1101-8" value="1101">
<label for="ays-answer-1101-8" class=" ays_position_initial "> a) A bank or insurance company to monitor the quality of the advice given by their representatives. </label>
<label for="ays-answer-1101-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="1">
<input type="checkbox" name="ays_questions[ays-question-277]" id="ays-answer-1102-8" value="1102">
<label for="ays-answer-1102-8" class=" ays_position_initial "> b) An FSP to make sure that the organisation complies with the requirements of the FAIS Act </label>
<label for="ays-answer-1102-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-277]" id="ays-answer-1103-8" value="1103">
<label for="ays-answer-1103-8" class=" ays_position_initial "> c) The Financial Sector Conduct Authority to make sure that all financial institutions are registered financial services providers. </label>
<label for="ays-answer-1103-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-277]" id="ays-answer-1104-8" value="1104">
<label for="ays-answer-1104-8" class=" ays_position_initial "> d) The Banking Ombud to ensure that FSP’s comply with the FAIS Act </label>
<label for="ays-answer-1104-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
</div>
<div class="ays_buttons_div">
<i class="ays_display_none ays_fa ays_fa_eraser ays_clear_answer action-button ays_arrow"></i><input type="button" name="next" class=" ays_clear_answer action-button" value="Clear">
<i class="ays_fa ays_fa_arrow_left ays_previous action-button ays_arrow ays_display_none"></i>
<input type="button" name="next" class="ays_previous action-button " value="Prev">
<i class="ays_display_none ays_fa ays_fa_flag_checkered ays_early_finish action-button ays_arrow"></i><input type="button" name="next" class=" ays_early_finish action-button" value="Finish">
<i class="ays_fa ays_fa_arrow_right ays_next action-button ays_arrow ays_next_arrow ays_display_none"></i>
<input type="button" name="next" class="ays_next action-button " value="Next">
</div>
<div class="wrong_answer_text ays_do_not_show" style="display:none">
</div>
<div class="right_answer_text ays_do_not_show" style="display:none">
</div>
<div class="ays_questtion_explanation" style="display:none">
</div>
</div>
</div>
<div class="step " data-question-id="297" data-type="checkbox" data-required="false">
<p class="ays-question-counter animated">10 / 50</p>
<div class="ays-abs-fs">
<div class="ays_quiz_question">
<p>10. Choose the correct statement. Network Financial Services is an accountable institution under the FAIS Act and has been issued with a maximum penalty imposed of R100 million for this type of transgression. The penalty<br> imposed was
most likely for which one of the following misconduct?</p>
</div>
<div class="ays-quiz-answers ays_list_view_container ">
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-297]" id="ays-answer-1181-8" value="1181">
<label for="ays-answer-1181-8" class=" ays_position_initial "> a) Only providing the staff with training material as there was no time for a training session. </label>
<label for="ays-answer-1181-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="1">
<input type="checkbox" name="ays_questions[ays-question-297]" id="ays-answer-1182-8" value="1182">
<label for="ays-answer-1182-8" class=" ays_position_initial "> b) Splitting a cash transaction of R25 999.00 into two separate transaction to avoid making a report. </label>
<label for="ays-answer-1182-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-297]" id="ays-answer-1183-8" value="1183">
<label for="ays-answer-1183-8" class=" ays_position_initial "> c) Failure to verify the identity of a <a href="https://www.my-re5.com/glossary/family-member/?v=edb5dc74af1c" target="_blank">person</a> acting on behalf of a client. </label>
<label for="ays-answer-1183-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-297]" id="ays-answer-1184-8" value="1184">
<label for="ays-answer-1184-8" class=" ays_position_initial "> d) Failure to register with the Financial Intelligence Center. </label>
<label for="ays-answer-1184-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
</div>
<div class="ays_buttons_div">
<i class="ays_display_none ays_fa ays_fa_eraser ays_clear_answer action-button ays_arrow"></i><input type="button" name="next" class=" ays_clear_answer action-button" value="Clear">
<i class="ays_fa ays_fa_arrow_left ays_previous action-button ays_arrow ays_display_none"></i>
<input type="button" name="next" class="ays_previous action-button " value="Prev">
<i class="ays_display_none ays_fa ays_fa_flag_checkered ays_early_finish action-button ays_arrow"></i><input type="button" name="next" class=" ays_early_finish action-button" value="Finish">
<i class="ays_fa ays_fa_arrow_right ays_next action-button ays_arrow ays_next_arrow ays_display_none"></i>
<input type="button" name="next" class="ays_next action-button " value="Next">
</div>
<div class="wrong_answer_text ays_do_not_show" style="display:none">
</div>
<div class="right_answer_text ays_do_not_show" style="display:none">
</div>
<div class="ays_questtion_explanation" style="display:none">
</div>
</div>
</div>
<div class="step " data-question-id="294" data-type="checkbox" data-required="false">
<p class="ays-question-counter animated">11 / 50</p>
<div class="ays-abs-fs">
<div class="ays_quiz_question">
<p>11. A client complains to you about an investment product you sold him two years ago that has not delivered the expected return. He threatens that due to poor advice he is going to lodge a complaint directly with the FAIS<br> Ombud against
your FSP. What is the most appropriate action for you to take?</p>
</div>
<div class="ays-quiz-answers ays_list_view_container enable_max_selection_number">
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="1">
<input type="checkbox" name="ays_questions[ays-question-294]" id="ays-answer-1169-8" value="1169">
<label for="ays-answer-1169-8" class=" ays_position_initial "> a) Inform the client of the internal complaints process and how the client can lodge a complaint with the FSP. </label>
<label for="ays-answer-1169-8" class="ays_answer_image ays_empty_before_content"></label>
<script>
if (typeof window.quizOptions_8 === 'undefined') {
window.quizOptions_8 = [];
}
window.quizOptions_8['294'] = 'eyJlbmFibGVfbWF4X3NlbGVjdGlvbl9udW1iZXIiOnRydWUsIm1heF9zZWxlY3Rpb25fbnVtYmVyIjoxfQ==';
</script>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-294]" id="ays-answer-1170-8" value="1170">
<label for="ays-answer-1170-8" class=" ays_position_initial "> b) Advise your key individual of the incident and provide him/her with a copy of your record of advice. </label>
<label for="ays-answer-1170-8" class="ays_answer_image ays_empty_before_content"></label>
<script>
if (typeof window.quizOptions_8 === 'undefined') {
window.quizOptions_8 = [];
}
window.quizOptions_8['294'] = 'eyJlbmFibGVfbWF4X3NlbGVjdGlvbl9udW1iZXIiOnRydWUsIm1heF9zZWxlY3Rpb25fbnVtYmVyIjoxfQ==';
</script>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-294]" id="ays-answer-1171-8" value="1171">
<label for="ays-answer-1171-8" class=" ays_position_initial "> c) Wait until you hear from your key individual if the client does in fact complain. </label>
<label for="ays-answer-1171-8" class="ays_answer_image ays_empty_before_content"></label>
<script>
if (typeof window.quizOptions_8 === 'undefined') {
window.quizOptions_8 = [];
}
window.quizOptions_8['294'] = 'eyJlbmFibGVfbWF4X3NlbGVjdGlvbl9udW1iZXIiOnRydWUsIm1heF9zZWxlY3Rpb25fbnVtYmVyIjoxfQ==';
</script>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-294]" id="ays-answer-1172-8" value="1172">
<label for="ays-answer-1172-8" class=" ays_position_initial "> d) Pre-empt the complaint that the client will make and write an email to the Ombud explaining the circumstances surrounding the complaint. </label>
<label for="ays-answer-1172-8" class="ays_answer_image ays_empty_before_content"></label>
<script>
if (typeof window.quizOptions_8 === 'undefined') {
window.quizOptions_8 = [];
}
window.quizOptions_8['294'] = 'eyJlbmFibGVfbWF4X3NlbGVjdGlvbl9udW1iZXIiOnRydWUsIm1heF9zZWxlY3Rpb25fbnVtYmVyIjoxfQ==';
</script>
</div>
</div>
<div class="ays_buttons_div">
<i class="ays_display_none ays_fa ays_fa_eraser ays_clear_answer action-button ays_arrow"></i><input type="button" name="next" class=" ays_clear_answer action-button" value="Clear">
<i class="ays_fa ays_fa_arrow_left ays_previous action-button ays_arrow ays_display_none"></i>
<input type="button" name="next" class="ays_previous action-button " value="Prev">
<i class="ays_display_none ays_fa ays_fa_flag_checkered ays_early_finish action-button ays_arrow"></i><input type="button" name="next" class=" ays_early_finish action-button" value="Finish">
<i class="ays_fa ays_fa_arrow_right ays_next action-button ays_arrow ays_next_arrow ays_display_none"></i>
<input type="button" name="next" class="ays_next action-button " value="Next">
</div>
<div class="wrong_answer_text ays_do_not_show" style="display:none">
</div>
<div class="right_answer_text ays_do_not_show" style="display:none">
</div>
<div class="ays_questtion_explanation" style="display:none">
</div>
</div>
</div>
<div class="step " data-question-id="260" data-type="checkbox" data-required="false">
<p class="ays-question-counter animated">12 / 50</p>
<div class="ays-abs-fs">
<div class="ays_quiz_question">
<p>12. A financial services provider receives money in cash on behalf of clients. Which of the following do they need to comply with according to the FAIS Act?</p>
</div>
<div class="ays-quiz-answers ays_list_view_container ">
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-260]" id="ays-answer-1033-8" value="1033">
<label for="ays-answer-1033-8" class=" ays_position_initial "> a) Issue the client with an account statement on a monthly basis. </label>
<label for="ays-answer-1033-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-260]" id="ays-answer-1034-8" value="1034">
<label for="ays-answer-1034-8" class=" ays_position_initial "> b) Pay the money into FSP transaction account within 1 <a href="https://www.my-re5.com/glossary/experience/?v=edb5dc74af1c" target="_blank">working</a> day </label>
<label for="ays-answer-1034-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-260]" id="ays-answer-1035-8" value="1035">
<label for="ays-answer-1035-8" class=" ays_position_initial "> c) Pay all fees and charges incurred on the applicable bank account. </label>
<label for="ays-answer-1035-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="1">
<input type="checkbox" name="ays_questions[ays-question-260]" id="ays-answer-1036-8" value="1036">
<label for="ays-answer-1036-8" class=" ays_position_initial "> d) Ensure that any interest that accrues on money is paid to client. </label>
<label for="ays-answer-1036-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
</div>
<div class="ays_buttons_div">
<i class="ays_display_none ays_fa ays_fa_eraser ays_clear_answer action-button ays_arrow"></i><input type="button" name="next" class=" ays_clear_answer action-button" value="Clear">
<i class="ays_fa ays_fa_arrow_left ays_previous action-button ays_arrow ays_display_none"></i>
<input type="button" name="next" class="ays_previous action-button " value="Prev">
<i class="ays_display_none ays_fa ays_fa_flag_checkered ays_early_finish action-button ays_arrow"></i><input type="button" name="next" class=" ays_early_finish action-button" value="Finish">
<i class="ays_fa ays_fa_arrow_right ays_next action-button ays_arrow ays_next_arrow ays_display_none"></i>
<input type="button" name="next" class="ays_next action-button " value="Next">
</div>
<div class="wrong_answer_text ays_do_not_show" style="display:none">
</div>
<div class="right_answer_text ays_do_not_show" style="display:none">
</div>
<div class="ays_questtion_explanation" style="display:none">
</div>
</div>
</div>
<div class="step " data-question-id="288" data-type="checkbox" data-required="false">
<p class="ays-question-counter animated">13 / 50</p>
<div class="ays-abs-fs">
<div class="ays_quiz_question">
<p>13. Trevor is a representative at Network financial services and her client informed her in <a href="https://www.my-re5.com/glossary/person/?v=edb5dc74af1c" target="_blank">person</a> that she would like to lodge a complaint against her.
What should Trevor do?</p>
</div>
<div class="ays-quiz-answers ays_list_view_container ">
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-288]" id="ays-answer-1145-8" value="1145">
<label for="ays-answer-1145-8" class=" ays_position_initial "> a) Provide the client with the details of the FAIS Ombud. </label>
<label for="ays-answer-1145-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-288]" id="ays-answer-1146-8" value="1146">
<label for="ays-answer-1146-8" class=" ays_position_initial "> b) Reduce the complaint in writing and forward it to the complaints department. </label>
<label for="ays-answer-1146-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-288]" id="ays-answer-1147-8" value="1147">
<label for="ays-answer-1147-8" class=" ays_position_initial "> c) Ask the complaints department to contact the client to assist her further. </label>
<label for="ays-answer-1147-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="1">
<input type="checkbox" name="ays_questions[ays-question-288]" id="ays-answer-1148-8" value="1148">
<label for="ays-answer-1148-8" class=" ays_position_initial "> d) Inform the client that she must put the complaint in writing. </label>
<label for="ays-answer-1148-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
</div>
<div class="ays_buttons_div">
<i class="ays_display_none ays_fa ays_fa_eraser ays_clear_answer action-button ays_arrow"></i><input type="button" name="next" class=" ays_clear_answer action-button" value="Clear">
<i class="ays_fa ays_fa_arrow_left ays_previous action-button ays_arrow ays_display_none"></i>
<input type="button" name="next" class="ays_previous action-button " value="Prev">
<i class="ays_display_none ays_fa ays_fa_flag_checkered ays_early_finish action-button ays_arrow"></i><input type="button" name="next" class=" ays_early_finish action-button" value="Finish">
<i class="ays_fa ays_fa_arrow_right ays_next action-button ays_arrow ays_next_arrow ays_display_none"></i>
<input type="button" name="next" class="ays_next action-button " value="Next">
</div>
<div class="wrong_answer_text ays_do_not_show" style="display:none">
</div>
<div class="right_answer_text ays_do_not_show" style="display:none">
</div>
<div class="ays_questtion_explanation" style="display:none">
</div>
</div>
</div>
<div class="step " data-question-id="276" data-type="checkbox" data-required="false">
<p class="ays-question-counter animated">14 / 50</p>
<div class="ays-abs-fs">
<div class="ays_quiz_question">
<p>14. Who appoints the <a href="https://www.my-re5.com/glossary/ombud-for-financial-services-providers/?v=edb5dc74af1c" target="_blank">Ombud for Financial Services Providers</a> (FAIS Ombud)?</p>
</div>
<div class="ays-quiz-answers ays_list_view_container ">
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-276]" id="ays-answer-1097-8" value="1097">
<label for="ays-answer-1097-8" class=" ays_position_initial "> a) The Reserve Bank together with the Financial Sector Conduct Authority. </label>
<label for="ays-answer-1097-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-276]" id="ays-answer-1098-8" value="1098">
<label for="ays-answer-1098-8" class=" ays_position_initial "> b) The Advisory Committee of the Financial Sector Conduct Authority </label>
<label for="ays-answer-1098-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="1">
<input type="checkbox" name="ays_questions[ays-question-276]" id="ays-answer-1099-8" value="1099">
<label for="ays-answer-1099-8" class=" ays_position_initial "> c) The Financial Sector Conduct Authority after consultation with the Advisory Committee of Financial Services Providers. </label>
<label for="ays-answer-1099-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-276]" id="ays-answer-1100-8" value="1100">
<label for="ays-answer-1100-8" class=" ays_position_initial "> d) The FAIS Commissioner. </label>
<label for="ays-answer-1100-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
</div>
<div class="ays_buttons_div">
<i class="ays_display_none ays_fa ays_fa_eraser ays_clear_answer action-button ays_arrow"></i><input type="button" name="next" class=" ays_clear_answer action-button" value="Clear">
<i class="ays_fa ays_fa_arrow_left ays_previous action-button ays_arrow ays_display_none"></i>
<input type="button" name="next" class="ays_previous action-button " value="Prev">
<i class="ays_display_none ays_fa ays_fa_flag_checkered ays_early_finish action-button ays_arrow"></i><input type="button" name="next" class=" ays_early_finish action-button" value="Finish">
<i class="ays_fa ays_fa_arrow_right ays_next action-button ays_arrow ays_next_arrow ays_display_none"></i>
<input type="button" name="next" class="ays_next action-button " value="Next">
</div>
<div class="wrong_answer_text ays_do_not_show" style="display:none">
</div>
<div class="right_answer_text ays_do_not_show" style="display:none">
</div>
<div class="ays_questtion_explanation" style="display:none">
</div>
</div>
</div>
<div class="step " data-question-id="251" data-type="checkbox" data-required="false">
<p class="ays-question-counter animated">15 / 50</p>
<div class="ays-abs-fs">
<div class="ays_quiz_question">
<p>15. Category II financial services provider, can be described as providers that provide services:</p>
</div>
<div class="ays-quiz-answers ays_list_view_container ">
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-251]" id="ays-answer-997-8" value="997">
<label for="ays-answer-997-8" class=" ays_position_initial "> a) By the method of bulking. </label>
<label for="ays-answer-997-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-251]" id="ays-answer-998-8" value="998">
<label for="ays-answer-998-8" class=" ays_position_initial "> b) Through the employment of alternative strategies. </label>
<label for="ays-answer-998-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-251]" id="ays-answer-999-8" value="999">
<label for="ays-answer-999-8" class=" ays_position_initial "> c) On client instruction. </label>
<label for="ays-answer-999-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="1">
<input type="checkbox" name="ays_questions[ays-question-251]" id="ays-answer-1000-8" value="1000">
<label for="ays-answer-1000-8" class=" ays_position_initial "> d) On a discretionary basis. </label>
<label for="ays-answer-1000-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
</div>
<div class="ays_buttons_div">
<i class="ays_display_none ays_fa ays_fa_eraser ays_clear_answer action-button ays_arrow"></i><input type="button" name="next" class=" ays_clear_answer action-button" value="Clear">
<i class="ays_fa ays_fa_arrow_left ays_previous action-button ays_arrow ays_display_none"></i>
<input type="button" name="next" class="ays_previous action-button " value="Prev">
<i class="ays_display_none ays_fa ays_fa_flag_checkered ays_early_finish action-button ays_arrow"></i><input type="button" name="next" class=" ays_early_finish action-button" value="Finish">
<i class="ays_fa ays_fa_arrow_right ays_next action-button ays_arrow ays_next_arrow ays_display_none"></i>
<input type="button" name="next" class="ays_next action-button " value="Next">
</div>
<div class="wrong_answer_text ays_do_not_show" style="display:none">
</div>
<div class="right_answer_text ays_do_not_show" style="display:none">
</div>
<div class="ays_questtion_explanation" style="display:none">
</div>
</div>
</div>
<div class="step " data-question-id="293" data-type="checkbox" data-required="false">
<p class="ays-question-counter animated">16 / 50</p>
<div class="ays-abs-fs">
<div class="ays_quiz_question">
<p>16. Minnie invested money on the advice of a representative of Network Brokers. She suffered a loss of R950 000 and submitted a complaint through the FAIS Ombud. Network brokers did not agree that the FAIS ombud limit for complaints may be
exceeded in this specific complaint. What is the maximum financial compensation that the FAIS Ombud can award Minnie with regard to the loss suffered?</p>
</div>
<div class="ays-quiz-answers ays_list_view_container enable_max_selection_number">
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="1">
<input type="checkbox" name="ays_questions[ays-question-293]" id="ays-answer-1165-8" value="1165">
<label for="ays-answer-1165-8" class=" ays_position_initial "> a) R800 000 plus interest for the period from the date of loss until date of determination. </label>
<label for="ays-answer-1165-8" class="ays_answer_image ays_empty_before_content"></label>
<script>
if (typeof window.quizOptions_8 === 'undefined') {
window.quizOptions_8 = [];
}
window.quizOptions_8['293'] = 'eyJlbmFibGVfbWF4X3NlbGVjdGlvbl9udW1iZXIiOnRydWUsIm1heF9zZWxlY3Rpb25fbnVtYmVyIjoxfQ==';
</script>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-293]" id="ays-answer-1166-8" value="1166">
<label for="ays-answer-1166-8" class=" ays_position_initial "> b) R950 000 plus interest for the period from the date of loss until date of determination. </label>
<label for="ays-answer-1166-8" class="ays_answer_image ays_empty_before_content"></label>
<script>
if (typeof window.quizOptions_8 === 'undefined') {
window.quizOptions_8 = [];
}
window.quizOptions_8['293'] = 'eyJlbmFibGVfbWF4X3NlbGVjdGlvbl9udW1iZXIiOnRydWUsIm1heF9zZWxlY3Rpb25fbnVtYmVyIjoxfQ==';
</script>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-293]" id="ays-answer-1167-8" value="1167">
<label for="ays-answer-1167-8" class=" ays_position_initial "> c) R800 000 plus interest for the period from the date of complaint until date of determination. </label>
<label for="ays-answer-1167-8" class="ays_answer_image ays_empty_before_content"></label>
<script>
if (typeof window.quizOptions_8 === 'undefined') {
window.quizOptions_8 = [];
}
window.quizOptions_8['293'] = 'eyJlbmFibGVfbWF4X3NlbGVjdGlvbl9udW1iZXIiOnRydWUsIm1heF9zZWxlY3Rpb25fbnVtYmVyIjoxfQ==';
</script>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-293]" id="ays-answer-1168-8" value="1168">
<label for="ays-answer-1168-8" class=" ays_position_initial "> d) R950 000 plus interest for the period from the date of complaint until date of determination. </label>
<label for="ays-answer-1168-8" class="ays_answer_image ays_empty_before_content"></label>
<script>
if (typeof window.quizOptions_8 === 'undefined') {
window.quizOptions_8 = [];
}
window.quizOptions_8['293'] = 'eyJlbmFibGVfbWF4X3NlbGVjdGlvbl9udW1iZXIiOnRydWUsIm1heF9zZWxlY3Rpb25fbnVtYmVyIjoxfQ==';
</script>
</div>
</div>
<div class="ays_buttons_div">
<i class="ays_display_none ays_fa ays_fa_eraser ays_clear_answer action-button ays_arrow"></i><input type="button" name="next" class=" ays_clear_answer action-button" value="Clear">
<i class="ays_fa ays_fa_arrow_left ays_previous action-button ays_arrow ays_display_none"></i>
<input type="button" name="next" class="ays_previous action-button " value="Prev">
<i class="ays_display_none ays_fa ays_fa_flag_checkered ays_early_finish action-button ays_arrow"></i><input type="button" name="next" class=" ays_early_finish action-button" value="Finish">
<i class="ays_fa ays_fa_arrow_right ays_next action-button ays_arrow ays_next_arrow ays_display_none"></i>
<input type="button" name="next" class="ays_next action-button " value="Next">
</div>
<div class="wrong_answer_text ays_do_not_show" style="display:none">
</div>
<div class="right_answer_text ays_do_not_show" style="display:none">
</div>
<div class="ays_questtion_explanation" style="display:none">
</div>
</div>
</div>
<div class="step " data-question-id="255" data-type="checkbox" data-required="false">
<p class="ays-question-counter animated">17 / 50</p>
<div class="ays-abs-fs">
<div class="ays_quiz_question">
<p>17. When an FSP wants to appoint a representative, it may do the following to establish if a representative indeed meets the honesty and integrity and good standing requirements. Choose the best answer.</p>
</div>
<div class="ays-quiz-answers ays_list_view_container ">
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-255]" id="ays-answer-1013-8" value="1013">
<label for="ays-answer-1013-8" class=" ays_position_initial "> a) The FSP is limited by POPIA with regard to means it may use to establish if a representative meets the requirements for honesty and integrity requirements. </label>
<label for="ays-answer-1013-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-255]" id="ays-answer-1014-8" value="1014">
<label for="ays-answer-1014-8" class=" ays_position_initial "> b) The FSP may only rely on declarations made by the representative. </label>
<label for="ays-answer-1014-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-255]" id="ays-answer-1015-8" value="1015">
<label for="ays-answer-1015-8" class=" ays_position_initial "> c) The FSP may only rely on declarations made by the representative and written references from previous employers. </label>
<label for="ays-answer-1015-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="1">
<input type="checkbox" name="ays_questions[ays-question-255]" id="ays-answer-1016-8" value="1016">
<label for="ays-answer-1016-8" class=" ays_position_initial "> d) The FSP can use whatever means are reasonable and within fair labour practice to establish if a representative meets the requirements for honesty and integrity. </label>
<label for="ays-answer-1016-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
</div>
<div class="ays_buttons_div">
<i class="ays_display_none ays_fa ays_fa_eraser ays_clear_answer action-button ays_arrow"></i><input type="button" name="next" class=" ays_clear_answer action-button" value="Clear">
<i class="ays_fa ays_fa_arrow_left ays_previous action-button ays_arrow ays_display_none"></i>
<input type="button" name="next" class="ays_previous action-button " value="Prev">
<i class="ays_display_none ays_fa ays_fa_flag_checkered ays_early_finish action-button ays_arrow"></i><input type="button" name="next" class=" ays_early_finish action-button" value="Finish">
<i class="ays_fa ays_fa_arrow_right ays_next action-button ays_arrow ays_next_arrow ays_display_none"></i>
<input type="button" name="next" class="ays_next action-button " value="Next">
</div>
<div class="wrong_answer_text ays_do_not_show" style="display:none">
</div>
<div class="right_answer_text ays_do_not_show" style="display:none">
</div>
<div class="ays_questtion_explanation" style="display:none">
</div>
</div>
</div>
<div class="step " data-question-id="289" data-type="checkbox" data-required="false">
<p class="ays-question-counter animated">18 / 50</p>
<div class="ays-abs-fs">
<div class="ays_quiz_question">
<p>18. Which ONE of the following legislations criminalises money laundering?</p>
</div>
<div class="ays-quiz-answers ays_list_view_container ">
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-289]" id="ays-answer-1149-8" value="1149">
<label for="ays-answer-1149-8" class=" ays_position_initial "> a) Financial Intelligence Centre Act </label>
<label for="ays-answer-1149-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-289]" id="ays-answer-1150-8" value="1150">
<label for="ays-answer-1150-8" class=" ays_position_initial "> b) Anti-money laundering Act </label>
<label for="ays-answer-1150-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="1">
<input type="checkbox" name="ays_questions[ays-question-289]" id="ays-answer-1151-8" value="1151">
<label for="ays-answer-1151-8" class=" ays_position_initial "> c) Prevention of Organised Crime Act </label>
<label for="ays-answer-1151-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-289]" id="ays-answer-1152-8" value="1152">
<label for="ays-answer-1152-8" class=" ays_position_initial "> d) Prevention of Combating of Corrupt Activities Act </label>
<label for="ays-answer-1152-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
</div>
<div class="ays_buttons_div">
<i class="ays_display_none ays_fa ays_fa_eraser ays_clear_answer action-button ays_arrow"></i><input type="button" name="next" class=" ays_clear_answer action-button" value="Clear">
<i class="ays_fa ays_fa_arrow_left ays_previous action-button ays_arrow ays_display_none"></i>
<input type="button" name="next" class="ays_previous action-button " value="Prev">
<i class="ays_display_none ays_fa ays_fa_flag_checkered ays_early_finish action-button ays_arrow"></i><input type="button" name="next" class=" ays_early_finish action-button" value="Finish">
<i class="ays_fa ays_fa_arrow_right ays_next action-button ays_arrow ays_next_arrow ays_display_none"></i>
<input type="button" name="next" class="ays_next action-button " value="Next">
</div>
<div class="wrong_answer_text ays_do_not_show" style="display:none">
</div>
<div class="right_answer_text ays_do_not_show" style="display:none">
</div>
<div class="ays_questtion_explanation" style="display:none">
</div>
</div>
</div>
<div class="step " data-question-id="249" data-type="checkbox" data-required="false">
<p class="ays-question-counter animated">19 / 50</p>
<div class="ays-abs-fs">
<div class="ays_quiz_question">
<p>19. Financial products are grouped in the various product categories and sub-categories. Which of the following are examples of financial products in the subcategories that fall under a Category I license?</p>
<p>i. Credit life insurance<br> ii. Money market funds managed by a fund manager<br> iii. Mortgage bonds<br> iv. Short-term Insurance<br> v. Motor vehicle financing<br> vi. Retirement annuities advice</p>
</div>
<div class="ays-quiz-answers ays_list_view_container ">
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-249]" id="ays-answer-989-8" value="989">
<label for="ays-answer-989-8" class=" ays_position_initial "> a) A) i, iii, iv and vi only </label>
<label for="ays-answer-989-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-249]" id="ays-answer-990-8" value="990">
<label for="ays-answer-990-8" class=" ays_position_initial "> b) B) i, iii, v and vi only </label>
<label for="ays-answer-990-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-249]" id="ays-answer-991-8" value="991">
<label for="ays-answer-991-8" class=" ays_position_initial "> c) C) i, iii and v only </label>
<label for="ays-answer-991-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="1">
<input type="checkbox" name="ays_questions[ays-question-249]" id="ays-answer-992-8" value="992">
<label for="ays-answer-992-8" class=" ays_position_initial "> d) D) i, ii, iv and vi only </label>
<label for="ays-answer-992-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
</div>
<div class="ays_buttons_div">
<i class="ays_display_none ays_fa ays_fa_eraser ays_clear_answer action-button ays_arrow"></i><input type="button" name="next" class=" ays_clear_answer action-button" value="Clear">
<i class="ays_fa ays_fa_arrow_left ays_previous action-button ays_arrow ays_display_none"></i>
<input type="button" name="next" class="ays_previous action-button " value="Prev">
<i class="ays_display_none ays_fa ays_fa_flag_checkered ays_early_finish action-button ays_arrow"></i><input type="button" name="next" class=" ays_early_finish action-button" value="Finish">
<i class="ays_fa ays_fa_arrow_right ays_next action-button ays_arrow ays_next_arrow ays_display_none"></i>
<input type="button" name="next" class="ays_next action-button " value="Next">
</div>
<div class="wrong_answer_text ays_do_not_show" style="display:none">
</div>
<div class="right_answer_text ays_do_not_show" style="display:none">
</div>
<div class="ays_questtion_explanation" style="display:none">
</div>
</div>
</div>
<div class="step " data-question-id="296" data-type="checkbox" data-required="false">
<p class="ays-question-counter animated">20 / 50</p>
<div class="ays-abs-fs">
<div class="ays_quiz_question">
<p>20. Under the FAIS Act, a client is defined as:<br> Choose the incorrect answer. </p>
</div>
<div class="ays-quiz-answers ays_list_view_container enable_max_selection_number">
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-296]" id="ays-answer-1177-8" value="1177">
<label for="ays-answer-1177-8" class=" ays_position_initial "> a) The beneficiary of a <a href="https://www.my-re5.com/glossary/financial-product/?v=edb5dc74af1c" target="_blank">financial product</a>. </label>
<label for="ays-answer-1177-8" class="ays_answer_image ays_empty_before_content"></label>
<script>
if (typeof window.quizOptions_8 === 'undefined') {
window.quizOptions_8 = [];
}
window.quizOptions_8['296'] = 'eyJlbmFibGVfbWF4X3NlbGVjdGlvbl9udW1iZXIiOnRydWUsIm1heF9zZWxlY3Rpb25fbnVtYmVyIjoxfQ==';
</script>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-296]" id="ays-answer-1178-8" value="1178">
<label for="ays-answer-1178-8" class=" ays_position_initial "> b) A specific person or group of person to whom a <a href="https://www.my-re5.com/glossary/financial-service/?v=edb5dc74af1c" target="_blank">financial service</a> is rendered
intentionally. </label>
<label for="ays-answer-1178-8" class="ays_answer_image ays_empty_before_content"></label>
<script>
if (typeof window.quizOptions_8 === 'undefined') {
window.quizOptions_8 = [];
}
window.quizOptions_8['296'] = 'eyJlbmFibGVfbWF4X3NlbGVjdGlvbl9udW1iZXIiOnRydWUsIm1heF9zZWxlY3Rpb25fbnVtYmVyIjoxfQ==';
</script>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="1">
<input type="checkbox" name="ays_questions[ays-question-296]" id="ays-answer-1179-8" value="1179">
<label for="ays-answer-1179-8" class=" ays_position_initial "> c) A member of the general public. </label>
<label for="ays-answer-1179-8" class="ays_answer_image ays_empty_before_content"></label>
<script>
if (typeof window.quizOptions_8 === 'undefined') {
window.quizOptions_8 = [];
}
window.quizOptions_8['296'] = 'eyJlbmFibGVfbWF4X3NlbGVjdGlvbl9udW1iZXIiOnRydWUsIm1heF9zZWxlY3Rpb25fbnVtYmVyIjoxfQ==';
</script>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-296]" id="ays-answer-1180-8" value="1180">
<label for="ays-answer-1180-8" class=" ays_position_initial "> d) The successor in title of a specific person to whom a financial service is rendered. </label>
<label for="ays-answer-1180-8" class="ays_answer_image ays_empty_before_content"></label>
<script>
if (typeof window.quizOptions_8 === 'undefined') {
window.quizOptions_8 = [];
}
window.quizOptions_8['296'] = 'eyJlbmFibGVfbWF4X3NlbGVjdGlvbl9udW1iZXIiOnRydWUsIm1heF9zZWxlY3Rpb25fbnVtYmVyIjoxfQ==';
</script>
</div>
</div>
<div class="ays_buttons_div">
<i class="ays_display_none ays_fa ays_fa_eraser ays_clear_answer action-button ays_arrow"></i><input type="button" name="next" class=" ays_clear_answer action-button" value="Clear">
<i class="ays_fa ays_fa_arrow_left ays_previous action-button ays_arrow ays_display_none"></i>
<input type="button" name="next" class="ays_previous action-button " value="Prev">
<i class="ays_display_none ays_fa ays_fa_flag_checkered ays_early_finish action-button ays_arrow"></i><input type="button" name="next" class=" ays_early_finish action-button" value="Finish">
<i class="ays_fa ays_fa_arrow_right ays_next action-button ays_arrow ays_next_arrow ays_display_none"></i>
<input type="button" name="next" class="ays_next action-button " value="Next">
</div>
<div class="wrong_answer_text ays_do_not_show" style="display:none">
</div>
<div class="right_answer_text ays_do_not_show" style="display:none">
</div>
<div class="ays_questtion_explanation" style="display:none">
</div>
</div>
</div>
<div class="step " data-question-id="264" data-type="checkbox" data-required="false">
<p class="ays-question-counter animated">21 / 50</p>
<div class="ays-abs-fs">
<div class="ays_quiz_question">
<p>21. Continuous professional development has three main aims. Which of the following is not one an aim?</p>
</div>
<div class="ays-quiz-answers ays_list_view_container ">
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-264]" id="ays-answer-1049-8" value="1049">
<label for="ays-answer-1049-8" class=" ays_position_initial "> a) Enable an FSP, key individual and representative to maintain competence and ensure compliance. </label>
<label for="ays-answer-1049-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-264]" id="ays-answer-1050-8" value="1050">
<label for="ays-answer-1050-8" class=" ays_position_initial "> b) Develop and maintain professional competence in order to provide financial services of a high quality in the public interest that will support the professionalisation of the
financial services industry. </label>
<label for="ays-answer-1050-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="1">
<input type="checkbox" name="ays_questions[ays-question-264]" id="ays-answer-1051-8" value="1051">
<label for="ays-answer-1051-8" class=" ays_position_initial "> c) Ensure that the financial services profession continues to attract and appoint individuals wanting to pursue the profession. </label>
<label for="ays-answer-1051-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-264]" id="ays-answer-1052-8" value="1052">
<label for="ays-answer-1052-8" class=" ays_position_initial "> d) Understand that the primary responsibility of competence vested in the individual, and that they have an obligation to develop and maintain their professional competence.
</label>
<label for="ays-answer-1052-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
</div>
<div class="ays_buttons_div">
<i class="ays_display_none ays_fa ays_fa_eraser ays_clear_answer action-button ays_arrow"></i><input type="button" name="next" class=" ays_clear_answer action-button" value="Clear">
<i class="ays_fa ays_fa_arrow_left ays_previous action-button ays_arrow ays_display_none"></i>
<input type="button" name="next" class="ays_previous action-button " value="Prev">
<i class="ays_display_none ays_fa ays_fa_flag_checkered ays_early_finish action-button ays_arrow"></i><input type="button" name="next" class=" ays_early_finish action-button" value="Finish">
<i class="ays_fa ays_fa_arrow_right ays_next action-button ays_arrow ays_next_arrow ays_display_none"></i>
<input type="button" name="next" class="ays_next action-button " value="Next">
</div>
<div class="wrong_answer_text ays_do_not_show" style="display:none">
</div>
<div class="right_answer_text ays_do_not_show" style="display:none">
</div>
<div class="ays_questtion_explanation" style="display:none">
</div>
</div>
</div>
<div class="step " data-question-id="254" data-type="checkbox" data-required="false">
<p class="ays-question-counter animated">22 / 50</p>
<div class="ays-abs-fs">
<div class="ays_quiz_question">
<p>22. John Smith owns a petrol station and took out an all risk insurance policy with Netsure. Netsure is registered as an insurer as well as a financial services provider. During the last 6 months his insurance premium was deducted twice
each month. Netsure did not resolve his complaint, where can he take it next?</p>
</div>
<div class="ays-quiz-answers ays_list_view_container ">
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-254]" id="ays-answer-1009-8" value="1009">
<label for="ays-answer-1009-8" class=" ays_position_initial "> a) NPA </label>
<label for="ays-answer-1009-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="1">
<input type="checkbox" name="ays_questions[ays-question-254]" id="ays-answer-1010-8" value="1010">
<label for="ays-answer-1010-8" class=" ays_position_initial "> b) FAIS Ombud </label>
<label for="ays-answer-1010-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-254]" id="ays-answer-1011-8" value="1011">
<label for="ays-answer-1011-8" class=" ays_position_initial "> c) Ombud for long term insurance </label>
<label for="ays-answer-1011-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-254]" id="ays-answer-1012-8" value="1012">
<label for="ays-answer-1012-8" class=" ays_position_initial "> d) FSCA </label>
<label for="ays-answer-1012-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
</div>
<div class="ays_buttons_div">
<i class="ays_display_none ays_fa ays_fa_eraser ays_clear_answer action-button ays_arrow"></i><input type="button" name="next" class=" ays_clear_answer action-button" value="Clear">
<i class="ays_fa ays_fa_arrow_left ays_previous action-button ays_arrow ays_display_none"></i>
<input type="button" name="next" class="ays_previous action-button " value="Prev">
<i class="ays_display_none ays_fa ays_fa_flag_checkered ays_early_finish action-button ays_arrow"></i><input type="button" name="next" class=" ays_early_finish action-button" value="Finish">
<i class="ays_fa ays_fa_arrow_right ays_next action-button ays_arrow ays_next_arrow ays_display_none"></i>
<input type="button" name="next" class="ays_next action-button " value="Next">
</div>
<div class="wrong_answer_text ays_do_not_show" style="display:none">
</div>
<div class="right_answer_text ays_do_not_show" style="display:none">
</div>
<div class="ays_questtion_explanation" style="display:none">
</div>
</div>
</div>
<div class="step " data-question-id="266" data-type="checkbox" data-required="false">
<p class="ays-question-counter animated">23 / 50</p>
<div class="ays-abs-fs">
<div class="ays_quiz_question">
<p>23. Which one of the following statements regarding the supervisions arrangements as stipulated in Board Notice 86 of 2018 is correct?</p>
</div>
<div class="ays-quiz-answers ays_list_view_container ">
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-266]" id="ays-answer-1057-8" value="1057">
<label for="ays-answer-1057-8" class=" ays_position_initial "> a) The <a href="https://www.my-re5.com/glossary/supervision/?v=edb5dc74af1c" target="_blank">supervision</a> agreement that a
<a href="https://www.my-re5.com/glossary/supervised-representative/?v=edb5dc74af1c" target="_blank">supervised representative</a> must enter into must set out the time monitoring duties of the compliance officer in terms of services
rendered under supervision </label>
<label for="ays-answer-1057-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="1">
<input type="checkbox" name="ays_questions[ays-question-266]" id="ays-answer-1058-8" value="1058">
<label for="ays-answer-1058-8" class=" ays_position_initial "> b) The minimum experience periods for a supervised representative may run concurrently where a supervised representative is appointed for multiple categories. </label>
<label for="ays-answer-1058-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-266]" id="ays-answer-1059-8" value="1059">
<label for="ays-answer-1059-8" class=" ays_position_initial "> c) A financial services provider who intends to provide financial services rendered under supervision must appoint an internal compliance officer. </label>
<label for="ays-answer-1059-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-266]" id="ays-answer-1060-8" value="1060">
<label for="ays-answer-1060-8" class=" ays_position_initial "> d) A representative that provided in respect of long-term insurance A needs to have a grade 10 or equivalent academic achievement as an entry level requirement. </label>
<label for="ays-answer-1060-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
</div>
<div class="ays_buttons_div">
<i class="ays_display_none ays_fa ays_fa_eraser ays_clear_answer action-button ays_arrow"></i><input type="button" name="next" class=" ays_clear_answer action-button" value="Clear">
<i class="ays_fa ays_fa_arrow_left ays_previous action-button ays_arrow ays_display_none"></i>
<input type="button" name="next" class="ays_previous action-button " value="Prev">
<i class="ays_display_none ays_fa ays_fa_flag_checkered ays_early_finish action-button ays_arrow"></i><input type="button" name="next" class=" ays_early_finish action-button" value="Finish">
<i class="ays_fa ays_fa_arrow_right ays_next action-button ays_arrow ays_next_arrow ays_display_none"></i>
<input type="button" name="next" class="ays_next action-button " value="Next">
</div>
<div class="wrong_answer_text ays_do_not_show" style="display:none">
</div>
<div class="right_answer_text ays_do_not_show" style="display:none">
</div>
<div class="ays_questtion_explanation" style="display:none">
</div>
</div>
</div>
<div class="step " data-question-id="271" data-type="checkbox" data-required="false">
<p class="ays-question-counter animated">24 / 50</p>
<div class="ays-abs-fs">
<div class="ays_quiz_question">
<p>24. The Authority wishes to impose the full extent of the law on a financial services provider for gross negligence and dishonesty. What is the maximum penalty under FAIS?</p>
</div>
<div class="ays-quiz-answers ays_list_view_container ">
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-271]" id="ays-answer-1077-8" value="1077">
<label for="ays-answer-1077-8" class=" ays_position_initial "> a) 5 years imprisonment and/or R1 000 000 fine. </label>
<label for="ays-answer-1077-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="1">
<input type="checkbox" name="ays_questions[ays-question-271]" id="ays-answer-1078-8" value="1078">
<label for="ays-answer-1078-8" class=" ays_position_initial "> b) 10 years imprisonment and/or R10 000 000 fine. </label>
<label for="ays-answer-1078-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-271]" id="ays-answer-1079-8" value="1079">
<label for="ays-answer-1079-8" class=" ays_position_initial "> c) 10 years imprisonment and/or R1 000 000 fine. </label>
<label for="ays-answer-1079-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-271]" id="ays-answer-1080-8" value="1080">
<label for="ays-answer-1080-8" class=" ays_position_initial "> d) 5 years imprisonment and/or R10 000 000 fine. </label>
<label for="ays-answer-1080-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
</div>
<div class="ays_buttons_div">
<i class="ays_display_none ays_fa ays_fa_eraser ays_clear_answer action-button ays_arrow"></i><input type="button" name="next" class=" ays_clear_answer action-button" value="Clear">
<i class="ays_fa ays_fa_arrow_left ays_previous action-button ays_arrow ays_display_none"></i>
<input type="button" name="next" class="ays_previous action-button " value="Prev">
<i class="ays_display_none ays_fa ays_fa_flag_checkered ays_early_finish action-button ays_arrow"></i><input type="button" name="next" class=" ays_early_finish action-button" value="Finish">
<i class="ays_fa ays_fa_arrow_right ays_next action-button ays_arrow ays_next_arrow ays_display_none"></i>
<input type="button" name="next" class="ays_next action-button " value="Next">
</div>
<div class="wrong_answer_text ays_do_not_show" style="display:none">
</div>
<div class="right_answer_text ays_do_not_show" style="display:none">
</div>
<div class="ays_questtion_explanation" style="display:none">
</div>
</div>
</div>
<div class="step " data-question-id="263" data-type="checkbox" data-required="false">
<p class="ays-question-counter animated">25 / 50</p>
<div class="ays-abs-fs">
<div class="ays_quiz_question">
<p>25. A financial services provider allows its representatives to disregard giving clients the necessary disclosures to save time spent with clients. The Authority discover this through client complaints. What action is the Authority likely
to take?</p>
<p>i. Fine the representatives<br> ii. Suspend the representative<br> iii. Fine the key individual<br> iv. Debar the key individual<br> v. Lapse the FSP license<br> vi. Withdraw the FSP license<br> vii. Fine the FSP</p>
</div>
<div class="ays-quiz-answers ays_list_view_container ">
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-263]" id="ays-answer-1045-8" value="1045">
<label for="ays-answer-1045-8" class=" ays_position_initial "> a) i, ii, and iii only </label>
<label for="ays-answer-1045-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-263]" id="ays-answer-1046-8" value="1046">
<label for="ays-answer-1046-8" class=" ays_position_initial "> b) ii, iii & v only </label>
<label for="ays-answer-1046-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-263]" id="ays-answer-1047-8" value="1047">
<label for="ays-answer-1047-8" class=" ays_position_initial "> c) v only </label>
<label for="ays-answer-1047-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="1">
<input type="checkbox" name="ays_questions[ays-question-263]" id="ays-answer-1048-8" value="1048">
<label for="ays-answer-1048-8" class=" ays_position_initial "> d) iv & vii only </label>
<label for="ays-answer-1048-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
</div>
<div class="ays_buttons_div">
<i class="ays_display_none ays_fa ays_fa_eraser ays_clear_answer action-button ays_arrow"></i><input type="button" name="next" class=" ays_clear_answer action-button" value="Clear">
<i class="ays_fa ays_fa_arrow_left ays_previous action-button ays_arrow ays_display_none"></i>
<input type="button" name="next" class="ays_previous action-button " value="Prev">
<i class="ays_display_none ays_fa ays_fa_flag_checkered ays_early_finish action-button ays_arrow"></i><input type="button" name="next" class=" ays_early_finish action-button" value="Finish">
<i class="ays_fa ays_fa_arrow_right ays_next action-button ays_arrow ays_next_arrow ays_display_none"></i>
<input type="button" name="next" class="ays_next action-button " value="Next">
</div>
<div class="wrong_answer_text ays_do_not_show" style="display:none">
</div>
<div class="right_answer_text ays_do_not_show" style="display:none">
</div>
<div class="ays_questtion_explanation" style="display:none">
</div>
</div>
</div>
<div class="step " data-question-id="280" data-type="checkbox" data-required="false">
<p class="ays-question-counter animated">26 / 50</p>
<div class="ays-abs-fs">
<div class="ays_quiz_question">
<p>26. A financial services provider must appoint a compliance officer if:</p>
</div>
<div class="ays-quiz-answers ays_list_view_container ">
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-280]" id="ays-answer-1113-8" value="1113">
<label for="ays-answer-1113-8" class=" ays_position_initial "> a) The financial services provider has one key individual and no representatives. </label>
<label for="ays-answer-1113-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-280]" id="ays-answer-1114-8" value="1114">
<label for="ays-answer-1114-8" class=" ays_position_initial "> b) The financial services provider has one key individual and one or more administrators </label>
<label for="ays-answer-1114-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="1">
<input type="checkbox" name="ays_questions[ays-question-280]" id="ays-answer-1115-8" value="1115">
<label for="ays-answer-1115-8" class=" ays_position_initial "> c) The FSP has more than one key individual or one or more representatives. </label>
<label for="ays-answer-1115-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-280]" id="ays-answer-1116-8" value="1116">
<label for="ays-answer-1116-8" class=" ays_position_initial "> d) The FSP employs more than 15 people in an administrative capacity. </label>
<label for="ays-answer-1116-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
</div>
<div class="ays_buttons_div">
<i class="ays_display_none ays_fa ays_fa_eraser ays_clear_answer action-button ays_arrow"></i><input type="button" name="next" class=" ays_clear_answer action-button" value="Clear">
<i class="ays_fa ays_fa_arrow_left ays_previous action-button ays_arrow ays_display_none"></i>
<input type="button" name="next" class="ays_previous action-button " value="Prev">
<i class="ays_display_none ays_fa ays_fa_flag_checkered ays_early_finish action-button ays_arrow"></i><input type="button" name="next" class=" ays_early_finish action-button" value="Finish">
<i class="ays_fa ays_fa_arrow_right ays_next action-button ays_arrow ays_next_arrow ays_display_none"></i>
<input type="button" name="next" class="ays_next action-button " value="Next">
</div>
<div class="wrong_answer_text ays_do_not_show" style="display:none">
</div>
<div class="right_answer_text ays_do_not_show" style="display:none">
</div>
<div class="ays_questtion_explanation" style="display:none">
</div>
</div>
</div>
<div class="step " data-question-id="259" data-type="checkbox" data-required="false">
<p class="ays-question-counter animated">27 / 50</p>
<div class="ays-abs-fs">
<div class="ays_quiz_question">
<p>27. In which of the following instances must the Authority issue a notice of the occurrence on the official website of the Financial Sector Conduct Authority? Choose the INCORRECT statement.</p>
</div>
<div class="ays-quiz-answers ays_list_view_container ">
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-259]" id="ays-answer-1029-8" value="1029">
<label for="ays-answer-1029-8" class=" ays_position_initial "> a) Suspension of FSP license. </label>
<label for="ays-answer-1029-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-259]" id="ays-answer-1030-8" value="1030">
<label for="ays-answer-1030-8" class=" ays_position_initial "> b) Withdrawal of FSP license. </label>
<label for="ays-answer-1030-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="1">
<input type="checkbox" name="ays_questions[ays-question-259]" id="ays-answer-1031-8" value="1031">
<label for="ays-answer-1031-8" class=" ays_position_initial "> c) Lapsing of FSP license. </label>
<label for="ays-answer-1031-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-259]" id="ays-answer-1032-8" value="1032">
<label for="ays-answer-1032-8" class=" ays_position_initial "> d) Lifting of suspension of FSP license. </label>
<label for="ays-answer-1032-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
</div>
<div class="ays_buttons_div">
<i class="ays_display_none ays_fa ays_fa_eraser ays_clear_answer action-button ays_arrow"></i><input type="button" name="next" class=" ays_clear_answer action-button" value="Clear">
<i class="ays_fa ays_fa_arrow_left ays_previous action-button ays_arrow ays_display_none"></i>
<input type="button" name="next" class="ays_previous action-button " value="Prev">
<i class="ays_display_none ays_fa ays_fa_flag_checkered ays_early_finish action-button ays_arrow"></i><input type="button" name="next" class=" ays_early_finish action-button" value="Finish">
<i class="ays_fa ays_fa_arrow_right ays_next action-button ays_arrow ays_next_arrow ays_display_none"></i>
<input type="button" name="next" class="ays_next action-button " value="Next">
</div>
<div class="wrong_answer_text ays_do_not_show" style="display:none">
</div>
<div class="right_answer_text ays_do_not_show" style="display:none">
</div>
<div class="ays_questtion_explanation" style="display:none">
</div>
</div>
</div>
<div class="step " data-question-id="299" data-type="checkbox" data-required="false">
<p class="ays-question-counter animated">28 / 50</p>
<div class="ays-abs-fs">
<div class="ays_quiz_question">
<p>28. Which ONE of the following statements regarding the requirements pertaining to regulated officers as stipulated in the FAIS act is correct?</p>
</div>
<div class="ays-quiz-answers ays_list_view_container enable_max_selection_number">
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="1">
<input type="checkbox" name="ays_questions[ays-question-299]" id="ays-answer-1189-8" value="1189">
<label for="ays-answer-1189-8" class=" ays_position_initial "> a) Representative must enter into a service contract or mandate with an authorised FSP. </label>
<label for="ays-answer-1189-8" class="ays_answer_image ays_empty_before_content"></label>
<script>
if (typeof window.quizOptions_8 === 'undefined') {
window.quizOptions_8 = [];
}
window.quizOptions_8['299'] = 'eyJlbmFibGVfbWF4X3NlbGVjdGlvbl9udW1iZXIiOnRydWUsIm1heF9zZWxlY3Rpb25fbnVtYmVyIjoxfQ==';
</script>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-299]" id="ays-answer-1190-8" value="1190">
<label for="ays-answer-1190-8" class=" ays_position_initial "> b) An FSP must inform the Authority of debarment of a representative within 30 days from date of debarment </label>
<label for="ays-answer-1190-8" class="ays_answer_image ays_empty_before_content"></label>
<script>
if (typeof window.quizOptions_8 === 'undefined') {
window.quizOptions_8 = [];
}
window.quizOptions_8['299'] = 'eyJlbmFibGVfbWF4X3NlbGVjdGlvbl9udW1iZXIiOnRydWUsIm1heF9zZWxlY3Rpb25fbnVtYmVyIjoxfQ==';
</script>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-299]" id="ays-answer-1191-8" value="1191">
<label for="ays-answer-1191-8" class=" ays_position_initial "> c) The compliance officer is responsible to establish the compliance function within the FSP. </label>
<label for="ays-answer-1191-8" class="ays_answer_image ays_empty_before_content"></label>
<script>
if (typeof window.quizOptions_8 === 'undefined') {
window.quizOptions_8 = [];
}
window.quizOptions_8['299'] = 'eyJlbmFibGVfbWF4X3NlbGVjdGlvbl9udW1iZXIiOnRydWUsIm1heF9zZWxlY3Rpb25fbnVtYmVyIjoxfQ==';
</script>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-299]" id="ays-answer-1192-8" value="1192">
<label for="ays-answer-1192-8" class=" ays_position_initial "> d) The function of a key individual must be performed by one of the executives of the FSP. </label>
<label for="ays-answer-1192-8" class="ays_answer_image ays_empty_before_content"></label>
<script>
if (typeof window.quizOptions_8 === 'undefined') {
window.quizOptions_8 = [];
}
window.quizOptions_8['299'] = 'eyJlbmFibGVfbWF4X3NlbGVjdGlvbl9udW1iZXIiOnRydWUsIm1heF9zZWxlY3Rpb25fbnVtYmVyIjoxfQ==';
</script>
</div>
</div>
<div class="ays_buttons_div">
<i class="ays_display_none ays_fa ays_fa_eraser ays_clear_answer action-button ays_arrow"></i><input type="button" name="next" class=" ays_clear_answer action-button" value="Clear">
<i class="ays_fa ays_fa_arrow_left ays_previous action-button ays_arrow ays_display_none"></i>
<input type="button" name="next" class="ays_previous action-button " value="Prev">
<i class="ays_display_none ays_fa ays_fa_flag_checkered ays_early_finish action-button ays_arrow"></i><input type="button" name="next" class=" ays_early_finish action-button" value="Finish">
<i class="ays_fa ays_fa_arrow_right ays_next action-button ays_arrow ays_next_arrow ays_display_none"></i>
<input type="button" name="next" class="ays_next action-button " value="Next">
</div>
<div class="wrong_answer_text ays_do_not_show" style="display:none">
</div>
<div class="right_answer_text ays_do_not_show" style="display:none">
</div>
<div class="ays_questtion_explanation" style="display:none">
</div>
</div>
</div>
<div class="step " data-question-id="285" data-type="checkbox" data-required="false">
<p class="ays-question-counter animated">29 / 50</p>
<div class="ays-abs-fs">
<div class="ays_quiz_question">
<p>29. Which of the following is false in relation to the FAIS Act?</p>
</div>
<div class="ays-quiz-answers ays_list_view_container enable_max_selection_number">
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-285]" id="ays-answer-1133-8" value="1133">
<label for="ays-answer-1133-8" class=" ays_position_initial "> a) The FAIS Act was introduced to regulate the business of all Financial Service Providers who give advice or provide
<a href="https://www.my-re5.com/glossary/intermediary-services/?v=edb5dc74af1c" target="_blank">intermediary services</a> to clients, regarding a wide range of financial products. </label>
<label for="ays-answer-1133-8" class="ays_answer_image ays_empty_before_content"></label>
<script>
if (typeof window.quizOptions_8 === 'undefined') {
window.quizOptions_8 = [];
}
window.quizOptions_8['285'] = 'eyJlbmFibGVfbWF4X3NlbGVjdGlvbl9udW1iZXIiOnRydWUsIm1heF9zZWxlY3Rpb25fbnVtYmVyIjoxfQ==';
</script>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-285]" id="ays-answer-1134-8" value="1134">
<label for="ays-answer-1134-8" class=" ays_position_initial "> b) Administration of the FAIS Act is done by the Authority. The Authority has defined functions, powers and obligations. </label>
<label for="ays-answer-1134-8" class="ays_answer_image ays_empty_before_content"></label>
<script>
if (typeof window.quizOptions_8 === 'undefined') {
window.quizOptions_8 = [];
}
window.quizOptions_8['285'] = 'eyJlbmFibGVfbWF4X3NlbGVjdGlvbl9udW1iZXIiOnRydWUsIm1heF9zZWxlY3Rpb25fbnVtYmVyIjoxfQ==';
</script>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-285]" id="ays-answer-1135-8" value="1135">
<label for="ays-answer-1135-8" class=" ays_position_initial "> c) The FAIS Act only applies to Financial Service Providers who give advice in relation to financial products. </label>
<label for="ays-answer-1135-8" class="ays_answer_image ays_empty_before_content"></label>
<script>
if (typeof window.quizOptions_8 === 'undefined') {
window.quizOptions_8 = [];
}
window.quizOptions_8['285'] = 'eyJlbmFibGVfbWF4X3NlbGVjdGlvbl9udW1iZXIiOnRydWUsIm1heF9zZWxlY3Rpb25fbnVtYmVyIjoxfQ==';
</script>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="1">
<input type="checkbox" name="ays_questions[ays-question-285]" id="ays-answer-1136-8" value="1136">
<label for="ays-answer-1136-8" class=" ays_position_initial "> d) The enforcement part of the FAIS Act deals with the FAIS Ombud and related matters. </label>
<label for="ays-answer-1136-8" class="ays_answer_image ays_empty_before_content"></label>
<script>
if (typeof window.quizOptions_8 === 'undefined') {
window.quizOptions_8 = [];
}
window.quizOptions_8['285'] = 'eyJlbmFibGVfbWF4X3NlbGVjdGlvbl9udW1iZXIiOnRydWUsIm1heF9zZWxlY3Rpb25fbnVtYmVyIjoxfQ==';
</script>
</div>
</div>
<div class="ays_buttons_div">
<i class="ays_display_none ays_fa ays_fa_eraser ays_clear_answer action-button ays_arrow"></i><input type="button" name="next" class=" ays_clear_answer action-button" value="Clear">
<i class="ays_fa ays_fa_arrow_left ays_previous action-button ays_arrow ays_display_none"></i>
<input type="button" name="next" class="ays_previous action-button " value="Prev">
<i class="ays_display_none ays_fa ays_fa_flag_checkered ays_early_finish action-button ays_arrow"></i><input type="button" name="next" class=" ays_early_finish action-button" value="Finish">
<i class="ays_fa ays_fa_arrow_right ays_next action-button ays_arrow ays_next_arrow ays_display_none"></i>
<input type="button" name="next" class="ays_next action-button " value="Next">
</div>
<div class="wrong_answer_text ays_do_not_show" style="display:none">
</div>
<div class="right_answer_text ays_do_not_show" style="display:none">
</div>
<div class="ays_questtion_explanation" style="display:none">
</div>
</div>
</div>
<div class="step " data-question-id="248" data-type="checkbox" data-required="false">
<p class="ays-question-counter animated">30 / 50</p>
<div class="ays-abs-fs">
<div class="ays_quiz_question">
<p>30. Which ONE of the following statements best describes financial service as defined in the FAIS Act?</p>
</div>
<div class="ays-quiz-answers ays_list_view_container ">
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-248]" id="ays-answer-985-8" value="985">
<label for="ays-answer-985-8" class=" ays_position_initial "> a) Advice or investment services. </label>
<label for="ays-answer-985-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="1">
<input type="checkbox" name="ays_questions[ays-question-248]" id="ays-answer-986-8" value="986">
<label for="ays-answer-986-8" class=" ays_position_initial "> b) Advice and/or intermediary services. </label>
<label for="ays-answer-986-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-248]" id="ays-answer-987-8" value="987">
<label for="ays-answer-987-8" class=" ays_position_initial "> c) Advice and investment services. </label>
<label for="ays-answer-987-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-248]" id="ays-answer-988-8" value="988">
<label for="ays-answer-988-8" class=" ays_position_initial "> d) Advice or intermediary services. </label>
<label for="ays-answer-988-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
</div>
<div class="ays_buttons_div">
<i class="ays_display_none ays_fa ays_fa_eraser ays_clear_answer action-button ays_arrow"></i><input type="button" name="next" class=" ays_clear_answer action-button" value="Clear">
<i class="ays_fa ays_fa_arrow_left ays_previous action-button ays_arrow ays_display_none"></i>
<input type="button" name="next" class="ays_previous action-button " value="Prev">
<i class="ays_display_none ays_fa ays_fa_flag_checkered ays_early_finish action-button ays_arrow"></i><input type="button" name="next" class=" ays_early_finish action-button" value="Finish">
<i class="ays_fa ays_fa_arrow_right ays_next action-button ays_arrow ays_next_arrow ays_display_none"></i>
<input type="button" name="next" class="ays_next action-button " value="Next">
</div>
<div class="wrong_answer_text ays_do_not_show" style="display:none">
</div>
<div class="right_answer_text ays_do_not_show" style="display:none">
</div>
<div class="ays_questtion_explanation" style="display:none">
</div>
</div>
</div>
<div class="step " data-question-id="261" data-type="checkbox" data-required="false">
<p class="ays-question-counter animated">31 / 50</p>
<div class="ays-abs-fs">
<div class="ays_quiz_question">
<p>31. The Authority suspended the licence of Coastal Brokers. It may have been for which one of the following reasons?</p>
</div>
<div class="ays-quiz-answers ays_list_view_container ">
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-261]" id="ays-answer-1037-8" value="1037">
<label for="ays-answer-1037-8" class=" ays_position_initial "> a) Allowing representatives to sell financial products to clients. </label>
<label for="ays-answer-1037-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-261]" id="ays-answer-1038-8" value="1038">
<label for="ays-answer-1038-8" class=" ays_position_initial "> b) Not paying a client complaint their settlement amount. </label>
<label for="ays-answer-1038-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="1">
<input type="checkbox" name="ays_questions[ays-question-261]" id="ays-answer-1039-8" value="1039">
<label for="ays-answer-1039-8" class=" ays_position_initial "> c) Non-payment of annual levies. </label>
<label for="ays-answer-1039-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-261]" id="ays-answer-1040-8" value="1040">
<label for="ays-answer-1040-8" class=" ays_position_initial "> d) Failure to become an authorised financial services provider. </label>
<label for="ays-answer-1040-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
</div>
<div class="ays_buttons_div">
<i class="ays_display_none ays_fa ays_fa_eraser ays_clear_answer action-button ays_arrow"></i><input type="button" name="next" class=" ays_clear_answer action-button" value="Clear">
<i class="ays_fa ays_fa_arrow_left ays_previous action-button ays_arrow ays_display_none"></i>
<input type="button" name="next" class="ays_previous action-button " value="Prev">
<i class="ays_display_none ays_fa ays_fa_flag_checkered ays_early_finish action-button ays_arrow"></i><input type="button" name="next" class=" ays_early_finish action-button" value="Finish">
<i class="ays_fa ays_fa_arrow_right ays_next action-button ays_arrow ays_next_arrow ays_display_none"></i>
<input type="button" name="next" class="ays_next action-button " value="Next">
</div>
<div class="wrong_answer_text ays_do_not_show" style="display:none">
</div>
<div class="right_answer_text ays_do_not_show" style="display:none">
</div>
<div class="ays_questtion_explanation" style="display:none">
</div>
</div>
</div>
<div class="step " data-question-id="282" data-type="checkbox" data-required="false">
<p class="ays-question-counter animated">32 / 50</p>
<div class="ays-abs-fs">
<div class="ays_quiz_question">
<p>32. David presented a seminar to a group of his clients on the benefits of investment products offered by his FSP. During the presentation he recommended that every person present should at least invest in product AAA because of its
excellent maturity proceeds. What role did David play on behalf of his FSP?</p>
</div>
<div class="ays-quiz-answers ays_list_view_container ">
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-282]" id="ays-answer-1121-8" value="1121">
<label for="ays-answer-1121-8" class=" ays_position_initial "> a) a tarketing consultant </label>
<label for="ays-answer-1121-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-282]" id="ays-answer-1122-8" value="1122">
<label for="ays-answer-1122-8" class=" ays_position_initial "> b) a training consultant </label>
<label for="ays-answer-1122-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="1">
<input type="checkbox" name="ays_questions[ays-question-282]" id="ays-answer-1123-8" value="1123">
<label for="ays-answer-1123-8" class=" ays_position_initial "> c) a representative </label>
<label for="ays-answer-1123-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-282]" id="ays-answer-1124-8" value="1124">
<label for="ays-answer-1124-8" class=" ays_position_initial "> d) a field agent </label>
<label for="ays-answer-1124-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
</div>
<div class="ays_buttons_div">
<i class="ays_display_none ays_fa ays_fa_eraser ays_clear_answer action-button ays_arrow"></i><input type="button" name="next" class=" ays_clear_answer action-button" value="Clear">
<i class="ays_fa ays_fa_arrow_left ays_previous action-button ays_arrow ays_display_none"></i>
<input type="button" name="next" class="ays_previous action-button " value="Prev">
<i class="ays_display_none ays_fa ays_fa_flag_checkered ays_early_finish action-button ays_arrow"></i><input type="button" name="next" class=" ays_early_finish action-button" value="Finish">
<i class="ays_fa ays_fa_arrow_right ays_next action-button ays_arrow ays_next_arrow ays_display_none"></i>
<input type="button" name="next" class="ays_next action-button " value="Next">
</div>
<div class="wrong_answer_text ays_do_not_show" style="display:none">
</div>
<div class="right_answer_text ays_do_not_show" style="display:none">
</div>
<div class="ays_questtion_explanation" style="display:none">
</div>
</div>
</div>
<div class="step " data-question-id="279" data-type="checkbox" data-required="false">
<p class="ays-question-counter animated">33 / 50</p>
<div class="ays-abs-fs">
<div class="ays_quiz_question">
<p>33. A compliance officer is a person appointed by a financial services provider to: </p>
</div>
<div class="ays-quiz-answers ays_list_view_container ">
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-279]" id="ays-answer-1109-8" value="1109">
<label for="ays-answer-1109-8" class=" ays_position_initial "> a) Conduct annual FSP internal audits. </label>
<label for="ays-answer-1109-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-279]" id="ays-answer-1110-8" value="1110">
<label for="ays-answer-1110-8" class=" ays_position_initial "> b) Manage and oversee the activities of advisors working for the financial services provider </label>
<label for="ays-answer-1110-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="1">
<input type="checkbox" name="ays_questions[ays-question-279]" id="ays-answer-1111-8" value="1111">
<label for="ays-answer-1111-8" class=" ays_position_initial "> c) Ensure compliance with FAIS and report to the FAIS Commissioner/Financial Sector Conduct Authority on compliance issues. </label>
<label for="ays-answer-1111-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-279]" id="ays-answer-1112-8" value="1112">
<label for="ays-answer-1112-8" class=" ays_position_initial "> d) Assist the Commissioner in ensuring compliance with all the licensing requirements. </label>
<label for="ays-answer-1112-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
</div>
<div class="ays_buttons_div">
<i class="ays_display_none ays_fa ays_fa_eraser ays_clear_answer action-button ays_arrow"></i><input type="button" name="next" class=" ays_clear_answer action-button" value="Clear">
<i class="ays_fa ays_fa_arrow_left ays_previous action-button ays_arrow ays_display_none"></i>
<input type="button" name="next" class="ays_previous action-button " value="Prev">
<i class="ays_display_none ays_fa ays_fa_flag_checkered ays_early_finish action-button ays_arrow"></i><input type="button" name="next" class=" ays_early_finish action-button" value="Finish">
<i class="ays_fa ays_fa_arrow_right ays_next action-button ays_arrow ays_next_arrow ays_display_none"></i>
<input type="button" name="next" class="ays_next action-button " value="Next">
</div>
<div class="wrong_answer_text ays_do_not_show" style="display:none">
</div>
<div class="right_answer_text ays_do_not_show" style="display:none">
</div>
<div class="ays_questtion_explanation" style="display:none">
</div>
</div>
</div>
<div class="step " data-question-id="252" data-type="checkbox" data-required="false">
<p class="ays-question-counter animated">34 / 50</p>
<div class="ays-abs-fs">
<div class="ays_quiz_question">
<p>34. Choose the incorrect option. Which of the following is a duty of the key individual as implied by the FAIS Act?</p>
</div>
<div class="ays-quiz-answers ays_list_view_container ">
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-252]" id="ays-answer-1001-8" value="1001">
<label for="ays-answer-1001-8" class=" ays_position_initial "> a) Maintaining the register of representatives. </label>
<label for="ays-answer-1001-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-252]" id="ays-answer-1002-8" value="1002">
<label for="ays-answer-1002-8" class=" ays_position_initial "> b) Monitoring the complaints handling procedure </label>
<label for="ays-answer-1002-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="1">
<input type="checkbox" name="ays_questions[ays-question-252]" id="ays-answer-1003-8" value="1003">
<label for="ays-answer-1003-8" class=" ays_position_initial "> c) Overseeing the compliance function </label>
<label for="ays-answer-1003-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-252]" id="ays-answer-1004-8" value="1004">
<label for="ays-answer-1004-8" class=" ays_position_initial "> d) Overseeing the human resource function </label>
<label for="ays-answer-1004-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
</div>
<div class="ays_buttons_div">
<i class="ays_display_none ays_fa ays_fa_eraser ays_clear_answer action-button ays_arrow"></i><input type="button" name="next" class=" ays_clear_answer action-button" value="Clear">
<i class="ays_fa ays_fa_arrow_left ays_previous action-button ays_arrow ays_display_none"></i>
<input type="button" name="next" class="ays_previous action-button " value="Prev">
<i class="ays_display_none ays_fa ays_fa_flag_checkered ays_early_finish action-button ays_arrow"></i><input type="button" name="next" class=" ays_early_finish action-button" value="Finish">
<i class="ays_fa ays_fa_arrow_right ays_next action-button ays_arrow ays_next_arrow ays_display_none"></i>
<input type="button" name="next" class="ays_next action-button " value="Next">
</div>
<div class="wrong_answer_text ays_do_not_show" style="display:none">
</div>
<div class="right_answer_text ays_do_not_show" style="display:none">
</div>
<div class="ays_questtion_explanation" style="display:none">
</div>
</div>
</div>
<div class="step " data-question-id="286" data-type="checkbox" data-required="false">
<p class="ays-question-counter animated">35 / 50</p>
<div class="ays-abs-fs">
<div class="ays_quiz_question">
<p>35. Choose the INCORRECT answer. The Ombud may dismiss a complaint without referral to any other party if on the facts provided by the complainant it appears to the Ombud that …</p>
</div>
<div class="ays-quiz-answers ays_list_view_container ">
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-286]" id="ays-answer-1137-8" value="1137">
<label for="ays-answer-1137-8" class=" ays_position_initial "> a) The complaint does not have any reasonable prospect of success. </label>
<label for="ays-answer-1137-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-286]" id="ays-answer-1138-8" value="1138">
<label for="ays-answer-1138-8" class=" ays_position_initial "> b) The matter has previously been considered by the Ombud. </label>
<label for="ays-answer-1138-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="1">
<input type="checkbox" name="ays_questions[ays-question-286]" id="ays-answer-1139-8" value="1139">
<label for="ays-answer-1139-8" class=" ays_position_initial "> c) The respondent has failed to co-operate in resolution of the complaint. </label>
<label for="ays-answer-1139-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-286]" id="ays-answer-1140-8" value="1140">
<label for="ays-answer-1140-8" class=" ays_position_initial "> d) The essential subject of the complaint has been decided in court proceedings. </label>
<label for="ays-answer-1140-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
</div>
<div class="ays_buttons_div">
<i class="ays_display_none ays_fa ays_fa_eraser ays_clear_answer action-button ays_arrow"></i><input type="button" name="next" class=" ays_clear_answer action-button" value="Clear">
<i class="ays_fa ays_fa_arrow_left ays_previous action-button ays_arrow ays_display_none"></i>
<input type="button" name="next" class="ays_previous action-button " value="Prev">
<i class="ays_display_none ays_fa ays_fa_flag_checkered ays_early_finish action-button ays_arrow"></i><input type="button" name="next" class=" ays_early_finish action-button" value="Finish">
<i class="ays_fa ays_fa_arrow_right ays_next action-button ays_arrow ays_next_arrow ays_display_none"></i>
<input type="button" name="next" class="ays_next action-button " value="Next">
</div>
<div class="wrong_answer_text ays_do_not_show" style="display:none">
</div>
<div class="right_answer_text ays_do_not_show" style="display:none">
</div>
<div class="ays_questtion_explanation" style="display:none">
</div>
</div>
</div>
<div class="step " data-question-id="258" data-type="checkbox" data-required="false">
<p class="ays-question-counter animated">36 / 50</p>
<div class="ays-abs-fs">
<div class="ays_quiz_question">
<p>36. What is the difference between the suspension and the lapsing of an FSP license? Choose the correct statement below.</p>
</div>
<div class="ays-quiz-answers ays_list_view_container ">
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-258]" id="ays-answer-1025-8" value="1025">
<label for="ays-answer-1025-8" class=" ays_position_initial "> a) Suspension or withdrawal of a licence is the result of factors other than non-compliance with the requirements of the FAIS Act. Lapsing of a licence may be the result of a
person's death. </label>
<label for="ays-answer-1025-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-258]" id="ays-answer-1026-8" value="1026">
<label for="ays-answer-1026-8" class=" ays_position_initial "> b) Suspension or withdrawal of a licence is the result of non-compliance with the requirements of the FAIS Act. Lapsing of a licence is the result of a person not meeting the
competency <a href="https://www.my-re5.com/glossary/fit-and-proper/?v=edb5dc74af1c" target="_blank">fit and proper</a> requirements. </label>
<label for="ays-answer-1026-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="1">
<input type="checkbox" name="ays_questions[ays-question-258]" id="ays-answer-1027-8" value="1027">
<label for="ays-answer-1027-8" class=" ays_position_initial "> c) Suspension or withdrawal of a licence is the result of non-compliance with the requirements of the FAIS Act. Lapsing of a licence is the result of factors other than
non-compliance. </label>
<label for="ays-answer-1027-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-258]" id="ays-answer-1028-8" value="1028">
<label for="ays-answer-1028-8" class=" ays_position_initial "> d) Suspension or withdrawal of a licence is the result of one's resignation from the services of an FSP. Lapsing of a licence is the result of factors other than
non-compliance. </label>
<label for="ays-answer-1028-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
</div>
<div class="ays_buttons_div">
<i class="ays_display_none ays_fa ays_fa_eraser ays_clear_answer action-button ays_arrow"></i><input type="button" name="next" class=" ays_clear_answer action-button" value="Clear">
<i class="ays_fa ays_fa_arrow_left ays_previous action-button ays_arrow ays_display_none"></i>
<input type="button" name="next" class="ays_previous action-button " value="Prev">
<i class="ays_display_none ays_fa ays_fa_flag_checkered ays_early_finish action-button ays_arrow"></i><input type="button" name="next" class=" ays_early_finish action-button" value="Finish">
<i class="ays_fa ays_fa_arrow_right ays_next action-button ays_arrow ays_next_arrow ays_display_none"></i>
<input type="button" name="next" class="ays_next action-button " value="Next">
</div>
<div class="wrong_answer_text ays_do_not_show" style="display:none">
</div>
<div class="right_answer_text ays_do_not_show" style="display:none">
</div>
<div class="ays_questtion_explanation" style="display:none">
</div>
</div>
</div>
<div class="step " data-question-id="253" data-type="checkbox" data-required="false">
<p class="ays-question-counter animated">37 / 50</p>
<div class="ays-abs-fs">
<div class="ays_quiz_question">
<p>37. In which ONE of the following instances must Nethold, a <a href="https://www.my-re5.com/glossary/sole-proprietor/?v=edb5dc74af1c" target="_blank">sole proprietor</a>, appoint a compliance officer?</p>
</div>
<div class="ays-quiz-answers ays_list_view_container ">
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-253]" id="ays-answer-1005-8" value="1005">
<label for="ays-answer-1005-8" class=" ays_position_initial "> a) The owner act as key individual and appointed his wife as finance manager. </label>
<label for="ays-answer-1005-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-253]" id="ays-answer-1006-8" value="1006">
<label for="ays-answer-1006-8" class=" ays_position_initial "> b) The owner act as key individual and appointed his son as an auditor. </label>
<label for="ays-answer-1006-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-253]" id="ays-answer-1007-8" value="1007">
<label for="ays-answer-1007-8" class=" ays_position_initial "> c) The owner act as key individual and provides advice but appointed a clerk to assist him with administration. </label>
<label for="ays-answer-1007-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="1">
<input type="checkbox" name="ays_questions[ays-question-253]" id="ays-answer-1008-8" value="1008">
<label for="ays-answer-1008-8" class=" ays_position_initial "> d) The owner act as key individual and appointed his brother to assist him in providing advice. </label>
<label for="ays-answer-1008-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
</div>
<div class="ays_buttons_div">
<i class="ays_display_none ays_fa ays_fa_eraser ays_clear_answer action-button ays_arrow"></i><input type="button" name="next" class=" ays_clear_answer action-button" value="Clear">
<i class="ays_fa ays_fa_arrow_left ays_previous action-button ays_arrow ays_display_none"></i>
<input type="button" name="next" class="ays_previous action-button " value="Prev">
<i class="ays_display_none ays_fa ays_fa_flag_checkered ays_early_finish action-button ays_arrow"></i><input type="button" name="next" class=" ays_early_finish action-button" value="Finish">
<i class="ays_fa ays_fa_arrow_right ays_next action-button ays_arrow ays_next_arrow ays_display_none"></i>
<input type="button" name="next" class="ays_next action-button " value="Next">
</div>
<div class="wrong_answer_text ays_do_not_show" style="display:none">
</div>
<div class="right_answer_text ays_do_not_show" style="display:none">
</div>
<div class="ays_questtion_explanation" style="display:none">
</div>
</div>
</div>
<div class="step " data-question-id="284" data-type="checkbox" data-required="false">
<p class="ays-question-counter animated">38 / 50</p>
<div class="ays-abs-fs">
<div class="ays_quiz_question">
<p>38. A “key individual” is a natural person responsible for managing and overseeing the activities of:</p>
</div>
<div class="ays-quiz-answers ays_list_view_container ">
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-284]" id="ays-answer-1129-8" value="1129">
<label for="ays-answer-1129-8" class=" ays_position_initial "> a) A financial services provider or a <a href="https://www.my-re5.com/glossary/product-supplier/?v=edb5dc74af1c" target="_blank">product supplier</a>. </label>
<label for="ays-answer-1129-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="1">
<input type="checkbox" name="ays_questions[ays-question-284]" id="ays-answer-1130-8" value="1130">
<label for="ays-answer-1130-8" class=" ays_position_initial "> b) A financial services provider or a representative. </label>
<label for="ays-answer-1130-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-284]" id="ays-answer-1131-8" value="1131">
<label for="ays-answer-1131-8" class=" ays_position_initial "> c) A financial services provider or a broking firm. </label>
<label for="ays-answer-1131-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-284]" id="ays-answer-1132-8" value="1132">
<label for="ays-answer-1132-8" class=" ays_position_initial "> d) An estate agent or a financial planner </label>
<label for="ays-answer-1132-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
</div>
<div class="ays_buttons_div">
<i class="ays_display_none ays_fa ays_fa_eraser ays_clear_answer action-button ays_arrow"></i><input type="button" name="next" class=" ays_clear_answer action-button" value="Clear">
<i class="ays_fa ays_fa_arrow_left ays_previous action-button ays_arrow ays_display_none"></i>
<input type="button" name="next" class="ays_previous action-button " value="Prev">
<i class="ays_display_none ays_fa ays_fa_flag_checkered ays_early_finish action-button ays_arrow"></i><input type="button" name="next" class=" ays_early_finish action-button" value="Finish">
<i class="ays_fa ays_fa_arrow_right ays_next action-button ays_arrow ays_next_arrow ays_display_none"></i>
<input type="button" name="next" class="ays_next action-button " value="Next">
</div>
<div class="wrong_answer_text ays_do_not_show" style="display:none">
</div>
<div class="right_answer_text ays_do_not_show" style="display:none">
</div>
<div class="ays_questtion_explanation" style="display:none">
</div>
</div>
</div>
<div class="step " data-question-id="281" data-type="checkbox" data-required="false">
<p class="ays-question-counter animated">39 / 50</p>
<div class="ays-abs-fs">
<div class="ays_quiz_question">
<p>39. The compliance officer must be appointed by the:</p>
</div>
<div class="ays-quiz-answers ays_list_view_container ">
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-281]" id="ays-answer-1117-8" value="1117">
<label for="ays-answer-1117-8" class=" ays_position_initial "> a) Chief Executive Officer of the financial services provider. </label>
<label for="ays-answer-1117-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-281]" id="ays-answer-1118-8" value="1118">
<label for="ays-answer-1118-8" class=" ays_position_initial "> b) FAIS Commissioner </label>
<label for="ays-answer-1118-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-281]" id="ays-answer-1119-8" value="1119">
<label for="ays-answer-1119-8" class=" ays_position_initial "> c) Risk Manager of the financial services provider </label>
<label for="ays-answer-1119-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="1">
<input type="checkbox" name="ays_questions[ays-question-281]" id="ays-answer-1120-8" value="1120">
<label for="ays-answer-1120-8" class=" ays_position_initial "> d) Financial Services Provider </label>
<label for="ays-answer-1120-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
</div>
<div class="ays_buttons_div">
<i class="ays_display_none ays_fa ays_fa_eraser ays_clear_answer action-button ays_arrow"></i><input type="button" name="next" class=" ays_clear_answer action-button" value="Clear">
<i class="ays_fa ays_fa_arrow_left ays_previous action-button ays_arrow ays_display_none"></i>
<input type="button" name="next" class="ays_previous action-button " value="Prev">
<i class="ays_display_none ays_fa ays_fa_flag_checkered ays_early_finish action-button ays_arrow"></i><input type="button" name="next" class=" ays_early_finish action-button" value="Finish">
<i class="ays_fa ays_fa_arrow_right ays_next action-button ays_arrow ays_next_arrow ays_display_none"></i>
<input type="button" name="next" class="ays_next action-button " value="Next">
</div>
<div class="wrong_answer_text ays_do_not_show" style="display:none">
</div>
<div class="right_answer_text ays_do_not_show" style="display:none">
</div>
<div class="ays_questtion_explanation" style="display:none">
</div>
</div>
</div>
<div class="step " data-question-id="270" data-type="checkbox" data-required="false">
<p class="ays-question-counter animated">40 / 50</p>
<div class="ays-abs-fs">
<div class="ays_quiz_question">
<p>40. Smanga and Kate of SK Brokers sell insurance policies within a small rural town as a sole proprietor, but both unfortunately tragically passed away in a car accident. Their FAIS business matters need to be wrapped up but it is
discovered that Stanley was acting as the accountant and compliance officer. They had no lawyer but there was a valid will and a surviving daughter. Which statement is true?</p>
</div>
<div class="ays-quiz-answers ays_list_view_container ">
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-270]" id="ays-answer-1073-8" value="1073">
<label for="ays-answer-1073-8" class=" ays_position_initial "> a) The daughter must apply to the Authority to take steps to suspend the license immediately. </label>
<label for="ays-answer-1073-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-270]" id="ays-answer-1074-8" value="1074">
<label for="ays-answer-1074-8" class=" ays_position_initial "> b) The Authority will determine that due to the dishonest behaviour of Smanga a fine must be issued against SK Brokers. </label>
<label for="ays-answer-1074-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="1">
<input type="checkbox" name="ays_questions[ays-question-270]" id="ays-answer-1075-8" value="1075">
<label for="ays-answer-1075-8" class=" ays_position_initial "> c) Executor of the deceased’s estate must provide reasons to the Authority in writing for the lapsing of the licence. </label>
<label for="ays-answer-1075-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-270]" id="ays-answer-1076-8" value="1076">
<label for="ays-answer-1076-8" class=" ays_position_initial "> d) Clients of SK Brokers will have to contact the Financial Sector Conduct Authority to assist in transferring their business to another Financial Services Provider. </label>
<label for="ays-answer-1076-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
</div>
<div class="ays_buttons_div">
<i class="ays_display_none ays_fa ays_fa_eraser ays_clear_answer action-button ays_arrow"></i><input type="button" name="next" class=" ays_clear_answer action-button" value="Clear">
<i class="ays_fa ays_fa_arrow_left ays_previous action-button ays_arrow ays_display_none"></i>
<input type="button" name="next" class="ays_previous action-button " value="Prev">
<i class="ays_display_none ays_fa ays_fa_flag_checkered ays_early_finish action-button ays_arrow"></i><input type="button" name="next" class=" ays_early_finish action-button" value="Finish">
<i class="ays_fa ays_fa_arrow_right ays_next action-button ays_arrow ays_next_arrow ays_display_none"></i>
<input type="button" name="next" class="ays_next action-button " value="Next">
</div>
<div class="wrong_answer_text ays_do_not_show" style="display:none">
</div>
<div class="right_answer_text ays_do_not_show" style="display:none">
</div>
<div class="ays_questtion_explanation" style="display:none">
</div>
</div>
</div>
<div class="step " data-question-id="278" data-type="checkbox" data-required="false">
<p class="ays-question-counter animated">41 / 50</p>
<div class="ays-abs-fs">
<div class="ays_quiz_question">
<p>41. The Ombud for Financial Services Providers is responsible for dealing with complaints:</p>
<p>Choose the correct:</p>
</div>
<div class="ays-quiz-answers ays_list_view_container ">
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-278]" id="ays-answer-1105-8" value="1105">
<label for="ays-answer-1105-8" class=" ays_position_initial "> a) Submitted by a client against an FSP relating to the administration as well as the financial service rendered. </label>
<label for="ays-answer-1105-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-278]" id="ays-answer-1106-8" value="1106">
<label for="ays-answer-1106-8" class=" ays_position_initial "> b) In a procedurally fair and informal manner. </label>
<label for="ays-answer-1106-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="1">
<input type="checkbox" name="ays_questions[ays-question-278]" id="ays-answer-1107-8" value="1107">
<label for="ays-answer-1107-8" class=" ays_position_initial "> c) Submitted by a client against an FSP relating to the financial service rendered by the FSP. </label>
<label for="ays-answer-1107-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-278]" id="ays-answer-1108-8" value="1108">
<label for="ays-answer-1108-8" class=" ays_position_initial "> d) Submitted by a client against an FSP relating to the administration as well as bad customer service. </label>
<label for="ays-answer-1108-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
</div>
<div class="ays_buttons_div">
<i class="ays_display_none ays_fa ays_fa_eraser ays_clear_answer action-button ays_arrow"></i><input type="button" name="next" class=" ays_clear_answer action-button" value="Clear">
<i class="ays_fa ays_fa_arrow_left ays_previous action-button ays_arrow ays_display_none"></i>
<input type="button" name="next" class="ays_previous action-button " value="Prev">
<i class="ays_display_none ays_fa ays_fa_flag_checkered ays_early_finish action-button ays_arrow"></i><input type="button" name="next" class=" ays_early_finish action-button" value="Finish">
<i class="ays_fa ays_fa_arrow_right ays_next action-button ays_arrow ays_next_arrow ays_display_none"></i>
<input type="button" name="next" class="ays_next action-button " value="Next">
</div>
<div class="wrong_answer_text ays_do_not_show" style="display:none">
</div>
<div class="right_answer_text ays_do_not_show" style="display:none">
</div>
<div class="ays_questtion_explanation" style="display:none">
</div>
</div>
</div>
<div class="step " data-question-id="287" data-type="checkbox" data-required="false">
<p class="ays-question-counter animated">42 / 50</p>
<div class="ays-abs-fs">
<div class="ays_quiz_question">
<p>42. Which of the following statements with regard to the Ombud proceedings are correct?</p>
<p>i. The Ombud must send a copy of the determination to the Clerk of the court if no appeal is lodged.<br> ii. The decision of the Ombud is subject to appeal by either party within one month of determination.<br> iii. The Ombud may issue a
directive to the complainant after a determination has been made.<br> iv. The Ombud will not entertain any complaint which is made against a person subject to the provisions of<br> the FAIS Act.</p>
</div>
<div class="ays-quiz-answers ays_list_view_container ">
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="1">
<input type="checkbox" name="ays_questions[ays-question-287]" id="ays-answer-1141-8" value="1141">
<label for="ays-answer-1141-8" class=" ays_position_initial "> a) i & ii only </label>
<label for="ays-answer-1141-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-287]" id="ays-answer-1142-8" value="1142">
<label for="ays-answer-1142-8" class=" ays_position_initial "> b) i & iii only </label>
<label for="ays-answer-1142-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-287]" id="ays-answer-1143-8" value="1143">
<label for="ays-answer-1143-8" class=" ays_position_initial "> c) ii & iii only </label>
<label for="ays-answer-1143-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-287]" id="ays-answer-1144-8" value="1144">
<label for="ays-answer-1144-8" class=" ays_position_initial "> d) ii, iii & iv only </label>
<label for="ays-answer-1144-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
</div>
<div class="ays_buttons_div">
<i class="ays_display_none ays_fa ays_fa_eraser ays_clear_answer action-button ays_arrow"></i><input type="button" name="next" class=" ays_clear_answer action-button" value="Clear">
<i class="ays_fa ays_fa_arrow_left ays_previous action-button ays_arrow ays_display_none"></i>
<input type="button" name="next" class="ays_previous action-button " value="Prev">
<i class="ays_display_none ays_fa ays_fa_flag_checkered ays_early_finish action-button ays_arrow"></i><input type="button" name="next" class=" ays_early_finish action-button" value="Finish">
<i class="ays_fa ays_fa_arrow_right ays_next action-button ays_arrow ays_next_arrow ays_display_none"></i>
<input type="button" name="next" class="ays_next action-button " value="Next">
</div>
<div class="wrong_answer_text ays_do_not_show" style="display:none">
</div>
<div class="right_answer_text ays_do_not_show" style="display:none">
</div>
<div class="ays_questtion_explanation" style="display:none">
</div>
</div>
</div>
<div class="step " data-question-id="290" data-type="checkbox" data-required="false">
<p class="ays-question-counter animated">43 / 50</p>
<div class="ays-abs-fs">
<div class="ays_quiz_question">
<p>43. What does the Financial Intelligence Centre Act require the FSP to keep records of?</p>
</div>
<div class="ays-quiz-answers ays_list_view_container enable_max_selection_number">
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="1">
<input type="checkbox" name="ays_questions[ays-question-290]" id="ays-answer-1153-8" value="1153">
<label for="ays-answer-1153-8" class=" ays_position_initial "> a) Documents used to identify and verify the client. </label>
<label for="ays-answer-1153-8" class="ays_answer_image ays_empty_before_content"></label>
<script>
if (typeof window.quizOptions_8 === 'undefined') {
window.quizOptions_8 = [];
}
window.quizOptions_8['290'] = 'eyJlbmFibGVfbWF4X3NlbGVjdGlvbl9udW1iZXIiOnRydWUsIm1heF9zZWxlY3Rpb25fbnVtYmVyIjoxfQ==';
</script>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-290]" id="ays-answer-1154-8" value="1154">
<label for="ays-answer-1154-8" class=" ays_position_initial "> b) Annual compliance reports. </label>
<label for="ays-answer-1154-8" class="ays_answer_image ays_empty_before_content"></label>
<script>
if (typeof window.quizOptions_8 === 'undefined') {
window.quizOptions_8 = [];
}
window.quizOptions_8['290'] = 'eyJlbmFibGVfbWF4X3NlbGVjdGlvbl9udW1iZXIiOnRydWUsIm1heF9zZWxlY3Rpb25fbnVtYmVyIjoxfQ==';
</script>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-290]" id="ays-answer-1155-8" value="1155">
<label for="ays-answer-1155-8" class=" ays_position_initial "> c) Proceeds of insurance products or investments that are paid out on maturity. </label>
<label for="ays-answer-1155-8" class="ays_answer_image ays_empty_before_content"></label>
<script>
if (typeof window.quizOptions_8 === 'undefined') {
window.quizOptions_8 = [];
}
window.quizOptions_8['290'] = 'eyJlbmFibGVfbWF4X3NlbGVjdGlvbl9udW1iZXIiOnRydWUsIm1heF9zZWxlY3Rpb25fbnVtYmVyIjoxfQ==';
</script>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-290]" id="ays-answer-1156-8" value="1156">
<label for="ays-answer-1156-8" class=" ays_position_initial "> d) The number and identities of representatives working for it. </label>
<label for="ays-answer-1156-8" class="ays_answer_image ays_empty_before_content"></label>
<script>
if (typeof window.quizOptions_8 === 'undefined') {
window.quizOptions_8 = [];
}
window.quizOptions_8['290'] = 'eyJlbmFibGVfbWF4X3NlbGVjdGlvbl9udW1iZXIiOnRydWUsIm1heF9zZWxlY3Rpb25fbnVtYmVyIjoxfQ==';
</script>
</div>
</div>
<div class="ays_buttons_div">
<i class="ays_display_none ays_fa ays_fa_eraser ays_clear_answer action-button ays_arrow"></i><input type="button" name="next" class=" ays_clear_answer action-button" value="Clear">
<i class="ays_fa ays_fa_arrow_left ays_previous action-button ays_arrow ays_display_none"></i>
<input type="button" name="next" class="ays_previous action-button " value="Prev">
<i class="ays_display_none ays_fa ays_fa_flag_checkered ays_early_finish action-button ays_arrow"></i><input type="button" name="next" class=" ays_early_finish action-button" value="Finish">
<i class="ays_fa ays_fa_arrow_right ays_next action-button ays_arrow ays_next_arrow ays_display_none"></i>
<input type="button" name="next" class="ays_next action-button " value="Next">
</div>
<div class="wrong_answer_text ays_do_not_show" style="display:none">
</div>
<div class="right_answer_text ays_do_not_show" style="display:none">
</div>
<div class="ays_questtion_explanation" style="display:none">
</div>
</div>
</div>
<div class="step " data-question-id="247" data-type="checkbox" data-required="false">
<p class="ays-question-counter animated">44 / 50</p>
<div class="ays-abs-fs">
<div class="ays_quiz_question">
<p>44. What is the main objective of the FAIS Act?</p>
</div>
<div class="ays-quiz-answers ays_list_view_container ">
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-247]" id="ays-answer-981-8" value="981">
<label for="ays-answer-981-8" class=" ays_position_initial "> a) Financial market stability. </label>
<label for="ays-answer-981-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-247]" id="ays-answer-982-8" value="982">
<label for="ays-answer-982-8" class=" ays_position_initial "> b) Financial Sector stability </label>
<label for="ays-answer-982-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-247]" id="ays-answer-983-8" value="983">
<label for="ays-answer-983-8" class=" ays_position_initial "> c) Combating money laundering. </label>
<label for="ays-answer-983-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="1">
<input type="checkbox" name="ays_questions[ays-question-247]" id="ays-answer-984-8" value="984">
<label for="ays-answer-984-8" class=" ays_position_initial "> d) Client protection. </label>
<label for="ays-answer-984-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
</div>
<div class="ays_buttons_div">
<i class="ays_display_none ays_fa ays_fa_eraser ays_clear_answer action-button ays_arrow"></i><input type="button" name="next" class=" ays_clear_answer action-button" value="Clear">
<i class="ays_fa ays_fa_arrow_left ays_previous action-button ays_arrow ays_display_none"></i>
<input type="button" name="next" class="ays_previous action-button " value="Prev">
<i class="ays_display_none ays_fa ays_fa_flag_checkered ays_early_finish action-button ays_arrow"></i><input type="button" name="next" class=" ays_early_finish action-button" value="Finish">
<i class="ays_fa ays_fa_arrow_right ays_next action-button ays_arrow ays_next_arrow ays_display_none"></i>
<input type="button" name="next" class="ays_next action-button " value="Next">
</div>
<div class="wrong_answer_text ays_do_not_show" style="display:none">
</div>
<div class="right_answer_text ays_do_not_show" style="display:none">
</div>
<div class="ays_questtion_explanation" style="display:none">
</div>
</div>
</div>
<div class="step " data-question-id="275" data-type="checkbox" data-required="false">
<p class="ays-question-counter animated">45 / 50</p>
<div class="ays-abs-fs">
<div class="ays_quiz_question">
<p>45. Which ONE of the following statements with regard to the stipulations under the Financial Intelligence Centre<br> Act is correct?</p>
</div>
<div class="ays-quiz-answers ays_list_view_container ">
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-275]" id="ays-answer-1093-8" value="1093">
<label for="ays-answer-1093-8" class=" ays_position_initial "> a) An accountable institution must notify the Financial Intelligence Centre of any changes in details within 60 days after change. </label>
<label for="ays-answer-1093-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="1">
<input type="checkbox" name="ays_questions[ays-question-275]" id="ays-answer-1094-8" value="1094">
<label for="ays-answer-1094-8" class=" ays_position_initial "> b) A business relationship is defined as an arrangement between a client and an accountable institution for concluding a single or series of transactions. </label>
<label for="ays-answer-1094-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-275]" id="ays-answer-1095-8" value="1095">
<label for="ays-answer-1095-8" class=" ays_position_initial "> c) A client is defined as a natural person only who uses the services of an accountable or reportable institution. </label>
<label for="ays-answer-1095-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-275]" id="ays-answer-1096-8" value="1096">
<label for="ays-answer-1096-8" class=" ays_position_initial "> d) Accountable institutions must register with Treasury and submit such particulars as is required for registration. </label>
<label for="ays-answer-1096-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
</div>
<div class="ays_buttons_div">
<i class="ays_display_none ays_fa ays_fa_eraser ays_clear_answer action-button ays_arrow"></i><input type="button" name="next" class=" ays_clear_answer action-button" value="Clear">
<i class="ays_fa ays_fa_arrow_left ays_previous action-button ays_arrow ays_display_none"></i>
<input type="button" name="next" class="ays_previous action-button " value="Prev">
<i class="ays_display_none ays_fa ays_fa_flag_checkered ays_early_finish action-button ays_arrow"></i><input type="button" name="next" class=" ays_early_finish action-button" value="Finish">
<i class="ays_fa ays_fa_arrow_right ays_next action-button ays_arrow ays_next_arrow ays_display_none"></i>
<input type="button" name="next" class="ays_next action-button " value="Next">
</div>
<div class="wrong_answer_text ays_do_not_show" style="display:none">
</div>
<div class="right_answer_text ays_do_not_show" style="display:none">
</div>
<div class="ays_questtion_explanation" style="display:none">
</div>
</div>
</div>
<div class="step " data-question-id="292" data-type="checkbox" data-required="false">
<p class="ays-question-counter animated">46 / 50</p>
<div class="ays-abs-fs">
<div class="ays_quiz_question">
<p>46. Which ONE of the following statements is correct regarding the role players in the financial services industry?</p>
</div>
<div class="ays-quiz-answers ays_list_view_container enable_max_selection_number">
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-292]" id="ays-answer-1161-8" value="1161">
<label for="ays-answer-1161-8" class=" ays_position_initial "> a) A financial services provider must apply for a license with the Department of Finance. </label>
<label for="ays-answer-1161-8" class="ays_answer_image ays_empty_before_content"></label>
<script>
if (typeof window.quizOptions_8 === 'undefined') {
window.quizOptions_8 = [];
}
window.quizOptions_8['292'] = 'eyJlbmFibGVfbWF4X3NlbGVjdGlvbl9udW1iZXIiOnRydWUsIm1heF9zZWxlY3Rpb25fbnVtYmVyIjoxfQ==';
</script>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="1">
<input type="checkbox" name="ays_questions[ays-question-292]" id="ays-answer-1162-8" value="1162">
<label for="ays-answer-1162-8" class=" ays_position_initial "> b) Juristic representatives are appointed and approved by the financial services provider. </label>
<label for="ays-answer-1162-8" class="ays_answer_image ays_empty_before_content"></label>
<script>
if (typeof window.quizOptions_8 === 'undefined') {
window.quizOptions_8 = [];
}
window.quizOptions_8['292'] = 'eyJlbmFibGVfbWF4X3NlbGVjdGlvbl9udW1iZXIiOnRydWUsIm1heF9zZWxlY3Rpb25fbnVtYmVyIjoxfQ==';
</script>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-292]" id="ays-answer-1163-8" value="1163">
<label for="ays-answer-1163-8" class=" ays_position_initial "> c) The compliance officer is responsible for oversight and management of financial services. </label>
<label for="ays-answer-1163-8" class="ays_answer_image ays_empty_before_content"></label>
<script>
if (typeof window.quizOptions_8 === 'undefined') {
window.quizOptions_8 = [];
}
window.quizOptions_8['292'] = 'eyJlbmFibGVfbWF4X3NlbGVjdGlvbl9udW1iZXIiOnRydWUsIm1heF9zZWxlY3Rpb25fbnVtYmVyIjoxfQ==';
</script>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-292]" id="ays-answer-1164-8" value="1164">
<label for="ays-answer-1164-8" class=" ays_position_initial "> d) The Ombud for financial services providers is responsible for regulation of financial services. </label>
<label for="ays-answer-1164-8" class="ays_answer_image ays_empty_before_content"></label>
<script>
if (typeof window.quizOptions_8 === 'undefined') {
window.quizOptions_8 = [];
}
window.quizOptions_8['292'] = 'eyJlbmFibGVfbWF4X3NlbGVjdGlvbl9udW1iZXIiOnRydWUsIm1heF9zZWxlY3Rpb25fbnVtYmVyIjoxfQ==';
</script>
</div>
</div>
<div class="ays_buttons_div">
<i class="ays_display_none ays_fa ays_fa_eraser ays_clear_answer action-button ays_arrow"></i><input type="button" name="next" class=" ays_clear_answer action-button" value="Clear">
<i class="ays_fa ays_fa_arrow_left ays_previous action-button ays_arrow ays_display_none"></i>
<input type="button" name="next" class="ays_previous action-button " value="Prev">
<i class="ays_display_none ays_fa ays_fa_flag_checkered ays_early_finish action-button ays_arrow"></i><input type="button" name="next" class=" ays_early_finish action-button" value="Finish">
<i class="ays_fa ays_fa_arrow_right ays_next action-button ays_arrow ays_next_arrow ays_display_none"></i>
<input type="button" name="next" class="ays_next action-button " value="Next">
</div>
<div class="wrong_answer_text ays_do_not_show" style="display:none">
</div>
<div class="right_answer_text ays_do_not_show" style="display:none">
</div>
<div class="ays_questtion_explanation" style="display:none">
</div>
</div>
</div>
<div class="step " data-question-id="269" data-type="checkbox" data-required="false">
<p class="ays-question-counter animated">47 / 50</p>
<div class="ays-abs-fs">
<div class="ays_quiz_question">
<p>47. Netbank sells short- and long-term insurance to clients. These products are designed by their internal product house. Which of the following must representatives of Netbank declare to clients?</p>
</div>
<div class="ays-quiz-answers ays_list_view_container ">
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-269]" id="ays-answer-1069-8" value="1069">
<label for="ays-answer-1069-8" class=" ays_position_initial "> a) The salary and commissions earned by the representatives </label>
<label for="ays-answer-1069-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-269]" id="ays-answer-1070-8" value="1070">
<label for="ays-answer-1070-8" class=" ays_position_initial "> b) Rates charged for rendering the financial service </label>
<label for="ays-answer-1070-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-269]" id="ays-answer-1071-8" value="1071">
<label for="ays-answer-1071-8" class=" ays_position_initial "> c) All commissions earned by the representative </label>
<label for="ays-answer-1071-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="1">
<input type="checkbox" name="ays_questions[ays-question-269]" id="ays-answer-1072-8" value="1072">
<label for="ays-answer-1072-8" class=" ays_position_initial "> d) None of the above </label>
<label for="ays-answer-1072-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
</div>
<div class="ays_buttons_div">
<i class="ays_display_none ays_fa ays_fa_eraser ays_clear_answer action-button ays_arrow"></i><input type="button" name="next" class=" ays_clear_answer action-button" value="Clear">
<i class="ays_fa ays_fa_arrow_left ays_previous action-button ays_arrow ays_display_none"></i>
<input type="button" name="next" class="ays_previous action-button " value="Prev">
<i class="ays_display_none ays_fa ays_fa_flag_checkered ays_early_finish action-button ays_arrow"></i><input type="button" name="next" class=" ays_early_finish action-button" value="Finish">
<i class="ays_fa ays_fa_arrow_right ays_next action-button ays_arrow ays_next_arrow ays_display_none"></i>
<input type="button" name="next" class="ays_next action-button " value="Next">
</div>
<div class="wrong_answer_text ays_do_not_show" style="display:none">
</div>
<div class="right_answer_text ays_do_not_show" style="display:none">
</div>
<div class="ays_questtion_explanation" style="display:none">
</div>
</div>
</div>
<div class="step " data-question-id="283" data-type="checkbox" data-required="false">
<p class="ays-question-counter animated">48 / 50</p>
<div class="ays-abs-fs">
<div class="ays_quiz_question">
<p>48. Peter, who has worked as a representative for an FSP for ten years, was recently appointed as one of their <a href="https://www.my-re5.com/glossary/key-individuals/?v=edb5dc74af1c" target="_blank">key individuals</a>. He wants to know
whether the FAIS Act allows him to continue providing advice to his existing clients. </p>
<p>Choose the correct:</p>
</div>
<div class="ays-quiz-answers ays_list_view_container ">
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-283]" id="ays-answer-1125-8" value="1125">
<label for="ays-answer-1125-8" class=" ays_position_initial "> a) He may only manage and oversee the FSP's business </label>
<label for="ays-answer-1125-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-283]" id="ays-answer-1126-8" value="1126">
<label for="ays-answer-1126-8" class=" ays_position_initial "> b) He may only fulfil the role of the key individual </label>
<label for="ays-answer-1126-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-283]" id="ays-answer-1127-8" value="1127">
<label for="ays-answer-1127-8" class=" ays_position_initial "> c) He may not continue to give advice and render intermediary services </label>
<label for="ays-answer-1127-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="1">
<input type="checkbox" name="ays_questions[ays-question-283]" id="ays-answer-1128-8" value="1128">
<label for="ays-answer-1128-8" class=" ays_position_initial "> d) He may continue to act as a representative and give advice to clients for as long as certifies the fit and proper requirements of being a representative </label>
<label for="ays-answer-1128-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
</div>
<div class="ays_buttons_div">
<i class="ays_display_none ays_fa ays_fa_eraser ays_clear_answer action-button ays_arrow"></i><input type="button" name="next" class=" ays_clear_answer action-button" value="Clear">
<i class="ays_fa ays_fa_arrow_left ays_previous action-button ays_arrow ays_display_none"></i>
<input type="button" name="next" class="ays_previous action-button " value="Prev">
<i class="ays_display_none ays_fa ays_fa_flag_checkered ays_early_finish action-button ays_arrow"></i><input type="button" name="next" class=" ays_early_finish action-button" value="Finish">
<i class="ays_fa ays_fa_arrow_right ays_next action-button ays_arrow ays_next_arrow ays_display_none"></i>
<input type="button" name="next" class="ays_next action-button " value="Next">
</div>
<div class="wrong_answer_text ays_do_not_show" style="display:none">
</div>
<div class="right_answer_text ays_do_not_show" style="display:none">
</div>
<div class="ays_questtion_explanation" style="display:none">
</div>
</div>
</div>
<div class="step " data-question-id="267" data-type="checkbox" data-required="false">
<p class="ays-question-counter animated">49 / 50</p>
<div class="ays-abs-fs">
<div class="ays_quiz_question">
<p>49. Tammy works as an insurance planner for a large Life Insurer and regularly visits clients at their place of work or at home. Before meeting with the client, what is Tammy required to do?</p>
<p>i. Establish whether or not the visit is convenient to the client.<br> ii. Obtain prior written approval from the client.<br> iii. Provide the client with information as to where they may lodge a complaint.<br> iv. Provide information
about the financial service at the earliest opportunity.</p>
</div>
<div class="ays-quiz-answers ays_list_view_container ">
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-267]" id="ays-answer-1061-8" value="1061">
<label for="ays-answer-1061-8" class=" ays_position_initial "> a) all of the above </label>
<label for="ays-answer-1061-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-267]" id="ays-answer-1062-8" value="1062">
<label for="ays-answer-1062-8" class=" ays_position_initial "> b) ii and iii only </label>
<label for="ays-answer-1062-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="1">
<input type="checkbox" name="ays_questions[ays-question-267]" id="ays-answer-1063-8" value="1063">
<label for="ays-answer-1063-8" class=" ays_position_initial "> c) i & iv only </label>
<label for="ays-answer-1063-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-267]" id="ays-answer-1064-8" value="1064">
<label for="ays-answer-1064-8" class=" ays_position_initial "> d) i, ii and iii only </label>
<label for="ays-answer-1064-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
</div>
<div class="ays_buttons_div">
<i class="ays_display_none ays_fa ays_fa_eraser ays_clear_answer action-button ays_arrow"></i><input type="button" name="next" class=" ays_clear_answer action-button" value="Clear">
<i class="ays_fa ays_fa_arrow_left ays_previous action-button ays_arrow ays_display_none"></i>
<input type="button" name="next" class="ays_previous action-button " value="Prev">
<i class="ays_display_none ays_fa ays_fa_flag_checkered ays_early_finish action-button ays_arrow"></i><input type="button" name="next" class=" ays_early_finish action-button" value="Finish">
<i class="ays_fa ays_fa_arrow_right ays_next action-button ays_arrow ays_next_arrow ays_display_none"></i>
<input type="button" name="next" class="ays_next action-button " value="Next">
</div>
<div class="wrong_answer_text ays_do_not_show" style="display:none">
</div>
<div class="right_answer_text ays_do_not_show" style="display:none">
</div>
<div class="ays_questtion_explanation" style="display:none">
</div>
</div>
</div>
<div class="step " data-question-id="262" data-type="checkbox" data-required="false">
<p class="ays-question-counter animated">50 / 50</p>
<div class="ays-abs-fs">
<div class="ays_quiz_question">
<p>50. Which ONE of the following role-players must notify clients that services under supervision is being rendered to the client?</p>
</div>
<div class="ays-quiz-answers ays_list_view_container ">
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-262]" id="ays-answer-1041-8" value="1041">
<label for="ays-answer-1041-8" class=" ays_position_initial "> a) The key individual </label>
<label for="ays-answer-1041-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-262]" id="ays-answer-1042-8" value="1042">
<label for="ays-answer-1042-8" class=" ays_position_initial "> b) The compliance officer </label>
<label for="ays-answer-1042-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="1">
<input type="checkbox" name="ays_questions[ays-question-262]" id="ays-answer-1043-8" value="1043">
<label for="ays-answer-1043-8" class=" ays_position_initial "> c) The supervised representative / supervisee </label>
<label for="ays-answer-1043-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
<div class="ays-field ays_list_view_item">
<input type="hidden" name="ays_answer_correct[]" value="0">
<input type="checkbox" name="ays_questions[ays-question-262]" id="ays-answer-1044-8" value="1044">
<label for="ays-answer-1044-8" class=" ays_position_initial "> d) The Product Manager </label>
<label for="ays-answer-1044-8" class="ays_answer_image ays_empty_before_content"></label>
</div>
</div>
<div class="ays_buttons_div">
<i class="ays_display_none ays_fa ays_fa_eraser ays_clear_answer action-button ays_arrow"></i><input type="button" name="next" class=" ays_clear_answer action-button" value="Clear">
<i class="ays_fa ays_fa_arrow_left ays_previous action-button ays_arrow ays_display_none"></i>
<input type="button" name="next" class="ays_previous action-button " value="Prev">
<i class="ays_display_none ays_fa ays_fa_flag_checkered ays_finish action-button ays_arrow ays_next_arrow"></i><input type="submit" name="ays_finish_quiz" class=" ays_next ays_finish action-button" value="See Result">
</div>
<div class="wrong_answer_text ays_do_not_show" style="display:none">
</div>
<div class="right_answer_text ays_do_not_show" style="display:none">
</div>
<div class="ays_questtion_explanation" style="display:none">
</div>
</div>
</div>
<div class="step ays_thank_you_fs">
<div class="ays-abs-fs ays-end-page">
<div style="text-align:center;">
<div data-class="lds-ripple" data-role="loader" class="ays-loader">
<div></div>
<div></div>
</div>
</div>
<div class="ays_quiz_results_page">
<div class="ays_score_message"></div>
<div class="ays_message"></div>
<p class="ays_score ays_score_display_none animated">Your score is </p>
<p class="ays_average">The average score is 39%</p>
<p class="ays_restart_button_p"><button type="button" class="action-button ays_restart_button">
<i class="ays_fa ays_fa_undo"></i>
<span>Restart quiz</span>
</button><a style="width:auto;" href="https://www.my-re5.com/downloads/re5-mock-exams-2-6/?v=edb5dc74af1c" class="action-button" target="_self">
<span>Exit</span>
<i class="ays_fa ays_fa_sign_out"></i>
</a></p>
</div>
</div>
</div>
<style>
div#ays-quiz-container-8 * {
box-sizing: border-box;
}
/* Styles for Internet Explorer start */
#ays-quiz-container-8 #ays_finish_quiz_8 {}
/* Styles for Quiz container */
#ays-quiz-container-8 {
min-height: 200px;
width: 300px;
background-color: #2c2c2c;
background-position: center center;
border-radius: 5px 5px 0px 5px;
box-shadow: 0px 0px 15px 1px rgba(237, 7, 0, 0.4);
border: none;
}
/* Styles for Navigation bar */
#ays-quiz-questions-nav-wrap-8 {
width: 300px;
border-radius: 5px 5px 0px 5px;
box-shadow: 0px 0px 15px 1px rgba(237, 7, 0, 0.4);
border: none;
}
#ays-quiz-questions-nav-wrap-8 .ays-quiz-questions-nav-content .ays-quiz-questions-nav-item a.ays_questions_nav_question {
color: #ffffff;
border-color: #ffffff;
background-color: #2c2c2c;
}
#ays-quiz-questions-nav-wrap-8 .ays-quiz-questions-nav-content .ays-quiz-questions-nav-item.ays-quiz-questions-nav-item-active a.ays_questions_nav_question {
box-shadow: inset 0 0 5px #ffffff, 0 0 5px #ffffff;
}
#ays-quiz-questions-nav-wrap-8 .ays-quiz-questions-nav-content .ays-quiz-questions-nav-item.ays-quiz-questions-nav-item-answered a.ays_questions_nav_question {
color: #2c2c2c;
border-color: #2c2c2c;
background-color: #ffffff;
}
#ays-quiz-questions-nav-wrap-8 .ays-quiz-questions-nav-content .ays-quiz-questions-nav-item a.ays_questions_nav_question.ays_quiz_correct_answer {
color: rgba(39, 174, 96, 1);
border-color: rgba(39, 174, 96, 1);
background-color: rgba(39, 174, 96, 0.4);
}
#ays-quiz-questions-nav-wrap-8 .ays-quiz-questions-nav-content .ays-quiz-questions-nav-item a.ays_questions_nav_question.ays_quiz_wrong_answer {
color: rgba(243, 134, 129, 1);
border-color: rgba(243, 134, 129, 1);
background-color: rgba(243, 134, 129, 0.4);
}
/* Styles for questions */
#ays-quiz-container-8 #ays_finish_quiz_8 div.step {
min-height: 200px;
}
/* Styles for text inside quiz container */
#ays-quiz-container-8.ays-quiz-container .ays-questions-container .ays-start-page *:not(input),
#ays-quiz-container-8.ays-quiz-container .ays-questions-container .ays_question_hint,
#ays-quiz-container-8.ays-quiz-container .ays-questions-container label[for^="ays-answer-"],
#ays-quiz-container-8.ays-quiz-container .ays-questions-container p,
#ays-quiz-container-8.ays-quiz-container .ays-questions-container .ays-fs-title,
#ays-quiz-container-8.ays-quiz-container .ays-questions-container .ays-fs-subtitle,
#ays-quiz-container-8.ays-quiz-container .ays-questions-container .logged_in_message,
#ays-quiz-container-8.ays-quiz-container .ays-questions-container .ays-quiz-limitation-count-of-takers,
#ays-quiz-container-8.ays-quiz-container .ays-questions-container .ays-quiz-limitation-count-of-takers *,
#ays-quiz-container-8.ays-quiz-container .ays-questions-container .ays_score_message,
#ays-quiz-container-8.ays-quiz-container .ays-questions-container .ays_message {
color: #ffffff;
outline: none;
}
/* Quiz title / transformation */
#ays-quiz-container-8 .ays-fs-title {
text-transform: uppercase;
text-align: center;
}
#ays-quiz-container-8 .ays_quiz_question,
#ays-quiz-container-8 .ays_quiz_question *:not([class^='enlighter']) {
color: #ffffff;
}
#ays-quiz-container-8 textarea,
#ays-quiz-container-8 input::first-letter,
#ays-quiz-container-8 select::first-letter,
#ays-quiz-container-8 option::first-letter {
color: initial !important;
}
#ays-quiz-container-8 p::first-letter:not(.ays_no_questions_message) {
color: #ffffff !important;
background-color: transparent !important;
font-size: inherit !important;
font-weight: inherit !important;
float: none !important;
line-height: inherit !important;
margin: 0 !important;
padding: 0 !important;
}
#ays-quiz-container-8 .select2-container,
#ays-quiz-container-8 .ays-field * {
font-size: 15px !important;
}
#ays-quiz-container-8 .ays_quiz_question p {
font-size: 16px;
text-align: left;
}
#ays-quiz-container-8 .ays_quiz_question {
text-align: left;
margin-bottom: 10px;
}
#ays-quiz-container-8 .ays_quiz_question pre {
max-width: 100%;
white-space: break-spaces;
}
div#ays-quiz-container-8 .ays-questions-container .ays-field,
div#ays-quiz-container-8 .ays-questions-container .ays-field input~label[for^='ays-answer-'],
div#ays-quiz-container-8 .ays-questions-container .ays-modern-dark-question *,
div#ays-quiz-container-8 .ays-questions-container .ays_quiz_question,
div#ays-quiz-container-8 .ays-questions-container .ays_quiz_question * {
word-break: break-word;
}
#ays-quiz-container-8 .ays-quiz-timer p {
font-size: 16px;
}
#ays-quiz-container-8 section.ays_quiz_redirection_timer_container hr,
#ays-quiz-container-8 section.ays_quiz_timer_container hr {
margin: 0;
}
#ays-quiz-container-8 section.ays_quiz_timer_container.ays_quiz_timer_red_warning .ays-quiz-timer {
color: red;
}
#ays-quiz-container-8 .ays_thank_you_fs p {
text-align: center;
}
#ays-quiz-container-8 .information_form input[type='text'],
#ays-quiz-container-8 .information_form input[type='url'],
#ays-quiz-container-8 .information_form input[type='number'],
#ays-quiz-container-8 .information_form input[type='email'],
#ays-quiz-container-8 .information_form input[type='tel'],
#ays-quiz-container-8 .information_form textarea,
#ays-quiz-container-8 .information_form select,
#ays-quiz-container-8 .information_form option {
color: initial !important;
outline: none;
margin-left: 0;
background-image: unset;
}
#ays-quiz-container-8 .information_form input[type='checkbox'] {
margin: 0 10px;
outline: initial;
-webkit-appearance: auto;
-moz-appearance: auto;
position: initial;
width: initial;
height: initial;
border: initial;
background: initial;
}
#ays-quiz-container-8 .information_form input[type='checkbox']::after {
content: none;
}
#ays-quiz-container-8 .wrong_answer_text {
color: #ff4d4d;
}
#ays-quiz-container-8 .right_answer_text {
color: #33cc33;
}
#ays-quiz-container-8 .ays_cb_and_a,
#ays-quiz-container-8 .ays_cb_and_a * {
color: rgb(255, 255, 255);
text-align: center;
}
#ays-quiz-container-8 iframe {
min-height: 200px;
}
#ays-quiz-container-8 label.ays_for_checkbox,
#ays-quiz-container-8 span.ays_checkbox_for_span {
color: initial !important;
display: block;
}
/* Quiz textarea height */
#ays-quiz-container-8 textarea {
height: 100px;
min-height: 100px;
}
/* Quiz rate and passed users count */
#ays-quiz-container-8 .ays_quizn_ancnoxneri_qanak,
#ays-quiz-container-8 .ays_quiz_rete_avg {
color: #2c2c2c;
background-color: #ffffff;
}
#ays-quiz-container-8 .ays-questions-container>.ays_quizn_ancnoxneri_qanak {
padding: 5px 20px;
}
#ays-quiz-container-8 div.for_quiz_rate.ui.star.rating .icon {
color: rgba(255, 255, 255, 0.35);
}
#ays-quiz-container-8 .ays_quiz_rete_avg div.for_quiz_rate_avg.ui.star.rating .icon {
color: rgba(44, 44, 44, 0.5);
}
/* Loaders */
#ays-quiz-container-8 div.lds-spinner,
#ays-quiz-container-8 div.lds-spinner2 {
color: #ffffff;
}
#ays-quiz-container-8 div.lds-spinner div:after,
#ays-quiz-container-8 div.lds-spinner2 div:after {
background-color: #ffffff;
}
#ays-quiz-container-8 .lds-circle,
#ays-quiz-container-8 .lds-facebook div,
#ays-quiz-container-8 .lds-ellipsis div {
background: #ffffff;
}
#ays-quiz-container-8 .lds-ripple div {
border-color: #ffffff;
}
#ays-quiz-container-8 .lds-dual-ring::after,
#ays-quiz-container-8 .lds-hourglass::after {
border-color: #ffffff transparent #ffffff transparent;
}
/* Stars */
#ays-quiz-container-8 .ui.rating .icon,
#ays-quiz-container-8 .ui.rating .icon:before {
font-family: Rating !important;
}
/* Progress bars */
#ays-quiz-container-8 #ays_finish_quiz_8 .ays-progress {
border-color: rgba(255, 255, 255, 0.8);
}
#ays-quiz-container-8 #ays_finish_quiz_8 .ays-progress-bg {
background-color: rgba(255, 255, 255, 0.3);
}
#ays-quiz-container-8 .ays-live-fourth {
background-color: #1e73be;
}
#ays-quiz-container-8 .ays-live-fourth-wrap {
background-color: #ffffff;
}
#ays-quiz-container-8 .ays-progress-value {
color: #ffffff;
text-align: center;
}
#ays-quiz-container-8 .ays-progress-bar {
background-color: #1e73be;
}
#ays-quiz-container-8 .ays-question-counter .ays-live-bar-wrap {
direction: ltr !important;
}
#ays-quiz-container-8 .ays-live-bar-fill {
color: #ffffff;
border-bottom: 2px solid rgba(255, 255, 255, 0.8);
text-shadow: 0px 0px 5px #2c2c2c;
}
#ays-quiz-container-8 .ays-live-bar-fill.ays-live-fourth,
#ays-quiz-container-8 .ays-live-bar-fill.ays-live-third,
#ays-quiz-container-8 .ays-live-bar-fill.ays-live-second {
text-shadow: unset;
}
#ays-quiz-container-8 .ays-live-bar-percent {
display: none;
}
/* Music, Sound */
#ays-quiz-container-8 .ays_music_sound {
color: rgb(255, 255, 255);
}
/* Dropdown questions scroll bar */
#ays-quiz-container-8 blockquote {
border-left-color: #ffffff !important;
}
/* Question hint */
#ays-quiz-container-8 .ays_question_hint_container .ays_question_hint_text {
background-color: #2c2c2c;
box-shadow: 0 0 15px 3px rgba(237, 7, 0, 0.6);
max-width: 270px;
}
#ays-quiz-container-8 .ays_question_hint_container .ays_question_hint_text p {
max-width: unset;
}
#ays-quiz-container-8 .ays_questions_hint_max_width_class {
max-width: 80%;
}
/* Information form */
#ays-quiz-container-8 .ays-form-title {
color: rgb(255, 255, 255);
}
/* Quiz timer */
#ays-quiz-container-8 div.ays-quiz-redirection-timer,
#ays-quiz-container-8 div.ays-quiz-timer {
color: #ffffff;
text-align: center;
}
/* Quiz buttons */
#ays-quiz-container-8 input#ays-submit,
#ays-quiz-container-8 #ays_finish_quiz_8 .action-button,
div#ays-quiz-container-8 #ays_finish_quiz_8 .action-button.ays_restart_button {
background-color: #1e73be;
color: #ffffff;
font-size: 17px;
padding: 10px 20px;
border-radius: 3px;
white-space: nowrap;
letter-spacing: 0;
box-shadow: unset;
}
#ays-quiz-container-8 input#ays-submit,
#ays-quiz-container-8 #ays_finish_quiz_8 input.action-button {}
#ays-quiz-container-8 #ays_finish_quiz_8 a[class~=ajax_add_to_cart] {
background-color: #2c2c2c;
color: #ffffff;
padding: 10px 5px;
font-size: 14px;
border-radius: 3px;
white-space: nowrap;
border: 1px solid #ffffff;
}
#ays-quiz-container-8 #ays_finish_quiz_8 .action-button.ays_check_answer {
padding: 5px 10px;
font-size: 17px !important;
}
#ays-quiz-container-8 #ays_finish_quiz_8 .action-button.ays_download_certificate {
white-space: nowrap;
padding: 5px 10px;
}
#ays-quiz-container-8 #ays_finish_quiz_8 .action-button.ays_arrow {
color: #ffffff !important;
white-space: nowrap;
padding: 5px 10px;
}
#ays-quiz-container-8 input#ays-submit:hover,
#ays-quiz-container-8 input#ays-submit:focus,
#ays-quiz-container-8 #ays_finish_quiz_8 .action-button:hover,
#ays-quiz-container-8 #ays_finish_quiz_8 .action-button:focus {
box-shadow: 0 0 0 2px #ffffff;
background-color: #1e73be;
}
#ays-quiz-container-8 .ays_restart_button {
color: #ffffff;
}
#ays-quiz-container-8 .ays_buttons_div {
justify-content: center;
}
#ays-quiz-container-8 .step:first-of-type .ays_buttons_div {
justify-content: center !important;
}
#ays-quiz-container-8 input[type='button'],
#ays-quiz-container-8 input[type='submit'] {
color: #ffffff !important;
outline: none;
}
#ays-quiz-container-8 #ays_finish_quiz_8 i.ays_early_finish.action-button[disabled]:hover,
#ays-quiz-container-8 #ays_finish_quiz_8 i.ays_early_finish.action-button[disabled]:focus,
#ays-quiz-container-8 #ays_finish_quiz_8 i.ays_early_finish.action-button[disabled],
#ays-quiz-container-8 #ays_finish_quiz_8 i.ays_arrow.action-button[disabled]:hover,
#ays-quiz-container-8 #ays_finish_quiz_8 i.ays_arrow.action-button[disabled]:focus,
#ays-quiz-container-8 #ays_finish_quiz_8 i.ays_arrow.action-button[disabled] {
color: #aaa !important;
}
#ays-quiz-container-8 .ays_finish.action-button {
margin: 10px 5px;
}
#ays-quiz-container-8 .ays-share-btn.ays-share-btn-branded {
color: #fff;
}
/* Question answers */
#ays-quiz-container-8 .ays-field {
border-color: #444;
border-style: solid;
border-width: 1px;
box-shadow: none;
flex-direction: row-reverse;
}
#ays-quiz-container-8 .ays-quiz-answers .ays-field:hover {
opacity: 1;
}
#ays-quiz-container-8 #ays_finish_quiz_8 .ays-field label.ays_answer_caption[for^='ays-answer-'] {
z-index: 1;
position: initial;
bottom: 0;
}
#ays-quiz-container-8 #ays_finish_quiz_8 .ays-field input~label[for^='ays-answer-'] {
padding: 5px;
}
#ays-quiz-container-8 #ays_finish_quiz_8 .ays-field {
margin-bottom: 10px;
}
#ays-quiz-container-8 #ays_finish_quiz_8 .ays-field.ays_grid_view_item {
width: calc(50% - 5px);
}
#ays-quiz-container-8 #ays_finish_quiz_8 .ays-field.ays_grid_view_item:nth-child(odd) {
margin-right: 5px;
}
#ays-quiz-container-8 #ays_finish_quiz_8 .ays-field input:checked+label:before {
border-color: #1e73be;
background: #1e73be;
background-clip: content-box;
}
#ays-quiz-container-8 .ays-quiz-answers div.ays-text-right-answer {
color: #ffffff;
}
/* Answer maximum length of a text field */
#ays-quiz-container-8 .ays_quiz_question_text_message {
color: #ffffff;
text-align: left;
font-size: 12px;
}
div#ays-quiz-container-8 div.ays_quiz_question_text_error_message {
color: #ff0000;
}
/* Questions answer image */
#ays-quiz-container-8 .ays-answer-image {
width: 15em;
height: 150px;
object-fit: cover;
}
/* Questions answer right/wrong icons */
#ays-quiz-container-8 .ays-field input~label.answered.correct:after {
content: url('https://www.my-re5.com/wp-content/plugins/quiz-maker/public/images/correct-style-3.png');
}
#ays-quiz-container-8 .ays-field input~label.answered.wrong:after {
content: url('https://www.my-re5.com/wp-content/plugins/quiz-maker/public/images/wrong-style-3.png');
}
#ays-quiz-container-8 .ays-field label.answered:last-of-type:after {
height: auto;
left: 10px;
top: 10px;
}
/* Dropdown questions */
#ays-quiz-container-8 .select2-container--default .select2-search--dropdown .select2-search__field:focus,
#ays-quiz-container-8 .select2-container--default .select2-search--dropdown .select2-search__field {
outline: unset;
padding: 0.75rem;
}
#ays-quiz-container-8 #ays_finish_quiz_8 .ays-field .select2-container--default .select2-selection--single {
border-bottom: 2px solid #1e73be;
background-color: #1e73be;
}
#ays-quiz-container-8 .ays-field .select2-container--default .select2-selection--single .select2-selection__rendered,
#ays-quiz-container-8 .ays-field .select2-container--default .select2-selection--single .select2-selection__arrow {
color: #ffffff;
}
#ays-quiz-container-8 .ays-field .select2-container--default .select2-selection--single .select2-selection__rendered,
#ays-quiz-container-8 .select2-container--default .select2-results__option--highlighted[aria-selected] {
background-color: #1e73be;
}
#ays-quiz-container-8 .ays-field .select2-container--default,
#ays-quiz-container-8 .ays-field .select2-container--default .selection,
#ays-quiz-container-8 .ays-field .select2-container--default .dropdown-wrapper,
#ays-quiz-container-8 .ays-field .select2-container--default .select2-selection--single .select2-selection__rendered,
#ays-quiz-container-8 .ays-field .select2-container--default .select2-selection--single .select2-selection__rendered .select2-selection__placeholder,
#ays-quiz-container-8 .ays-field .select2-container--default .select2-selection--single .select2-selection__arrow,
#ays-quiz-container-8 .ays-field .select2-container--default .select2-selection--single .select2-selection__arrow b[role='presentation'] {
font-size: 16px !important;
}
#ays-quiz-container-8 .select2-container--default .select2-results__option {
padding: 6px;
}
/* Dropdown questions scroll bar */
#ays-quiz-container-8 .select2-results__options::-webkit-scrollbar {
width: 7px;
}
#ays-quiz-container-8 .select2-results__options::-webkit-scrollbar-track {
background-color: rgba(44, 44, 44, 0.35);
}
#ays-quiz-container-8 .select2-results__options::-webkit-scrollbar-thumb {
transition: .3s ease-in-out;
background-color: rgba(44, 44, 44, 0.55);
}
#ays-quiz-container-8 .select2-results__options::-webkit-scrollbar-thumb:hover {
transition: .3s ease-in-out;
background-color: rgba(44, 44, 44, 0.85);
}
/* WooCommerce product */
#ays-quiz-container-8 .ays-woo-block {
background-color: rgba(30, 115, 190, 0.8);
}
#ays-quiz-container-8 .ays-woo-product-block h4.ays-woo-product-title>a {
color: #ffffff;
}
/* Audio / Video */
#ays-quiz-container-8 .mejs-container .mejs-time {
box-sizing: unset;
}
#ays-quiz-container-8 .mejs-container .mejs-time-rail {
padding-top: 15px;
}
#ays-quiz-container-8 .mejs-container .mejs-mediaelement video {
margin: 0;
}
/* Limitation */
#ays-quiz-container-8 .ays-quiz-limitation-count-of-takers {
padding: 50px;
}
/* Hestia theme (Version: 3.0.16) | Start */
#ays-quiz-container-8 .mejs-container .mejs-inner .mejs-controls .mejs-button>button:hover,
#ays-quiz-container-8 .mejs-container .mejs-inner .mejs-controls .mejs-button>button {
box-shadow: unset;
background-color: transparent;
}
#ays-quiz-container-8 .mejs-container .mejs-inner .mejs-controls .mejs-button>button {
margin: 10px 6px;
}
/* Hestia theme (Version: 3.0.16) | End */
/* Go theme (Version: 1.4.3) | Start */
#ays-quiz-container-8 label[for^='ays-answer']:before,
#ays-quiz-container-8 label[for^='ays-answer']:before {
-webkit-mask-image: unset;
mask-image: unset;
}
#ays-quiz-container-8.ays_quiz_classic_light .ays-field input:checked+label.answered:before,
#ays-quiz-container-8.ays_quiz_classic_dark .ays-field input:checked+label.answered:before {
background-color: #1e73be !important;
}
#ays-quiz-container-8.ays_quiz_classic_light .ays-field input:checked+label.answered.correct:before,
#ays-quiz-container-8.ays_quiz_classic_dark .ays-field input:checked+label.answered.correct:before {
background-color: #27ae60 !important;
}
#ays-quiz-container-8.ays_quiz_classic_light .ays-field input:checked+label.answered.wrong:before,
#ays-quiz-container-8.ays_quiz_classic_dark .ays-field input:checked+label.answered.wrong:before {
background-color: #cc3700 !important;
}
/* Go theme (Version: 1.4.3) | End */
#ays-quiz-container-8 .ays_quiz_results fieldset.ays_fieldset .ays_quiz_question .wp-video {
width: 100% !important;
max-width: 100%;
}
/* Classic Dark / Classic Light */
/* Dropdown questions right/wrong styles */
#ays-quiz-container-8.ays_quiz_classic_dark .correct_div,
#ays-quiz-container-8.ays_quiz_classic_light .correct_div {
border-color: green !important;
opacity: 1 !important;
background-color: rgba(39, 174, 96, 0.4) !important;
}
#ays-quiz-container-8.ays_quiz_classic_dark .correct_div .selected-field,
#ays-quiz-container-8.ays_quiz_classic_light .correct_div .selected-field {
padding: 0px 10px 0px 10px;
color: green !important;
}
#ays-quiz-container-8.ays_quiz_classic_dark .wrong_div,
#ays-quiz-container-8.ays_quiz_classic_light .wrong_div {
border-color: red !important;
opacity: 1 !important;
background-color: rgba(243, 134, 129, 0.4) !important;
}
#ays-quiz-container-8.ays_quiz_classic_dark .ays-field.checked_answer_div.wrong_div input:checked~label,
#ays-quiz-container-8.ays_quiz_classic_light .ays-field.checked_answer_div.wrong_div input:checked~label {
background-color: rgba(243, 134, 129, 0.4) !important;
}
#ays-quiz-container-8 .ays_question_result .ays-field .ays_quiz_hide_correct_answer:after {
content: '' !important;
}
#ays-quiz-container-8 .ays-quiz-close-full-screen {
fill: #ffffff;
}
#ays-quiz-container-8 .ays-quiz-open-full-screen {
fill: #ffffff;
}
@media screen and (max-width: 768px) {
#ays-quiz-container-8 {
max-width: 100%;
}
div#ays-quiz-container-8.ays_quiz_modern_light .step,
div#ays-quiz-container-8.ays_quiz_modern_dark .step {
padding-right: 0px !important;
padding-top: 0px !important;
}
div#ays-quiz-container-8.ays_quiz_modern_light div.step[data-question-id],
div#ays-quiz-container-8.ays_quiz_modern_dark div.step[data-question-id] {
background-size: cover !important;
background-position: center center !important;
}
div#ays-quiz-container-8.ays_quiz_modern_light .ays-abs-fs:not(.ays-start-page):not(.ays-end-page),
div#ays-quiz-container-8.ays_quiz_modern_dark .ays-abs-fs:not(.ays-start-page):not(.ays-end-page) {
width: 100%;
}
}
/* Custom css styles */
/* RTL direction styles */
</style>
<style>
#ays-quiz-container-8.ays_quiz_rect_dark .ays-quiz-answers .ays-field:hover {
background: rgba(30, 115, 190, 0.3);
}
#ays-quiz-container-8.ays_quiz_rect_dark .checked_answer_div {
background: #1e73be;
}
</style>
<script>
if (typeof aysQuizOptions === 'undefined') {
var aysQuizOptions = [];
}
aysQuizOptions['8'] =
'{"quiz_version":"8.7.0","color":"#1e73be","bg_color":"#2c2c2c","text_color":"#ffffff","height":200,"width":300,"enable_logged_users":"off","information_form":"before","form_name":"on","form_email":"on","form_phone":"on","image_width":"","image_height":"","enable_correction":"off","enable_progress_bar":"off","enable_questions_result":"on","randomize_questions":"on","randomize_answers":"off","enable_questions_counter":"on","enable_restriction_pass":"off","enable_restriction_pass_users":"off","restriction_pass_message":"","restriction_pass_users_message":"","user_role":["Customer","Student"],"ays_users_search":["12","9"],"custom_css":"","limit_users":"on","limitation_message":"","redirect_url":"https:\/\/www.my-re5.com\/","redirection_delay":0,"answers_view":"list","enable_rtl_direction":"off","enable_logged_users_message":"","questions_count":"","enable_question_bank":"off","enable_live_progress_bar":"on","enable_percent_view":"on","enable_average_statistical":"on","enable_next_button":"on","enable_previous_button":"on","enable_arrows":"off","timer_text":"","quiz_theme":"rect_dark","enable_social_buttons":"off","final_result_text":"","enable_pass_count":"on","hide_score":"off","rate_form_title":"","box_shadow_color":"#ed0700","quiz_border_radius":"5","quiz_bg_image":"","quiz_border_width":"1","quiz_border_style":"solid","quiz_border_color":"#000","quiz_loader":"ripple","quest_animation":"shake","enable_bg_music":"off","quiz_bg_music":"","answers_font_size":"15","show_create_date":"off","show_author":"off","enable_early_finish":"on","answers_rw_texts":"on_results_page","disable_store_data":"off","enable_background_gradient":"off","background_gradient_color_1":"#000","background_gradient_color_2":"#fff","quiz_gradient_direction":"vertical","redirect_after_submit":"off","submit_redirect_url":"","submit_redirect_delay":0,"progress_bar_style":"first","enable_exit_button":"on","exit_redirect_url":"https:\/\/www.my-re5.com\/downloads\/re5-mock-exams-2-6\/","image_sizing":"cover","quiz_bg_image_position":"center center","custom_class":"","enable_social_links":"off","social_links":{"linkedin_link":"","facebook_link":"","twitter_link":"","vkontakte_link":""},"show_quiz_title":"on","show_quiz_desc":"on","show_login_form":"off","mobile_max_width":"","limit_users_by":"ip","explanation_time":"4","enable_clear_answer":"on","show_category":"off","show_question_category":"off","answers_padding":"5","answers_border":"on","answers_border_width":"1","answers_border_style":"solid","answers_border_color":"#444","ans_img_height":"150","ans_img_caption_style":"outside","ans_img_caption_position":"bottom","answers_box_shadow":"off","answers_box_shadow_color":"#000","show_answers_caption":"on","answers_margin":"10","ans_right_wrong_icon":"style-3","display_score":"by_percentage","enable_rw_asnwers_sounds":"off","quiz_bg_img_in_finish_page":"off","finish_after_wrong_answer":"off","after_timer_text":"","enable_enter_key":"on","show_rate_after_rate":"on","buttons_text_color":"#ffffff","buttons_position":"center","buttons_size":"medium","buttons_font_size":"17","buttons_width":"","buttons_left_right_padding":"20","buttons_top_bottom_padding":"10","buttons_border_radius":"3","enable_audio_autoplay":"off","enable_leave_page":"on","show_only_wrong_answer":"off","pass_score":80,"pass_score_message":"<h4 style=\"text-align: center;\">Congratulations!<\/h4>\r\n<p style=\"text-align: center;\">You passed the quiz!<\/p>","fail_score_message":"<h4 style=\"text-align: center;\">Oops!<\/h4>\r\n<p style=\"text-align: center;\">You have not passed the quiz!\r\nTry again!<\/p>","answers_object_fit":"cover","quiz_max_pass_count":2,"question_font_size":16,"quiz_width_by_percentage_px":"pixels","questions_hint_icon_or_text":"default","questions_hint_value":"","enable_early_finsh_comfirm_box":"on","hide_correct_answers":"off","quiz_loader_text_value":"","show_information_form":"on","show_questions_explanation":"on_results_page","enable_questions_ordering_by_cat":"off","enable_send_mail_to_user_by_pass_score":"off","enable_send_mail_to_admin_by_pass_score":"off","show_questions_numbering":"1.","show_answers_numbering":"a)","quiz_loader_custom_gif":"","disable_hover_effect":"off","quiz_loader_custom_gif_width":100,"quiz_title_transformation":"uppercase","quiz_image_width_by_percentage_px":"pixels","quiz_image_height":"","quiz_bg_img_on_start_page":"off","quiz_box_shadow_x_offset":0,"quiz_box_shadow_y_offset":0,"quiz_box_shadow_z_offset":15,"quiz_question_text_alignment":"left","quiz_arrow_type":"default","quiz_show_wrong_answers_first":"on","quiz_display_all_questions":"off","quiz_timer_red_warning":"off","quiz_schedule_timezone":"UTC+0","questions_hint_button_value":"","quiz_tackers_message":"This quiz is expired!","quiz_enable_linkedin_share_button":"on","quiz_enable_facebook_share_button":"on","quiz_enable_twitter_share_button":"on","quiz_enable_vkontakte_share_button":"on","question_count_per_page":null,"question_count_per_page_number":"","mail_message":"","enable_certificate":"off","enable_certificate_without_send":"off","certificate_pass":"0","form_title":"","certificate_title":"<span style=\"font-size: 50px; font-weight: bold;\">Certificate of Completion<\/span>","certificate_body":"<span style=\"font-size: 25px;\"><i>This is to certify that<\/i><\/span>\r\n\r\n<span style=\"font-size: 30px;\"><b>%%user_name%%<\/b><\/span>\r\n\r\n<span style=\"font-size: 25px;\"><i>has completed the quiz<\/i><\/span>\r\n\r\n<span style=\"font-size: 30px;\">\"%%quiz_name%%\"<\/span>\r\n\r\n<span style=\"font-size: 20px;\">with a score of <b>%%score%%<\/b><\/span>\r\n\r\n<span style=\"font-size: 25px;\"><i>dated<\/i><\/span>\r\n<span style=\"font-size: 30px;\">%%current_date%%<\/span>","mailchimp_list":"","enable_mailchimp":"off","enable_double_opt_in":"off","active_date_check":"off","activeInterval":"2022-07-25 14:12:52","deactiveInterval":"2022-07-25 14:12:52","active_date_message":"The quiz has expired!","active_date_pre_start_message":"The quiz will be available soon!","checkbox_score_by":"on","calculate_score":"by_correctness","send_results_user":"off","send_interval_msg":"off","question_bank_type":"general","questions_bank_cat_count":{"7":"","1":"","6":""},"enable_tackers_count":"off","tackers_count":"3","send_results_admin":"on","send_interval_msg_to_admin":"off","show_interval_message":"on","allow_collecting_logged_in_users_data":"off","quiz_pass_score":"66","send_certificate_to_admin":"off","certificate_image":"","certificate_frame":"default","certificate_orientation":"l","make_questions_required":"off","enable_password":"on","password_quiz":"","mail_message_admin":"","send_mail_to_site_admin":"off","generate_password":"general","generated_passwords":{"created_passwords":[],"active_passwords":[],"used_passwords":[]},"display_score_by":"by_percentage","show_schedule_timer":"off","show_timer_type":"countdown","progress_live_bar_style":"fourth","enable_full_screen_mode":"on","enable_navigation_bar":"on","hide_limit_attempts_notice":"on","turn_on_extra_security_check":"on","paypal_amount":null,"paypal_currency":null,"paypal_message":"","enable_stripe":"off","stripe_amount":"","stripe_currency":"","stripe_message":"You need to pay to pass this quiz.","enable_monitor":"off","monitor_list":"","active_camp_list":"","enable_slack":"off","slack_conversation":"","active_camp_automation":"","enable_active_camp":"off","enable_zapier":"off","enable_google_sheets":"off","spreadsheet_id":"","google_sheet_custom_fields":{"ays_form_name":"Name","ays_form_email":"Email","ays_form_phone":"Phone"},"quiz_attributes":null,"quiz_attributes_active_order":["ays_form_name","ays_form_email","ays_form_phone"],"quiz_attributes_passive_order":null,"required_fields":["ays_form_name","ays_form_email","ays_form_phone"],"enable_timer":"off","timer":100,"enable_quiz_rate":"off","enable_rate_avg":"off","enable_box_shadow":"on","enable_border":"off","quiz_timer_in_title":"off","enable_rate_comments":"off","enable_restart_button":"on","autofill_user_data":"on","enable_copy_protection":"off","enable_paypal":"off","ays_enable_restriction_pass":"off","ays_enable_restriction_pass_users":"off","admin_mail":"on","result_text":null,"enable_result":"off","ays_quiz_edd_purchased_access":"off","enable_mad_mimi":"off","mad_mimi_list":"","enable_convertKit":"off","convertKit_form_id":"","enable_getResponse":"off","getResponse_list":"","submit_redirect_after":"","rw_answers_sounds":false,"id":"8","title":"re5 Mock Exam 1","description":"","quiz_image":"https:\/\/www.my-re5.com\/wp-content\/uploads\/2021\/08\/re5-mock-exams-free-trial-e1628954456564.jpg","quiz_category_id":"6","question_ids":"256,255,254,253,252,251,250,249,248,247,271,270,269,268,267,266,265,264,263,261,260,259,258,257,284,283,282,281,280,279,278,277,276,275,262,297,296,295,294,293,292,291,290,289,288,287,286,285,299,298","ordering":"7","published":"1","intervals":"[{\"interval_min\":\"0\",\"interval_max\":\"25\",\"interval_text\":\"\",\"interval_image\":\"https:\\\/\\\/www.my-re5.com\\\/wp-content\\\/uploads\\\/2021\\\/08\\\/re5-mock-exam2-e1628973889952.png\",\"interval_redirect_url\":\"https:\\\/\\\/www.my-re5.com\\\/product\\\/re5-mock-exams\\\/?v=edb5dc74af1c\",\"interval_redirect_delay\":\"\",\"interval_wproduct\":\"\",\"interval_keyword\":\"A\"},{\"interval_min\":\"26\",\"interval_max\":\"50\",\"interval_text\":\"\",\"interval_image\":\"https:\\\/\\\/www.my-re5.com\\\/wp-content\\\/uploads\\\/2021\\\/08\\\/re5-mock-exam3-e1628976603954.png\",\"interval_redirect_url\":\"https:\\\/\\\/www.my-re5.com\\\/product\\\/re5-mock-exams\\\/?v=edb5dc74af1c\",\"interval_redirect_delay\":\"\",\"interval_wproduct\":\"\",\"interval_keyword\":\"B\"},{\"interval_min\":\"51\",\"interval_max\":\"75\",\"interval_text\":\"\",\"interval_image\":\"https:\\\/\\\/www.my-re5.com\\\/wp-content\\\/uploads\\\/2021\\\/08\\\/re5-mock-exam4-e1628977130938.png\",\"interval_redirect_url\":\"https:\\\/\\\/www.my-re5.com\\\/product\\\/re5-mock-exams\\\/?v=edb5dc74af1c\",\"interval_redirect_delay\":\"\",\"interval_wproduct\":\"\",\"interval_keyword\":\"C\"},{\"interval_min\":\"76\",\"interval_max\":\"100\",\"interval_text\":\"\",\"interval_image\":\"https:\\\/\\\/www.my-re5.com\\\/wp-content\\\/uploads\\\/2021\\\/08\\\/re5-mock-exam5-e1628977781111.png\",\"interval_redirect_url\":\"https:\\\/\\\/www.my-re5.com\\\/product\\\/re5-mock-exams\\\/?v=edb5dc74af1c\",\"interval_redirect_delay\":\"\",\"interval_wproduct\":\"\",\"interval_keyword\":\"D\"}]","author_id":"1","post_id":"1883","create_date":"2021-08-14 07:14:04","is_user_logged_in":false,"quiz_animation_top":100}';
</script>
<input type="hidden" name="quiz_id" value="8">
<input type="hidden" name="start_date" class="ays-start-date">
<input type="hidden" name="ays_finish_quiz_nonce_8" value="b0bb5890ea">
</form>Text Content
Skip to content 06604978870660497887 info@my-re5.cominfo@my-re5.com MY ACCOUNTMY ACCOUNT Open Menu re5site representatives * Home * Student Dashboard * Restricted content * Restricted content * Restricted content * Restricted content * Restricted content * Shop * Register * Login 06604978870660497887 info@my-re5.cominfo@my-re5.com Search for: MY ACCOUNTMY ACCOUNT Close Menu Search for: X HOME Get the RE5 Certificate and become a qualified financial services representative GRAB TOMORROW BY THE HORNS * 1 THE RE5 CERTIFICATE The re5 qualification is the foundation that underpins employment in may fields within the financial services sector. Passing RE 5 remains one of the biggest challenges facing representatives in financial services. This website gives you the tools to support your efforts in preparing for RE5 Exams, to enable you to obtain the RE 5 certificate in the first attempt. LEARNING TOOLS FOR RE5 EXAM PREPARATION MOCK EXAMS THIS PLATFORM CONTAINS 6 ONLINE MOCK EXAMS FOR RE5. EACH EXAMS CONTAINS 50 QUESTIONS TO TEST YOUR READINESS, THE STYLE AND FORMAT IS THE SAME AS THE ACTUAL EXAM. AUDIO PRESENTATIONS PROVIDING STUDY STRATEGY AND EXAMS TIPS, THE SLIDES COVER ALL THE RE5 TOPICS STUDY GUIDE SIMPLIFIED, AFFORDABLE, YET REMAINS THE VERY COMPREHENSIVE GET ACCESS TO THE UPDATED RE 5 PDF STUDY GUIDE IN 2022. YOU WILL BE ABLE TO DOWNLOAD THE PDF STUDY AFTER COMPLETING THE PURCHASE. THE FULL PACKAGE-ONLINE COURSE THE STUDY GUIDE, MOCK EXAMS AND AUDIO PRESENTATIONS-ALL IN ONE PLACE THE EXPERIENCE This RE5site is a different platform. Here’s how-Similar RE5 learning platforms could provide the same features, but they can’t copy my-re5.com experience. START WITH THE FREE EXAM BELOW 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 0% 576 re5 Mock Exam 1 1 / 50 1. Choose the INCORRECT option. Cassper has been approved by the Financial Sector Conduct Authority to act as a key individual. Which best describes a responsibility that Cassper must carry out on behalf of the financial services provider? a) Cassper must verify with the compliance officer that a suitable compliance framework is in place. b) Cassper will periodically review the client advice records of sales made by representatives and debar those who have continued with misconduct. c) Cassper must review the financial services provider’s recruitment process and ensure that all new representatives are verified in terms of honesty, integrity and good standing. d) Cassper must continue to gain experience across all the product categories the FSP is authorised for. 2 / 50 2. The Authority has informed FSP A that one of their representatives has been debarred. What action must the FSP take? a) Amend the register or representatives within 5 days of the date of debarment. b) Amend the register or representatives within 5 days of the notification of debarment. c) Amend the register or representatives within 15 days of the date of debarment. d) Amend the register or representatives within 15 days of notification of debarment. 3 / 50 3. What is not a responsibility of the Authority in terms of debarment by the financial services provider? a) Informing all other associated FSPs of the debarment. b) Updating the central register of representatives. c) Adding name of representative on list of debarred representatives. d) Making the debarment known on the official website. 4 / 50 4. On which date did the Financial Sector Conduct Authority become operational? a) 11 March 1990 b) 27 April 1994 c) 1 June 2004 d) 18 April 2018 5 / 50 5. Julia is the key individual at Network Financial Services. The debarment of one of the representatives was affected on 1 March 2021 which is a Monday. What is the last date by which Julia must complete and submit Part II of the debarment notification to the Financial Sector Conduct Authority? a) 1 April b) 15 March c) 16 March d) 15 April 6 / 50 6. Which ONE of the following actions falls within the ambit of the FAIS Act? a) Calling a client and recommending a household insurance cover after they purchase an appliance. b) Handing out a pamphlet setting out specifications of a funeral policy to union members. c) Making a presentation to a church group explaining the importance of life insurance d) Advertising a new type of banking account in the local newspaper. 7 / 50 7. John’s father died but his life insurer refuses to pay the benefits under this policy as the father failed to apply for paid up benefits on retirement. The father was not advised of this requirement when he took out the policy and he was illiterate, so he cannot be expected to read the policy documentation. Which ONE of the following statements is correct? a) John must appeal the rejection of the claim with the Registrar of short-term insurance. b) John must approach the Financial Sector Conduct Authority to mediate the matter. c) John has no recourse as the policy holder is dead and cannot pursue the matter. d) John can lay a complaint with the financial services provider as he is a beneficiary on the policy. 8 / 50 8. Which of the following are duties of the FAIS Ombud after a determination has been made? i. Sending a copy of the determination to the Authority. ii. Providing each party with a copy of determination. iii. Sending a copy of the determination to the applicable court in no party applies for leave to appeal. iv. Publication of determination in the Government Gazette. a) i ; ii & iii only b) i, ii; iii & iv c) iii & iv only d) i & iv only 9 / 50 9. A compliance officer is someone who is appointed by: a) A bank or insurance company to monitor the quality of the advice given by their representatives. b) An FSP to make sure that the organisation complies with the requirements of the FAIS Act c) The Financial Sector Conduct Authority to make sure that all financial institutions are registered financial services providers. d) The Banking Ombud to ensure that FSP’s comply with the FAIS Act 10 / 50 10. Choose the correct statement. Network Financial Services is an accountable institution under the FAIS Act and has been issued with a maximum penalty imposed of R100 million for this type of transgression. The penalty imposed was most likely for which one of the following misconduct? a) Only providing the staff with training material as there was no time for a training session. b) Splitting a cash transaction of R25 999.00 into two separate transaction to avoid making a report. c) Failure to verify the identity of a person acting on behalf of a client. d) Failure to register with the Financial Intelligence Center. 11 / 50 11. A client complains to you about an investment product you sold him two years ago that has not delivered the expected return. He threatens that due to poor advice he is going to lodge a complaint directly with the FAIS Ombud against your FSP. What is the most appropriate action for you to take? a) Inform the client of the internal complaints process and how the client can lodge a complaint with the FSP. b) Advise your key individual of the incident and provide him/her with a copy of your record of advice. c) Wait until you hear from your key individual if the client does in fact complain. d) Pre-empt the complaint that the client will make and write an email to the Ombud explaining the circumstances surrounding the complaint. 12 / 50 12. A financial services provider receives money in cash on behalf of clients. Which of the following do they need to comply with according to the FAIS Act? a) Issue the client with an account statement on a monthly basis. b) Pay the money into FSP transaction account within 1 working day c) Pay all fees and charges incurred on the applicable bank account. d) Ensure that any interest that accrues on money is paid to client. 13 / 50 13. Trevor is a representative at Network financial services and her client informed her in person that she would like to lodge a complaint against her. What should Trevor do? a) Provide the client with the details of the FAIS Ombud. b) Reduce the complaint in writing and forward it to the complaints department. c) Ask the complaints department to contact the client to assist her further. d) Inform the client that she must put the complaint in writing. 14 / 50 14. Who appoints the Ombud for Financial Services Providers (FAIS Ombud)? a) The Reserve Bank together with the Financial Sector Conduct Authority. b) The Advisory Committee of the Financial Sector Conduct Authority c) The Financial Sector Conduct Authority after consultation with the Advisory Committee of Financial Services Providers. d) The FAIS Commissioner. 15 / 50 15. Category II financial services provider, can be described as providers that provide services: a) By the method of bulking. b) Through the employment of alternative strategies. c) On client instruction. d) On a discretionary basis. 16 / 50 16. Minnie invested money on the advice of a representative of Network Brokers. She suffered a loss of R950 000 and submitted a complaint through the FAIS Ombud. Network brokers did not agree that the FAIS ombud limit for complaints may be exceeded in this specific complaint. What is the maximum financial compensation that the FAIS Ombud can award Minnie with regard to the loss suffered? a) R800 000 plus interest for the period from the date of loss until date of determination. b) R950 000 plus interest for the period from the date of loss until date of determination. c) R800 000 plus interest for the period from the date of complaint until date of determination. d) R950 000 plus interest for the period from the date of complaint until date of determination. 17 / 50 17. When an FSP wants to appoint a representative, it may do the following to establish if a representative indeed meets the honesty and integrity and good standing requirements. Choose the best answer. a) The FSP is limited by POPIA with regard to means it may use to establish if a representative meets the requirements for honesty and integrity requirements. b) The FSP may only rely on declarations made by the representative. c) The FSP may only rely on declarations made by the representative and written references from previous employers. d) The FSP can use whatever means are reasonable and within fair labour practice to establish if a representative meets the requirements for honesty and integrity. 18 / 50 18. Which ONE of the following legislations criminalises money laundering? a) Financial Intelligence Centre Act b) Anti-money laundering Act c) Prevention of Organised Crime Act d) Prevention of Combating of Corrupt Activities Act 19 / 50 19. Financial products are grouped in the various product categories and sub-categories. Which of the following are examples of financial products in the subcategories that fall under a Category I license? i. Credit life insurance ii. Money market funds managed by a fund manager iii. Mortgage bonds iv. Short-term Insurance v. Motor vehicle financing vi. Retirement annuities advice a) A) i, iii, iv and vi only b) B) i, iii, v and vi only c) C) i, iii and v only d) D) i, ii, iv and vi only 20 / 50 20. Under the FAIS Act, a client is defined as: Choose the incorrect answer. a) The beneficiary of a financial product. b) A specific person or group of person to whom a financial service is rendered intentionally. c) A member of the general public. d) The successor in title of a specific person to whom a financial service is rendered. 21 / 50 21. Continuous professional development has three main aims. Which of the following is not one an aim? a) Enable an FSP, key individual and representative to maintain competence and ensure compliance. b) Develop and maintain professional competence in order to provide financial services of a high quality in the public interest that will support the professionalisation of the financial services industry. c) Ensure that the financial services profession continues to attract and appoint individuals wanting to pursue the profession. d) Understand that the primary responsibility of competence vested in the individual, and that they have an obligation to develop and maintain their professional competence. 22 / 50 22. John Smith owns a petrol station and took out an all risk insurance policy with Netsure. Netsure is registered as an insurer as well as a financial services provider. During the last 6 months his insurance premium was deducted twice each month. Netsure did not resolve his complaint, where can he take it next? a) NPA b) FAIS Ombud c) Ombud for long term insurance d) FSCA 23 / 50 23. Which one of the following statements regarding the supervisions arrangements as stipulated in Board Notice 86 of 2018 is correct? a) The supervision agreement that a supervised representative must enter into must set out the time monitoring duties of the compliance officer in terms of services rendered under supervision b) The minimum experience periods for a supervised representative may run concurrently where a supervised representative is appointed for multiple categories. c) A financial services provider who intends to provide financial services rendered under supervision must appoint an internal compliance officer. d) A representative that provided in respect of long-term insurance A needs to have a grade 10 or equivalent academic achievement as an entry level requirement. 24 / 50 24. The Authority wishes to impose the full extent of the law on a financial services provider for gross negligence and dishonesty. What is the maximum penalty under FAIS? a) 5 years imprisonment and/or R1 000 000 fine. b) 10 years imprisonment and/or R10 000 000 fine. c) 10 years imprisonment and/or R1 000 000 fine. d) 5 years imprisonment and/or R10 000 000 fine. 25 / 50 25. A financial services provider allows its representatives to disregard giving clients the necessary disclosures to save time spent with clients. The Authority discover this through client complaints. What action is the Authority likely to take? i. Fine the representatives ii. Suspend the representative iii. Fine the key individual iv. Debar the key individual v. Lapse the FSP license vi. Withdraw the FSP license vii. Fine the FSP a) i, ii, and iii only b) ii, iii & v only c) v only d) iv & vii only 26 / 50 26. A financial services provider must appoint a compliance officer if: a) The financial services provider has one key individual and no representatives. b) The financial services provider has one key individual and one or more administrators c) The FSP has more than one key individual or one or more representatives. d) The FSP employs more than 15 people in an administrative capacity. 27 / 50 27. In which of the following instances must the Authority issue a notice of the occurrence on the official website of the Financial Sector Conduct Authority? Choose the INCORRECT statement. a) Suspension of FSP license. b) Withdrawal of FSP license. c) Lapsing of FSP license. d) Lifting of suspension of FSP license. 28 / 50 28. Which ONE of the following statements regarding the requirements pertaining to regulated officers as stipulated in the FAIS act is correct? a) Representative must enter into a service contract or mandate with an authorised FSP. b) An FSP must inform the Authority of debarment of a representative within 30 days from date of debarment c) The compliance officer is responsible to establish the compliance function within the FSP. d) The function of a key individual must be performed by one of the executives of the FSP. 29 / 50 29. Which of the following is false in relation to the FAIS Act? a) The FAIS Act was introduced to regulate the business of all Financial Service Providers who give advice or provide intermediary services to clients, regarding a wide range of financial products. b) Administration of the FAIS Act is done by the Authority. The Authority has defined functions, powers and obligations. c) The FAIS Act only applies to Financial Service Providers who give advice in relation to financial products. d) The enforcement part of the FAIS Act deals with the FAIS Ombud and related matters. 30 / 50 30. Which ONE of the following statements best describes financial service as defined in the FAIS Act? a) Advice or investment services. b) Advice and/or intermediary services. c) Advice and investment services. d) Advice or intermediary services. 31 / 50 31. The Authority suspended the licence of Coastal Brokers. It may have been for which one of the following reasons? a) Allowing representatives to sell financial products to clients. b) Not paying a client complaint their settlement amount. c) Non-payment of annual levies. d) Failure to become an authorised financial services provider. 32 / 50 32. David presented a seminar to a group of his clients on the benefits of investment products offered by his FSP. During the presentation he recommended that every person present should at least invest in product AAA because of its excellent maturity proceeds. What role did David play on behalf of his FSP? a) a tarketing consultant b) a training consultant c) a representative d) a field agent 33 / 50 33. A compliance officer is a person appointed by a financial services provider to: a) Conduct annual FSP internal audits. b) Manage and oversee the activities of advisors working for the financial services provider c) Ensure compliance with FAIS and report to the FAIS Commissioner/Financial Sector Conduct Authority on compliance issues. d) Assist the Commissioner in ensuring compliance with all the licensing requirements. 34 / 50 34. Choose the incorrect option. Which of the following is a duty of the key individual as implied by the FAIS Act? a) Maintaining the register of representatives. b) Monitoring the complaints handling procedure c) Overseeing the compliance function d) Overseeing the human resource function 35 / 50 35. Choose the INCORRECT answer. The Ombud may dismiss a complaint without referral to any other party if on the facts provided by the complainant it appears to the Ombud that … a) The complaint does not have any reasonable prospect of success. b) The matter has previously been considered by the Ombud. c) The respondent has failed to co-operate in resolution of the complaint. d) The essential subject of the complaint has been decided in court proceedings. 36 / 50 36. What is the difference between the suspension and the lapsing of an FSP license? Choose the correct statement below. a) Suspension or withdrawal of a licence is the result of factors other than non-compliance with the requirements of the FAIS Act. Lapsing of a licence may be the result of a person's death. b) Suspension or withdrawal of a licence is the result of non-compliance with the requirements of the FAIS Act. Lapsing of a licence is the result of a person not meeting the competency fit and proper requirements. c) Suspension or withdrawal of a licence is the result of non-compliance with the requirements of the FAIS Act. Lapsing of a licence is the result of factors other than non-compliance. d) Suspension or withdrawal of a licence is the result of one's resignation from the services of an FSP. Lapsing of a licence is the result of factors other than non-compliance. 37 / 50 37. In which ONE of the following instances must Nethold, a sole proprietor, appoint a compliance officer? a) The owner act as key individual and appointed his wife as finance manager. b) The owner act as key individual and appointed his son as an auditor. c) The owner act as key individual and provides advice but appointed a clerk to assist him with administration. d) The owner act as key individual and appointed his brother to assist him in providing advice. 38 / 50 38. A “key individual” is a natural person responsible for managing and overseeing the activities of: a) A financial services provider or a product supplier. b) A financial services provider or a representative. c) A financial services provider or a broking firm. d) An estate agent or a financial planner 39 / 50 39. The compliance officer must be appointed by the: a) Chief Executive Officer of the financial services provider. b) FAIS Commissioner c) Risk Manager of the financial services provider d) Financial Services Provider 40 / 50 40. Smanga and Kate of SK Brokers sell insurance policies within a small rural town as a sole proprietor, but both unfortunately tragically passed away in a car accident. Their FAIS business matters need to be wrapped up but it is discovered that Stanley was acting as the accountant and compliance officer. They had no lawyer but there was a valid will and a surviving daughter. Which statement is true? a) The daughter must apply to the Authority to take steps to suspend the license immediately. b) The Authority will determine that due to the dishonest behaviour of Smanga a fine must be issued against SK Brokers. c) Executor of the deceased’s estate must provide reasons to the Authority in writing for the lapsing of the licence. d) Clients of SK Brokers will have to contact the Financial Sector Conduct Authority to assist in transferring their business to another Financial Services Provider. 41 / 50 41. The Ombud for Financial Services Providers is responsible for dealing with complaints: Choose the correct: a) Submitted by a client against an FSP relating to the administration as well as the financial service rendered. b) In a procedurally fair and informal manner. c) Submitted by a client against an FSP relating to the financial service rendered by the FSP. d) Submitted by a client against an FSP relating to the administration as well as bad customer service. 42 / 50 42. Which of the following statements with regard to the Ombud proceedings are correct? i. The Ombud must send a copy of the determination to the Clerk of the court if no appeal is lodged. ii. The decision of the Ombud is subject to appeal by either party within one month of determination. iii. The Ombud may issue a directive to the complainant after a determination has been made. iv. The Ombud will not entertain any complaint which is made against a person subject to the provisions of the FAIS Act. a) i & ii only b) i & iii only c) ii & iii only d) ii, iii & iv only 43 / 50 43. What does the Financial Intelligence Centre Act require the FSP to keep records of? a) Documents used to identify and verify the client. b) Annual compliance reports. c) Proceeds of insurance products or investments that are paid out on maturity. d) The number and identities of representatives working for it. 44 / 50 44. What is the main objective of the FAIS Act? a) Financial market stability. b) Financial Sector stability c) Combating money laundering. d) Client protection. 45 / 50 45. Which ONE of the following statements with regard to the stipulations under the Financial Intelligence Centre Act is correct? a) An accountable institution must notify the Financial Intelligence Centre of any changes in details within 60 days after change. b) A business relationship is defined as an arrangement between a client and an accountable institution for concluding a single or series of transactions. c) A client is defined as a natural person only who uses the services of an accountable or reportable institution. d) Accountable institutions must register with Treasury and submit such particulars as is required for registration. 46 / 50 46. Which ONE of the following statements is correct regarding the role players in the financial services industry? a) A financial services provider must apply for a license with the Department of Finance. b) Juristic representatives are appointed and approved by the financial services provider. c) The compliance officer is responsible for oversight and management of financial services. d) The Ombud for financial services providers is responsible for regulation of financial services. 47 / 50 47. Netbank sells short- and long-term insurance to clients. These products are designed by their internal product house. Which of the following must representatives of Netbank declare to clients? a) The salary and commissions earned by the representatives b) Rates charged for rendering the financial service c) All commissions earned by the representative d) None of the above 48 / 50 48. Peter, who has worked as a representative for an FSP for ten years, was recently appointed as one of their key individuals. He wants to know whether the FAIS Act allows him to continue providing advice to his existing clients. Choose the correct: a) He may only manage and oversee the FSP's business b) He may only fulfil the role of the key individual c) He may not continue to give advice and render intermediary services d) He may continue to act as a representative and give advice to clients for as long as certifies the fit and proper requirements of being a representative 49 / 50 49. Tammy works as an insurance planner for a large Life Insurer and regularly visits clients at their place of work or at home. Before meeting with the client, what is Tammy required to do? i. Establish whether or not the visit is convenient to the client. ii. Obtain prior written approval from the client. iii. Provide the client with information as to where they may lodge a complaint. iv. Provide information about the financial service at the earliest opportunity. a) all of the above b) ii and iii only c) i & iv only d) i, ii and iii only 50 / 50 50. Which ONE of the following role-players must notify clients that services under supervision is being rendered to the client? a) The key individual b) The compliance officer c) The supervised representative / supervisee d) The Product Manager Your score is The average score is 39% Restart quiz Exit READY TO START. WE PROVIDE THE BEST LEARNING EXPERIENCE. Yes we care and we create new ways of making the learning experience fun. We develop more responsive and intelligent methods to match learners’ efforts to success. We know what works in preparing for RE 5 Exams. So we’re here to help, from building our tools and positioning them to problem solving and exam success. start learning LEARNING TOOLS * re5 Study Guide-2022 R400.00 R80.00 * re5 Mock Exams (2-6) R460.00 R120.00 * re5 online course R1,450.00 R290.00 * RE5 Audio Presentation Slides R480.00 R110.00 RE5 GLOSSARY OF TERMS * " * A * C * D * E * F * G * H * I * J * K * L * O * P * Q * R * S * T * U * V * W FIND US Address Atrium on 5th, 9th Floor, 5th Street, Sandton, 2196 Hours Monday–Friday: 8:00AM–5:00PM Saturday & Sunday: 9:00AM–1:00PM Education WordPress Theme - All Rights Reserved. Designed and developed by sirahmedia Scroll to Top You cannot copy content of this page