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Text Content

MINNY SIU

Partner

Hong Kong, China Hong Kong SAR

TEL +852 3443 1111

EMAIL minny.siu@hk.kwm.com










HK >
Our People >
Minny Siu >

Minny Siu is a partner in our Hong Kong office where she specialises in:

 * general financial regulatory developments in Hong Kong and China. She is a
   core partner in representing financial market participants on various virtual
   on-boarding, e-KYC and innovative APP development and documentation projects,
   including virtual bank licensing matters pursuant to the HKMA's latest smart
   banking initiatives
 * payment and settlement system related issues in Asia Pacific
 * financial products infrastructure projects and product platforms developments
   in Hong Kong and China
 * regulatory issues relating to RQFII, QDIIs and cross-border RMB settlement
   related issues, and the offering/ marketing of securities in the Asia-Pacific
   region generally
 * Minny is an active participant in various industry working groups and
   committees, including the Capital Markets Committee of ASIFMA, a working
   group for an industry paper of FSDC and the regulatory committee member of
   Investment Fund Association and the Offshore RMB Working Group (since 2013)

Minny has been working closely with leading market players in Hong Kong, as well
as a new wave of FinTech innovators on the establishment of tech-driven product
platforms and infrastructures, to drive traditional banking and financial
services and products as part of Hong Kong's transformation into an e-Smart City
under the new era of regulatory initiatives.

Minny speaks Cantonese, Mandarin and English, and is qualified to advice on Hong
Kong and English laws.

Clients describe Minny within Chambers Asia 2017 "Extensive regulatory
expertise, especially in relation to OTC derivatives and securitisation
transactions." Clients single [Minny] out for her "practicality and
user-friendly advice."



Show moreShow less




EXPERIENCE

 * 1998: Admitted as a solicitor of the High Court of Hong Kong


RECENT MATTERS

 * Advising a leading exchange platform in Asia on the establishment of a
   commodity trading and clearing platform in China
 * Advising a major PRC payment system entity in establishing a global payment
   and settlement system platform, and innovative trading infrastructure for
   cross border securities trading
 * SDR/RMB Currency Swap to support the first SDR Bond issuance by The Worldbank
   in the Interbank Bond Market in 2016
 * Acting for a European bank in setting up its mobile business platform in Asia
   Pacific
 * Representing 16 warrant issuers in an industry working group in 2013 in
   formulating an industry paper for enhanced liquidity services for warrant
   trading
 * Advising ISDA on the PRC close out netting legal memorandum published in 2014
   and the PRC collateral legal memorandum published in 2016
 * Acting for international financial institutions in the establishment of
   retail structured note programmes and developments of new structured products
   in Hong Kong


REPUTATION

 * Leading Lawyer, Financial Services: Non-Contentious Regulatory (China) –
   Chambers Asia Pacific, 2018
 * Leading Lawyer, Capital Markets: Derivatives and Structured Products (China)
   – Chambers Asia Pacific, 2018
 * Leading Lawyer, Banking (Hong Kong) – IFLR1000, 2018
 * Leading Lawyer, Investment Funds (Hong Kong) – IFLR1000, 2018
 * Leading Lawyer, Structured Finance and Securitisation (Hong Kong) – Asia
   Pacific Legal 500, 2018




EXPERTISE

PRACTICES

 * Banking & Finance
 * Derivatives, Structured Finance & Securitisation
 * Financial Services Regulatory
 * Fintech

SECTORS

 * Financial Services
 * Financial Services Regulatory
 * Fintech


LOCATION

 * Hong Kong, Office


LATEST INSIGHTS BY MINNY SIU

Publication Climate Change Litigation - Managing environmental, social and
governance litigation risk

28 November 2022

Publication 10 points on climate-related compliance and disclosure for fund
managers in Hong Kong

24 November 2022

Insight Mastering cross-border derivatives in China — the new 2022 NAFMII Master
Agreement (Cross-border Version)

02 September 2022

Publication China’s National Carbon Market: A Guide for Investors

24 August 2022

Insight HKIDR & OTCR: SFC’s implementation of the investor identification regime
in Q4 2022 and OTC securities transactions reporting regime - key requirements
and practical tips

11 August 2022

Insight Breakthrough For Individual Investors: Cross-boundary Wealth Management
Connect

03 August 2022

Insight Payment Remittance Regulation in Hong Kong: Complying in a Digital
Economy

03 August 2022

Insight ETF Connect is finally here: Eligible ETFs to join Stock Connect

29 June 2022

Publication IM Ready: Bilingual Initial Margin Documentation Guide for Chinese
Companies

24 June 2022

Insight The future is now: China enacts historic Futures and Derivatives Law
(Bilingual Publication)

22 April 2022

Publication Regulatory Margin Requirements for Derivatives and Legal
Documentation Issues - FAQ

12 April 2022

Insight Sanctions – the impact in Hong Kong

08 April 2022

Publication Sustainability: A Roadmap for Growth in Asia

17 March 2022

Featured Insight Trading carbon in China: a game changer

17 December 2021

Publication ESG – Voluntary carbon markets

15 December 2021

Publication ESG - Understanding carbon markets in China

09 November 2021

Insight Southbound Bond Connect – Offshore bond investments by China Mainland
investors

28 September 2021

Insight Wealth Management Connect launch in October 2021

20 September 2021

Publication Biodiversity finance - An introduction to impact investing

08 September 2021

Publication,Insight LIBOR transition and SOFR loans: answers to frequently asked
questions

30 August 2021

Publication Taxonomies and Transition - What do we mean by green?

18 August 2021

Insight SFC guidance on enhanced disclosures for ESG funds

07 July 2021

Insight Rise of the Hong Kong ILS market – Insurance Authority publishes
Guidelines on Application to carry on Special Purpose Business

30 June 2021

Publication Carbon trading - Practical insights

24 June 2021

Insight United States' Sanctions Update

08 June 2021

Publication Achieving Net Zero - How to manage the risks of transition to
net-zero

03 May 2021

Publication ESG and sustainable investment in Hong Kong

12 April 2021

Insight Update on U.S. sanctions against Communist Chinese Military Companies
and the implications for Hong Kong’s securities market

04 February 2021

Insight King & Wood Mallesons joined the FSDC Working Group on its recent report
entitled “One Step Forward: Expanding Access to the A-Share Market”

25 September 2020

Insight Practical guides on orphan SPV repackaging transactions for Hong Kong
SAR and Mainland China clients

23 September 2020

Insight Greater Bay Area Series – Hong Kong-Mainland ETF cross-listing

03 September 2020

Insight HKEx publishes consultation conclusion and guidance to amend the Listing
Rules on the listing of debt securities offered to professional investors

26 August 2020

Insight The wait is over! Hong Kong Limited Partnership Fund Regime to roll out
on 31 August 2020

29 July 2020

Insight SFC enforcement priorities outlook 2020

28 July 2020

Insight Greater Bay Area Series – Developments for Hong Kong insurance linked
securities

27 July 2020

Insight Greater Bay Area Series – Framework for the Wealth Management Connect
announced

06 July 2020

Publication Something for everyone: New plans to support the development of the
Greater Bay Area unveiled

08 June 2020

Insight KWM speaks to ICMA on China’s new securities law in an offshore
perspective

27 May 2020

Insight Tips for financial institutions to support customers and thwart
criminals benefitting from COVID-19: FATF reports

26 May 2020

Insight Latest relaxations in the qualified foreign institutional investor
(“QFII”) and renminbi qualified foreign institutional investor (“RQFII”) regimes

15 May 2020

Insight COVID-19: SFC extends deadlines and signals focus on transparency,
market integrity and controls

07 April 2020

Insight Swap terms and giving oral notices – Tips for avoiding disputes

24 March 2020

Insight Business continuity and regulatory compliance amidst the coronavirus
outbreak

02 March 2020

Insight Update on SFC’s front-loaded regulatory approach

19 February 2020

Insight SFC’s Quarterly Report sheds light on regulatory enforcement trends in
Hong Kong

03 January 2020

Insight (R)QFII: 5 things you need to know after removal of investment quota

19 September 2019

Insight New guidance for banks on AML/CFT

06 August 2019

Insight Self-remedy enforcement rules in China’s bond market – an offshore
perspective

26 July 2019

Insight SFC clarifies and introduces new acceptable approaches for remote client
on-boarding by licensed corporations in Hong Kong

11 July 2019

Insight SFC issues circular to licensed corporations on third-party deposits and
payments

02 July 2019

Insight Fostering growth as reinsurance and risk management centres in the GBA –
Hong Kong sets to introduce insurance linked securities legislation

03 April 2019

Insight 10 things you need to know about digital identity

05 March 2019

Insight CSRC published new rules regulating the use of Hong Kong investment
advisory services for southbound trading under Stock Connect

18 July 2018

Insight Online client onboarding by licensed corporations in Hong Kong

17 July 2018

Insight Chinese Non-Performing Loans (NPLs): SAFE enhances pilot program to
facilitate purchases of NPLs by foreign investors

12 June 2018

Insight Virtual Banking in Hong Kong and China (Updated)

05 June 2018

Insight China connected to global markets: MSCI includes China A-shares in its
major global indices from 1 June 2018

31 May 2018

Insight Chinese futures market: Guidance for foreign investors in the Shanghai
INE

10 May 2018

Insight Virtual banking in Hong Kong and China

27 February 2018

Insight Building the Greater Bay Area into a Financial Hub: What Market
Participants Need to Know about the “Bond Connect”

03 July 2017

Insight Home run for China A-shares: MSCI decides to include China A-shares in
its major global indexes from June 2018

21 June 2017

Insight MSCI’s 2017 Annual Market Classification Review due tomorrow: a recap of
what’s at stake for inclusion of China A-shares

19 June 2017

Insight KWM assists the FSDC on its recent report on “Optimising Hong Kong’s
Listed Structured Products Market”

19 April 2017

Insight ISDA publishes updated memoranda on China close-out netting issued by
KWM

03 April 2017

Insight Foreign Banks in China: Time to expand your business scope?

22 March 2017

Insight China's capital flows - a reform dilemma

27 January 2017

VIEW LESS
VIEW MORE


MINNY SIU IN THE NEWS

News KWM Hong Kong achieves leading rankings in 16 practice areas and celebrates
20 partners’ individual rankings in Chambers Greater China Region and China
Fintech Legal Guide

17 January 2023

Press Release KWM advises on first-in-market MSCI A50 Connect Index linked
structured products listed on the Hong Kong Stock Exchange

08 August 2022

Press Release KWM advises on the first 144A Catastrophe Bond Offering in Hong
Kong

06 June 2022

KWM advises on first-in-market SFC authorised unlisted equity linked investment
over US stocks in Hong Kong

11 October 2021

KWM advises on China Reinsurance’s launch of the first in market special purpose
insurer in Hong Kong

08 October 2021

KWM advises on the debut launch of inline warrants on the Hong Kong Stock
Exchange

12 July 2019

KWM advises on ZhongAn’s successful virtual banking licence application

02 April 2019

China’s derivatives market and judicial trends

20 September 2018

VIEW LESS
VIEW MORE
Expertise
PRACTICES
EXPERTISE
PRACTICES
 * Banking & Finance
 * Competition, Trade & Regulatory
 * Construction
 * Corporate, M&A, Private Equity and Commercial
 * Debt Capital Markets
 * Digital Economy
 * Dispute Resolution & Litigation
 * Equity Capital Markets
 * Intellectual Property
 * International Funds
 * Projects, Infrastructure & Energy
 * Real Estate
 * Restructuring & Insolvency

SECTORS
EXPERTISE
SECTORS
 * Construction & Real Estate
 * Financial Services
 * Healthcare
 * Projects, Infrastructure & Energy
 * Telecommunications, Media, Entertainment & Technology

Insights
 * INSIGHTS
   * FEATURED INSIGHTS
   * LATEST THINKING
   * PUBLICATIONS
   * TOPICS
   * Explore Our Insights

FEATURED INSIGHTS
INSIGHTS
FEATURED INSIGHTS
 * Flying carbon-free? Aviation’s green transformation
 * China’s healthcare industry is booming. What investment opportunities does it
   bring?
 * 'Fake movers’, ‘greenwashing’ on United Nations radar: how to respond
   
   
   
   
   

LATEST THINKING
INSIGHTS
LATEST THINKING
 * AMLO Bill passed - Key things to know about the new virtual asset regime and
   other AML/CTF developments
 * The future of private credit in Asia
 * Stock Exchange Rules to apply to Share Option Schemes and Share Award Schemes
   of listed issuers from 2023
 * Hong Kong welcomes the global crypto community - Crypto exchanges, futures
   ETFs, security tokens and what’s next?
   Explore all insights

PUBLICATIONS
INSIGHTS
PUBLICATIONS
 * US CHIPS Act & New Export Control
 * LIBOR Transition: The End Game
 * Climate Change Litigation - Managing environmental, social and governance
   litigation risk
   View all publications

TOPICS
INSIGHTS
TOPICS
 * 2022 Now & Beyond
   Explore all topics

Our People
HK | EN
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Current site :    HK   |   EN
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EN |
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EN |
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JP | ZH | EN |
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ZH | EN |
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EN |
Japan
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EN |
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ES | EN |
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EN |
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EN |
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EN |
Global
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EXPERTISE
INSIGHTS
OUR PEOPLE
LOCATIONS
MEDIA CENTRE
CAREERS
ABOUT US
EXPERTISE
EXPERTISE
Explore Our Expertise
 * EXPERTISE
   * PRACTICES
   * SECTORS
     
   * Explore Our Expertise

PRACTICES
EXPERTISE
PRACTICES
 * Banking & Finance
 * Competition, Trade & Regulatory
 * Construction
 * Corporate, M&A, Private Equity and Commercial
 * Debt Capital Markets
 * Digital Economy
 * Dispute Resolution & Litigation
 * Equity Capital Markets
 * Intellectual Property
 * International Funds
 * Projects, Infrastructure & Energy
 * Real Estate
 * Restructuring & Insolvency

SECTORS
EXPERTISE
SECTORS
 * Construction & Real Estate
 * Financial Services
 * Healthcare
 * Projects, Infrastructure & Energy
 * Telecommunications, Media, Entertainment & Technology

INSIGHTS
INSIGHTS
Explore insights
 * INSIGHTS
   * FEATURED INSIGHTS
   * LATEST THINKING
   * PUBLICATIONS
   * TOPICS
   * Explore Our Insights

FEATURED INSIGHTS
INSIGHTS
FEATURED INSIGHTS
 * Flying carbon-free? Aviation’s green transformation
 * China’s healthcare industry is booming. What investment opportunities does it
   bring?
 * 'Fake movers’, ‘greenwashing’ on United Nations radar: how to respond
   
   
   
   
   

LATEST THINKING
INSIGHTS
LATEST THINKING
 * AMLO Bill passed - Key things to know about the new virtual asset regime and
   other AML/CTF developments
 * The future of private credit in Asia
 * Stock Exchange Rules to apply to Share Option Schemes and Share Award Schemes
   of listed issuers from 2023
 * Hong Kong welcomes the global crypto community - Crypto exchanges, futures
   ETFs, security tokens and what’s next?
 * Greenwashing – Understanding (and handling) the heat
 * PBOC Notice 27 on Offshore Lending by PRC Banks
   Explore all insights

PUBLICATIONS
INSIGHTS
PUBLICATIONS
 * US CHIPS Act & New Export Control
 * LIBOR Transition: The End Game
 * Climate Change Litigation - Managing environmental, social and governance
   litigation risk
   View all publications

TOPICS
INSIGHTS
TOPICS
 * 2022 Now & Beyond
   Explore all topics

Explore Our Insights
HOW CAN WE HELP YOU ?
CONTACT US
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