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ROBERT LEE MILLER

IAR
RR
robert miller

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OVERVIEW

Robert Lee Miller, who also goes by Robert Miller, is a registered financial
advisor at AMERIPRISE FINANCIAL SERVICES, LLC located in Peoria, Arizona.

Robert is registered as an IAR (Investment Advisor Representative) and RR
(Registered Representative) and started their career in finance in 2017. Robert
has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7
exams.

WANT TO COMPARE, MONITOR OR SEE DISCLOSURES (AND MORE) ABOUT THIS FINANCIAL
ADVISOR?


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STATE-OF-THE-ART TOOLS FOR FREE



ADVISOR INFORMATION

ADVISOR PROFILE


Services Offered
Retirement Planning Strategies
Investments
Insurance

DISCLOSURES



BEFORE WORKING WITH A FINANCIAL ADVISOR, IT IS IMPERATIVE TO SEE WHETHER OR NOT
THEY HAVE ANY DISCLOSURES AND IF THEY DO, WHETHER OR NOT YOU ARE COMFORTABLE
WITH THE DISCLOSURES THAT ARE ON THEIR RECORD.

DISCLOSURES IN THE FINANCIAL SERVICES INDUSTRY FALL UNDER THE FOLLOWING
CATEGORIES: CRIMINAL OR CIVIL PENALTIES, CUSTOMER DISPUTES, FINES, REGULATORY
ACTIONS, FINANCIAL, CIVIL BONDS, LIENS, SEPARATIONS WITH EMPLOYERS OR JUDGMENTS.

PLEASE WATCH THE VIDEO BELOW TO GET A BETTER UNDERSTANDING OF WHAT DISCLOSURES
ARE AND WHAT THEY LOOK LIKE, THEN CLICK THE BUTTON UNDERNEATH THAT TO GET
IMMEDIATE ACCESS TO SEE WHETHER OR NOT THIS FINANCIAL ADVISOR HAS ANY
DISCLOSURES.




FIND OUT IF ROBERT LEE MILLER
HAS ANY DISCLOSURES FOR FREE

CREDENTIALS



CREDENTIALS (0)

STATE SECURITY LAW EXAM (2)

IAR

SERIES 65

6/13/2020
Uniform Investment Adviser Law Examination
RR

SERIES 63

4/3/2017
Uniform Securities Agent State Law Examination

GENERAL INDUSTRY/PRODUCTS EXAM (2)

RR

SIE

10/1/2018
Securities Industry Essentials Examination
RR

SERIES 7

4/24/2017
General Securities Representative Examination

PRINCIPAL/SUPERVISORY EXAM (0)

STATE REGISTRATIONS (4)

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mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth
CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew
YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth
DakotaTennesseeTexasUtahVirginiaVermontWashingtonWisconsinWest VirginiaWyoming
RR
Arizona (9/9/2022)
IAR
Arizona (9/20/2022)
RR
California (7/12/2023)
RR
New York (12/6/2022)

SRO REGISTRATIONS (1)

RR



FINRA APPROVED

FIRM INFORMATION

SOME FINANCIAL ADVISORS MAY WORK AT MORE THAN ONE FIRM. CLICK THE EMPLOYER BELOW
(CURRENT OR PREVIOUS) TO VIEW THEIR DATA

CURRENT EMPLOYERS


RIA

AMERIPRISE FINANCIAL SERVICES, LLC (#6363)

7992 W THUNDERBIRD RD STE 110, PEORIA, AZ, 85381

9/20/2022 - CURRENT

BD

AMERIPRISE FINANCIAL SERVICES, LLC (#6363)

7992 W THUNDERBIRD RD STE 110, PEORIA, AZ, 85381

9/6/2022 - CURRENT

PREVIOUS EMPLOYERS (3)



MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (#7691)

6/15/2020 - 7/28/2022

PHOENIX, AZ

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (#7691)

6/8/2020 - 7/28/2022

PHOENIX, AZ

EQUITABLE ADVISORS, LLC (#6627)

4/24/2017 - 4/30/2020

SYRACUSE, NY

FIRM PROFILE



ASSETS UNDER MANAGEMENT

NO INFORMATION

TOTAL NUMBER OF EMPLOYEES

NO INFORMATION

TOTAL NUMBER OF CLIENTS

NO INFORMATION

TOTAL INDIVIDUALS CLIENT ASSETS

NO INFORMATION

TOTAL HNWI CLIENT ASSETS

NO INFORMATION

AVERAGE ACCOUNT VALUE

Individuals
No Information
HNWI
No Information

WANT TO COMPARE THESE STATS WITH A FINANCIAL ADVISOR AT ANOTHER FIRM?




COMPARE UP TO 3 FINANCIAL ADVISORS
AND THEIR FIRMS AT A TIME FOR FREE

BREAKDOWN OF ASSETS UNDER MANAGEMENT

Individuals

No Information
HNWI

No Information
MISC

No Information


EMPLOYEES

Total
No Information
Registered
No Information
Client Ratios
No Information
No Information

CLIENTS

Total
No Information
Individuals

No Information
HNWI

No Information


WANT TO COMPARE THESE STATS WITH A FINANCIAL ADVISOR AT ANOTHER FIRM?


COMPARE UP TO 3 FINANCIAL ADVISORS
AND THEIR FIRMS AT A TIME FOR FREE

FIRM DISCLOSURES

No Disclosures

FIRM DOCUMENTS



HAS NO INFORMATION OF FIRM DOCUMENT

DIRECT OWNERS & EXECUTIVE OFFICERS



HAS NO INFORMATION OF DIRECT OWNERS & EXECUTIVE OFFICERS

FIRM INFORMATION



HAS NO INFORMATION OF FIRM INFORMATION

Related websites

Participation or Interest in Client Transactions
Self-custody


ROBERT LEE MILLER

IAR
RR


EXPERIENCE: 6 YEARS / 3 FIRMS

CLAIM YOUR FREE PROFILE

CRD#: 6750560



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Robert.Miller@ampf.com
(623) 972-3133

--------------------------------------------------------------------------------

Financial Advisor

--------------------------------------------------------------------------------

LOCATION



THE LACK OF DUE DILIGENCE ON A FINANCIAL ADVISOR COSTS AMERICANS BILLIONS EACH
YEAR. WHILE MOST OF OUR PUBLIC INFORMATION COULD HELP YOU CHOOSE THE RIGHT
ADVISOR, TAKING A DEEPER DIVE INTO DISCLOSURES IS GOING TO SHED A DEEPER LIGHT
ON WHETHER OR NOT YOU FEEL COMFORTABLE MOVING FORWARD WITH A PARTICULAR
FINANCIAL ADVISOR.

DISCLOSURES RANGE FROM CRIMINAL OR CIVIL PENALTIES, CUSTOMER DISPUTES, FINES,
REGULATORY ACTIONS, FINANCIAL, CIVIL BONDS, LIENS, SEPARATIONS WITH EMPLOYERS OR
JUDGMENTS. ACCESS DISCLOSURES WITH A FREE ADVISORCHECK MEMBERSHIP.


FIND OUT IF ROBERT LEE MILLER
HAS ANY DISCLOSURES FOR FREE

NOT SURE YOU WANT TO WORK WITH ROBERT AND THINKING OF A FEW OTHER FINANCIAL
ADVISORS TO POTENTIALLY WORK WITH AS WELL?

COMPARE ROBERT AND UP TO TWO OTHER ADVISORS SIDE-BY-SIDE, JUST LIKE HOW YOU
WOULD PULL A CARFAX REPORT. 


COMPARE ROBERT LEE MILLER WITH UP TO
TWO OTHER ADVISORS AT A TIME FOR FREE

PLANNING TO CREATE A POTENTIALLY LIFE-LONG RELATIONSHIP WITH ROBERT?

ADVISORCHECK MEMBERSHIP TO SAVE THIS ADVISOR AND AS MANY OTHERS AS YOU WOULD
LIKE TO YOUR DASHBOARD.


MONITOR ROBERT LEE MILLER'S LEGAL, CRIMINAL,
REGULATORY, FINANCIAL AND ADDITIONAL ACTIVIES FOR FREE

--------------------------------------------------------------------------------

ARE YOU THIS ADVISOR?
CLAIM YOUR FREE PROFILE HERE.

LEARN ABOUT THE BENEFITS ABOUT CLAIMING YOUR ADVISOR PROFILE.

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Our advisor profiles are constantly updated with new regulatory information,
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