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Help Center: E*TRADE Securities Annual Notices To Its Customers

FINRA RULE 2264 – MARGIN DISCLOSURE

E*TRADE Securities LLC ("E*TRADE Securities") is furnishing this information to
you to provide some basic facts about purchasing securities on margin.
Securities purchased on margin are E*TRADE Securities' collateral for the loan
to you. If the securities in your account decline in value, so does the value of
the collateral supporting your loan, and, as a result, E*TRADE Securities can
take action, such as issue a margin call and/or sell securities or other assets
in any of your accounts held with E*TRADE Securities, to maintain the required
equity in the account. It is important that you fully understand the risks
involved in trading securities on margin.

These risks include the following:
 * You can lose more funds than you deposit in the margin account.
 * E*TRADE Securities can force the sale of securities or other assets in your
   account(s).
 * E*TRADE Securities can sell your securities or other assets without
   contacting you.
 * If E*TRADE Securities takes action to meet a margin call on your behalf, you
   will not have the ability to choose which securities are liquidated.
 * E*TRADE Securities can increase your "house" maintenance margin requirements
   at any time and is not required to provide you advance written notice.
 * You are not entitled to an extension of time on a margin call.

FINRA RULE 2266 – SIPC INFORMATION

SIPC and Other Coverage. E*TRADE Securities is a member of SIPC, which protects
securities customers of its members up to $500,000 (including $250,000 for
claims of cash). Customers may obtain information about SIPC, including the SIPC
brochure, by contacting SIPC at sipc.org or calling 1-202-371-8300.

Morgan Stanley also maintains additional insurance with an aggregate firmwide
limit of $1 billion. E*TRADE Securities clients are covered under the Morgan
Stanley excess of SIPC supplemental insurance policy. For additional information
about Morgan Stanley's excess of SIPC protection, please go to
https://www.morganstanley.com/wealth/relationshipwithms/pdfs/important_account_information.pdf.

Please note that money market mutual fund balances are securities, not cash. As
with other securities investments, the market risks associated with investing
and any losses resulting therefrom are not covered by SIPC or the additional
protection.

FINRA RULE 2267 – BROKERCHECK

FINRA's BrokerCheck allows investors to learn about the professional background,
business practices, and conduct of FINRA member firms and their brokers. Records
of securities professionals currently associated with a member and persons who
have been associated with a member within the last two years are available to
the public through BrokerCheck. Information is also available for
FINRA-registered securities firms. Information is free to private investors for
personal use. The telephone number of BrokerCheck is 1-800-289-9999. For more
information about FINRA, visit finra.org. An investor brochure describing the
BrokerCheck program is also available on request or at brokercheck.finra.org.

SEA RULE 606 – NOTICE OF AVAILABILITY OF ORDER ROUTING INFORMATION

E*TRADE Securities prepares quarterly reports describing its order routing
practices for nondirected orders routed to a particular venue for execution.
These reports are publicly available at etrade.com. E*TRADE Securities will
furnish a written copy of the quarterly report on request. In addition, E*TRADE
Securities will provide on request more-detailed information related to the
routing of any order in the six months prior to the request, including the
identity of the venue to which the customer's orders were routed for execution,
whether the orders were directed or nondirected orders, and the time of any
transactions that resulted from such orders.

SEA RULE 607 – PAYMENT FOR ORDER FLOW DISCLOSURE

E*TRADE Securities takes a number of factors into consideration in determining
where to route customers' orders, including the speed of execution, price
improvement opportunities (executions at prices superior to the then prevailing
inside market), automatic execution guarantees, the availability of efficient
and reliable order-handling systems, the level of service provided, the cost of
executing orders, and whether it will receive remuneration from particular
broker-dealers and market centers for routing customer orders to them for
execution. E*TRADE Securities receives remuneration, generally in the form of
cash payments and rebates, from particular broker-dealers and market centers for
directing customer orders in securities to them for execution.

MSRB Notice

This notification is provided pursuant to Municipal Securities Rulemaking Board
("MSRB") Rule G-10 to inform you that (i) E*TRADE Securities is registered with
the MSRB and the Securities and Exchange Commission (SEC), (ii) information
concerning the municipal market can be found at msrb.org, and (iii) a brochure
that describes the protections available under MSRB rules and how to file a
complaint with an appropriate regulatory authority is available on the MSRB
website.




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CHECK THE BACKGROUND OF E*TRADE SECURITIES LLC ON FINRA'S BROKERCHECK SEE
E*TRADE SECURITIES LLC AND E*TRADE CAPITAL MANAGEMENT, LLC RELATIONSHIP SUMMARY.

Investment Products • Not FDIC Insured • No Bank Guarantee • May Lose Value

PLEASE READ THE IMPORTANT DISCLOSURES BELOW.

BANKING PRODUCTS AND SERVICES ARE PROVIDED BY MORGAN STANLEY PRIVATE BANK,
NATIONAL ASSOCIATION, MEMBER FDIC.





Securities products and services offered by E*TRADE Securities LLC, Member SIPC.
Investment advisory services offered by E*TRADE Capital Management, LLC, a
Registered Investment Adviser. Commodity futures and options on futures products
and services offered by E*TRADE Futures LLC, Member NFA. Stock plan
administration solutions and services offered by E*TRADE Financial Corporate
Services, Inc. Banking products and services are provided by Morgan Stanley
Private Bank, National Association, Member FDIC. All are separate but affiliated
subsidiaries of Morgan Stanley.

System response and account access times may vary due to a variety of factors,
including trading volumes, market conditions, system performance, and other
factors.

Statement of Financial Condition | About Asset Protection | Account Agreements
and Disclosures | Quarterly 606 Report | Business Resiliency Plan

©2022 E*TRADE from Morgan Stanley. All rights reserved. E*TRADE Copyright Policy



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