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 * Star Support
 * Partners
 * Contact Us

 * Our Platform
   
   * Star Technology
   * Star Security
   * Star Mobile
   * Data Management
   * Reporting & Analytics
   * Tools & Tips
 * Solutions
   
   * Star's Future-Ready Platform
   * Employee Conflicts of Interest →
     
     * Personal Trading
     * Crypto Pre-Clearance
     * Private Investments
     * Gifts & Entertainment
     * Outside Activity
     * Political Contributions
     * Insider Trading Detection
   * Incident & Policy Management →
     
     * Incident Management
     * Policy Management
     * Employee Training
     * Exit Interviews
     * Call Centers
   * License & Registration
   * Accountability & Competency →
     
     * Individual Accountability Regime →
       
       * SMCR in the UK
       * IAC in Singapore
       * IAF in Ireland
       * FAR in Australia
     * Training & Competency
   * MNPI & Enterprise Conflicts
   * Star Support
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 * Resources
   
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 * About Us
   
   * What Is Compliance Software
   * The Star Difference
   * Our Brightest Stars
   * Leadership
   * Office Locations
     
     * North America
     * Europe
   * Contact Star
 * Demo Request


ENPOWERING  WHISTLEBLOWING


HOW INCIDENT & POLICY MANAGEMENT IS CRITICAL TO A HEALTHY CULTURE

In this Executive Brief, we delve into the evolving landscape of whistleblowing
legislation

READ NOW


INTRODUCING STAR'S


FRESH NEW LOOK

Experience The Next-Generation Employee Compliance Platform

BOOK A DEMO


YOUR GO-TO TECHNOLOGY PARTNER FOR EMPLOYEE COMPLIANCE

Delivering the data, solutions, and analytics you need to protect your business
and employees with confidence

BOOK A DEMO OUR SOLUTIONS


MARKET SURVEY


CRYPTO & COMPLIANCE

We partnered with Aer Compliance to examine how financial service firms globally
manage employee crypto trading. The compelling research reveals a slow but
steady rise in crypto-trading policies, with this trend predicted to grow. 


Learn More


COMPLIANCE
ON-THE-GO

STAR Mobile makes employee compliance simple, easy, and convenient for end users
and managers. 

BOOK A DEMO LEARN MORE




BEST COMPLIANCE AS A SERVICE SOLUTION  


We're committed to helping firms comply with Australia's new Financial
Accountability Regime (FAR) , by establishing a strong, firm-wide culture of
individual accountability.

LEARN MORE



ENPOWERING  WHISTLEBLOWING


HOW INCIDENT & POLICY MANAGEMENT IS CRITICAL TO A HEALTHY CULTURE

In this Executive Brief, we delve into the evolving landscape of whistleblowing
legislation

READ NOW


INTRODUCING STAR'S


FRESH NEW LOOK

Experience The Next-Generation Employee Compliance Platform

BOOK A DEMO


YOUR GO-TO TECHNOLOGY PARTNER FOR EMPLOYEE COMPLIANCE

Delivering the data, solutions, and analytics you need to protect your business
and employees with confidence

BOOK A DEMO OUR SOLUTIONS


MARKET SURVEY


CRYPTO & COMPLIANCE

We partnered with Aer Compliance to examine how financial service firms globally
manage employee crypto trading. The compelling research reveals a slow but
steady rise in crypto-trading policies, with this trend predicted to grow. 


Learn More


COMPLIANCE
ON-THE-GO

STAR Mobile makes employee compliance simple, easy, and convenient for end users
and managers. 

BOOK A DEMO LEARN MORE




BEST COMPLIANCE AS A SERVICE SOLUTION  


We're committed to helping firms comply with Australia's new Financial
Accountability Regime (FAR) , by establishing a strong, firm-wide culture of
individual accountability.

LEARN MORE



ENPOWERING  WHISTLEBLOWING


HOW INCIDENT & POLICY MANAGEMENT IS CRITICAL TO A HEALTHY CULTURE

In this Executive Brief, we delve into the evolving landscape of whistleblowing
legislation

READ NOW




 

ONE FUTURE-READY PLATFORM
THE STAR DIFFERENCE


ON-DEMAND CONFIGURABILITY

Respond quickly to new regulations


MULTI- JURISDICTIONAL


Support your global employee base


INTUITIVE
UX


Drive employee adoption with ease


ACTIONABLE INTELLIGENCE


Provide real-time analytics


MULTI-LAYERED PROTECTION


Secures employees' privacy & assets


FUTURE-READY ARCHITECTURE


Cloud ready & scalable


TRUSTED BY



ONE INTUITIVE EMPLOYEE COMPLIANCE PLATFORM
SOLUTIONS BUILT FOR TOMORROW'S REGULATORY CHANGES

 * Employee Conflicts of Interest
 * Incident & Policy Management
 * Accountability & Competency
 * License & Registration
 * MNPI & Enterprise Conflicts
 * Training & Competency

Personal Trading Ensure employee personal trading and investments comply with
all regulatory requirements and company policies. Find out more » Gifts and
Entertainment Automatically pre-clear client gifts or entertainment to prevent
breaches of anti-bribery regulations. Find out more » Outside Activity Avoid
regulatory compliance breaches arising from employee external business
activities. Find out more » Private Investments Simplify the declaration of
employee private investments with outside organizations. Find out more » Insider
Trading Actively manage employee trading in the context of current market
activity and news events to protect your company's reputation.  Find out more »
Political Donations Safeguard your business from conflicts of interest arising
from political alignments or associations among employees worldwide. Find out
more »


INCIDENT MANAGEMENT

 

Star's Incident Management solution offers the industry’s most comprehensive
intake methods for reporting your company’s concerns, and collects, manages, and
resolves any incidents that arise. This solution includes a powerful workflow
engine and notification matrix along with a comprehensive, easy-to-use reporting
and analysis platform.

 

LEARN MORE



POLICY MANAGEMENT

 

Star's Policy Management solution makes creating, maintaining, and managing your
policies simple. In addition, this solution offers easy mobile access for
employees to review and attest to policies, includes access to a large policy
library to quickly drop in augment your existing policies, and seamlessly
integrates into Star's Incident Management platform.

 

LEARN MORE


Employee Training Encourage appropriate conduct and adoption with the largest
portfolio of learning content for ethics and compliance. Find out more » Digital
Call Center

This bot-driven process translates and is the fastest growing, cost-effective
intake process on the market.

Find out more » Exit & Stay Interviews

Drive continuous improvement and conduct surveys securely for existing and
departing employees.

Find out more »

Strengthen your employees' individual accountability and effectively demonstrate
compliance to regulators, all with complete traceability.

LEARN MORE

MANAGE YOUR LICENSE AND REGISTRATION WORKFLOWS WITH CONFIDENCE

Take advantage of  centralized monitoring and easy integration with FINRA and
other regulators.

LEARN MORE


CENTRALIZE DEAL DATA AND IDENTIFY BUSINESS AND EMPLOYEE CONFLICTS

Compliance Control Room lets you organize and manage your most important inside
information data flows and conduct conflict searches with ease—all from a single
platform.

LEARN MORE

TRAINING & COMPETENCY

Develop a culture of compliance, drive firm-wide adoption, and protect your
firm's reputation with a solution that builds trust and certainty.

LEARN MORE


INTRODUCING OUR NEW


INCIDENT & POLICY
MANAGEMENT SOLUTION




LEARN MORE


FREE CASE STUDY
MAJOR US AIRLINE IMPLEMENTS WHISTLEBLOWING AND INCIDENT MANAGEMENT SOLUTION

With no access to a true 3rd party, anonymous whistleblowing platform, employees
of this domestic carrier were unable to raise concerns without fear of
repercussion. Find out how they reimagined their whistleblowing protocols and
case management processes to better protect their employees. 

READ NOW



 


BUILDING A CULTURE OF COMPLIANCE

 *  

STAR USERS

1 M+

CLIENTS SUPPORTED

400 +

RETENTION RATE

99 %

REDUCE RISK, GAIN EFFICIENCIES AND DRIVE EMPLOYEE ADOPTION
YOUR FUTURE-READY COMPLIANCE PLATFORM

Compliance Leaders
Compliance Teams
Technology Teams

TALK TO THE EXPERTS

Schedule a personalized demo with a Star professional to see what the STAR
Platform can do for you

Book a demo


16
 * INSIDER TRADING


SHADOW TRADING CONFIRMED!!! ARE YOU READY???

16 Apr, 2024

On Friday, April 5, 2024, a San Francisco jury found Matthew Panuwat guilty of
insider trading.1 Why is this case important? Because it is the U.S. Securities
and Exchange Commission’s (“SEC”) first successful so-called “Shadow Trading”
conviction and now joins the Classical, Misappropriation and Tipper/Tippee
Theories of insider trading.

Read more
09
 * INDIVIDUAL ACCOUNTABILITY,
 * IAF


3 KEY INSIGHTS FROM STAR’S “IAF MADE SIMPLE: YOUR ROADMAP TO COMPLIANCE SUCCESS”
WEBINAR

09 Apr, 2024

With another IAF deadline fast approaching, firms are looking for ways to
prepare themselves for the next cycle in compliance success, if they haven’t
already. In Star's recent webinar with Áine Hickey, Vice President at the
Compliance Institute of Ireland, and Kian Caulwell, Partner & Head of Financial
Services Consulting at Mazars Ireland, we explore the current mindset among
firms and the striking realities of increased accountability in financial
services.

Read more
05
 * SMCR,
 * INDIVIDUAL ACCOUNTABILITY,
 * FAR


3 TAKEAWAYS FROM STAR'S "FAR DECODED: KEY INSIGHTS & STRATEGIES FOR SUCCESS"
WEBINAR

05 Apr, 2024

With the Financial Accountability Regime (FAR) in Australia going live on 15
March 2024 for the banking industry, firms need to have in place robust
frameworks to ensure seamless adoption and continually demonstrate compliance
with the new regulation.

Read more

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 * York, UK HQ
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 *   +1 301.340.3900


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 * GET IN TOUCH
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     * Privacy Policy
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     * Modern Slavery Policy
     * Do Not Sell My Personal Information





WE CARE ABOUT YOUR PRIVACY

We and our partners store and/or access information on a device, such as unique
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be signaled to our partners and will not affect browsing data.Cookie Policy


WE AND OUR PARTNERS PROCESS DATA TO PROVIDE:

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and content, ad and content measurement, audience insights and product
development. List of Partners (vendors)

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