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Submission: On January 02 via manual from US — Scanned from DE
Effective URL: https://www.investor.gov/introduction-investing/investing-basics/glossary/national-securities-exchange
Submission: On January 02 via manual from US — Scanned from DE
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Skip to main content An official website of the United States government Here’s how you know Here’s how you know The .gov means it’s official. Federal government websites often end in .gov or .mil. Before sharing sensitive information, make sure you’re on a federal government site. The site is secure. The https:// ensures that you are connecting to the official website and that any information you provide is encrypted and transmitted securely. Investor.gov U.S. Securities and Exchange Commission AUXILIARY HEADER * About Us * Contact Us * Follow Us * Información en Español Search Investor.gov Please enter some keywords to search Menu Toggle MAIN NAVIGATION * BACK * Introduction to Investing * BACK * Getting Started * BACK * Five Questions to Ask Before You Invest * Understanding Fees * Asset Allocation * Assessing Your Risk Tolerance * Investing on Your Own * Working with an Investment Professional * Researching Investments * Investing Basics * BACK * Save and Invest * Invest For Your Goals * How Stock Markets Work * Investment Products * What is Risk? * Role of the SEC * Glossary * General Resources * BACK * Investor Alerts & Bulletins * Publications and Research * Useful Websites * Questions? Visit Our Glossary * Financial Tools & Calculators * BACK * Financial Tools * BACK * Investment Professional Background Check * EDGAR - Search Company Filings * Fund Analyzer * Retirement Ballpark E$timate * Social Security Retirement Estimator * Calculators * BACK * Compound Interest Calculator * Calculadora de interés compuesto * Savings Goal Calculator * Required Minimum Distribution Calculator * College Savings Calculator * Alerts and Bulletins * Protect Your Investments * BACK * Fraud * BACK * Types of Fraud * How to Avoid Fraud * Resources for Victims * Get Help * BACK * Submit Questions and Complaints * Arbitration and Mediation Clinics * Check Out Your Investment Professional * Additional Resources * BACK * Spotlight * BACK * Crypto Assets * Directors Take * HoweyTrade * Public Service Campaign * World Investor Week * Director's Take * Investing Quizzes * Investomania * Microcap Fraud * Videos * Retirement Toolkit * BACK * First Job * Switching Jobs * Employer-Sponsored Plans * Federal Government Plans * Individual Retirement Accounts (IRAs) * Managing Lifetime Income * Senior Specialist Designations * Social Security * Avoiding Retirement Fraud * Information For: * BACK * Librarians * Native Americans * Older Investors * Teachers * Military * Veterans * Youth * Calculate Compound Interest BREADCRUMB 1. Home 2. Introduction to Investing 3. Glossary MAIN NAVIGATION (GLOSSARY) * Save and Invest * Define Your Goals * Diversify Your Investments * Figure Out Your Finances * Gauge Your Risk Tolerance * Learn About Investment Options * Pay Off Credit Cards or Other High Interest Debt * Save for a Rainy Day * Small Savings Add Up to Big Money * Understand What It Means to Invest Expand * Invest For Your Goals * How Stock Markets Work * Public Companies * Market Participants * Types of Orders * Types of Brokerage Accounts * Stock Purchases and Sales: Long and Short * Executing an Order Expand * Investment Products * Auction Rate Securities * Bonds or Fixed Income Products * Bonds * Corporate Bonds * High-yield Corporate Bonds * Municipal Bonds * Savings Bonds Expand * Certificates of Deposit (CDs) * Closed End Funds * Interval Funds * Publicly Traded Business Development Companies (BDCs) * Publicly Traded Closed-End Funds Expand * Commodities * Education Savings - 529 Plans * Insurance Products * Annuities * Indexed Annuities * Variable Annuities * Variable Life Products Expand * International Investing * Mutual Funds and Exchange-Traded Funds (ETFs) * Alternative Mutual Funds * Leveraged Loan Funds * Exchange-Traded Funds (ETFs) * Index Funds * Money Market Funds * Mutual Funds * Smart Beta, Quant Funds and other Non- Traditional Index Funds * Target Date Funds Expand * Options or Derivatives * Private Investment Funds * Hedge Funds * Private Equity Funds Expand * Real Estate Investment Trusts (REITs) * Retirement Savings * 401(k) * 403(b) and 457(b) * IRA (Individual Retirement Accounts) Expand * Stocks * Structured Notes with Principal Protection Expand * What is Risk? * Role of the SEC * How to Submit Comments to the SEC * Researching the Federal Securities Laws Through the SEC Website * The Laws That Govern the Securities Industry Expand * Glossary NATIONAL SECURITIES EXCHANGE A "national securities exchange" is a securities exchange that has registered with the SEC under Section 6 of the Securities Exchange Act of 1934. For a complete list of national securities exchanges and recently approved exchange applications please check here. FEATURED CONTENT TOP 10 NEW YEAR’S INVESTING RESOLUTIONS Consider including some investing resolutions as part of your plan for 2024! IS IT TIME TO REBALANCE YOUR INVESTMENT PORTFOLIO? Read our latest Director’s Take article to figure out if you need to rebalance your investment portfolio. WHAT ARE BONDS? A bond is a debt security, like an IOU. Learn about the benefits and risks of investing in bonds or bond funds. INVESTING QUIZ – DECEMBER 2023 Test your knowledge on questions from popular Investor.gov pages in 2023! SIGN UP FOR INVESTOR UPDATES Sign up for Investor Updates Enter Email Address FOLLOW US * Twitter(link is external) * Facebook(link is external) * YouTube(link is external) SITE INFORMATION * SEC.gov * MyMoney.gov(link is external) * FOIA * Plain Writing * Privacy * Vulnerability Disclosure Policy * USA.gov(link is external) * Disclaimer Return to Top