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We Inform and Protect Investors
We Facilitate Capital Formation
We Enforce Federal Securities Laws
We Regulate Securities Markets
We Provide Data
SEC Adopts Rules on Public Company Cybersecurity Disclosures

The SEC adopted rules to ensure that investors receive consistent information
about material cybersecurity incidents as well as companies' cybersecurity risk
management, strategy, and governance.
SEC Recognizes Caribbean American Heritage Month

In honor of Caribbean American Heritage Month, the SEC welcomed Consumer
Financial Protection Bureau official Karen Andre in June to share her
experiences as a first-generation Haitian American.
See More


FEATURED VIDEO


OFFICE HOURS WITH GARY GENSLER: WHAT IS THE LONDON INTERBANK OFFERED RATE, OR
LIBOR?

What is the London Interbank Offered Rate, or LIBOR—and why is its passing away
actually a good thing for your house or car shopping?

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SPOTLIGHT ON


STRATEGIC PLAN

Through the goals laid out in its Strategic Plan, the SEC will continue to bring
a skilled and steady hand to the capital markets of a changing world.
More Spotlight Topics
b Submit a Tip or
File a Complaint


LATEST NEWS

 * SEC Charges 11 Wall Street Firms with Widespread Recordkeeping Failures
   Aug. 8, 2023
 * Fund Administrator Charged For Missing Red Flags
   Aug. 7, 2023
 * SEC Awards More Than $104 Million to Seven Whistleblowers
   Aug. 4, 2023

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E-mail Updates



WE INFORM AND PROTECT INVESTORS


PROTECT YOUR MONEY!

Check out an investment professional's registration status and background at
Investor.gov.

Check Your
Investment
Professional


LEARN MORE

 * Advance Fee Fraud
 * Exchange-Traded Funds (ETFs)
 * Form 10-K
 * Variable Annuities

Before you invest, Investor.gov


INVESTOR ALERTS & BULLETINS

The SEC's Office of Investor Education and Advocacy issues Investor Alerts &
Bulletins as a service to investors. Investor Alerts typically warn investors
about the latest investment frauds and scams. Investor Bulletins tend to educate
investors about investment-related topics including the functions of the SEC.

 * Investor Bulletin: SIPC Protection (Part 1: SIPC Basics)
   June 7, 2023
 * Investor Bulletin: SIPC Protection (Part 2: Filing a SIPC Claim)
   June 7, 2023
 * Protect Your Thrift Savings Plan (TSP) Account From Fraud -- Investor Alert
   May 15, 2023

More Investor Alerts & Bulletins

OMBUDS

The Ombuds will listen to your inquiries, complaints, and issues, review the
information you provide, and help identify procedures, options, and resources.
The Ombuds is also available to clarify certain SEC decisions, policies, and
practices, and serve as an alternate channel of communication between retail
investors and the SEC.


WE FACILITATE CAPITAL FORMATION


CAPITAL RAISING

The Office of the Advocate for Small Business Capital Formation and the Division
of Corporation Finance’s Office of Small Business Policy launched an expanded
Capital Raising Hub, which includes all of the SEC’s small business educational
resources for entrepreneurs and their investors.


FINHUB

The SEC’s FinHub facilitates our active engagement with innovators, developers,
and entrepreneurs of financial technology.
 * Building Blocks
   Explore the fundamentals of capital raising with the SEC's Office of the
   Advocate for Small Business Capital Formation.


WE ENFORCE FEDERAL SECURITIES LAWS

a Cyber
Enforcement Actions
o Administrative
Proceeding
Documents

OFFICE OF THE WHISTLEBLOWER

Submit a tip, learn about the program, or claim an award.


LATEST FEDERAL COURT ACTIONS


LITIGATION RELEASES

 * Joseph C. Lewis, et al.Jul 26, 2023
 * Brandon CharnasJul 25, 2023
 * Eliyahu Weinstein, Aryeh L. Bromberg, Joel L. Wittels, Richard M. Curry,
   Christopher J. Anderson, and Alaa Mohamed HattabJul 24, 2023
 * Alexander Elbanna, Digital World Exchange, LLC, Boostedpro LLC, and D.W.
   ExchangeJul 21, 2023
 * Robert D. Christensen, Anthony M. Matic, Foresee, Inc., The Commission PDX,
   LLC, The Policy PDX, Innings 150Jul 20, 2023

More Litigation Releases


LATEST ADMINISTRATIVE PROCEEDINGS


ADMINISTRATIVE RELEASES

 * Jeffrey Ikahn (f/k/a Jeffrey S. Santulan)Jul 26, 2023
 * Quantstamp, Inc.Jul 21, 2023
 * Monroe Capital Management Advisors, LLCJul 20, 2023
 * Digital World Acquisition Corp.Jul 20, 2023
 * Value Line, Inc., et al.Jul 19, 2023

More Administrative Releases


WE REGULATE SECURITIES MARKETS

TELL US ABOUT YOUR EXPERIENCE

Making Wall Street work for Main Street means getting your input. The U.S.
Securities and Exchange Commission wants to hear from you! We want your input on
proposals and other pertinent issues and topics. We want to know what
information is important to you, the investor.
 Credit Rating Agencies
= SEC Proposed Rules
h View Final Rules


WE PROVIDE DATA


DEVELOPER RESOURCES

Check out updates on the SEC open data program, including best practices that
make it more efficient to download data.

View Developer Resources

MONEY MARKET FUND STATISTICS

Our Investment Management Analytics Office released an updated Money Market Fund
Statistics report. The report reflects staff’s compilation and analysis of data
reported to the Commission on Form N-MFP.


LATEST DATA SETS

 * Financial Statement and Notes Data Sets
   The data sets provide the text and detailed numeric information in all
   financial statements and their notes extracted from exhibits to corporate
   financial reports filed with the Commission using eXtensible Business
   Reporting Language (XBRL).
   Updated July 2023
 * Company Information About Active Broker-Dealers
   This text file contains the Central Index Key (CIK) numbers, company names,
   SEC reporting file numbers, and addresses (business addresses are provided
   when mailing addresses are not available) of active broker-dealers who are
   registered with the SEC.
   Updated July 2023

More Data Sets

SEC ENHANCES ACCESS TO FINANCIAL DISCLOSURE DATA

The SEC has released Application Programming Interfaces (APIs) that aggregate
financial statement data, making corporate disclosures quicker and easier for
developers and third-party services to use. APIs will allow developers to create
web or mobile apps that directly serve retail investors.

STAY CONNECTED
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6LinkedIn 8 Email Updates


ABOUT THE SEC

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TRANSPARENCY

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WEBSITES

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 * USA.gov


SITE INFORMATION

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