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Financial Markets Compliance

Financial Markets Compliance
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RECENT POSTS

21 Jan. 2022
 * Comm. Compliance
 * 

AS REGULATORS CRACK DOWN WITH MAJOR FINES, FIRMS NOW MORE THAN EVER NEED AN
ALL-IN-ONE COMMUNICATION CAPTURE AND ANALYTICS SOLUTION

In this blog we explain how you can confidently comply with all global
regulations, across all communication modalities, and from all working
environments.

Read More
11 Nov. 2021
 * Holistic Surveillance
 * 

INTELLIGENT COMMUNICATION SURVEILLANCE AND THE POWER OF PREDICTION BOOSTS MARKET
INTEGRITY

In this blog, Danielle Tierney from Coalition Greenwich talks about how the next
generation of surveillance alert processing opens a new world of possibilities.

Read More
27 Sep. 2021
 * Holistic Surveillance
 * 

5 SUCCESS FACTORS FOR INTEGRATING ARTIFICIAL INTELLIGENCE INTO YOUR TRADE
SURVEILLANCE PROGRAM

When AI is implemented with a lack of understanding and strategic focus, this
can lead to less-than-optimal results. Here are five things you need to consider
when integrating AI.



Read More
20 Sep. 2021
 * Comm. Compliance
 * 

NEED A COMPLIANCE RECORDING SOLUTION FOR MICROSOFT TEAMS?
5 REASONS NICE IS THE ONLY CHOICE

Financial services firm with regulated employees need to record all regulated
employee communications. Including all Microsoft Teams channels.

Read More

 

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