www.complianceonline.com Open in urlscan Pro
2606:4700::6812:16c Public Scan

Back to summary

Submitted URL:
http://tracking.content.complianceonline.com/tracking/click?d=vyP9IF8OHPzMHc5t_vTjn7PbwkOxNrxlO_HR-rIYvaN4TK7ltVrmXg8QIIF2np8xZn6-uaFc8c7KU_L...
Effective URL:
https://www.complianceonline.com/risk-based-internal-auditing-rbia-seminar-training-80196SEM-prdsm?channel=SP_CO_80196_0503_SPL
Submission: On May 03 via manual (May 3rd 2024, 4:47:45 pm UTC) from IE — Scanned from FR

Form analysis
3 forms found in the DOM

Name: searchForm — GET https://www.complianceonline.com/search.html

<form accept-charset="utf-8" action="https://www.complianceonline.com/search.html" method="GET" name="searchForm" role="search" onsubmit="return searchtx('querry1','Search here')">
  <div class="input-group">
    <input type="text" name="query" id="querry1" class="search-box form-control" placeholder="search here">
    <input type="hidden" name="searchSection" value="HeaderSearch">
    <div class="input-group-btn">
      <button type="submit" id="" class="search-button">Search</button>
    </div>
  </div>
</form>

Name: login_form — POST /ecommerce/control/doLogin

<form id="login_form" class="form" name="login_form" action="/ecommerce/control/doLogin" onsubmit="return headSectionLoginValidate()" method="post">
  <h6 class="text-center textinfo">Log In to ComplianceOnline</h6>
  <span id="resp_msg" style="color:red; display:block;"></span>
  <div class="form-group">
    <input type="text" name="USERNAME" class="form-control" id="USERNAME" placeholder="Username/Email ID" autocomplete="off">
    <span id="username_error"></span>
  </div>
  <div class="form-group">
    <input type="password" name="PASSWORD" class="form-control" id="PASSWORD" placeholder="Password" autocomplete="off">
    <span id="pwd_error"></span>
    <label for="remember-me" class="forgotpassword"><a href="javascript:void(0);" onclick="javascript:sendForgotPassword();"><span>Forgot Password</span></a></label>
  </div>
  <input type="hidden" name="routeLogin" value="commonLoginNewUI">
  <input type="hidden" name="fromPage" value="login">
  <div class="form-group">
    <input type="submit" name="submit" class="btn btn-info btn-md btn-block" value="Submit">
  </div>
</form>

Name: registerNow — POST /ecommerce/control/addWebinarNew

<form name="registerNow" method="POST" action="/ecommerce/control/addWebinarNew" onsubmit="return isProdSelected()">
  <div id="register1" class="jtab-content jtab-selected" style="">
    <div class="register_section">
      <div class="register_section_left">
        <div class="register_section_left_text">
          <h2>Online using Credit card</h2>
          <div class="using_credit_card">
            <div class="one_registration reg_border">
              <div class="checkbox">
                <input type="checkbox" value="80196LOC11SEM" name="add_product_id" id="add_product_id_80196LOC11SEM_1" onchange="countProdSelect(this)">
                <label for="add_product_id_80196LOC11SEM_1"></label>
              </div>
              <div class="registration_price price_bg1">$1,499.00 <br>
              </div>
              <div class="registration_text">
                <p style="color:#5E5E5E;font:12px verdana;margin:0px;"><b>(One Dial-in One Attendee) <span style="color:#D02424;"></span></b></p>
                <p style="margin:0px;padding:6px 0px;">May 20-21, 2024, Virtual Seminar<br> (Registrations till Feb 15, 2024 - $1499)<br> (Registrations after Feb 15, 2024 - $1899) </p>
              </div>
            </div>
            <div class="one_registration reg_border">
              <div class="checkbox">
                <input type="checkbox" value="80196LOC12SEM" name="add_product_id" id="add_product_id_80196LOC12SEM_2" onchange="countProdSelect(this)">
                <label for="add_product_id_80196LOC12SEM_2"></label>
              </div>
              <div class="registration_price price_bg3">$7,999.00 <br>
              </div>
              <div class="registration_text">
                <p style="color:#5E5E5E;font:12px verdana;margin:0px;"><b>Group-Max. 10 Attendees <span style="color:#D02424;"></span></b></p>
                <p style="margin:0px;padding:6px 0px;">May 20-21, 2024, Virtual Seminar<br> (Registrations till Feb 15, 2024 - $7999)<br> (Registrations after Feb 15, 2024 - $8999) </p>
              </div>
            </div>
            <br>
            <input name="reg_now_submit" value="" class="seminar_buynow_btn" onclick="callTrack('Registering for trainingDetail')" type="submit">
            <script type="text/javascript">
              var domain = document.domain;
              document.write(unescape("%3Cscript src='https://seal.thawte.com/getthawteseal?host_name=" + domain + "&amp;size=S&amp;lang=en' type='text/javascript'%3E%3C/script%3E"));
            </script>
            <script src="https://seal.thawte.com/getthawteseal?host_name=www.complianceonline.com&amp;size=S&amp;lang=en" type="text/javascript"></script><br>
          </div>
        </div>
      </div>
      <div class="register_section_right">
        <div class="register_section_right_text">
          <h2>Other Registration Option</h2>
          <div class="bill_section">
            <!--span class="bill_one">By Bill me / Invoice me <a href="#">Click Here</a></span><br />
			<span class="bill_two">By order form / PO#</span-->
            <span class="bill_one" style="line-height:50px;">By order form / PO#</span>
            <ul>
              <li><a href="/downloads/PO_form.pdf" title="PO Form: Risk Based Internal Auditing (RBIA)" data-lf-fd-inspected-ywvko4x1n51az6bj="true">Download the Order Form</a></li>
              <li>Fill this form with attendee details &amp; payment details </li>
              <li>Fax it to <strong>+1-650-362-2367</strong>, or</li>
              <li>Email it to <a href="mailto:customercare@complianceonline.com">customercare@complianceonline.com</a></li>
            </ul>
          </div>
          <div class="register_section_splitter"></div>
          <div class="payment_mode">
            <h2>Payment Mode</h2>
            <div class="by_check">
              <div class="payment_mode_left">By Check - </div>
              <div class="payment_mode_right">
                <span>Pay your check to (payee name) “MetricStream Inc” our parent company and Mail the check to: </span>
                <p>ComplianceOnline (MetricStream, Inc),<br>6201 America Center Drive Suite 240 <br> San Jose, CA 95002<br>USA</p>
              </div>
            </div>
            <div class="by_wire">
              <div class="payment_mode_left wire_top">By Wire - </div>
              <div class="payment_mode_right">
                <p>Register / Pay by Wire Transfer</p>
                <span>Please contact us at <strong>+1-888-717-2436</strong> to get details of wire transfer option.</span>
              </div>
            </div>
          </div>
        </div>
      </div>
    </div>
    <!--Terms and condition starts -->
    <div class="termsconditions_section">
      <div class="termsconditions_section_text">
        <h2>Terms &amp; Conditions to Register for the Seminar/Conference/Event</h2>
        <p>Your registration for the seminar is subject to following terms and conditions. If you need any clarification before registering for this seminar please call us @ <strong>+1-888-717-2436</strong> or email us @
          <a href="mailto:customercare@complianceonline.com">customercare@complianceonline.com</a>
          <br>
          <br>
          <strong>Payment:</strong>
          <br> Payment is required 2 days before the date of the conference. We accept American Express, Visa and MasterCard. Make checks payable to MetricStream Inc. (our parent company).<br>
          <br>
          <strong>Cancellations and substitutions:</strong>
          <br> Written cancellations through fax or email (from the person who has registered for this conference) received at least 10 calendar days prior to the start date of the event will receive a refund - less a $300 administration fee. No
          cancellations will be accepted - nor refunds issued - within 10 calendar days before the start date of the event.<br>
          <br> On request by email or fax (before the seminar) a credit for the amount paid minus administration fees ($300) will be transferred to any future ComplianceOnline event and a credit note will be issued.<br>
          <br> Substitutions may be made at any time. No-shows will be charged the full amount.<br>
          <br> We discourage onsite registrations, however if you wish to register onsite, payment to happen through credit card immediately or check to be submitted onsite. Conference material will be given on the spot if it is available after
          distributing to other attendees. In case it is not available, we will send the material after the conference is over.<br>
          <br> In the event ComplianceOnline cancels the seminar, ComplianceOnline is not responsible for any airfare, hotel, other costs or losses incurred by registrants. Some topics and speakers may be subject to change without notice.<br>
          <br>
          <strong>Attendance confirmation and documents to carry to the seminar venue:</strong>
          <br> After we receive the payment from the registered attendee, an electronic event pass will be sent to the email address associated with the registrant 5 working days before the seminar date. Please bring the pass to the venue of the
          event.<br>
          <br>
          <strong>Conference photograph / video:</strong>
          <br> By registering and attending ComplianceOnline conference, you agree to have your photographs or videos taken at the conference venue and you do not have any objections to ComplianceOnline using these photos and videos for marketing,
          archiving or any other conference related activities. You agree to release ComplianceOnline from any kind of claims arising out of copyright or privacy violations.
        </p>
      </div>
    </div>
    <!--Terms and condition ends -->
    <!-- /div -->
  </div>
</form>

Text Content

BY USING THIS SITE YOU AGREE TO OUR USE OF COOKIES. PLEASE REFER TO OUR PRIVACY
POLICY FOR MORE INFORMATION.  CLOSE

 * Explore
    * Webinars
      
      
      WEBINARS
      
       * All Webinars
       * All FDA Regulated Industry
       * Accounting & Taxation
       * Banking & Financial Services
       * Clinical Research
       * Corporate Governance
       * Drugs & Chemicals (Pharma)
      
       * EH&S, Green Compliance
       * Food & Dietry Supplements
       * GXP Medical Devices
       * GXP Pharmaceutical
       * Healthcare
       * HR Compliance
      
       * Life Sciences
       * Medical Devices
       * Microsoft Office
       * OSHA Compliance
       * Quality Management
       * Risk Management
       * SOX Compliance
   
    * Webinar Subscription
    * Seminars
    * Standards
      
      
      BY PROVIDER
      
       * Business Industrial Network (BIN95)
       * Business Performance Associates
       * Business Basics LLC
       * IT Governance
       * Med Device Advisors
       * RCGlobal
       * Integrated Standards Stores
      
       * SEPT
       * SHOQ Quality Assurance Manuals
       * TAPPI
       * The 9000 Store
       * 13485 Store
       * 14000 Store
       * 16949 Store
      
       * 18000 Store
       * AS9100 Store
       * AS9110 Store
       * AS9120 Store
       * 17025 Store
       * 45001 Store
       * 50001 Store
       * 27001 Store
   
    * Free Resources
    * About Us
      
      
      ABOUT US
      
       * Company
       * Contact Us
       * Terms of Use
       * Privacy Policy
   
    * Dictionary

Search
 * 0
   
   YOUR SHOPPING CART
   
   Contains 0 items
   Total: $0.00
   View Shopping Cart
 * Sign In
   
   LOG IN TO COMPLIANCEONLINE
   
   
   Forgot Password
   
 * Join for Free

 * Webinars
   * Banking & Financial Services
   * Life Sciences
   * Medical Devices
   * Drugs & Chemicals
   * Food & Dietry Supplements
   * HR Compliance
   * OSHA Compliance
 * Seminars
 * Free Resources
 * About Us
   * Company
   * Contact Us
   * Terms of Use
   * Privacy Policy


 1. Home
 2. Seminar
 3. Risk Based Internal Auditing (RBIA)


2-day Virtual Seminar


RISK BASED INTERNAL AUDITING (RBIA)




By:
Richard Barr, Operational Risk & Back Office Specialist

Course ID: 80196SEM



1

MAY 20-21, 2024 (8:00 AM TO 2:00 PM PST)

Virtual Training Through WebEx
Various parts of the country are still battling the Coronavirus (COVID-19), we
will conduct the class 100% online.


$1499*
(Seminar for One Registration)
Virtual Seminar | May 20-21, 2024

Register now and save $400 (Actual Price: $1,899)

Buy Now
Download Brochure
*Early bird seats are limited and based on first-come, first-serve.

 

 * Course Description
 * Agenda
 * Speaker
 * Price/Register
   
   

Risk Based Internal Auditing (RBIA) is defined by the Institute of Internal
Auditors (IIA) as “a methodology that links internal auditing to an
organization’s overall risk management framework”. RBIA allows internal audit to
provide assurance to the bank’s/ organization’s board that various risk
management processes are managing risks effectively, in relation to the risk
appetite of the bank/ organization.

However every organization is different with different attitudes to risk,
different management and organizational structures, different processes and
procedures, and the need to subscribe to and comply with diverse conventions and
regulations. Experienced internal auditors need to adapt these ideas to the
structures, processes and language of their organization in order to implement
RBIA.

Implemented correctly, RBIA offers tremendous advantages to the organization.
RBIA allows internal audit to provide the Board of Directors with the assurance
that it needs on three areas:

 * Risk management processes - their design and how well they are working
 * Management of those risks classified as 'key' - including the effectiveness
   of the controls and other responses to them
 * Complete, accurate and appropriate reporting and classification of risks

This intensive 2-day course is all about RBIA, what it is, how it differs from
the conventional internal audit and most importantly of all how it may be
planned and implemented within the organization.

Event Tags: Risk Based Internal Auditing, Expectations Gap, Risk Heat Map,
Business Risks, COSO, ERM, RBIA, Operational Risk, SWOT, BPEST, FEMA, Risk
Matrix, Risk Register, and more...




LEARNING OBJECTIVES:

By using the RBIA approach, the organization’s internal audit should be able to
conclude that:

 * Management has identified, assessed and responded to risks within and beyond
   the organization’s risk appetite
 * That the responses to risks are effective but not excessive in managing
   inherent risks within this risk appetite
 * Where residual risks are not in line with the risk appetite, action is being
   taken to remedy this
 * Risk management processes, including the effectiveness of responses and the
   completion of actions, are being monitored by management to ensure they
   continue to operate effectively
 * Risks, responses and actions are being properly classified and reported.




WHO WILL BENEFIT:

This practical hands-on training course is designed for professionals from
industry, financial institutions and risk intensive organizations. The following
job titles/ positions will benefit from attending:

 * Board members, especially risk and audit committee chairs and members
 * Chief Risk Officers
 * Heads of market, credit, and operational risk
 * Head of Risk Management
 * Chief Compliance Officers
 * Chief Audit Officers
 * Chief Financial Officers
 * Actuaries
 * Treasurers
 * Auditors (External & Internal)
 * Bank regulators and examiners
 * Risk management consultants

Download Brochure


Register by phone or need assistance? Call +1-888-717-2436 Register Now Download
Brochure
Day 01(8:00 AM to 2:00 PM)


 * What is Risk Based Internal Auditing?
   * An introduction to Risk Based Internal Auditing
   * Traditional Approach versus Risk Based internal approach
   * Stages of Risk Based Internal Auditing
   * Measuring the effectiveness of Risk Based Internal Auditing
 * Risk Based Internal Auditing – Background
   * Rationale behind Risk Based Internal Auditing
   * Internal Audit – Definitions, Objectives & Scope
   * The “Expectations Gap”
   * The RISK BASED Internal Audit
   * Comparison to the traditional approach
 * Risk Management Understanding Risk
   * The meaning of risk
   * The attributes of risk – Likelihood & Consequence
   * The Risk Heat Map
   * Audit risk
   * Business risks – classification, internal & external, controllable &
     non-controllable
   * The COSO risk management framework
 * Understanding COSO
   * COSO — An Integrated Risk Management Framework
   * The COSO ERM Framework
   * COSO in Finer Detail
   * Updates to COSO
 * Basic concepts of risk management
   * Risk capacity, risk appetite, risk response
   * Inherent & residual risk
   * Entity risk assessment & Business process risk assessment
   * Significant risk
   * Risk register
 * ERM – Enterprise Wide Risk Management
   * ERM and the Board of Directors
   * What is covered under ERM
 * Risk Maturity
   * What is risk maturity
   * Why it is important
   * Risk maturity levels
   * Scorecard for assessing risk maturity
   * Analyzing the risk maturity results
 * Using a Risk Based Internal Audit (RBIA) Methodology
   * Audit is of management of risks and not of risk
   * Key reporting areas in the management of risks
   * Documenting Board assurance requirements and risk appetite
   * Audit strategy & risk maturity
   * Selecting individual risks to audit
   * Frequency of coverage
   * Including the Risks into an Audit Assignment
   * Importance of selecting the right auditable unit


Day 02(8:00 AM to 2:00 PM)


 * Stages of RBIA
   * Assessing risk maturity
   * Preparing the audit plan
   * Conducting the assurance audit
   * Reporting to the appropriate level
 * Model Process for Assessing & Evaluating Risks
   * Risk assessment steps
   * Risk assessment tools
   * Risk identification
   * Business Activities that are Sources of Risk
   * Operational Risk and its categories
   * Risk identification methods
   * Industry risk models
   * Choosing which methods to use
   * Typical risk areas
   * Risk estimation (Risk measurement/ Risk scoring)
   * Risk evaluation
   * Risk Heat map & Actions Needed
   * Using risk scores
 * Risk Assessment Tools
   * Market survey
   * Dependency modeling
   * SWOT analyses
   * Event tree analysis
   * BPEST (Business, Political, Economical, Social & Technological)
   * Fault tree analysis (Root Cause Analysis)
   * FEMA (Failure Mode and Effect Analysis)
 * Internal Audit Process
   
   In this section the instructor will cover the complete Internal Audit Process
   through with the RBIA methodology is carried out in a consistent manner. This
   covers the need for the Internal Auditor to become acquainted with the
   business and the industry allowing him to assess the risk maturity which
   determines his/her ability to provide the PBIA assurance and to review the
   risk assessment done by management and the her/his conclusion whether this
   risk register may be relied upon.
   
   The process covered includes;
   
   * Strategic analysis
   * Enterprise risk assessment
   * Internal Audit Plan development
   * What Risks to Audit – An Alternative Approach
   * Internal Audit execution
   * The Process Risk Matrix
   * Reporting
   * Issue Resolution tracking
 * Case Study - How the RBIA methodology is applied.
   
   This is an illustrative case study showing how the RBIA methodology is
   applied in a real world environment.

 * Case Study - Comair Flight 5191
   
   Operational risks not discovered can have devastating consequences, including
   loss of life and irreparable reputational damages. Such was the case of
   Comair Flight 519.

 * Comparing the Two Methodologies
   
   The speaker will compare RBIA methodology to the regular audit methodology.
   These methodologies will be examine in terms of;
   
   * Managing risk
   * Setting responsibility for risk management, and
   * Usefulness to the Board of Directors
 * Risk Registers
   
   The speaker will examine and discuss examples of the RBIA documentation form
   the case study including;
   
   * Risk Register,
   * Audit Procedures and
   * Transaction Files.
 * Closing Discussion - Difficulties facing the Internal Auditor
   
   The instructor will examine and discuss some of the pitfalls that the
   Internal Auditor may face in his/her assignment and some potential solutions.



Register by phone or need assistance? Call +1-888-717-2436 Register Now Download
Brochure


Richard Barr
Operational Risk & Back Office Specialist

Richard Barr , holds a B.S. in International Business Administration from San
Jose State University in California. His professional experience spans over 23
years, 5 of which were spent with Wells Fargo Bank. Another 5 were spent honing
his global banking skills, when Richard was intimately involved with
International Trade Finance, Real Time Gross Settlement and Cross Border
Banking. The past 14 years have been in the private and high-tech sectors
providing high-level consulting services, business analysis, project management
and training to a wide range of banking clientele across the globe.

Richard has also filled the role of advisor to central banks on payment systems
and technical payments issues. Furthermore, key staff members from the Bank of
England, South African Reserve Bank, Central Bank of Ireland, Bank Indonesia,
European Central Bank and Bank of Portugal have attended training sessions
presented by Richard.


Register by phone or need assistance? Call +1-888-717-2436 Register Now Download
Brochure


REGISTER NOW


 * 1
   May 20-21, 2024
   Virtual Seminar


ONLINE USING CREDIT CARD

$1,499.00


(One Dial-in One Attendee)

May 20-21, 2024, Virtual Seminar
(Registrations till Feb 15, 2024 - $1499)
(Registrations after Feb 15, 2024 - $1899)

$7,999.00


Group-Max. 10 Attendees

May 20-21, 2024, Virtual Seminar
(Registrations till Feb 15, 2024 - $7999)
(Registrations after Feb 15, 2024 - $8999)




OTHER REGISTRATION OPTION

By order form / PO#
 * Download the Order Form
 * Fill this form with attendee details & payment details
 * Fax it to +1-650-362-2367, or
 * Email it to customercare@complianceonline.com




PAYMENT MODE

By Check -
Pay your check to (payee name) “MetricStream Inc” our parent company and Mail
the check to:

ComplianceOnline (MetricStream, Inc),
6201 America Center Drive Suite 240
San Jose, CA 95002
USA

By Wire -

Register / Pay by Wire Transfer

Please contact us at +1-888-717-2436 to get details of wire transfer option.


TERMS & CONDITIONS TO REGISTER FOR THE SEMINAR/CONFERENCE/EVENT

Your registration for the seminar is subject to following terms and conditions.
If you need any clarification before registering for this seminar please call us
@ +1-888-717-2436 or email us @ customercare@complianceonline.com

Payment:
Payment is required 2 days before the date of the conference. We accept American
Express, Visa and MasterCard. Make checks payable to MetricStream Inc. (our
parent company).

Cancellations and substitutions:
Written cancellations through fax or email (from the person who has registered
for this conference) received at least 10 calendar days prior to the start date
of the event will receive a refund - less a $300 administration fee. No
cancellations will be accepted - nor refunds issued - within 10 calendar days
before the start date of the event.

On request by email or fax (before the seminar) a credit for the amount paid
minus administration fees ($300) will be transferred to any future
ComplianceOnline event and a credit note will be issued.

Substitutions may be made at any time. No-shows will be charged the full amount.

We discourage onsite registrations, however if you wish to register onsite,
payment to happen through credit card immediately or check to be submitted
onsite. Conference material will be given on the spot if it is available after
distributing to other attendees. In case it is not available, we will send the
material after the conference is over.

In the event ComplianceOnline cancels the seminar, ComplianceOnline is not
responsible for any airfare, hotel, other costs or losses incurred by
registrants. Some topics and speakers may be subject to change without notice.

Attendance confirmation and documents to carry to the seminar venue:
After we receive the payment from the registered attendee, an electronic event
pass will be sent to the email address associated with the registrant 5 working
days before the seminar date. Please bring the pass to the venue of the event.

Conference photograph / video:
By registering and attending ComplianceOnline conference, you agree to have your
photographs or videos taken at the conference venue and you do not have any
objections to ComplianceOnline using these photos and videos for marketing,
archiving or any other conference related activities. You agree to release
ComplianceOnline from any kind of claims arising out of copyright or privacy
violations.

WE NEED BELOW INFORMATION TO SERVE YOU BETTER

Name:* Email Address:* Phone number:* Job Title:* --------------------- Select
One ------------------ Accountant & Finance Manager Administrator
Analyst/Specialist/Associate Buyer/Planner CEO/President/Board of
Directors/Principal CFO/Treasurer Chief Compliance Officer Chief Risk Officer
CIO/CTO/COO Clinician/Lab Manager Consultant Controller/Comptroller
Director/VP/EVP Engineer Executive/Admin Assistant General Counsel
Manager/Supervisor/Coordinator Others


 





×

YOU ARE INVITED!



 

+1-888-717-2436

customercare@complianceonline.com webinarassist@complianceonline.com
feedback@complianceonline.com

6201 America Center Drive Suite 240, San Jose, CA 95002, USA

Follow Us

 

Copyright © 2023 ComplianceOnline.com
Our Policies: Terms of use | Privacy

PAYMENT METHOD: 100% Secure Transaction





 

ABOUT US

--------------------------------------------------------------------------------

Company

Contact Us

Terms of Use

Privacy Policy

Free Resources

Dictionary

INDUSTRIES

--------------------------------------------------------------------------------

Banking & Financial Services

Life Sciences

Medical Devices

Drugs & Chemicals

Food & Dietary Supplements

HR Compliance

OSHA Compliance

Hitech Aero & Manufacturing

Energy & Utilities

CPG & Retail

Healthcare

Accounting & Taxation

Biotechnology

Clinical Research

All FDA Regulated Industry

Trade And Logistics

Corporate Governance

Risk Management

EH&S Green Compliance

Laboratory