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Back to CIB Americas



NATIXIS SECURITIES AMERICAS LLC


ABOUT US

Natixis Securities Americas LLC, a US-registered broker-dealer and subsidiary of
Natixis, provides its clients with corporate and investment banking solutions.
Natixis Securities Americas LLC is registered with FINRA and is a member of
SIPC. Further information regarding Natixis Securities Americas LLC and its
registered representatives is available through FINRA BrokerCheck.

Natixis is the international corporate and investment banking, asset management,
insurance and financial services arm of Groupe BPCE, the 2nd-largest banking
group in France with 31 million clients spread over two retail banking networks,
Banque Populaire and Caisse d’Epargne. With more than 21,000 employees, Natixis
has a number of areas of expertise that are organized into four main business
lines: Asset & Wealth Management, Corporate & Investment Banking, Insurance and
Specialized Financial Services.

Click here to go to the CIB Americas page.


FINANCIAL STATEMENTS

Natixis Securities Americas LLC Statement of Financial Condition

 * December 31, 2022
 * June 30, 2022
 * December 31, 2021
 * June 30, 2021
 * December 31, 2020
 * June 30, 2020
 * December 31, 2019
 * June 30, 2019
 * December 31, 2018
 * June 30, 2018

If you would like to receive a hardcopy of this document, please
call 1-866-735-0101.


ORDER ROUTING

ABLE Rule 606 Disclosures


If you would like to receive a copy of this document from prior quarters, please
e-mail USComplianceAdvisory@natixis.com


FINRA BROKERCHECK

As per FINRA Rule 2267, all customers, clients and investors are permitted to
access BrokerCheck, a FINRA based tool which provides the public with
information on the professional background, business practices, and conduct of
FINRA-member firms and their associated persons when considering whether to work
with a new investment professional or Firm. To view information about Natixis
Securities Americas LLC, please click on the following link and type in the
Firms name or the individuals name or Central Registration Depository ("CRD")
number to perform your search. Natixis Securities Americas LLC's CRD is "1101".

http://www.finra.org/brokercheck

FINRA

Telephone: (800) 289-9999

Public Disclosure

FINRA

P. O. Box 9401

Gaithersburg, Maryland 20898-9401

Fax: (301) 212-8137

The FINRA BrokerCheck publishes a free investor brochure that is available by
contacting FINRA at the above telephone number or address.


BUSINESS CONTINUITY PLAN (“BCP”) DISCLOSURE STATEMENT

In the event of a significant business disruption, Natixis Securities America
LLC (“NSA”) has implemented a BCP reasonably designed to enable NSA to meet its
existing obligations to customers in the event of an emergency, disaster or
other significant business disruption. NSA intends to continue business
operations and has implemented, and periodically tests, measures, and adjusts
its continuity plans in order to recover from a variety of possible emergency
scenarios.

Leveraging the Natixis CIB Americas Business Continuity program, NSA implements
the following procedures, including but not limited to:

 * Recovery Strategy Development and Implementation
 * Crisis Management Program
 * Plan Products
 * BCM Tools
 * Testing Program 
   1. Disaster recovery data center testing
   2. Recovery seat testing
   3. Remote access testing
   4. Crisis management tabletop testing
   5. Industry-related testing
   6. Emergency notification system testing
 * Training and Awareness

The full NSA Business Continuity Plan is available to all customers upon
request.
 


CONTACT US

Main Office Location:

Natixis Securities Americas LLC

1251 Avenue of the Americas

New York, NY 10020

(212) 891-6100

 

Contacts:

Louis Pinto, Executive Representative louis.pinto@natixis.com

Suprio Chaudhuri, Chief Compliance Officer suprio.chaudhuri@natixis.com


Compliance Regulation PRIIPS KID FX Systematic Internalizer

Natixis Corporate & Investment Banking

7 Promenade Germaine Sablon

75013 Paris

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