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Privacy Policy


DOUBLELINE WEBSITE PRIVACY POLICY

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What Does DoubleLine Do With Your Personal Information?

This notice provides information about how DoubleLine (“we” and “our”) collect,
share, and protect your personal information, and how you might choose to limit
our ability to share certain information about you. Please read this notice
carefully.

Why do we need your personal information?

All financial companies need to share customers’ personal information to run
their everyday businesses, to appropriately tailor the services offered to you
(where applicable), and to comply with our regulatory obligations. Accordingly,
information, confidential and proprietary, plays an important role in the
success of our business.  However, we recognize that you have entrusted us with
your personal and financial data, and we recognize our obligation to keep this
information secure. Maintaining your privacy is important to us, and we hold
ourselves to a high standard in its safekeeping and use. Most importantly,
DoubleLine does not sell its customers’ non-public personal information to any
third parties. DoubleLine uses its customers’ non-public personal information
primarily to complete financial transactions that its customers request (where
applicable), to make its customers aware of other financial products and
services offered by a DoubleLine affiliated company, and to satisfy obligations
we owe to regulatory bodies.

Information we may collect

We may collect various types of personal data about you, including:

 * Your personal identification information, which may include your name and
   passport information, your IP address, politically exposed person (“PEP”)
   status, and such other information as may be necessary for us to provide our
   services to you and to complete our customer due diligence process and
   discharge its anti-money laundering obligations;
 * Your contact information, which may include postal address and e-mail address
   and your home and mobile telephone numbers;
 * Your family relationships, which may include your marital status, the
   identity of your spouse and the number of children that you have;
 * Your professional and employment information, which may include your level of
   education and professional qualifications, your employment, employer’s name
   and details of directorships and other offices which you may hold; and
 * Financial information, risk tolerance, sources of wealth and your assets,
   which may include details of shareholdings and beneficial interests in
   financial instruments, your bank details and your credit history;

Where we obtain your personal information

DoubleLine may collect non-public information about you from the following
sources:

 * Information we receive about you on applications or other forms;
 * Information you may give us orally;
 * Information about your transactions with us or others;
 * Information you submit to us in correspondence, including emails or other
   electronic communications; and
 * Information about any bank account you use for transfers between your bank
   account and any Fund account, including information provided when effecting
   wire transfers.

Information Collected from Websites

Websites maintained by DoubleLine or its service providers may use a variety of
technologies to collect information that help DoubleLine and its service
providers understand how the website is used. Information collected from your
web browser (including small files stored on your device that are commonly
referred to as "cookies") allow the websites to recognize your web browser and
help to personalize and improve your user experience and enhance navigation of
the website. You can change your cookie preferences by changing the setting on
your web browser to delete or reject cookies. If you delete or reject cookies,
some website pages may not function properly. Our websites may contain links
that are maintained or controlled by third parties, each of which has privacy
policies which may differ, in some cases significantly, from the privacy
policies described in this notice. Please read the privacy policies of such
third parties and understand that accessing their website is at your own risk.
Please contact your DoubleLine representative if you would like to receive more
information about the privacy policies of third parties.

We also use web analytics services, which currently include but are not limited
to Google Analytics and Adobe Analytics. Such web analytics services use cookies
and similar technologies to evaluate visitor's use of the domain, compile
statistical reports on domain activity, and provide other services related to
our websites. For more information about Google Analytics, or to opt out of
Google Analytics, please go to https://tools.google.com/dlpage/gaoptout. For
more information about Adobe Analytics, or to opt out of Adobe Analytics, please
go to: http://www.adobe.com/privacy/opt-out.html.

How and why we may share your information

DoubleLine does not disclose any non-public personal information about our
customers or former customers without the customer’s authorization, except that
we may disclose the information listed above, as follows:

 * It may be necessary for DoubleLine to provide information to nonaffiliated
   third parties in connection with our performance of the services we have
   agreed to provide you. For example, it might be necessary to do so in order
   to process transactions and maintain accounts.
 * DoubleLine will release any of the non-public information listed above about
   a customer if directed to do so by that customer or if DoubleLine is
   authorized by law to do so, such as in the case of a court order, legal
   investigation, or other properly executed governmental request.
 * In order to alert a customer to other financial products and services offered
   by an affiliate, DoubleLine may share information with an affiliate,
   including companies using the DoubleLine name. Such products and services may
   include, for example, other investment products offered by a DoubleLine
   company.  If you prefer that we not disclose non-public personal information
   about you to our affiliates for this purpose, you may direct us not to make
   such disclosures (other than disclosures permitted by law) by calling 1 (213)
   633-8200. If you limit this sharing and you have a joint account, your
   decision will be applied to all owners of the account.

We will limit access to your personal account information to those agents and
vendors who need to know that information to provide products and services to
you. Your information is not provided by us to nonaffiliated third parties for
marketing purposes. We maintain physical, electronic, and procedural safeguards
to guard your non-public personal information.

Notice to “natural persons” residing in the European Economic Area (the “EEA”)

If you reside in the EEA, we may transfer your personal information outside the
EEA, and will ensure that it is protected and transferred in a manner consistent
with legal requirements applicable to the information. This can be done in a
number of different ways, for instance:

 * the country to which we send the personal information may have been assessed
   by the European Commission as providing an “adequate” level of protection for
   personal data;
 * the recipient may have signed a contract based on standard contractual
   clauses approved by the European Commission; or
 * where the recipient is located in the U.S., it may be a certified member of
   the EU-U.S. Privacy Shield scheme.

In other circumstances, the law may permit us to otherwise transfer your
personal information outside the EEA. In all cases, however, any transfer of
your personal information will be compliant with applicable data protection law.

Retention of personal information and security

Your personal information will be retained for as long as required:

 * for the purposes for which the personal information was collected;
 * in order to establish or defend legal rights or obligations or to satisfy any
   reporting or accounting obligations; and/or
 * as required by data protection laws and any other applicable laws or
   regulatory requirements, including, but not limited to, U.S. laws and
   regulations applicable to our business.

We will undertake commercially reasonable efforts to protect the personal
information that we hold with appropriate security measures.

Access To and Control of Your Personal Information

Depending on your country of domicile, you may have the following rights in
respect of the personal information about you that we process:

 * the right to access and port personal information;
 * the right to rectify personal information;
 * the right to restrict the use of personal information;
 * the right to request that personal information is erased; and
 * the right to object to processing of personal information.

Although you have the right to request that your personal information be deleted
at any time, applicable laws or regulatory requirements may prohibit us from
doing so.  If you are an investor in the DoubleLine funds, certain of the rights
described above that may apply to direct clients of DoubleLine domiciled or
resident outside the United States will not apply to you.  In addition, if you
invest in a DoubleLine fund through a financial intermediary, DoubleLine may not
have access to personal information about you.

If you wish to exercise any of the rights set out above, please contact
privacy@doubleline.com.

Changes to DoubleLine’s Privacy Policy

As required by U.S. federal law, DoubleLine will notify customers of
DoubleLine’s Privacy Policy annually. DoubleLine reserves the right to modify
its privacy policy at any time, but in the event that there is a change, that
affects the content of this notice materially, DoubleLine will promptly inform
its customers of that change, in accordance with applicable law.

Accept or Deny