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   * Securities Licensing
     
     Satisfy your regulatory requirements and pass your exams.
     
     * Registered Representative
       * SIE Exam Prep
       * Series 3
       * Series 6
       * Series 7
       * Series 31
       * Series 32
       * Series 50
       * Series 52
       * Series 57
       * Series 63
       * Series 65
       * Series 66
       * Series 79
       * Series 86
       * Series 87
       * Series 99
     * Managers & Principals
       * Series 4
       * Series 9
       * Series 10
       * Series 14
       * Series 16
       * Series 24
       * Series 26
       * Series 27
       * Series 30
       * Series 51
       * Series 53
       * Series 54
     * Combo Packages
       * Series 6, SIE & 63
       * Series 7 & SIE & 63
       * Series 7 & SIE & 66
       * Series 9 & 10
       * Series 16 Part 1 & 2
       * Series 57 & SIE
       * Series 86 & SIE
       * Series 86, Series 87 & SIE
       * Series 99 & SIE
     * Combo Packages
       * Series 6, SIE & 63
       * Series 7 & SIE & 63
       * Series 7 & SIE & 66
       * Series 9 & 10
       * Series 16 Part 1 & 2
       * Series 57 & SIE
       * Series 86 & SIE
       * Series 86, Series 87 & SIE
       * Series 99 & SIE
   * Securities Continuing Education
     
     Stay compliant, expand your knowledge and meet regulatory requirements with
     online training.
     
     * Investment Adviser Representative (IAR)
     * Firm Element
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     Satisfy your state pre-licensing and continuing education requirements
     
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EMPOWERING 1.5+ MILLION PROFESSIONALS WITH THE KNOWLEDGE TO PASS THEIR FINRA &
INSURANCE EXAMS




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Registered Representatives Managers & Principals Combined Packages View All
Packages


GET STARTED IN THE SECURITIES INDUSTRY


WE OFFER THE ENTIRE RANGE OF REGISTERED REPRESENTATIVE LICENSING EXAMS TO START
YOU ON THE PATH TO SUCCESS.

 * Securities Industry Essentials SIE
   LICENSE DESCRIPTION
   
   
   SECURITIES INDUSTRY ESSENTIALS SIE
   
   The SIE is a FINRA exam and pre-requisite to working within the financial
   services industry and is taken in combination with the following exams:
   Series 6, 7, 52, 57, 79, 86, 87 or 99. Individuals are not required to be an
   employee of a sponsoring firm in order to take the SIE exam.
   
   STARTING AT $124
   
   View Packages
 * Series 3
   LICENSE DESCRIPTION
   
   
   SERIES 3
   
   Series 3 is a National Futures Association licensing exam required for
   commodities and futures professionals, who solicit orders, or supervise
   individuals on behalf of a Futures Commission Merchant , Introducing Broker,
   Commodity Trading Advisor, or Commodity Pool Operator.
   
   STARTING AT $271
   
   View Packages
 * Series 6
   LICENSE DESCRIPTION
   
   
   SERIES 6
   
   Series 6 is a FINRA licensing exam required for registered representatives
   who sell investment companies, variable annuities and life insurance
   contracts. Individuals are required to pass both the Series 6 as well as the
   SIE exam in order to register as a representative.
   
   STARTING AT $130
   
   View Packages
 * Series 7
   LICENSE DESCRIPTION
   
   
   SERIES 7
   
   Series 7 is a FINRA licensing exam required for registered representatives
   who sell the broadest range of securities including corporate securities,
   municipal securities, and options. Individuals are required to pass both the
   Series 7 and the SIE exam in order to register as a representative.
   
   STARTING AT $235
   
   View Packages
 * Series 31
   LICENSE DESCRIPTION
   
   
   SERIES 31
   
   Series 31 is a National Futures Association licensing exam required for
   individuals who sell commodity pools.
   
   STARTING AT $62
   
   View Packages
 * Series 32
   LICENSE DESCRIPTION
   
   
   SERIES 32
   
   Series 32 is a National Futures Association licensing exam required for
   individuals who are currently registered in the United Kingdom as general
   representatives for futures and options.
   
   STARTING AT $62
   
   View Packages
 * Series 50
   LICENSE DESCRIPTION
   
   
   SERIES 50
   
   Series 50 is a MSRB licensing exam required for municipal financial
   professionals who offer advice to municipal entities relating to investments
   or the issuance of municipal debt.
   
   STARTING AT $203
   
   View Packages
 * Series 52
   LICENSE DESCRIPTION
   
   
   SERIES 52
   
   Series 52 is a MSRB licensing exam required for individuals engaged in the
   sale or underwriting of municipal securities. Individuals are required to
   pass both the Series 52 Exam and the SIE qualification exam in order to
   register as a representative.
   
   STARTING AT $339
   
   View Packages
 * Series 57
   LICENSE DESCRIPTION
   
   
   SERIES 57
   
   Series 57 is a FINRA licensing exam required for an Equity Trader or
   Proprietary Trader. Individuals are required to pass both the Series 57 Exam
   and the SIE qualification exam in order to register as a representative.
   
   STARTING AT $256
   
   View Packages
 * Series 63
   LICENSE DESCRIPTION
   
   
   SERIES 63
   
   Series 63 is a NASAA licensing exam required for individuals seeking to
   register and meet their state licensing requirement. This exam is frequently
   combined with the SIE, Series 6, 7, 79.
   
   STARTING AT $88
   
   View Packages
 * Series 65
   LICENSE DESCRIPTION
   
   
   SERIES 65
   
   Series 65 is a NASAA licensing exam required for individuals seeking to
   register and meet their state investment adviser representative licensing
   requirement and provide advisory services. This exam is frequently combined
   with the SIE, Series 6 and 7.
   
   STARTING AT $193
   
   View Packages
 * Series 66
   LICENSE DESCRIPTION
   
   
   SERIES 66
   
   Series 66 is a NASAA licensing exam, required for individuals seeking to
   register and meet their state investment advisor representative licensing
   requirement and provide advisory services. Series 7 is a pre-requisite for
   this exams and financial advisors often combine it with SIE and Series 7.
   
   STARTING AT $141
   
   View Packages
 * Series 79
   LICENSE DESCRIPTION
   
   
   SERIES 79
   
   Series 79 is a FINRA licensing exam required for individuals who are seeking
   to work in the capital markets as an investment banker. Individuals are
   required to pass both the SIE and Series 79 exam in order to register as a
   representative. This exam is frequently combined with the SIE and Series 63.
   
   STARTING AT $386
   
   View Packages
 * Series 86
   LICENSE DESCRIPTION
   
   
   SERIES 86
   
   Series 86 is a FINRA licensing exam required for research analysts and other
   individuals who produce research reports. Individuals are required to pass
   both the Series 86 and 87 in order to register as a research analyst. This
   exam is frequently purchased with the Series 86.
   
   STARTING AT $287
   
   View Packages
 * Series 87
   LICENSE DESCRIPTION
   
   
   SERIES 87
   
   Series 87 is a FINRA licensing exam required for research analysts and other
   individuals who produce research reports. Individuals are required to pass
   both the Series 86 and 87 in order to register as a research analyst. This
   exam is frequently purchased with the Series 86.
   
   STARTING AT $130
   
   View Packages
 * Series 99
   LICENSE DESCRIPTION
   
   
   SERIES 99
   
   Series 99 is a FINRA licensing exam required for "covered persons"
   responsible for certain broker dealer back-office or operational functions.
   Individuals are required to pass both the Series 99 Exam and SIE exam in
   order to register as an operations professional. This exam is frequently
   combined with the SIE.
   
   STARTING AT $130
   
   View Packages
 * View all . . .

LICENSE DESCRIPTION


SECURITIES INDUSTRY ESSENTIALS SIE

The SIE is a FINRA exam and pre-requisite to working within the financial
services industry and is taken in combination with the following exams: Series
6, 7, 52, 57, 79, 86, 87 or 99. Individuals are not required to be an employee
of a sponsoring firm in order to take the SIE exam.

STARTING AT $124

View Packages
3


TAKE YOUR CAREER TO THE NEXT LEVEL


AS A MANAGER OR PRINCIPAL WE HAVE THE RIGHT LICENSING EXAMS TO HELP TRANSITION
YOUR CAREER.

 * Series 4
   LICENSE DESCRIPTION
   
   
   SERIES 4
   
   Series 4 is a FINRA exam required for individuals responsible for the
   supervision of a broker dealer's options accounts, trading, and sales
   personnel. A current SIE and Series 7 registration are co-requisites.
   
   STARTING AT $287
   
   View Packages
 * Series 9
   LICENSE DESCRIPTION
   
   
   SERIES 9
   
   Series 9 is a FINRA exam required for individuals responsible for sales
   management or branch office supervision that includes options. Series 9 is
   typically taken along with the Series 10 by individuals who have a
   supervisory role at a broker dealer. A current SIE and Series 7 registration
   are co-requisites.
   
   STARTING AT $219
   
   View Packages
 * Series 10
   LICENSE DESCRIPTION
   
   
   SERIES 10
   
   Series 10 is a FINRA exam required for individuals responsible for sales
   management or branch office supervision. Series 10 is typically taken along
   with the Series 9 by individuals who have a supervisory role at a broker
   dealer. A current SIE and Series 7 registration are co-requisites.
   
   STARTING AT $339
   
   View Packages
 * Series 14
   LICENSE DESCRIPTION
   
   
   SERIES 14
   
   Series 14 is a FINRA exam required for chief compliance officers and those
   who supervise ten or more people engaged in compliance activities at New York
   Stock Exchange member firms.
   
   STARTING AT $245
   
   View Packages
 * Series 16
   LICENSE DESCRIPTION
   
   
   SERIES 16
   
   Series 16 exam is an FINRA exam required for Supervisory Analysts who prepare
   or approve research reports. Passing any part of the CFA examination makes
   you eligible to have Part II waived. This course can be ordered separately
   and has two parts; Part I covers regulations Part II covers Securities
   Analysis.
   
   STARTING AT $266
   
   View Packages
 * Series 24
   LICENSE DESCRIPTION
   
   
   SERIES 24
   
   Series 24 is a FINRA exam required for individuals who act as a principal /
   general securities supervisor. In addition to the Series 24 exam, candidates
   must pass the SIE Exam and the appropriate representative-level qualification
   exam. A current SIE and Series 7 registration are co-requisites.
   
   STARTING AT $287
   
   View Packages
 * Series 26
   LICENSE DESCRIPTION
   
   
   SERIES 26
   
   Series 26 is a FINRA exam required for individuals who supervise or manage
   representatives who sell investment company and variable insurance products.
   A current SIE and Series 6 or Series 7 registration are co-requisites.
   
   STARTING AT $156
   
   View Packages
 * Series 27
   LICENSE DESCRIPTION
   
   
   SERIES 27
   
   Series 27 is a FINRA exam required for individuals who manage back office
   operations, prepare and maintain a broker dealers books and records, and
   manage a firm's adherence to financial and operational regulations.
   
   STARTING AT $365
   
   View Packages
 * Series 30
   LICENSE DESCRIPTION
   
   
   SERIES 30
   
   Series 30 is a National Futures Association exam required for individuals who
   will function as branch managers. A current Series 3 registration is a
   co-requisite.
   
   STARTING AT $99
   
   View Packages
 * Series 51
   LICENSE DESCRIPTION
   
   
   SERIES 51
   
   Series 51 is an National Futures Association exam for individuals who
   supervise municipal securities activities of the dealer and its associated
   persons limited to municipal fund securities. A current Series 24 or Series
   26 registration is a co-requisite.
   
   STARTING AT $99
   
   View Packages
 * Series 53
   LICENSE DESCRIPTION
   
   
   SERIES 53
   
   Series 53 is a MSRB exam required for individuals who will supervise a broker
   dealers municipal securities activities. A current SIE and Series 52
   registration are co-requisites.
   
   STARTING AT $261
   
   View Packages
 * Series 54
   LICENSE DESCRIPTION
   
   
   SERIES 54
   
   Series 54 is an MSRB exam for individuals who engage in the management or
   supervision of municipal advisory activities. A current Series 50
   registration is a co-requisite.
   
   STARTING AT $412
   
   View Packages
 * View all . . .

2
3


COMBINATION PACKAGE OPTIONS TO FIT YOUR CAREER PATH


COMBINATION PACKAGES TO MEET YOUR LICENSING REQUIREMENTS, AND SAVE YOU TIME AND
MONEY.

 * Series 6, SIE & 63
   LICENSE DESCRIPTION
   
   
   SERIES 6, SIE & 63
   
   If you are starting your career in the financial services industry and
   require a Series 6 License, this combination of packages is specifically
   designed to help you prepare, and pass your required FINRA exams. Take the
   next step, start training today and save 10% off retail prices by purchasing
   the combination package.
   
   STARTING AT $309
   
   View Package
 * Series 7 & SIE & 63
   LICENSE DESCRIPTION
   
   
   SERIES 7 & SIE & 63
   
   If you are starting your career in the financial services industry and
   require a Series 7 but will not be engaged in advisory services, this
   combination of packages is specifically designed to help you prepare, and
   pass your required FINRA exams. Take the next step, start training today and
   save 10% off retail prices by purchasing the combination package.
   
   STARTING AT $403
   
   View Package
 * Series 7 & SIE & 66
   LICENSE DESCRIPTION
   
   
   SERIES 7 & SIE & 66
   
   If you are starting your career in the financial services industry and
   require a Series 7 & 66 License, this combination of packages is specifically
   designed to help you prepare, and pass your required FINRA exams. Take the
   next step, start training today and save10% off retail prices by purchasing
   the combination package.
   
   STARTING AT $450
   
   View Package
 * Series 9 & 10
   LICENSE DESCRIPTION
   
   
   SERIES 9 & 10
   
   If you are becoming an principal and are responsible for supervising your
   firm's options and general securities activities, this combination of package
   will put you on a path to become a fully registered sales prinicipal with
   FINRA. Take the next step, start training today and save 10% off retail
   prices by purchasing the combination package.
   
   STARTING AT $503
   
   View Package
 * Series 16 Part 1 & 2
   LICENSE DESCRIPTION
   
   
   SERIES 16 PART 1 & 2
   
   If you are becoming an principal and are responsible for supervising your
   firm's research reports, this combination of package will put you on a path
   to become a fully registered supervisory analyst with FINRA. Take the next
   step, start training today and save 10% off retail prices by purchasing the
   combination package.
   
   STARTING AT $266
   
   View Package
 * Series 57 & SIE
   LICENSE DESCRIPTION
   
   
   SERIES 57 & SIE
   
   If you are starting your career as a trader and require a Series 57 License,
   this combination of packages is specifically designed to help you prepare,
   and pass your required FINRA exams. Take the next step, start training today
   and save 10% off retail prices by purchasing the combination package.
   
   STARTING AT $339
   
   View Package
 * Series 79 & SIE
   LICENSE DESCRIPTION
   
   
   SERIES 79 & SIE
   
   If you are starting your career in the capital markets industry and require a
   Series 79 license, this combination of packages is specifically designed to
   help you prepare, and pass your required FINRA exams. Take the next step,
   start training today and save 10% off retail prices by purchasing the
   combination package.
   
   STARTING AT $459
   
   View Package
 * Series 79 , SIE & 63
   LICENSE DESCRIPTION
   
   
   SERIES 79 , SIE & 63
   
   If you are starting your career in the capital markets industry and require a
   Series 79 license, this combination of packages is specifically designed to
   help you prepare, and pass your required FINRA exams. Take the next step,
   start training today and save 10% off retail prices by purchasing the
   combination package.
   
   STARTING AT $539
   
   View Package
 * Series 86 & SIE
   LICENSE DESCRIPTION
   
   
   SERIES 86 & SIE
   
   If you are starting your career in research and require the Series 86 license
   only due to an exemption, this combination of packages is specifically
   designed to help you prepare, and pass your required FINRA exams. Take the
   next step, start training today and save 10% off retail prices by purchasing
   the combination package.
   
   STARTING AT $370
   
   View Package
 * Series 86, Series 87 & SIE
   LICENSE DESCRIPTION
   
   
   SERIES 86, SERIES 87 & SIE
   
   If you are starting your career in research and require a Series 86 & 87
   license, this combination of packages is specifically designed to help you
   prepare, and pass your required FINRA exams. Take the next step, start
   training today and save 10% off retail prices by purchasing the combination
   package.
   
   STARTING AT $488
   
   View Package
 * Series 99 & SIE
   LICENSE DESCRIPTION
   
   
   SERIES 99 & SIE
   
   If you are starting your career in operations and require a Series 99
   license, this combination of packages is specifically designed to help you
   prepare, and pass your required FINRA exams. Take the next step, start
   training today and save 10% off retail prices by purchasing the combination
   package.
   
   STARTING AT $229
   
   View Packages
 * View all . . .

2
3


THE WIDEST RANGE OF PRODUCTS IN THE INDUSTRY


EVERY COURSE YOU NEED TO PURSUE YOUR CAREER GOALS.

 * Securities Industry Essentials SIE
   LICENSE DESCRIPTION
   
   
   SECURITIES INDUSTRY ESSENTIALS SIE
   
   The SIE is a FINRA exam and pre-requisite to working within the financial
   services industry and is taken in combination with the following exams:
   Series 6, 7, 52, 57, 79, 86, 87 or 99. Individuals are not required to be an
   employee of a sponsoring firm in order to take the SIE exam.
   
   STARTING AT $124
   
   View Packages
 * Series 3
   LICENSE DESCRIPTION
   
   
   SERIES 3
   
   Series 3 is a National Futures Association licensing exam required for
   commodities and futures professionals, who solicit orders, or supervise
   individuals on behalf of a Futures Commission Merchant , Introducing Broker,
   Commodity Trading Advisor, or Commodity Pool Operator.
   
   STARTING AT $271
   
   View Packages
 * Series 4
   LICENSE DESCRIPTION
   
   
   SERIES 4
   
   Series 4 is a FINRA exam required for individuals responsible for the
   supervision of a broker dealer's options accounts, trading, and sales
   personnel. A current SIE and Series 7 registration are co-requisites.
   
   STARTING AT $287
   
   View Packages
 * Series 6
   LICENSE DESCRIPTION
   
   
   SERIES 6
   
   Series 6 is a FINRA licensing exam required for registered representatives
   who sell investment companies, variable annuities and life insurance
   contracts. Individuals are required to pass both the Series 6 as well as the
   SIE exam in order to register as a representative.
   
   STARTING AT $130
   
   View Packages
   
 * Series 7
   LICENSE DESCRIPTION
   
   
   SERIES 7
   
   Series 7 is a FINRA licensing exam required for registered representatives
   who sell the broadest range of securities including corporate securities,
   municipal securities, and options. Individuals are required to pass both the
   Series 7 and the SIE exam in order to register as a representative.
   
   STARTING AT $235
   
   View Packages
   
 * Series 9
   LICENSE DESCRIPTION
   
   
   SERIES 9
   
   Series 9 is a FINRA exam required for individuals responsible for sales
   management or branch office supervision that includes options. Series 9 is
   typically taken along with the Series 10 by individuals who have a
   supervisory role at a broker dealer. A current SIE and Series 7 registration
   are co-requisites.
   
   STARTING AT $219
   
   View Packages
 * Series 10
   LICENSE DESCRIPTION
   
   
   SERIES 10
   
   Series 10 is a FINRA exam required for individuals responsible for sales
   management or branch office supervision. Series 10 is typically taken along
   with the Series 9 by individuals who have a supervisory role at a broker
   dealer. A current SIE and Series 7 registration are co-requisites.
   
   STARTING AT $339
   
   View Packages
 * Series 14
   LICENSE DESCRIPTION
   
   
   SERIES 14
   
   Series 14 is a FINRA exam required for chief compliance officers and those
   who supervise ten or more people engaged in compliance activities at New York
   Stock Exchange member firms.
   
   STARTING AT $245
   
   View Packages
 * Series 16
   LICENSE DESCRIPTION
   
   
   SERIES 16
   
   Series 16 exam is an FINRA exam required for Supervisory Analysts who prepare
   or approve research reports. Passing any part of the CFA examination makes
   you eligible to have Part II waived. This course can be ordered separately
   and has two parts; Part I covers regulations Part II covers Securities
   Analysis.
   
   STARTING AT $266
   
   View Packages
 * Series 24
   LICENSE DESCRIPTION
   
   
   SERIES 24
   
   Series 24 is a FINRA exam required for individuals who act as a principal /
   general securities supervisor. In addition to the Series 24 exam, candidates
   must pass the SIE Exam and the appropriate representative-level qualification
   exam. A current SIE and Series 7 registration are co-requisites.
   
   STARTING AT $287
   
   View Packages
 * Series 26
   LICENSE DESCRIPTION
   
   
   SERIES 26
   
   Series 26 is a FINRA exam required for individuals who supervise or manage
   representatives who sell investment company and variable insurance products.
   A current SIE and Series 6 or Series 7 registration are co-requisites.
   
   STARTING AT $156
   
   View Packages
 * Series 27
   LICENSE DESCRIPTION
   
   
   SERIES 27
   
   Series 27 is a FINRA exam required for individuals who manage back office
   operations, prepare and maintain a broker dealers books and records, and
   manage a firm's adherence to financial and operational regulations.
   
   STARTING AT $365
   
   View Packages
 * Series 30
   LICENSE DESCRIPTION
   
   
   SERIES 30
   
   Series 30 is a National Futures Association exam required for individuals who
   will function as branch managers. A current Series 3 registration is a
   co-requisite.
   
   STARTING AT $99
   
   View Packages
 * Series 31
   LICENSE DESCRIPTION
   
   
   SERIES 31
   
   Series 31 is a National Futures Association licensing exam required for
   individuals who sell commodity pools.
   
   STARTING AT $62
   
   View Packages
 * Series 32
   LICENSE DESCRIPTION
   
   
   SERIES 32
   
   Series 32 is a National Futures Association licensing exam required for
   individuals who are currently registered in the United Kingdom as general
   representatives for futures and options.
   
   STARTING AT $62
   
   View Packages
 * Series 50
   LICENSE DESCRIPTION
   
   
   SERIES 50
   
   Series 50 is a MSRB licensing exam required for municipal financial
   professionals who offer advice to municipal entities relating to investments
   or the issuance of municipal debt.
   
   STARTING AT $203
   
   View Packages
 * Series 51
   LICENSE DESCRIPTION
   
   
   SERIES 51
   
   Series 51 is an National Futures Association exam for individuals who
   supervise municipal securities activities of the dealer and its associated
   persons limited to municipal fund securities. A current Series 24 or Series
   26 registration is a co-requisite.
   
   STARTING AT $99
   
   View Packages
 * Series 52
   LICENSE DESCRIPTION
   
   
   SERIES 52
   
   Series 52 is a MSRB licensing exam required for individuals engaged in the
   sale or underwriting of municipal securities. Individuals are required to
   pass both the Series 52 Exam and the SIE qualification exam in order to
   register as a representative.
   
   STARTING AT $339
   
   View Packages
 * Series 53
   LICENSE DESCRIPTION
   
   
   SERIES 53
   
   Series 53 is a MSRB exam required for individuals who will supervise a broker
   dealers municipal securities activities. A current SIE and Series 52
   registration are co-requisites.
   
   STARTING AT $261
   
   View Packages
 * Series 54
   LICENSE DESCRIPTION
   
   
   SERIES 54
   
   Series 54 is an MSRB exam for individuals who engage in the management or
   supervision of municipal advisory activities. A current Series 50
   registration is a co-requisite.
   
   STARTING AT $412
   
   View Packages
 * Series 57
   LICENSE DESCRIPTION
   
   
   SERIES 57
   
   Series 57 is a FINRA licensing exam required for an Equity Trader or
   Proprietary Trader. Individuals are required to pass both the Series 57 Exam
   and the SIE qualification exam in order to register as a representative.
   
   STARTING AT $256
   
   View Packages
 * Series 63
   LICENSE DESCRIPTION
   
   
   SERIES 63
   
   Series 63 is a NASAA licensing exam required for individuals seeking to
   register and meet their state licensing requirement. This exam is frequently
   combined with the SIE, Series 6, 7, 79.
   
   STARTING AT $88
   
   View Packages
 * Series 65
   LICENSE DESCRIPTION
   
   
   SERIES 65
   
   Series 65 is a NASAA licensing exam required for individuals seeking to
   register and meet their state investment adviser representative licensing
   requirement and provide advisory services. This exam is frequently combined
   with the SIE, Series 6 and 7.
   
   STARTING AT $193
   
   View Packages
 * Series 66
   LICENSE DESCRIPTION
   
   
   SERIES 66
   
   Series 66 is a NASAA licensing exam, required for individuals seeking to
   register and meet their state investment advisor representative licensing
   requirement and provide advisory services. Series 7 is a pre-requisite for
   this exams and financial advisors often combine it with SIE and Series 7.
   
   STARTING AT $141
   
   View Packages
 * Series 79
   LICENSE DESCRIPTION
   
   
   SERIES 79
   
   Series 79 is a FINRA licensing exam required for individuals who are seeking
   to work in the capital markets as an investment banker. Individuals are
   required to pass both the SIE and Series 79 exam in order to register as a
   representative. This exam is frequently combined with the SIE and Series 63.
   
   STARTING AT $386
   
   View Packages
 * Series 86
   LICENSE DESCRIPTION
   
   
   SERIES 86
   
   Series 86 is a FINRA licensing exam required for research analysts and other
   individuals who produce research reports. Individuals are required to pass
   both the Series 86 and 87 in order to register as a research analyst. This
   exam is frequently purchased with the Series 86.
   
   STARTING AT $287
   
   View Packages
 * Series 87
   LICENSE DESCRIPTION
   
   
   SERIES 87
   
   Series 87 is a FINRA licensing exam required for research analysts and other
   individuals who produce research reports. Individuals are required to pass
   both the Series 86 and 87 in order to register as a research analyst. This
   exam is frequently purchased with the Series 86.
   
   STARTING AT $130
   
   View Packages
 * Series 99
   LICENSE DESCRIPTION
   
   
   SERIES 99
   
   Series 99 is a FINRA licensing exam required for "covered persons"
   responsible for certain broker dealer back-office or operational functions.
   Individuals are required to pass both the Series 99 Exam and SIE exam in
   order to register as an operations professional. This exam is frequently
   combined with the SIE.
   
   STARTING AT $130
   
   View Packages
 * View all . . .

2
3

This is the best and most challenging course I have taken. The course was
informative and helped me understand Series 7 concepts.

– Verified Student

Marshall University





THE PATH TO YOUR SECURITIES EXAM SUCCESS

Everyone learns differently. STC students have access to a variety of learning
tools that best fit their personal learning style. When students are enabled to
chose their learning styles, they are more likely to enjoy their training and
are more successful when sitting for their exam.


ON-DEMAND LECTURES

Hours of engaging and interactive content that’s accessible anytime you want.
Watch and re-watch as many times as you need.


LIVE VIRTUAL CLASSES

Learn from best-in-class instructors and subject matter experts with a live
virtual classroom.

View Class Schedule


STUDY AIDS

Various tools including crunch time facts, online and printed manuals and
flashcards – all designed to help drive retention and better prepare students
for their exam.


PRACTICE EXAMS

Various exam formats ensure you are ready to pass your securities exam, on the
first try. Create your own exams based on what you need to learn.








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