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Skip to content * Call Us * Cart * Log In STC Logo * Home > * Securities > * Licensing * Login or Register * My Courses * Logout * Cart * Shop Training * Securities Licensing Satisfy your regulatory requirements and pass your exams. * Registered Representative * SIE Exam Prep * Series 3 * Series 6 * Series 7 * Series 31 * Series 32 * Series 50 * Series 52 * Series 57 * Series 63 * Series 65 * Series 66 * Series 79 * Series 86 * Series 87 * Series 99 * Managers & Principals * Series 4 * Series 9 * Series 10 * Series 14 * Series 16 * Series 24 * Series 26 * Series 27 * Series 30 * Series 51 * Series 53 * Series 54 * Combo Packages * Series 6, SIE & 63 * Series 7 & SIE & 63 * Series 7 & SIE & 66 * Series 9 & 10 * Series 16 Part 1 & 2 * Series 57 & SIE * Series 86 & SIE * Series 86, Series 87 & SIE * Series 99 & SIE * Combo Packages * Series 6, SIE & 63 * Series 7 & SIE & 63 * Series 7 & SIE & 66 * Series 9 & 10 * Series 16 Part 1 & 2 * Series 57 & SIE * Series 86 & SIE * Series 86, Series 87 & SIE * Series 99 & SIE * Securities Continuing Education Stay compliant, expand your knowledge and meet regulatory requirements with online training. * Investment Adviser Representative (IAR) * Firm Element * Insurance Training Satisfy your state pre-licensing and continuing education requirements * Insurance Pre-Licensing * Insurance Continuing Education * Solutions * Colleges & Universities * Corporate Solutions * Resource Center * Career Resources * Industry Tools * News & Updates * FAQ EMPOWERING 1.5+ MILLION PROFESSIONALS WITH THE KNOWLEDGE TO PASS THEIR FINRA & INSURANCE EXAMS * Learn with live and on-demand virtual classes, practice exams and flashcards * Trusted by the world's top banks and broker dealers * 95% of STC students pass on the first try Registered Representatives Managers & Principals Combined Packages View All Packages GET STARTED IN THE SECURITIES INDUSTRY WE OFFER THE ENTIRE RANGE OF REGISTERED REPRESENTATIVE LICENSING EXAMS TO START YOU ON THE PATH TO SUCCESS. * Securities Industry Essentials SIE LICENSE DESCRIPTION SECURITIES INDUSTRY ESSENTIALS SIE The SIE is a FINRA exam and pre-requisite to working within the financial services industry and is taken in combination with the following exams: Series 6, 7, 52, 57, 79, 86, 87 or 99. Individuals are not required to be an employee of a sponsoring firm in order to take the SIE exam. STARTING AT $124 View Packages * Series 3 LICENSE DESCRIPTION SERIES 3 Series 3 is a National Futures Association licensing exam required for commodities and futures professionals, who solicit orders, or supervise individuals on behalf of a Futures Commission Merchant , Introducing Broker, Commodity Trading Advisor, or Commodity Pool Operator. STARTING AT $271 View Packages * Series 6 LICENSE DESCRIPTION SERIES 6 Series 6 is a FINRA licensing exam required for registered representatives who sell investment companies, variable annuities and life insurance contracts. Individuals are required to pass both the Series 6 as well as the SIE exam in order to register as a representative. STARTING AT $130 View Packages * Series 7 LICENSE DESCRIPTION SERIES 7 Series 7 is a FINRA licensing exam required for registered representatives who sell the broadest range of securities including corporate securities, municipal securities, and options. Individuals are required to pass both the Series 7 and the SIE exam in order to register as a representative. STARTING AT $235 View Packages * Series 31 LICENSE DESCRIPTION SERIES 31 Series 31 is a National Futures Association licensing exam required for individuals who sell commodity pools. STARTING AT $62 View Packages * Series 32 LICENSE DESCRIPTION SERIES 32 Series 32 is a National Futures Association licensing exam required for individuals who are currently registered in the United Kingdom as general representatives for futures and options. STARTING AT $62 View Packages * Series 50 LICENSE DESCRIPTION SERIES 50 Series 50 is a MSRB licensing exam required for municipal financial professionals who offer advice to municipal entities relating to investments or the issuance of municipal debt. STARTING AT $203 View Packages * Series 52 LICENSE DESCRIPTION SERIES 52 Series 52 is a MSRB licensing exam required for individuals engaged in the sale or underwriting of municipal securities. Individuals are required to pass both the Series 52 Exam and the SIE qualification exam in order to register as a representative. STARTING AT $339 View Packages * Series 57 LICENSE DESCRIPTION SERIES 57 Series 57 is a FINRA licensing exam required for an Equity Trader or Proprietary Trader. Individuals are required to pass both the Series 57 Exam and the SIE qualification exam in order to register as a representative. STARTING AT $256 View Packages * Series 63 LICENSE DESCRIPTION SERIES 63 Series 63 is a NASAA licensing exam required for individuals seeking to register and meet their state licensing requirement. This exam is frequently combined with the SIE, Series 6, 7, 79. STARTING AT $88 View Packages * Series 65 LICENSE DESCRIPTION SERIES 65 Series 65 is a NASAA licensing exam required for individuals seeking to register and meet their state investment adviser representative licensing requirement and provide advisory services. This exam is frequently combined with the SIE, Series 6 and 7. STARTING AT $193 View Packages * Series 66 LICENSE DESCRIPTION SERIES 66 Series 66 is a NASAA licensing exam, required for individuals seeking to register and meet their state investment advisor representative licensing requirement and provide advisory services. Series 7 is a pre-requisite for this exams and financial advisors often combine it with SIE and Series 7. STARTING AT $141 View Packages * Series 79 LICENSE DESCRIPTION SERIES 79 Series 79 is a FINRA licensing exam required for individuals who are seeking to work in the capital markets as an investment banker. Individuals are required to pass both the SIE and Series 79 exam in order to register as a representative. This exam is frequently combined with the SIE and Series 63. STARTING AT $386 View Packages * Series 86 LICENSE DESCRIPTION SERIES 86 Series 86 is a FINRA licensing exam required for research analysts and other individuals who produce research reports. Individuals are required to pass both the Series 86 and 87 in order to register as a research analyst. This exam is frequently purchased with the Series 86. STARTING AT $287 View Packages * Series 87 LICENSE DESCRIPTION SERIES 87 Series 87 is a FINRA licensing exam required for research analysts and other individuals who produce research reports. Individuals are required to pass both the Series 86 and 87 in order to register as a research analyst. This exam is frequently purchased with the Series 86. STARTING AT $130 View Packages * Series 99 LICENSE DESCRIPTION SERIES 99 Series 99 is a FINRA licensing exam required for "covered persons" responsible for certain broker dealer back-office or operational functions. Individuals are required to pass both the Series 99 Exam and SIE exam in order to register as an operations professional. This exam is frequently combined with the SIE. STARTING AT $130 View Packages * View all . . . LICENSE DESCRIPTION SECURITIES INDUSTRY ESSENTIALS SIE The SIE is a FINRA exam and pre-requisite to working within the financial services industry and is taken in combination with the following exams: Series 6, 7, 52, 57, 79, 86, 87 or 99. Individuals are not required to be an employee of a sponsoring firm in order to take the SIE exam. STARTING AT $124 View Packages 3 TAKE YOUR CAREER TO THE NEXT LEVEL AS A MANAGER OR PRINCIPAL WE HAVE THE RIGHT LICENSING EXAMS TO HELP TRANSITION YOUR CAREER. * Series 4 LICENSE DESCRIPTION SERIES 4 Series 4 is a FINRA exam required for individuals responsible for the supervision of a broker dealer's options accounts, trading, and sales personnel. A current SIE and Series 7 registration are co-requisites. STARTING AT $287 View Packages * Series 9 LICENSE DESCRIPTION SERIES 9 Series 9 is a FINRA exam required for individuals responsible for sales management or branch office supervision that includes options. Series 9 is typically taken along with the Series 10 by individuals who have a supervisory role at a broker dealer. A current SIE and Series 7 registration are co-requisites. STARTING AT $219 View Packages * Series 10 LICENSE DESCRIPTION SERIES 10 Series 10 is a FINRA exam required for individuals responsible for sales management or branch office supervision. Series 10 is typically taken along with the Series 9 by individuals who have a supervisory role at a broker dealer. A current SIE and Series 7 registration are co-requisites. STARTING AT $339 View Packages * Series 14 LICENSE DESCRIPTION SERIES 14 Series 14 is a FINRA exam required for chief compliance officers and those who supervise ten or more people engaged in compliance activities at New York Stock Exchange member firms. STARTING AT $245 View Packages * Series 16 LICENSE DESCRIPTION SERIES 16 Series 16 exam is an FINRA exam required for Supervisory Analysts who prepare or approve research reports. Passing any part of the CFA examination makes you eligible to have Part II waived. This course can be ordered separately and has two parts; Part I covers regulations Part II covers Securities Analysis. STARTING AT $266 View Packages * Series 24 LICENSE DESCRIPTION SERIES 24 Series 24 is a FINRA exam required for individuals who act as a principal / general securities supervisor. In addition to the Series 24 exam, candidates must pass the SIE Exam and the appropriate representative-level qualification exam. A current SIE and Series 7 registration are co-requisites. STARTING AT $287 View Packages * Series 26 LICENSE DESCRIPTION SERIES 26 Series 26 is a FINRA exam required for individuals who supervise or manage representatives who sell investment company and variable insurance products. A current SIE and Series 6 or Series 7 registration are co-requisites. STARTING AT $156 View Packages * Series 27 LICENSE DESCRIPTION SERIES 27 Series 27 is a FINRA exam required for individuals who manage back office operations, prepare and maintain a broker dealers books and records, and manage a firm's adherence to financial and operational regulations. STARTING AT $365 View Packages * Series 30 LICENSE DESCRIPTION SERIES 30 Series 30 is a National Futures Association exam required for individuals who will function as branch managers. A current Series 3 registration is a co-requisite. STARTING AT $99 View Packages * Series 51 LICENSE DESCRIPTION SERIES 51 Series 51 is an National Futures Association exam for individuals who supervise municipal securities activities of the dealer and its associated persons limited to municipal fund securities. A current Series 24 or Series 26 registration is a co-requisite. STARTING AT $99 View Packages * Series 53 LICENSE DESCRIPTION SERIES 53 Series 53 is a MSRB exam required for individuals who will supervise a broker dealers municipal securities activities. A current SIE and Series 52 registration are co-requisites. STARTING AT $261 View Packages * Series 54 LICENSE DESCRIPTION SERIES 54 Series 54 is an MSRB exam for individuals who engage in the management or supervision of municipal advisory activities. A current Series 50 registration is a co-requisite. STARTING AT $412 View Packages * View all . . . 2 3 COMBINATION PACKAGE OPTIONS TO FIT YOUR CAREER PATH COMBINATION PACKAGES TO MEET YOUR LICENSING REQUIREMENTS, AND SAVE YOU TIME AND MONEY. * Series 6, SIE & 63 LICENSE DESCRIPTION SERIES 6, SIE & 63 If you are starting your career in the financial services industry and require a Series 6 License, this combination of packages is specifically designed to help you prepare, and pass your required FINRA exams. Take the next step, start training today and save 10% off retail prices by purchasing the combination package. STARTING AT $309 View Package * Series 7 & SIE & 63 LICENSE DESCRIPTION SERIES 7 & SIE & 63 If you are starting your career in the financial services industry and require a Series 7 but will not be engaged in advisory services, this combination of packages is specifically designed to help you prepare, and pass your required FINRA exams. Take the next step, start training today and save 10% off retail prices by purchasing the combination package. STARTING AT $403 View Package * Series 7 & SIE & 66 LICENSE DESCRIPTION SERIES 7 & SIE & 66 If you are starting your career in the financial services industry and require a Series 7 & 66 License, this combination of packages is specifically designed to help you prepare, and pass your required FINRA exams. Take the next step, start training today and save10% off retail prices by purchasing the combination package. STARTING AT $450 View Package * Series 9 & 10 LICENSE DESCRIPTION SERIES 9 & 10 If you are becoming an principal and are responsible for supervising your firm's options and general securities activities, this combination of package will put you on a path to become a fully registered sales prinicipal with FINRA. Take the next step, start training today and save 10% off retail prices by purchasing the combination package. STARTING AT $503 View Package * Series 16 Part 1 & 2 LICENSE DESCRIPTION SERIES 16 PART 1 & 2 If you are becoming an principal and are responsible for supervising your firm's research reports, this combination of package will put you on a path to become a fully registered supervisory analyst with FINRA. Take the next step, start training today and save 10% off retail prices by purchasing the combination package. STARTING AT $266 View Package * Series 57 & SIE LICENSE DESCRIPTION SERIES 57 & SIE If you are starting your career as a trader and require a Series 57 License, this combination of packages is specifically designed to help you prepare, and pass your required FINRA exams. Take the next step, start training today and save 10% off retail prices by purchasing the combination package. STARTING AT $339 View Package * Series 79 & SIE LICENSE DESCRIPTION SERIES 79 & SIE If you are starting your career in the capital markets industry and require a Series 79 license, this combination of packages is specifically designed to help you prepare, and pass your required FINRA exams. Take the next step, start training today and save 10% off retail prices by purchasing the combination package. STARTING AT $459 View Package * Series 79 , SIE & 63 LICENSE DESCRIPTION SERIES 79 , SIE & 63 If you are starting your career in the capital markets industry and require a Series 79 license, this combination of packages is specifically designed to help you prepare, and pass your required FINRA exams. Take the next step, start training today and save 10% off retail prices by purchasing the combination package. STARTING AT $539 View Package * Series 86 & SIE LICENSE DESCRIPTION SERIES 86 & SIE If you are starting your career in research and require the Series 86 license only due to an exemption, this combination of packages is specifically designed to help you prepare, and pass your required FINRA exams. Take the next step, start training today and save 10% off retail prices by purchasing the combination package. STARTING AT $370 View Package * Series 86, Series 87 & SIE LICENSE DESCRIPTION SERIES 86, SERIES 87 & SIE If you are starting your career in research and require a Series 86 & 87 license, this combination of packages is specifically designed to help you prepare, and pass your required FINRA exams. Take the next step, start training today and save 10% off retail prices by purchasing the combination package. STARTING AT $488 View Package * Series 99 & SIE LICENSE DESCRIPTION SERIES 99 & SIE If you are starting your career in operations and require a Series 99 license, this combination of packages is specifically designed to help you prepare, and pass your required FINRA exams. Take the next step, start training today and save 10% off retail prices by purchasing the combination package. STARTING AT $229 View Packages * View all . . . 2 3 THE WIDEST RANGE OF PRODUCTS IN THE INDUSTRY EVERY COURSE YOU NEED TO PURSUE YOUR CAREER GOALS. * Securities Industry Essentials SIE LICENSE DESCRIPTION SECURITIES INDUSTRY ESSENTIALS SIE The SIE is a FINRA exam and pre-requisite to working within the financial services industry and is taken in combination with the following exams: Series 6, 7, 52, 57, 79, 86, 87 or 99. Individuals are not required to be an employee of a sponsoring firm in order to take the SIE exam. STARTING AT $124 View Packages * Series 3 LICENSE DESCRIPTION SERIES 3 Series 3 is a National Futures Association licensing exam required for commodities and futures professionals, who solicit orders, or supervise individuals on behalf of a Futures Commission Merchant , Introducing Broker, Commodity Trading Advisor, or Commodity Pool Operator. STARTING AT $271 View Packages * Series 4 LICENSE DESCRIPTION SERIES 4 Series 4 is a FINRA exam required for individuals responsible for the supervision of a broker dealer's options accounts, trading, and sales personnel. A current SIE and Series 7 registration are co-requisites. STARTING AT $287 View Packages * Series 6 LICENSE DESCRIPTION SERIES 6 Series 6 is a FINRA licensing exam required for registered representatives who sell investment companies, variable annuities and life insurance contracts. Individuals are required to pass both the Series 6 as well as the SIE exam in order to register as a representative. STARTING AT $130 View Packages * Series 7 LICENSE DESCRIPTION SERIES 7 Series 7 is a FINRA licensing exam required for registered representatives who sell the broadest range of securities including corporate securities, municipal securities, and options. Individuals are required to pass both the Series 7 and the SIE exam in order to register as a representative. STARTING AT $235 View Packages * Series 9 LICENSE DESCRIPTION SERIES 9 Series 9 is a FINRA exam required for individuals responsible for sales management or branch office supervision that includes options. Series 9 is typically taken along with the Series 10 by individuals who have a supervisory role at a broker dealer. A current SIE and Series 7 registration are co-requisites. STARTING AT $219 View Packages * Series 10 LICENSE DESCRIPTION SERIES 10 Series 10 is a FINRA exam required for individuals responsible for sales management or branch office supervision. Series 10 is typically taken along with the Series 9 by individuals who have a supervisory role at a broker dealer. A current SIE and Series 7 registration are co-requisites. STARTING AT $339 View Packages * Series 14 LICENSE DESCRIPTION SERIES 14 Series 14 is a FINRA exam required for chief compliance officers and those who supervise ten or more people engaged in compliance activities at New York Stock Exchange member firms. STARTING AT $245 View Packages * Series 16 LICENSE DESCRIPTION SERIES 16 Series 16 exam is an FINRA exam required for Supervisory Analysts who prepare or approve research reports. Passing any part of the CFA examination makes you eligible to have Part II waived. This course can be ordered separately and has two parts; Part I covers regulations Part II covers Securities Analysis. STARTING AT $266 View Packages * Series 24 LICENSE DESCRIPTION SERIES 24 Series 24 is a FINRA exam required for individuals who act as a principal / general securities supervisor. In addition to the Series 24 exam, candidates must pass the SIE Exam and the appropriate representative-level qualification exam. A current SIE and Series 7 registration are co-requisites. STARTING AT $287 View Packages * Series 26 LICENSE DESCRIPTION SERIES 26 Series 26 is a FINRA exam required for individuals who supervise or manage representatives who sell investment company and variable insurance products. A current SIE and Series 6 or Series 7 registration are co-requisites. STARTING AT $156 View Packages * Series 27 LICENSE DESCRIPTION SERIES 27 Series 27 is a FINRA exam required for individuals who manage back office operations, prepare and maintain a broker dealers books and records, and manage a firm's adherence to financial and operational regulations. STARTING AT $365 View Packages * Series 30 LICENSE DESCRIPTION SERIES 30 Series 30 is a National Futures Association exam required for individuals who will function as branch managers. A current Series 3 registration is a co-requisite. STARTING AT $99 View Packages * Series 31 LICENSE DESCRIPTION SERIES 31 Series 31 is a National Futures Association licensing exam required for individuals who sell commodity pools. STARTING AT $62 View Packages * Series 32 LICENSE DESCRIPTION SERIES 32 Series 32 is a National Futures Association licensing exam required for individuals who are currently registered in the United Kingdom as general representatives for futures and options. STARTING AT $62 View Packages * Series 50 LICENSE DESCRIPTION SERIES 50 Series 50 is a MSRB licensing exam required for municipal financial professionals who offer advice to municipal entities relating to investments or the issuance of municipal debt. STARTING AT $203 View Packages * Series 51 LICENSE DESCRIPTION SERIES 51 Series 51 is an National Futures Association exam for individuals who supervise municipal securities activities of the dealer and its associated persons limited to municipal fund securities. A current Series 24 or Series 26 registration is a co-requisite. STARTING AT $99 View Packages * Series 52 LICENSE DESCRIPTION SERIES 52 Series 52 is a MSRB licensing exam required for individuals engaged in the sale or underwriting of municipal securities. Individuals are required to pass both the Series 52 Exam and the SIE qualification exam in order to register as a representative. STARTING AT $339 View Packages * Series 53 LICENSE DESCRIPTION SERIES 53 Series 53 is a MSRB exam required for individuals who will supervise a broker dealers municipal securities activities. A current SIE and Series 52 registration are co-requisites. STARTING AT $261 View Packages * Series 54 LICENSE DESCRIPTION SERIES 54 Series 54 is an MSRB exam for individuals who engage in the management or supervision of municipal advisory activities. A current Series 50 registration is a co-requisite. STARTING AT $412 View Packages * Series 57 LICENSE DESCRIPTION SERIES 57 Series 57 is a FINRA licensing exam required for an Equity Trader or Proprietary Trader. Individuals are required to pass both the Series 57 Exam and the SIE qualification exam in order to register as a representative. STARTING AT $256 View Packages * Series 63 LICENSE DESCRIPTION SERIES 63 Series 63 is a NASAA licensing exam required for individuals seeking to register and meet their state licensing requirement. This exam is frequently combined with the SIE, Series 6, 7, 79. STARTING AT $88 View Packages * Series 65 LICENSE DESCRIPTION SERIES 65 Series 65 is a NASAA licensing exam required for individuals seeking to register and meet their state investment adviser representative licensing requirement and provide advisory services. This exam is frequently combined with the SIE, Series 6 and 7. STARTING AT $193 View Packages * Series 66 LICENSE DESCRIPTION SERIES 66 Series 66 is a NASAA licensing exam, required for individuals seeking to register and meet their state investment advisor representative licensing requirement and provide advisory services. Series 7 is a pre-requisite for this exams and financial advisors often combine it with SIE and Series 7. STARTING AT $141 View Packages * Series 79 LICENSE DESCRIPTION SERIES 79 Series 79 is a FINRA licensing exam required for individuals who are seeking to work in the capital markets as an investment banker. Individuals are required to pass both the SIE and Series 79 exam in order to register as a representative. This exam is frequently combined with the SIE and Series 63. STARTING AT $386 View Packages * Series 86 LICENSE DESCRIPTION SERIES 86 Series 86 is a FINRA licensing exam required for research analysts and other individuals who produce research reports. Individuals are required to pass both the Series 86 and 87 in order to register as a research analyst. This exam is frequently purchased with the Series 86. STARTING AT $287 View Packages * Series 87 LICENSE DESCRIPTION SERIES 87 Series 87 is a FINRA licensing exam required for research analysts and other individuals who produce research reports. Individuals are required to pass both the Series 86 and 87 in order to register as a research analyst. This exam is frequently purchased with the Series 86. STARTING AT $130 View Packages * Series 99 LICENSE DESCRIPTION SERIES 99 Series 99 is a FINRA licensing exam required for "covered persons" responsible for certain broker dealer back-office or operational functions. Individuals are required to pass both the Series 99 Exam and SIE exam in order to register as an operations professional. This exam is frequently combined with the SIE. STARTING AT $130 View Packages * View all . . . 2 3 This is the best and most challenging course I have taken. The course was informative and helped me understand Series 7 concepts. – Verified Student Marshall University THE PATH TO YOUR SECURITIES EXAM SUCCESS Everyone learns differently. STC students have access to a variety of learning tools that best fit their personal learning style. When students are enabled to chose their learning styles, they are more likely to enjoy their training and are more successful when sitting for their exam. ON-DEMAND LECTURES Hours of engaging and interactive content that’s accessible anytime you want. Watch and re-watch as many times as you need. LIVE VIRTUAL CLASSES Learn from best-in-class instructors and subject matter experts with a live virtual classroom. View Class Schedule STUDY AIDS Various tools including crunch time facts, online and printed manuals and flashcards – all designed to help drive retention and better prepare students for their exam. PRACTICE EXAMS Various exam formats ensure you are ready to pass your securities exam, on the first try. Create your own exams based on what you need to learn. STC USA About FAQs Careers Contact Us Education Securities Insurance SIE Exam Prep Programs Colleges & Universities Corporate Solutions Login Student Portal Partner Portal Connect With Us Download App © 2024 SECURITIES TRAINING CORPORATION | Sitemap | Privacy Policy | Cookie Policy | Terms of Use | Refund Policy Back to top close We use cookies to offer you a better website browsing experience, personalize content and ads, and analyze our site traffic. We also share information about your use of our site with our social media, advertising, and analytics partners. By accepting this banner, you are providing your consent to our collection and use of these cookies. Learn more by reading our Privacy Policy. You can manage this sharing by selecting the "Cookie Settings" link.” Cookies Settings Accept All Cookies COOKIE SETTINGS When you visit our website, we store cookies on your browser to collect information. 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