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BREADCRUMB

 1. Home /
 2. News Room /
 3. Notices and Guidance /

 4. Regional Council Annual General Meetings




REGIONAL COUNCIL ANNUAL GENERAL MEETINGS

April 18, 2023
23-0057
Type: Administrative Notice> General
Distribute internally to:
Education and Training
Legal and Compliance
Registration
Retail
Senior Management
Trading Desk

Contact:

Croce Cuffaro
National Coordinator
Telephone:
514-392-3420
Email:
ccuffaro@iiroc.ca
Ron Johnston
Director, Member Compliance, Western Canada
Telephone:
604-331-4788
Email:
rjohnston@iiroc.ca
France Kingsbury
Regional Director, Regulation- Québec
Telephone:
514-878-2854
Email:
fkingsbury@iiroc.ca
Michelle Pong (Ontario)
Senior Legal Counsel, Director, District Hearing Committees, Mutual Fund
Division
Email:
mpong@mfda.ca

We are pleased to inform you that the dates of the New SRO Regional Councils
Annual General Meetings (AGMs) have been secured and that formal invitations
will be forwarded shortly to all eligible Dealer Members to attend.

Composition and vote

Each Regional Council is composed of four to 20 members. The proposed members
forming the Councils are selected by the Regional Councils nomination
subcommittees and will be presented at the AGMs for election by the Dealer
Members. Dealer Members are entitled to send a representative to represent them
and vote at the AGMs in accordance with section 10.4 of New SRO By-law No. 1.

Role of Regional Councils

The Regional Councils play an important advisory role with respect to regional
issues and provide a regional perspective on national issues, including client
facing activities. They advise New SRO on industry trends of regulatory concern,
provide input on the impact of New SRO’s regulatory initiatives, and communicate
high-level information regarding meeting discussions to their constituents.

All AGMs start times listed below are local time. Save the date!

Atlantic Regional Council AGM - in Halifax
May 11, 2023
4:30 p.m. to 5:00 p.m.

Québec Regional Council AGM
May 9, 2023
4:30 p.m. to 5:00 p.m.

Ontario Regional Council AGM
May 25, 2023
4:00 p.m. to 5:00 p.m.

Saskatchewan Regional Council AGM
May 30, 2023
3:00 p.m. to 4:00 p.m.

Pacific Regional Council AGM
May 29, 2023
2:00 p.m. to 3:00 p.m.

Alberta Regional Council AGM
June 27, 2023
3:30 p.m. to 4:30 p.m.

Manitoba Regional Council AGM
May 31, 2023
4:00 p.m. to 5:00 p.m.

If you need more information related to the AGMs, please contact Ms. Croce
Cuffaro who acts as a national coordinator at: ccuffaro@iiroc.ca or
514-392-3420.




×

MFDA and IIROC have consolidated

As of January 1, 2023 the MFDA and IIROC have come together as New
Self-Regulatory Organization of Canada (New SRO).

New SRO has assumed the regulatory responsibilities of the MFDA and IIROC.

We have set up an interim website for updates and information related to the New
SRO including:

 * Executive Management
 * Governance
 * New SRO Rules
 * Member Application
 * Investor Office and the Investor Advisory Panel
 * Information concerning mutual fund dealers registered in Québec
 * Complaints
 * Careers

Enforcement proceedings, membership lists, continuing education, investor
education resources and any other information not set out above continue to
reside on www.mfda.ca and www.iiroc.ca.

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