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Text Content

OVERVIEW

Title: 2023 Trends to Inform Your Risk and Regulation Strategy

Duration: 45 minutes

Available On Demand

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Summary


2023 TRENDS TO INFORM YOUR RISK AND REGULATION STRATEGY

DECEMBER 13, 2022 09:30 AM PST / 12:30 PM EST

As we head into 2023, risk, regulatory, and compliance teams across the
financial services industry face challenges on multiple fronts. Forward-thinking
teams are adapting to an ever-changing industry as new rules and regulations,
emerging technologies, an uncertain economy, and a heightened focus on
environmental, social, and governance issues continue to shift the landscape.

Lean into 2023 by learning how your risk, regulatory, and compliance teams can
adapt and plan accordingly, act proactively, and succeed. Join Point B’s senior
financial services executives, Vincent Tarantino and Christian Sterk, as they
share insights on:

 * The significance of accurate and complete data across the organization and
   the necessity for governance, oversight, and controls.
    
 * How innovations in technology have and will continue to transform the risk,
   regulatory and compliance landscape; pros and cons.
    
 * Navigating ESG regulations and reporting frameworks, and the impact of
   climate risk disclosure


Speakers
Vincent Tarantino
Global Financial Services Senior Principal, Point B
Point B


Vincet leads go-to-market strategy, development of competencies, and management
of staff and projects, for the Risk, Regulatory, and Compliance function of
Point B’s Financial Services practice.

With 25 years of experience, including senior executive positions at the PHLX,
Morgan Stanley, Deloitte, Citi, in addition to experience as the Chief
Regulatory Officer at the Boston Options and Stock Exchanges, Vincent brings a
wealth of risk, regulatory, and compliance knowledge to Point B.

Christian Sterk
Global Financial Services Principal, Point B
Point B


Christian is a principal consultant supporting capital markets clients at Point
B. He brings more than 15 years of experience leading and connecting
cross-functional finance, technology and business teamsto execute successful
governance, risk and control initiatives. Prior to joining Point B, Christian
held leadership positions at Bank of America, Deloitte, and Deutsche Bank, where
he gained expertise in risk and regulatory implementation, process control
design, data management and corporate strategy.