www.niceactimize.com Open in urlscan Pro
149.126.77.178  Public Scan

Form analysis
0 forms found in the DOM

Text Content

Financial Markets Compliance

Financial Markets Compliance
 * Home
 * Solutions
   
      Holistic Conduct Surveillance
   
    *    Markets Surveillance
    *    Communications Surveillance
    *    Trade Reconstruction
    *    Reg BI Surveillance
    *    Sales Practices & Suitability
    *    Managed Analytics Services
   
       
   
    *    for Buy-Side
    *    for Sell-Side
    *    for Wealth Management
    *    for Crypto Exchanges
    *    for Insurance
    *    for Online Brokers
   
      Communication Compliance
   
    *    Compliance Recording
    *    Cloud Compliance Recording
    *    MS Teams Recording
    *    Compliance Assurance
    *    Trader Voice Transcription
    *    Support & Managed Services

 * Regulations
    *    Dodd-Frank
    *    MAR
    *    MiFID II & MiFIR
    *    FX Code of Conduct
    *    Regulation Best Interest
    *    SM&CR
    *    FCA’s Consumer Duty

 * News & Blogs
    *    Holistic Surveillance
    *    Communication Compliance
    *    Regulatory Updates

 * Events & Webinars
 * Get in Touch

 * NICE Actimize
 * Financial Markets Compliance

 

















Watch the Video






THE FIRST END-TO-END COMMUNICATION & TRADE COMPLIANCE PLATFORM

We can provide your firm with the complete compliance coverage required by
today’s financial markets regulations - an environment which requires a view
across assets, instruments, communications, markets, and regulatory
jurisdictions.

  Holistic Surveillance   Communication Compliance


COMPLIANCENTRAL OFFERS COMPLETE REGULATORY TRADE COMPLIANCE

>     Compliance Recording     Cloud Recording     Mobile Phone Recording     MS
> Teams Recording     Compliance Assurance     Voice Transcription     Managed
> Services

>     Holistic Conduct Surveillance     Markets Surveillance     Communications
> Surveillance     Trade Reconstruction     Reg BI Surveillance     Sales
> Practices & Suitability     ActimizeWatch Compliance

 

Explore All Solutions


LEARN MORE ABOUT THE
TRADING REGULATIONS

      Dodd-Frank       MAR       MiFID II & MiFIR       FX Code of Conduct    
  Regulation Best Interest       SM&CR       FCA’s Consumer Duty



 

Trading Regulations



INTRODUCING COMPLIANCENTRAL

THE FIRST END-TO-END COMMUNICATION & TRADE COMPLIANCE PLATFORM

Compliancentral captures and retains all communications (including phone, email,
chats, mobile, turrets) and analyzes them along with trade and behavioral data.
Using AI and advanced analytics, Compliancentral correlates employees' actions
(trades and behavioral data) with communications to help your firm understand
what employees said, heard and did, to uncover hidden risks.




DOWNLOAD OUR COMPLIMENTARY REPORTS AND EBOOKS


TRADE
COMPLIANCE

The Definitive Guide to Modern Trade and Comms Compliance

Download


COMMUNICATIONS
MONITORING

Communications Monitoring Solutions - Vendor Overview 2022

Download


CONSUMER
DUTY

7 Must-Have Surveillance Capabilities for The Consumer Duty Rule

Download


COMMUNICATIONS
MONITORING

Communications Monitoring Regulatory Playbook for Regulated Employees

Download

 

Resource Center
Read our Recent Blogs
28 October 2022
 * Regulations
 * 

PREPARING FOR CONSUMER DUTY: DEFINING GOOD OUTCOMES AND THE ROLE OF TECHNOLOGY

In the recent Consumer Duty handbook, the FCA set out some guidelines to help
companies address the notion of determining 'good outcomes.' This blog is to
provide some perspective.

Read More
29 August 2022
 * Regulations
 * 

WHAT YOU NEED TO KNOW ABOUT CONSUMER DUTY

The Financial Conduct Authority (FCA) has recently published its guidelines and
rules for it’s Consumer Duty. Is the FCA finally putting strong requirements for
the UK markets? Read this Blog and see how you can comply.



Read More
27 July 2022
 * Regulations
 * 

FIRST REG BI ENFORCEMENT ACTION TAKES SHAPE, SEC SIGNALS MORE TO COME

In this Blog, Ozzie explains why firms are still learning to adapt to the now
two-year old Reg BI requirements, and as they do so, fulfilling their duty of
care means making an unwavering commitment to step up their game.

Read More

 

All Blogs



SURVEILLANCE INSIDER

Financial services organizations are facing new compliance and regulatory
challenges every day. SURVEIL-X can help your firm address growing risks
associated with employee misconduct and market abuse. Watch the short videos of
SURVEILLANCE INSIDER to see how SURVEIL-X can help.

 

See All Videos


ANALYST REPORT

NICE ACTIMIZE NAMED "CATEGORY LEADER" IN REPORT:
CHARTIS RISKTECH QUADRANT: COMMUNICATIONS MONITORING SOLUTIONS 2022

NICE Actimize’s SURVEIL-X achieved the report’s highest best-in-class rating
scores in audio and voice analytics capabilities as well as in detection
analytics..

Download Now
 * About NICE
 * Subscription Center

 * Privacy Statement
 * Terms of Use

Get in Touch
Follow us

 *   
 *   
 *   
 *   




WE USE COOKIES

We use cookies to ensure that we give you the best experience on this website.
If you continue without changing your settings, we’ll assume that you are happy
to receive all on the NICE website. However, if you would like, you can change
your cookie settings at any time. To find out more about how we use this
information, see ourPrivacy Policy.

Accept Cookies »