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Submission: On April 12 via manual from US — Scanned from DE
Submission: On April 12 via manual from US — Scanned from DE
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Text Content
We are continuously improving our digital accessibility, recognizing the importance of having websites that are accessible to the widest possible audience. Should you require assistance or have a Customer Service need, please call (877) 222-2144Skip to main content Sign in * * Support * * Sign in Contact us EQUITABLE ADVISORS DISCLOSURE INFORMATION RELATIONSHIP SUMMARY, GENERAL CONFLICTS OF INTEREST DISCLOSURE AND RELATED MATERIALS * Relationship Summary (Form CRS) * General Conflicts of Interest Disclosures * Third Party Compensation and Conflicts of Interest Disclosure * Code of Ethics * Privacy Notice LIFE AND ANNUITY PRODUCTS DISCLOSURES * Annuities Disclosure Form (NY Reg 187) * Life Insurance Disclosure Form (NY Reg 187) * Non-Proprietary Variable Annuities List * Non-Proprietary Variable Life Products List ADVISORY PROGRAM DISCLOSURES * ADV Form Part 2A * Proposal Tool Disclosure * Risks of Investing with Advisory Programs * Investment Adviser Agreement 3rd Party Programs ACCOUNT AGREEMENTS * Master Account Agreement * Manager Select Account Agreement * Model Wealth Portfolio (MWP) Account Agreement * Optimum Market Portfolio (OMP) Account Agreement * Personal Wealth Portfolio (PWP) Account Agreement * Strategic Asset Management (SAM) Programs Account Agreement INVESTOR RESOURCES * FINRA BrokerCheck * SEC * MSRB * NAIC Buyer's Guide * SIPC Coverage * Alternative Investment Guide * Client Product and Service Guide * Equitable Family of Annuities * Equitable Family of Annuities ADV * Principles of Investing Guide FEE SCHEDULES * Client Fee Schedule * Miscellaneous Account and Service Fees Schedule - Advisory * Miscellaneous Account and Service Fees Schedule - Brokerage * Miscellaneous Account and Service Fee Schedule – OMP * Miscellaneous Account and Service Fee Schedule – MWP * Miscellaneous Account and Service Fee Schedule – PWP * Miscellaneous Account and Service Fee Schedule – Outside Investment Accounts INSURED CASH ACCOUNT PROGRAM INFORMATION Accounts that clear through LPL Financial, including brokerage, Strategic Asset Management and other LPL Financial-sponsored investment advisory accounts, provide an Insured Cash Account Program. The Insured Cash Account (ICA) Program is an FDIC-insured bank-deposit cash sweep program, subject to certain limitations and other requirements. Click on the links below for additional information on the program. * Insured Cash Account Program Disclosure Booklet * Insured Cash Account Fees Disclosure * Insured Cash Account Bank List * Insured Cash Account Rates * Insured Cash Account Bank List (Business Accounts) * Insured Cash Account Bank List (Qualified Accounts) DEPOSIT CASH ACCOUNT PROGRAM INFORMATION Advisory IRA Accounts that clear through LPL Financial, provide a Deposit Cash Account Program. The Deposit Cash Account (DCA) Program is a FDIC-insured bank-deposit cash sweep program, subject to certain limitations and other requirements. Select the document links below for additional information on the program. * Deposit Cash Account Program Disclosure Booklet * Deposit Cash Account Bank List * Deposit Cash Account Rates MARKET & TRADING DISCLOSURES Note: Equitable Advisors has no role in how trades are routed by its clearing firm, LPL Financial. * SEC Rule 606 Order Routing * Material Aspects of Relationships with Trading Venues LIBOR Disclosure Equitable Holdings Annual Report Equitable Customer Security Center MAILINGS PHONE 866-487-7484 Monday - Friday 7:30 AM - 7:00 PM Mailing address - Advisor (LPL Related Business) Equitable Advisors Brokerage 4707 Executive Drive San Diego, CA 92121 - 3091 Mailing address - Client/Prospect Equitable Advisors 8501 IBM Drive, Suite 150, MW-15 Charlotte, NC 28262 Securities offered through Equitable Advisors, LLC (Equitable Financial Advisors in MI & TN). Equitable Advisors, LLC, member FINRA/SIPC (Equitable Financial Advisors in MI & TN), serves as the introducing broker/dealer and LPL Financial, member FINRA/SIPC, serves as the clearing broker/dealer for brokerage accounts. Equitable Advisors, LLC (Equitable Financial Advisors in MI & TN) serves as an investment advisor registered with the SEC, and LPL Financial serves as the principal sponsor, an investment advisor and the broker/dealer for the LPL Financial investment advisory programs offered through Equitable Advisors Financial Professionals. Equitable Advisors and its financial professionals are not affiliated with LPL Financial. Additional investment advisory programs are offered through third-party program sponsors that are not affiliated with Equitable Advisors and LPL Financial. Equitable Advisors serves as an investment advisor in referring clients to these programs, and the third party serves as the principal sponsor and an investment advisor. These programs may clear through or retain broker/dealers other than Equitable Advisors or LPL Financial and are not affiliated with either party. GE-5067616.1 (10/2021) (Exp. 10/2024) WELCOME TO EQUITABLE Effective immediately, please use www.equitable.com to access our website. Please replace any bookmarks with www.equitable.com. If you have an account with us, your user ID and password will not change. Go to Equitable.com Equitable is the brand name of the retirement and protection subsidiaries of Equitable Holdings, Inc., including Equitable Financial Life Insurance Company (Equitable Financial) (NY, NY), Equitable Financial Life Insurance Company of America (Equitable America), an AZ stock company with main administrative headquarters in Jersey City, NJ, and Equitable Distributors, LLC. Equitable Advisors is the brand name of Equitable Advisors, LLC (member FINRA, SIPC). GE-2891061(01/20) DID YOU FIND THE INFORMATION YOU WERE LOOKING FOR ON THIS PAGE? Yes No Send feedback Your feedback will not receive a response. This form only gathers feedback about the website. In 150 characters or less, please tell us what information you could not find on this page. We will use this information to improve the site. Do not include personal account information or other sensitive information such as login credentials, account number or passwords. 0 / 150 * About Equitable * Equitable Foundation * Careers * Feedback * Equitable Holdings * 1290 Avenue of the Americas New York, NY 10104 * * Privacy and security * Usage agreement © 2022 Equitable Holdings, Inc. All rights reserved. -------------------------------------------------------------------------------- Equitable is the brand name of the retirement and protection subsidiaries of Equitable Holdings, Inc., including Equitable Financial Life Insurance Company (NY, NY), Equitable Financial Life Insurance Company of America, an AZ stock company and Equitable Distributors, LLC. Equitable Advisors is the brand name of Equitable Advisors, LLC (member FINRA, SIPC) (Equitable Financial Advisors in MI & TN). SIGN IN WELCOME BACK System availability notice Sign in Forgot User ID or Password Don't have an account? Register Now Equitable Retirement VisionSM, Retirement Gateway, Momentum & Retirement Strategies Administrators for INDIVIDUALSfor EMPLOYERSfor FINANCIAL PROFESSIONALS Advice * Why work with a Financial Professional * Saving and Investing * Find a Financial Professional Retirement * Retirement Planning * 403(b) plans for educators * Products * Annuities * 401(k) Plans * 403(b) Plans * 457(b) Plans Life Insurance * Benefits of life insurance * Products * Indexed universal life * Term life * Variable life Employee Benefits * Discover your benefits * Products * Dental * Life * Long-term disability * Short-term disability * Vision * Accident * Critical Illness * Find a provider Advice * Why work with a Financial Professional * Plan for your business at every stage * Find a Financial Professional Retirement * Help employees retire confidently * 401(k) Plans * 403(b) Plans * 457(b) Plans Life Insurance * Benefits of life insurance * Products * Indexed universal life * Term life * Variable life Employee Benefits * Benefits made easy * Products * Find a provider Equitable Advisors * Why join Equitable Advisors? * Experienced Advisors * Early career Financial Professionals * DEI at Equitable Retirement * Resources for retirement * Annuity products * Workplace retirement products * 401(k) Plans * 403(b) Plans * 457(b) Plans Life Insurance * Resources * Products Employee Benefits * Resources * Products * About Equitable * Perspectives * Careers * Newsroom * Equitable Foundation * for INDIVIDUALS * Advice * Why work with a Financial Professional * Saving and Investing * Find a Financial Professional * Retirement * Retirement Planning * 403(b) plans for educators * Products * Annuities * 401(k) Plans * 403(b) Plans * 457(b) Plans * Life Insurance * Benefits of life insurance * Products * Indexed universal life * Term life * Variable life * Employee Benefits * Discover your benefits * Resources * Products * Products * Dental * Life * Long-term disability * Short-term disability * Vision * Accident * Critical Illness * Find a provider * for EMPLOYERS * Advice * Why work with a Financial Professional * Plan for your business at every stage * Find a Financial Professional * Retirement * Help employees retire confidently * 401(k) Plans * 403(b) Plans * 457(b) Plans * Life Insurance * Benefits of life insurance * Products * Indexed universal life * Term life * Variable life * Employee Benefits * Benefits made easy * Resources * Our approach * Powerfully Simple * Integrated platform * Learn from the experts * Products * Find a provider * for FINANCIAL PROFESSIONALS * Equitable Advisors * Why join Equitable Advisors? * Experienced Advisors * Early career Financial Professionals * DEI at Equitable * Retirement * Resources for retirement * Annuity products * Workplace retirement products * 401(k) Plans * 403(b) Plans * 457(b) Plans * Life Insurance * Resources * Products * Resources * Learning * Sales Concepts * Employee Benefits * Resources * Resources * Our approach * Powerfully Simple * Integrated platform * Compensation * Account service * Learn from the experts * Products * Search * Find a financial professional * Support * About Equitable * Perspectives * Careers * Newsroom * Equitable Foundation * Feedback