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Text Content

We are continuously improving our digital accessibility, recognizing the
importance of having websites that are accessible to the widest possible
audience. Should you require assistance or have a Customer Service need, please
call (877) 222-2144Skip to main content

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EQUITABLE ADVISORS DISCLOSURE INFORMATION




RELATIONSHIP SUMMARY, GENERAL CONFLICTS OF INTEREST DISCLOSURE AND RELATED
MATERIALS

 * Relationship Summary (Form CRS)
 * General Conflicts of Interest Disclosures
 * Third Party Compensation and Conflicts of Interest Disclosure
 * Code of Ethics
 * Privacy Notice


LIFE AND ANNUITY PRODUCTS DISCLOSURES

 * Annuities Disclosure Form (NY Reg 187)
 * Life Insurance Disclosure Form (NY Reg 187)
 * Non-Proprietary Variable Annuities List
 * Non-Proprietary Variable Life Products List


ADVISORY PROGRAM DISCLOSURES

 * ADV Form Part 2A
 * Proposal Tool Disclosure
 * Risks of Investing with Advisory Programs
 * Investment Adviser Agreement 3rd Party Programs


ACCOUNT AGREEMENTS

 * Master Account Agreement
 * Manager Select Account Agreement
 * Model Wealth Portfolio (MWP) Account Agreement
 * Optimum Market Portfolio (OMP) Account Agreement
 * Personal Wealth Portfolio (PWP) Account Agreement
 * Strategic Asset Management (SAM) Programs Account Agreement


INVESTOR RESOURCES

 * FINRA BrokerCheck
 * SEC
 * MSRB
 * NAIC Buyer's Guide
 * SIPC Coverage
 * Alternative Investment Guide
 * Client Product and Service Guide
 * Equitable Family of Annuities
 * Equitable Family of Annuities ADV
 * Principles of Investing Guide 


FEE SCHEDULES

 * Client Fee Schedule
 * Miscellaneous Account and Service Fees Schedule - Advisory
 * Miscellaneous Account and Service Fees Schedule - Brokerage
 * Miscellaneous Account and Service Fee Schedule – OMP
 * Miscellaneous Account and Service Fee Schedule – MWP
 * Miscellaneous Account and Service Fee Schedule – PWP
 * Miscellaneous Account and Service Fee Schedule – Outside Investment
   Accounts  


INSURED CASH ACCOUNT PROGRAM INFORMATION

Accounts that clear through LPL Financial, including brokerage, Strategic Asset
Management and other LPL Financial-sponsored investment advisory accounts,
provide an Insured Cash Account Program. The Insured Cash Account (ICA) Program
is an FDIC-insured bank-deposit cash sweep program, subject to certain
limitations and other requirements. Click on the links below for additional
information on the program.

 * Insured Cash Account Program Disclosure Booklet
 * Insured Cash Account Fees Disclosure
 * Insured Cash Account Bank List
 * Insured Cash Account Rates
 * Insured Cash Account Bank List (Business Accounts)
 * Insured Cash Account Bank List (Qualified Accounts)


DEPOSIT CASH ACCOUNT PROGRAM INFORMATION

Advisory IRA Accounts that clear through LPL Financial, provide a Deposit Cash
Account Program. The Deposit Cash Account (DCA) Program is a FDIC-insured
bank-deposit cash sweep program, subject to certain limitations and other
requirements. Select the document links below for additional information on the
program.

 * Deposit Cash Account Program Disclosure Booklet
 * Deposit Cash Account Bank List
 * Deposit Cash Account Rates


MARKET & TRADING DISCLOSURES

Note: Equitable Advisors has no role in how trades are routed by its clearing
firm, LPL Financial.

 * SEC Rule 606 Order Routing
 * Material Aspects of Relationships with Trading Venues

LIBOR Disclosure
Equitable Holdings Annual Report
Equitable Customer Security Center


MAILINGS


PHONE

866-487-7484

Monday - Friday 7:30 AM - 7:00 PM

Mailing address - Advisor (LPL Related Business)
Equitable Advisors Brokerage
4707 Executive Drive
San Diego, CA 92121 - 3091

Mailing address - Client/Prospect
Equitable Advisors
8501 IBM Drive, Suite 150, MW-15
Charlotte, NC 28262

Securities offered through Equitable Advisors, LLC (Equitable Financial Advisors
in MI & TN). Equitable Advisors, LLC, member FINRA/SIPC (Equitable Financial
Advisors in MI & TN), serves as the introducing broker/dealer and LPL Financial,
member FINRA/SIPC, serves as the clearing broker/dealer for brokerage accounts.
Equitable Advisors, LLC (Equitable Financial Advisors in MI & TN) serves as an
investment advisor registered with the SEC, and LPL Financial serves as the
principal sponsor, an investment advisor and the broker/dealer for the LPL
Financial investment advisory programs offered through Equitable Advisors
Financial Professionals. Equitable Advisors and its financial professionals are
not affiliated with LPL Financial. Additional investment advisory programs are
offered through third-party program sponsors that are not affiliated with
Equitable Advisors and LPL Financial. Equitable Advisors serves as an investment
advisor in referring clients to these programs, and the third party serves as
the principal sponsor and an investment advisor. These programs may clear
through or retain broker/dealers other than Equitable Advisors or LPL Financial
and are not affiliated with either party.
GE-5067616.1 (10/2021) (Exp. 10/2024)



WELCOME TO EQUITABLE

Effective immediately, please use www.equitable.com
to access our website.



Please replace any bookmarks with www.equitable.com.
If you have an account with us, your user ID and password will not change.

Go to Equitable.com Equitable is the brand name of the retirement and protection
subsidiaries of Equitable Holdings, Inc., including Equitable Financial Life
Insurance Company (Equitable Financial) (NY, NY), Equitable Financial Life
Insurance Company of America (Equitable America), an AZ stock company with main
administrative headquarters in Jersey City, NJ, and Equitable Distributors, LLC.
Equitable Advisors is the brand name of Equitable Advisors, LLC (member FINRA,
SIPC). GE-2891061(01/20)

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© 2022 Equitable Holdings, Inc. All rights reserved.



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Equitable is the brand name of the retirement and protection subsidiaries of
Equitable Holdings, Inc., including Equitable Financial Life Insurance Company
(NY, NY), Equitable Financial Life Insurance Company of America, an AZ stock
company and Equitable Distributors, LLC. Equitable Advisors is the brand name of
Equitable Advisors, LLC (member FINRA, SIPC) (Equitable Financial Advisors in MI
& TN).


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